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Broadcom Inc.

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2789
SEC CIK
0001730168
Parsed reports
484

Last 12 months

Inside the activity.

2 purchase rows · 280 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 20251110
Jan 202605
Feb 202600
Mar 2026089
Apr 202606
May 202600
Jun 2026150
Jul 202603
Aug 202600
Sep 2026016
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 04, 2022 Filed Apr 6, 2022 20:24 UTC GrantCommon Stock, $0.001 par value 413 $0.00 $0.00
Disclosure

SEC source: 0001730168-22-000063 · wf-form4_164927664644897.xml · nonDerivative · entry 1

DELLY GAYLA J · CIK 0001218358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,464

F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 4, 2022. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to Reporting Person's continuing service on the vesting date.

F2 · balance_after: Includes 413 RSUs.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 20:37 UTC GrantCommon Stock, $0.001 par value 413 $0.00 $0.00
Disclosure

SEC source: 0001730168-22-000067 · wf-form4_164927744093660.xml · nonDerivative · entry 2

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 889

F3 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 4, 2022. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to Reporting Person's continuing service on the vesting date.

F4 · balance_after: Includes 413 RSUs.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 20:31 UTC GrantCommon Stock, $0.001 par value 413 $0.00 $0.00
Disclosure

SEC source: 0001730168-22-000065 · wf-form4_164927706278700.xml · nonDerivative · entry 1

FERNANDEZ RAUL J · CIK 0001106627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,123

F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 4, 2022. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to Reporting Person's continuing service on the vesting date.

F2 · balance_after: Includes 413 RSUs.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 16:44 UTC Tax withholdingCommon Stock, $0.001 par value 18 $634.85 $11,427.30
Disclosure

SEC source: 0001730168-22-000069 · wf-form4_164927785043312.xml · nonDerivative · entry 2

Low Check Kian · CIK 0001692615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,583

F3 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant RSUs previously granted to the Reporting Person.

F2 · balance_after: Includes 413 RSUs.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 16:44 UTC GrantCommon Stock, $0.001 par value 413 $0.00 $0.00
Disclosure

SEC source: 0001730168-22-000069 · wf-form4_164927785043312.xml · nonDerivative · entry 1

Low Check Kian · CIK 0001692615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,601

F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 4, 2022. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to Reporting Person's continuing service on the vesting date.

F2 · balance_after: Includes 413 RSUs.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 20:50 UTC
PAGE JUSTINEDirector
GrantCommon Stock, $0.001 par value 413 $0.00 $0.00
Disclosure

SEC source: 0001730168-22-000071 · wf-form4_164927823219725.xml · nonDerivative · entry 1

PAGE JUSTINE · CIK 0001359561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,151

F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 4, 2022. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to Reporting Person's continuing service on the vesting date.

F2 · balance_after: Includes 413 RSUs.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 20:59 UTC
You Harry L.Director
GrantCommon Stock, $0.001 par value 413 $0.00 $0.00
Disclosure

SEC source: 0001730168-22-000073 · wf-form4_164927874460618.xml · nonDerivative · entry 1

You Harry L. · CIK 0001432602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,113

F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 4, 2022. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to Reporting Person's continuing service on the vesting date.

F2 · balance_after: Includes 413 RSUs.

Read SEC document
March 29, 2022 Filed Mar 30, 2022 20:33 UTC
Spears Kirsten M.VP CFO & Chief Accounting Ofcr
SaleCommon Stock, $0.001 par value 2,000 $636.23 $1,272,460.00
Disclosure

SEC source: 0001730168-22-000052 · wf-form4_164867237612484.xml · nonDerivative · entry 2

Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,546

F1 · balance_after: Includes 28,623 restricted stock units.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 20:33 UTC
Spears Kirsten M.VP CFO & Chief Accounting Ofcr
SaleCommon Stock, $0.001 par value 3,000 $625.86 $1,877,565.00
Disclosure

SEC source: 0001730168-22-000052 · wf-form4_164867237612484.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,546

F1 · balance_after: Includes 28,623 restricted stock units.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 20:31 UTC SaleCommon Stock, $0.001 par value 200 $624.67 $124,934.20
Disclosure

SEC source: 0001730168-22-000050 · wf-form4_164858584695877.xml · nonDerivative · entry 1

DELLY GAYLA J · CIK 0001218358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,051

F1 · balance_after: Includes 476 restricted stock units.

Read SEC document
March 25, 2022 Filed Apr 1, 2022 22:06 UTC GiftCommon Stock, $0.001 par value 269,207 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-041855 · tm2211144-1_4seq1.xml · nonDerivative · entry 2

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,162,719

F1 · ownership.nature: Directly held by H&S Investments I L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
March 25, 2022 Filed Apr 1, 2022 22:06 UTC GiftCommon Stock, $0.001 par value 269,207 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-041855 · tm2211144-1_4seq1.xml · nonDerivative · entry 1

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 25, 2022 Filed Nov 3, 2022 00:11 UTC
TAN HOCK EDirector · President and CEO
GiftCommon Stock, $0.001 par value 16,000 $0.00 $0.00
Disclosure

SEC source: 0001730168-22-000105 · wf-form4_166743426279865.xml · nonDerivative · entry 3

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,677

F1 · kind: Charitable gift.

Read SEC document
March 24, 2022 Filed Mar 28, 2022 20:59 UTC
Brazeal Mark DavidChief Legal & Corp Affairs Ofc
SaleCommon Stock, $0.001 par value 11,214 $610.00 $6,840,540.00
Disclosure

SEC source: 0001730168-22-000046 · wf-form4_164850111957329.xml · nonDerivative · entry 1

Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,750

F1 · balance_after: Represents 28,750 restricted stock units.

Read SEC document
March 24, 2022 Filed Mar 28, 2022 21:17 UTC
Kawwas Charlie BChief Operating Officer
SaleCommon Stock, $0.001 par value 2,520 $619.89 $1,562,112.72
Disclosure

SEC source: 0001730168-22-000048 · wf-form4_164850196099055.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,436

F1 · balance_after: Includes 36,960 restricted stock units.

Read SEC document
March 23, 2022 Filed Nov 3, 2022 00:11 UTC
TAN HOCK EDirector · President and CEO
GiftCommon Stock, $0.001 par value 20,000 $0.00 $0.00
Disclosure

SEC source: 0001730168-22-000105 · wf-form4_166743426279865.xml · nonDerivative · entry 2

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,677

F1 · kind: Charitable gift.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 17:02 UTC
Krause Thomas H.President of Broadcom SW Group
SaleCommon Stock, $0.001 par value 65 $586.11 $38,097.15
Disclosure

SEC source: 0001730168-22-000042 · wf-form4_164755095927152.xml · nonDerivative · entry 3

Krause Thomas H. · CIK 0001670643 · President of Broadcom SW Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,960

F4 · balance_after: Represents 36,960 RSUs.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 17:02 UTC
Krause Thomas H.President of Broadcom SW Group
SaleCommon Stock, $0.001 par value 13,798 $585.29 $8,075,831.42
Disclosure

SEC source: 0001730168-22-000042 · wf-form4_164755095927152.xml · nonDerivative · entry 2

Krause Thomas H. · CIK 0001670643 · President of Broadcom SW Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,025

F3 · price: Transaction executed in multiple trades at prices ranging from $585.02 to $585.98 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 36,960 RSUs.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:48 UTC
Brazeal Mark DavidChief Legal & Corp Affairs Ofc
Tax withholdingCommon Stock, $0.001 par value 10,164 $592.76 $6,024,812.64
Disclosure

SEC source: 0001730168-22-000038 · wf-form4_164755010209722.xml · nonDerivative · entry 1

Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,964

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including performance stock units awards, previously granted to the Reporting Person.

F2 · balance_after: Includes 28,750 RSUs.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:55 UTC
Kawwas Charlie BChief Operating Officer
Tax withholdingCommon Stock, $0.001 par value 12,765 $592.76 $7,566,581.40
Disclosure

SEC source: 0001730168-22-000040 · wf-form4_164755050840967.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,956

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including performance stock units awards, previously granted to the Reporting Person.

F2 · balance_after: Includes 36,960 RSUs and 49 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2022.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 17:02 UTC
Krause Thomas H.President of Broadcom SW Group
Tax withholdingCommon Stock, $0.001 par value 13,137 $592.76 $7,787,088.12
Disclosure

SEC source: 0001730168-22-000042 · wf-form4_164755095927152.xml · nonDerivative · entry 1

Krause Thomas H. · CIK 0001670643 · President of Broadcom SW Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,823

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including performance stock units awards, previously granted to the Reporting Person.

F2 · balance_after: Includes 36,960 RSUs.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:11 UTC
Spears Kirsten M.VP CFO & Chief Accounting Ofcr
Tax withholdingCommon Stock, $0.001 par value 8,121 $592.76 $4,813,803.96
Disclosure

SEC source: 0001730168-22-000044 · wf-form4_164755148049151.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,546

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including performance stock units awards, previously granted to the Reporting Person.

F2 · balance_after: Includes 28,623 RSUs and 21 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2022.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 20:56 UTC PurchaseCommon Stock, $0.001 par value 34 $585.00 $19,890.00
Disclosure

SEC source: 0001730168-22-000036 · wf-form4_164729117256288.xml · nonDerivative · entry 2

FERNANDEZ RAUL J · CIK 0001106627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,710

F1 · balance_after: Includes 476 restricted stock units.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 20:56 UTC PurchaseCommon Stock, $0.001 par value 34 $580.00 $19,720.00
Disclosure

SEC source: 0001730168-22-000036 · wf-form4_164729117256288.xml · nonDerivative · entry 1

FERNANDEZ RAUL J · CIK 0001106627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,676

F1 · balance_after: Includes 476 restricted stock units.

Read SEC document
March 09, 2022 Filed Mar 10, 2022 22:10 UTC PurchaseCommon Stock, $0.001 par value 66 $588.79 $38,860.14
Disclosure

SEC source: 0001730168-22-000033 · wf-form4_164695018644594.xml · nonDerivative · entry 2

FERNANDEZ RAUL J · CIK 0001106627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,642

F1 · balance_after: Includes 476 restricted stock units.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 22:02 UTC SaleCommon Stock, $0.001 par value 800 $572.17 $457,736.00
Disclosure

SEC source: 0001730168-22-000031 · wf-form4_164694971574250.xml · nonDerivative · entry 1

Bryant Diane M · CIK 0001687544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,623

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 476 restricted stock units.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 22:10 UTC PurchaseCommon Stock, $0.001 par value 34 $579.53 $19,704.16
Disclosure

SEC source: 0001730168-22-000033 · wf-form4_164695018644594.xml · nonDerivative · entry 1

FERNANDEZ RAUL J · CIK 0001106627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,576

F1 · balance_after: Includes 476 restricted stock units.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:40 UTC
Brazeal Mark DavidChief Legal & Corp Affairs Ofc
GrantCommon Stock, $0.001 par value 8,125 $0.00 $0.00
Disclosure

SEC source: 0001730168-22-000017 · wf-form4_164643001871461.xml · nonDerivative · entry 5

Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,128

F9 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the fourth and final performance period pursuant to the terms of a PSU award granted on March 15, 2018, under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F10 · balance_after: Includes 49,750 RSUs.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:40 UTC
Brazeal Mark DavidChief Legal & Corp Affairs Ofc
GrantCommon Stock, $0.001 par value 1,875 $0.00 $0.00
Disclosure

SEC source: 0001730168-22-000017 · wf-form4_164643001871461.xml · nonDerivative · entry 4

Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,003

F7 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the third of four performance periods pursuant to the terms of a PSU award granted on January 15, 2019 under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F8 · balance_after: Includes 41,625 RSUs.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:40 UTC
Brazeal Mark DavidChief Legal & Corp Affairs Ofc
GrantCommon Stock, $0.001 par value 1,875 $0.00 $0.00
Disclosure

SEC source: 0001730168-22-000017 · wf-form4_164643001871461.xml · nonDerivative · entry 3

Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,128

F5 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the second of four performance periods pursuant to the terms of a PSU award granted on January 15, 2019, under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F6 · balance_after: Includes 39,750 RSUs.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:40 UTC
Brazeal Mark DavidChief Legal & Corp Affairs Ofc
GrantCommon Stock, $0.001 par value 1,875 $0.00 $0.00
Disclosure

SEC source: 0001730168-22-000017 · wf-form4_164643001871461.xml · nonDerivative · entry 2

Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,253

F3 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the first of four performance periods pursuant to the terms of a PSU award granted on January 15, 2019, under the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan"). The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F4 · balance_after: Includes 37,875 RSUs.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:40 UTC
Brazeal Mark DavidChief Legal & Corp Affairs Ofc
GrantCommon Stock, $0.001 par value 2,000 $0.00 $0.00
Disclosure

SEC source: 0001730168-22-000017 · wf-form4_164643001871461.xml · nonDerivative · entry 1

Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,378

F1 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return ("TSR") relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that will vest with respect to the first of four performance periods pursuant to the terms of a performance stock unit award ("PSU award") granted on December 15, 2021, under the Broadcom Inc. 2012 Stock Incentive Plan. The RSUs are subject to time-based vesting conditions and will vest in full on December 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F2 · balance_after: Includes 36,000 RSUs.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:51 UTC
Kawwas Charlie BChief Operating Officer
GrantCommon Stock, $0.001 par value 9,375 $0.00 $0.00
Disclosure

SEC source: 0001730168-22-000019 · wf-form4_164643065928657.xml · nonDerivative · entry 5

Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,672

F9 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the fourth and final performance period pursuant to the terms of a PSU award granted on March 15, 2018, under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F10 · balance_after: Includes 63,210 RSUs.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:51 UTC
Kawwas Charlie BChief Operating Officer
GrantCommon Stock, $0.001 par value 2,500 $0.00 $0.00
Disclosure

SEC source: 0001730168-22-000019 · wf-form4_164643065928657.xml · nonDerivative · entry 4

Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,297

F7 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the third of four performance periods pursuant to the terms of a PSU award granted on January 15, 2019 under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F8 · balance_after: Includes 53,835 RSUs.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:51 UTC
Kawwas Charlie BChief Operating Officer
GrantCommon Stock, $0.001 par value 2,500 $0.00 $0.00
Disclosure

SEC source: 0001730168-22-000019 · wf-form4_164643065928657.xml · nonDerivative · entry 3

Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,797

F5 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the second of four performance periods pursuant to the terms of a PSU award granted on January 15, 2019, under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F6 · balance_after: Includes 51,335 RSUs.

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March 02, 2022 Filed Mar 4, 2022 21:51 UTC
Kawwas Charlie BChief Operating Officer
GrantCommon Stock, $0.001 par value 2,500 $0.00 $0.00
Disclosure

SEC source: 0001730168-22-000019 · wf-form4_164643065928657.xml · nonDerivative · entry 2

Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,297

F3 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return ("TSR") relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that will vest with respect to the first of four performance periods pursuant to the terms of a performance stock unit award ("PSU award") granted on January 15, 2019, under the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan"). The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F4 · balance_after: Includes 48,835 RSUs.

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March 02, 2022 Filed Mar 4, 2022 16:57 UTC
Krause Thomas H.President of Broadcom SW Group
GrantCommon Stock, $0.001 par value 10,000 $0.00 $0.00
Disclosure

SEC source: 0001730168-22-000021 · wf-form4_164643103951582.xml · nonDerivative · entry 4

Krause Thomas H. · CIK 0001670643 · President of Broadcom SW Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,960

F7 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the fourth and final performance period pursuant to the terms of a PSU award granted on March 15, 2018, under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F8 · balance_after: Includes 63,960 RSUs.

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March 02, 2022 Filed Mar 4, 2022 16:57 UTC
Krause Thomas H.President of Broadcom SW Group
GrantCommon Stock, $0.001 par value 2,500 $0.00 $0.00
Disclosure

SEC source: 0001730168-22-000021 · wf-form4_164643103951582.xml · nonDerivative · entry 3

Krause Thomas H. · CIK 0001670643 · President of Broadcom SW Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,960

F5 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the third of four performance periods pursuant to the terms of a PSU award granted on January 15, 2019 under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F6 · balance_after: Represents 53,960 RSUs.

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March 02, 2022 Filed Mar 4, 2022 16:57 UTC
Krause Thomas H.President of Broadcom SW Group
GrantCommon Stock, $0.001 par value 2,500 $0.00 $0.00
Disclosure

SEC source: 0001730168-22-000021 · wf-form4_164643103951582.xml · nonDerivative · entry 2

Krause Thomas H. · CIK 0001670643 · President of Broadcom SW Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,460

F3 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the second of four performance periods pursuant to the terms of a PSU award granted on January 15, 2019, under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F4 · balance_after: Represents 51,460 RSUs.

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March 02, 2022 Filed Mar 4, 2022 16:57 UTC
Krause Thomas H.President of Broadcom SW Group
GrantCommon Stock, $0.001 par value 2,500 $0.00 $0.00
Disclosure

SEC source: 0001730168-22-000021 · wf-form4_164643103951582.xml · nonDerivative · entry 1

Krause Thomas H. · CIK 0001670643 · President of Broadcom SW Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,960

F1 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return ("TSR") relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that will vest with respect to the first of four performance periods pursuant to the terms of a performance stock unit award ("PSU award") granted on January 15, 2019, under the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan"). The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F2 · balance_after: Represents 48,960 RSUs.

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March 02, 2022 Filed Mar 4, 2022 22:05 UTC GrantCommon Stock, $0.001 par value 2,500 $0.00 $0.00
Disclosure

SEC source: 0001730168-22-000023 · wf-form4_164643151310466.xml · nonDerivative · entry 1

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,207

F1 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that will vest with respect to the fourth and final performance period pursuant to the terms of a performance stock unit award granted on March 15, 2018, under the Broadcom Corporation 2012 Stock Incentive Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F2 · balance_after: Includes 3,000 RSUs.

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March 02, 2022 Filed Mar 4, 2022 22:15 UTC
Spears Kirsten M.VP CFO & Chief Accounting Ofcr
GrantCommon Stock, $0.001 par value 6,250 $0.00 $0.00
Disclosure

SEC source: 0001730168-22-000025 · wf-form4_164643209900581.xml · nonDerivative · entry 5

Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,646

F9 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the fourth and final performance period pursuant to the terms of a PSU award granted on March 15, 2018, under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F10 · balance_after: Includes 45,497 RSUs.

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March 02, 2022 Filed Mar 4, 2022 22:15 UTC
Spears Kirsten M.VP CFO & Chief Accounting Ofcr
GrantCommon Stock, $0.001 par value 1,562 $0.00 $0.00
Disclosure

SEC source: 0001730168-22-000025 · wf-form4_164643209900581.xml · nonDerivative · entry 4

Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,396

F7 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the third of four performance periods pursuant to the terms of a PSU award granted on January 15, 2019 under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F8 · balance_after: Includes 39,247 RSUs.

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March 02, 2022 Filed Mar 4, 2022 22:15 UTC
Spears Kirsten M.VP CFO & Chief Accounting Ofcr
GrantCommon Stock, $0.001 par value 1,562 $0.00 $0.00
Disclosure

SEC source: 0001730168-22-000025 · wf-form4_164643209900581.xml · nonDerivative · entry 3

Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,834

F5 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the second of four performance periods pursuant to the terms of a PSU award granted on January 15, 2019, under the 2009 Avago Plan. The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F6 · balance_after: Includes 37,685 RSUs.

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March 02, 2022 Filed Mar 4, 2022 22:15 UTC
Spears Kirsten M.VP CFO & Chief Accounting Ofcr
GrantCommon Stock, $0.001 par value 1,562 $0.00 $0.00
Disclosure

SEC source: 0001730168-22-000025 · wf-form4_164643209900581.xml · nonDerivative · entry 2

Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,272

F3 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's TSR relative to the S&P 500 Index, and the number of RSUs that will vest with respect to the first of four performance periods pursuant to the terms of a PSU award granted on January 15, 2019, under the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan"). The RSUs are subject to time-based vesting conditions and will vest in full on March 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F4 · balance_after: Includes 36,123 RSUs.

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March 02, 2022 Filed Mar 4, 2022 22:15 UTC
Spears Kirsten M.VP CFO & Chief Accounting Ofcr
GrantCommon Stock, $0.001 par value 3,250 $0.00 $0.00
Disclosure

SEC source: 0001730168-22-000025 · wf-form4_164643209900581.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,710

F1 · shares: On March 2, 2022, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return ("TSR") relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that will vest with respect to the second of four performance periods pursuant to the terms of a performance stock unit award ("PSU award") granted on December 15, 2020, under the LSI Corporation 2003 Equity Incentive Plan. The RSUs are subject to time-based vesting conditions and will vest in full on December 15, 2022, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU.

F2 · balance_after: Includes 34,561 RSUs.

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January 19, 2022 Filed Mar 4, 2022 21:51 UTC
Kawwas Charlie BChief Operating Officer
GiftCommon Stock, $0.001 par value 220 $0.00 $0.00
Disclosure

SEC source: 0001730168-22-000019 · wf-form4_164643065928657.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,797

F1 · shares: Gifts to children.

F2 · balance_after: Includes 46,335 restricted stock units.

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January 04, 2022 Filed Jan 11, 2022 22:44 UTC GiftCommon Stock, $0.001 par value 19,859 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-003265 · tm222534-1_4seq1.xml · nonDerivative · entry 8

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,189,608

F2 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

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January 04, 2022 Filed Apr 6, 2022 20:37 UTC GiftCommon Stock, $0.001 par value 655 $0.00 $0.00
Disclosure

SEC source: 0001730168-22-000067 · wf-form4_164927744093660.xml · nonDerivative · entry 1

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,909

F1 · shares: Charitable gift.

F2 · ownership.nature: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee.

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January 04, 2022 Filed Nov 3, 2022 00:11 UTC
TAN HOCK EDirector · President and CEO
GiftCommon Stock, $0.001 par value 48,000 $0.00 $0.00
Disclosure

SEC source: 0001730168-22-000105 · wf-form4_166743426279865.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,677

F1 · kind: Charitable gift.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.