Last 12 months
Inside the activity.
2 purchase rows · 280 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 1 | 110 |
| Jan 2026 | 0 | 5 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 89 |
| Apr 2026 | 0 | 6 |
| May 2026 | 0 | 0 |
| Jun 2026 | 1 | 50 |
| Jul 2026 | 0 | 3 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 16 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 04, 2022 Filed Apr 6, 2022 20:24 UTC |
DELLY GAYLA JDirector
|
GrantCommon Stock, $0.001 par value | 413 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000063 · wf-form4_164927664644897.xml · nonDerivative · entry 1 DELLY GAYLA J · CIK 0001218358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,464 F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 4, 2022. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to Reporting Person's continuing service on the vesting date. F2 · balance_after: Includes 413 RSUs. Read SEC document |
| April 04, 2022 Filed Apr 6, 2022 20:37 UTC |
HARTENSTEIN EDDY WDirector
|
GrantCommon Stock, $0.001 par value | 413 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000067 · wf-form4_164927744093660.xml · nonDerivative · entry 2 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 889 F3 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 4, 2022. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to Reporting Person's continuing service on the vesting date. F4 · balance_after: Includes 413 RSUs. Read SEC document |
| April 04, 2022 Filed Apr 6, 2022 20:31 UTC |
FERNANDEZ RAUL JDirector
|
GrantCommon Stock, $0.001 par value | 413 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000065 · wf-form4_164927706278700.xml · nonDerivative · entry 1 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,123 F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 4, 2022. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to Reporting Person's continuing service on the vesting date. F2 · balance_after: Includes 413 RSUs. Read SEC document |
| April 04, 2022 Filed Apr 6, 2022 16:44 UTC |
Low Check KianDirector
|
Tax withholdingCommon Stock, $0.001 par value | 18 | $634.85 | $11,427.30 |
DisclosureSEC source: 0001730168-22-000069 · wf-form4_164927785043312.xml · nonDerivative · entry 2 Low Check Kian · CIK 0001692615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,583 F3 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant RSUs previously granted to the Reporting Person. F2 · balance_after: Includes 413 RSUs. Read SEC document |
| April 04, 2022 Filed Apr 6, 2022 16:44 UTC |
Low Check KianDirector
|
GrantCommon Stock, $0.001 par value | 413 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000069 · wf-form4_164927785043312.xml · nonDerivative · entry 1 Low Check Kian · CIK 0001692615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,601 F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 4, 2022. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to Reporting Person's continuing service on the vesting date. F2 · balance_after: Includes 413 RSUs. Read SEC document |
| April 04, 2022 Filed Apr 6, 2022 20:50 UTC |
PAGE JUSTINEDirector
|
GrantCommon Stock, $0.001 par value | 413 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000071 · wf-form4_164927823219725.xml · nonDerivative · entry 1 PAGE JUSTINE · CIK 0001359561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,151 F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 4, 2022. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to Reporting Person's continuing service on the vesting date. F2 · balance_after: Includes 413 RSUs. Read SEC document |
| April 04, 2022 Filed Apr 6, 2022 20:59 UTC |
You Harry L.Director
|
GrantCommon Stock, $0.001 par value | 413 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000073 · wf-form4_164927874460618.xml · nonDerivative · entry 1 You Harry L. · CIK 0001432602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,113 F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 4, 2022. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to Reporting Person's continuing service on the vesting date. F2 · balance_after: Includes 413 RSUs. Read SEC document |
| March 29, 2022 Filed Mar 30, 2022 20:33 UTC |
Spears Kirsten M.VP CFO & Chief Accounting Ofcr
|
SaleCommon Stock, $0.001 par value | 2,000 | $636.23 | $1,272,460.00 |
DisclosureSEC source: 0001730168-22-000052 · wf-form4_164867237612484.xml · nonDerivative · entry 2 Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,546 F1 · balance_after: Includes 28,623 restricted stock units. Read SEC document |
| March 28, 2022 Filed Mar 30, 2022 20:33 UTC |
Spears Kirsten M.VP CFO & Chief Accounting Ofcr
|
SaleCommon Stock, $0.001 par value | 3,000 | $625.86 | $1,877,565.00 |
DisclosureSEC source: 0001730168-22-000052 · wf-form4_164867237612484.xml · nonDerivative · entry 1 Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,546 F1 · balance_after: Includes 28,623 restricted stock units. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 20:31 UTC |
DELLY GAYLA JDirector
|
SaleCommon Stock, $0.001 par value | 200 | $624.67 | $124,934.20 |
DisclosureSEC source: 0001730168-22-000050 · wf-form4_164858584695877.xml · nonDerivative · entry 1 DELLY GAYLA J · CIK 0001218358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,051 F1 · balance_after: Includes 476 restricted stock units. Read SEC document |
| March 25, 2022 Filed Apr 1, 2022 22:06 UTC |
SAMUELI HENRYDirector
|
GiftCommon Stock, $0.001 par value | 269,207 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-041855 · tm2211144-1_4seq1.xml · nonDerivative · entry 2 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,162,719 F1 · ownership.nature: Directly held by H&S Investments I L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 25, 2022 Filed Apr 1, 2022 22:06 UTC |
SAMUELI HENRYDirector
|
GiftCommon Stock, $0.001 par value | 269,207 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-041855 · tm2211144-1_4seq1.xml · nonDerivative · entry 1 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 25, 2022 Filed Nov 3, 2022 00:11 UTC |
TAN HOCK EDirector · President and CEO
|
GiftCommon Stock, $0.001 par value | 16,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000105 · wf-form4_166743426279865.xml · nonDerivative · entry 3 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,677 F1 · kind: Charitable gift. Read SEC document |
| March 24, 2022 Filed Mar 28, 2022 20:59 UTC |
Brazeal Mark DavidChief Legal & Corp Affairs Ofc
|
SaleCommon Stock, $0.001 par value | 11,214 | $610.00 | $6,840,540.00 |
DisclosureSEC source: 0001730168-22-000046 · wf-form4_164850111957329.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,750 F1 · balance_after: Represents 28,750 restricted stock units. Read SEC document |
| March 24, 2022 Filed Mar 28, 2022 21:17 UTC |
Kawwas Charlie BChief Operating Officer
|
SaleCommon Stock, $0.001 par value | 2,520 | $619.89 | $1,562,112.72 |
DisclosureSEC source: 0001730168-22-000048 · wf-form4_164850196099055.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,436 F1 · balance_after: Includes 36,960 restricted stock units. Read SEC document |
| March 23, 2022 Filed Nov 3, 2022 00:11 UTC |
TAN HOCK EDirector · President and CEO
|
GiftCommon Stock, $0.001 par value | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000105 · wf-form4_166743426279865.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,677 F1 · kind: Charitable gift. Read SEC document |
| March 16, 2022 Filed Mar 17, 2022 17:02 UTC |
Krause Thomas H.President of Broadcom SW Group
|
SaleCommon Stock, $0.001 par value | 65 | $586.11 | $38,097.15 |
DisclosureSEC source: 0001730168-22-000042 · wf-form4_164755095927152.xml · nonDerivative · entry 3 Krause Thomas H. · CIK 0001670643 · President of Broadcom SW Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,960 F4 · balance_after: Represents 36,960 RSUs. Read SEC document |
| March 16, 2022 Filed Mar 17, 2022 17:02 UTC |
Krause Thomas H.President of Broadcom SW Group
|
SaleCommon Stock, $0.001 par value | 13,798 | $585.29 | $8,075,831.42 |
DisclosureSEC source: 0001730168-22-000042 · wf-form4_164755095927152.xml · nonDerivative · entry 2 Krause Thomas H. · CIK 0001670643 · President of Broadcom SW Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,025 F3 · price: Transaction executed in multiple trades at prices ranging from $585.02 to $585.98 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 36,960 RSUs. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 20:48 UTC |
Brazeal Mark DavidChief Legal & Corp Affairs Ofc
|
Tax withholdingCommon Stock, $0.001 par value | 10,164 | $592.76 | $6,024,812.64 |
DisclosureSEC source: 0001730168-22-000038 · wf-form4_164755010209722.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,964 F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including performance stock units awards, previously granted to the Reporting Person. F2 · balance_after: Includes 28,750 RSUs. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 20:55 UTC |
Kawwas Charlie BChief Operating Officer
|
Tax withholdingCommon Stock, $0.001 par value | 12,765 | $592.76 | $7,566,581.40 |
DisclosureSEC source: 0001730168-22-000040 · wf-form4_164755050840967.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,956 F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including performance stock units awards, previously granted to the Reporting Person. F2 · balance_after: Includes 36,960 RSUs and 49 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2022. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 17:02 UTC |
Krause Thomas H.President of Broadcom SW Group
|
Tax withholdingCommon Stock, $0.001 par value | 13,137 | $592.76 | $7,787,088.12 |
DisclosureSEC source: 0001730168-22-000042 · wf-form4_164755095927152.xml · nonDerivative · entry 1 Krause Thomas H. · CIK 0001670643 · President of Broadcom SW Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,823 F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including performance stock units awards, previously granted to the Reporting Person. F2 · balance_after: Includes 36,960 RSUs. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:11 UTC |
Spears Kirsten M.VP CFO & Chief Accounting Ofcr
|
Tax withholdingCommon Stock, $0.001 par value | 8,121 | $592.76 | $4,813,803.96 |
DisclosureSEC source: 0001730168-22-000044 · wf-form4_164755148049151.xml · nonDerivative · entry 1 Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,546 F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including performance stock units awards, previously granted to the Reporting Person. F2 · balance_after: Includes 28,623 RSUs and 21 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2022. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 20:56 UTC |
FERNANDEZ RAUL JDirector
|
PurchaseCommon Stock, $0.001 par value | 34 | $585.00 | $19,890.00 |
DisclosureSEC source: 0001730168-22-000036 · wf-form4_164729117256288.xml · nonDerivative · entry 2 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,710 F1 · balance_after: Includes 476 restricted stock units. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 20:56 UTC |
FERNANDEZ RAUL JDirector
|
PurchaseCommon Stock, $0.001 par value | 34 | $580.00 | $19,720.00 |
DisclosureSEC source: 0001730168-22-000036 · wf-form4_164729117256288.xml · nonDerivative · entry 1 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,676 F1 · balance_after: Includes 476 restricted stock units. Read SEC document |
| March 09, 2022 Filed Mar 10, 2022 22:10 UTC |
FERNANDEZ RAUL JDirector
|
PurchaseCommon Stock, $0.001 par value | 66 | $588.79 | $38,860.14 |
DisclosureSEC source: 0001730168-22-000033 · wf-form4_164695018644594.xml · nonDerivative · entry 2 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,642 F1 · balance_after: Includes 476 restricted stock units. Read SEC document |
| March 08, 2022 Filed Mar 10, 2022 22:02 UTC |
Bryant Diane MDirector
|
SaleCommon Stock, $0.001 par value | 800 | $572.17 | $457,736.00 |
DisclosureSEC source: 0001730168-22-000031 · wf-form4_164694971574250.xml · nonDerivative · entry 1 Bryant Diane M · CIK 0001687544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,623 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 476 restricted stock units. Read SEC document |
| March 08, 2022 Filed Mar 10, 2022 22:10 UTC |
FERNANDEZ RAUL JDirector
|
PurchaseCommon Stock, $0.001 par value | 34 | $579.53 | $19,704.16 |
DisclosureSEC source: 0001730168-22-000033 · wf-form4_164695018644594.xml · nonDerivative · entry 1 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,576 F1 · balance_after: Includes 476 restricted stock units. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:40 UTC |
Brazeal Mark DavidChief Legal & Corp Affairs Ofc
|
GrantCommon Stock, $0.001 par value | 8,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000017 · wf-form4_164643001871461.xml · nonDerivative · entry 5 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,128 F9 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the fourth and final performance period pursuant to the terms of a PSU award granted on March 15, 2018, under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F10 · balance_after: Includes 49,750 RSUs. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:40 UTC |
Brazeal Mark DavidChief Legal & Corp Affairs Ofc
|
GrantCommon Stock, $0.001 par value | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000017 · wf-form4_164643001871461.xml · nonDerivative · entry 4 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,003 F7 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the third of four performance periods pursuant to the terms of a PSU award granted on January 15, 2019 under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F8 · balance_after: Includes 41,625 RSUs. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:40 UTC |
Brazeal Mark DavidChief Legal & Corp Affairs Ofc
|
GrantCommon Stock, $0.001 par value | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000017 · wf-form4_164643001871461.xml · nonDerivative · entry 3 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,128 F5 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the second of four performance periods pursuant to the terms of a PSU award granted on January 15, 2019, under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F6 · balance_after: Includes 39,750 RSUs. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:40 UTC |
Brazeal Mark DavidChief Legal & Corp Affairs Ofc
|
GrantCommon Stock, $0.001 par value | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000017 · wf-form4_164643001871461.xml · nonDerivative · entry 2 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,253 F3 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the first of four performance periods pursuant to the terms of a PSU award granted on January 15, 2019, under the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan"). The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F4 · balance_after: Includes 37,875 RSUs. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:40 UTC |
Brazeal Mark DavidChief Legal & Corp Affairs Ofc
|
GrantCommon Stock, $0.001 par value | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000017 · wf-form4_164643001871461.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,378 F1 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return ("TSR") relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that will vest with respect to the first of four performance periods pursuant to the terms of a performance stock unit award ("PSU award") granted on December 15, 2021, under the Broadcom Inc. 2012 Stock Incentive Plan. The RSUs are subject to time-based vesting conditions and will vest in full on December 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F2 · balance_after: Includes 36,000 RSUs. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:51 UTC |
Kawwas Charlie BChief Operating Officer
|
GrantCommon Stock, $0.001 par value | 9,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000019 · wf-form4_164643065928657.xml · nonDerivative · entry 5 Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,672 F9 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the fourth and final performance period pursuant to the terms of a PSU award granted on March 15, 2018, under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F10 · balance_after: Includes 63,210 RSUs. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:51 UTC |
Kawwas Charlie BChief Operating Officer
|
GrantCommon Stock, $0.001 par value | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000019 · wf-form4_164643065928657.xml · nonDerivative · entry 4 Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,297 F7 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the third of four performance periods pursuant to the terms of a PSU award granted on January 15, 2019 under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F8 · balance_after: Includes 53,835 RSUs. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:51 UTC |
Kawwas Charlie BChief Operating Officer
|
GrantCommon Stock, $0.001 par value | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000019 · wf-form4_164643065928657.xml · nonDerivative · entry 3 Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,797 F5 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the second of four performance periods pursuant to the terms of a PSU award granted on January 15, 2019, under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F6 · balance_after: Includes 51,335 RSUs. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:51 UTC |
Kawwas Charlie BChief Operating Officer
|
GrantCommon Stock, $0.001 par value | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000019 · wf-form4_164643065928657.xml · nonDerivative · entry 2 Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,297 F3 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return ("TSR") relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that will vest with respect to the first of four performance periods pursuant to the terms of a performance stock unit award ("PSU award") granted on January 15, 2019, under the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan"). The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F4 · balance_after: Includes 48,835 RSUs. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 16:57 UTC |
Krause Thomas H.President of Broadcom SW Group
|
GrantCommon Stock, $0.001 par value | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000021 · wf-form4_164643103951582.xml · nonDerivative · entry 4 Krause Thomas H. · CIK 0001670643 · President of Broadcom SW Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,960 F7 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the fourth and final performance period pursuant to the terms of a PSU award granted on March 15, 2018, under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F8 · balance_after: Includes 63,960 RSUs. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 16:57 UTC |
Krause Thomas H.President of Broadcom SW Group
|
GrantCommon Stock, $0.001 par value | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000021 · wf-form4_164643103951582.xml · nonDerivative · entry 3 Krause Thomas H. · CIK 0001670643 · President of Broadcom SW Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,960 F5 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the third of four performance periods pursuant to the terms of a PSU award granted on January 15, 2019 under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F6 · balance_after: Represents 53,960 RSUs. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 16:57 UTC |
Krause Thomas H.President of Broadcom SW Group
|
GrantCommon Stock, $0.001 par value | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000021 · wf-form4_164643103951582.xml · nonDerivative · entry 2 Krause Thomas H. · CIK 0001670643 · President of Broadcom SW Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,460 F3 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the second of four performance periods pursuant to the terms of a PSU award granted on January 15, 2019, under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F4 · balance_after: Represents 51,460 RSUs. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 16:57 UTC |
Krause Thomas H.President of Broadcom SW Group
|
GrantCommon Stock, $0.001 par value | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000021 · wf-form4_164643103951582.xml · nonDerivative · entry 1 Krause Thomas H. · CIK 0001670643 · President of Broadcom SW Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,960 F1 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return ("TSR") relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that will vest with respect to the first of four performance periods pursuant to the terms of a performance stock unit award ("PSU award") granted on January 15, 2019, under the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan"). The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F2 · balance_after: Represents 48,960 RSUs. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 22:05 UTC |
SAMUELI HENRYDirector
|
GrantCommon Stock, $0.001 par value | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000023 · wf-form4_164643151310466.xml · nonDerivative · entry 1 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,207 F1 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that will vest with respect to the fourth and final performance period pursuant to the terms of a performance stock unit award granted on March 15, 2018, under the Broadcom Corporation 2012 Stock Incentive Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F2 · balance_after: Includes 3,000 RSUs. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 22:15 UTC |
Spears Kirsten M.VP CFO & Chief Accounting Ofcr
|
GrantCommon Stock, $0.001 par value | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000025 · wf-form4_164643209900581.xml · nonDerivative · entry 5 Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,646 F9 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the fourth and final performance period pursuant to the terms of a PSU award granted on March 15, 2018, under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F10 · balance_after: Includes 45,497 RSUs. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 22:15 UTC |
Spears Kirsten M.VP CFO & Chief Accounting Ofcr
|
GrantCommon Stock, $0.001 par value | 1,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000025 · wf-form4_164643209900581.xml · nonDerivative · entry 4 Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,396 F7 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the third of four performance periods pursuant to the terms of a PSU award granted on January 15, 2019 under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F8 · balance_after: Includes 39,247 RSUs. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 22:15 UTC |
Spears Kirsten M.VP CFO & Chief Accounting Ofcr
|
GrantCommon Stock, $0.001 par value | 1,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000025 · wf-form4_164643209900581.xml · nonDerivative · entry 3 Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,834 F5 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the second of four performance periods pursuant to the terms of a PSU award granted on January 15, 2019, under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F6 · balance_after: Includes 37,685 RSUs. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 22:15 UTC |
Spears Kirsten M.VP CFO & Chief Accounting Ofcr
|
GrantCommon Stock, $0.001 par value | 1,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000025 · wf-form4_164643209900581.xml · nonDerivative · entry 2 Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,272 F3 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the first of four performance periods pursuant to the terms of a PSU award granted on January 15, 2019, under the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan"). The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F4 · balance_after: Includes 36,123 RSUs. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 22:15 UTC |
Spears Kirsten M.VP CFO & Chief Accounting Ofcr
|
GrantCommon Stock, $0.001 par value | 3,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000025 · wf-form4_164643209900581.xml · nonDerivative · entry 1 Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,710 F1 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return ("TSR") relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that will vest with respect to the second of four performance periods pursuant to the terms of a performance stock unit award ("PSU award") granted on December 15, 2020, under the LSI Corporation 2003 Equity Incentive Plan. The RSUs are subject to time-based vesting conditions and will vest in full on December 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F2 · balance_after: Includes 34,561 RSUs. Read SEC document |
| January 19, 2022 Filed Mar 4, 2022 21:51 UTC |
Kawwas Charlie BChief Operating Officer
|
GiftCommon Stock, $0.001 par value | 220 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000019 · wf-form4_164643065928657.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,797 F1 · shares: Gifts to children. F2 · balance_after: Includes 46,335 restricted stock units. Read SEC document |
| January 04, 2022 Filed Jan 11, 2022 22:44 UTC |
SAMUELI HENRYDirector
|
GiftCommon Stock, $0.001 par value | 19,859 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-003265 · tm222534-1_4seq1.xml · nonDerivative · entry 8 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,189,608 F2 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 04, 2022 Filed Apr 6, 2022 20:37 UTC |
HARTENSTEIN EDDY WDirector
|
GiftCommon Stock, $0.001 par value | 655 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000067 · wf-form4_164927744093660.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,909 F1 · shares: Charitable gift. F2 · ownership.nature: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee. Read SEC document |
| January 04, 2022 Filed Nov 3, 2022 00:11 UTC |
TAN HOCK EDirector · President and CEO
|
GiftCommon Stock, $0.001 par value | 48,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000105 · wf-form4_166743426279865.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,677 F1 · kind: Charitable gift. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.