Last 12 months
Inside the activity.
2 purchase rows · 280 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 1 | 110 |
| Jan 2026 | 0 | 5 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 89 |
| Apr 2026 | 0 | 6 |
| May 2026 | 0 | 0 |
| Jun 2026 | 1 | 50 |
| Jul 2026 | 0 | 3 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 16 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 04, 2023 Filed Oct 6, 2023 23:53 UTC |
SAMUELI HENRYDirector
|
GiftCommon Stock, $0.001 par value | 3,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-107624 · tm2326965-1_4seq1.xml · nonDerivative · entry 1 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 3,159,199 F2 · ownership.nature: Directly held by H&S Investments I L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 26, 2023 Filed Sep 26, 2023 22:46 UTC |
SAMUELI HENRYDirector
|
GiftCommon Stock, $0.001 par value | 12,476 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-103979 · tm2326965-1_4seq1.xml · nonDerivative · entry 2 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 4,054,321 F1 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 22, 2023 Filed Sep 26, 2023 22:46 UTC |
SAMUELI HENRYDirector
|
GiftCommon Stock, $0.001 par value | 14,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-103979 · tm2326965-1_4seq1.xml · nonDerivative · entry 1 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 4,066,797 F1 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 21:09 UTC |
You Harry L.Director
|
PurchaseCommon Stock, $0.001 par value | 1,000 | $858.96 | $858,958.20 |
DisclosureSEC source: 0001730168-23-000083 · wk-form4_1695157759.xml · nonDerivative · entry 1 You Harry L. · CIK 0001432602 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,510 F1 · balance_after: Includes 397 restricted stock units. Read SEC document |
| September 12, 2023 Filed Sep 14, 2023 20:45 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock, $0.001 par value | 900 | $856.35 | $770,717.70 |
DisclosureSEC source: 0001730168-23-000081 · wk-form4_1694724292.xml · nonDerivative · entry 2 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 9,123 F3 · price: Transaction executed in multiple trades at prices ranging from $856.34 to $856.38 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · ownership.nature: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee. Read SEC document |
| September 12, 2023 Filed Sep 14, 2023 20:45 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock, $0.001 par value | 600 | $854.67 | $512,803.20 |
DisclosureSEC source: 0001730168-23-000081 · wk-form4_1694724292.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 10,023 F1 · price: Transaction executed in multiple trades at prices ranging from $854.27 to $854.88 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · ownership.nature: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee. Read SEC document |
| September 06, 2023 Filed Sep 8, 2023 17:25 UTC |
Low Check KianDirector
|
PurchaseCommon Stock, $0.001 par value | 11,000 | $872.03 | $9,592,281.60 |
DisclosureSEC source: 0001730168-23-000079 · wk-form4_1694208310.xml · nonDerivative · entry 1 Low Check Kian · CIK 0001692615 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,951 F1 · balance_after: Includes 397 restricted stock units. Read SEC document |
| June 28, 2023 Filed Jun 29, 2023 23:05 UTC |
TAN HOCK EDirector · President and CEO
|
GiftCommon Stock, $0.001 par value | 5,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-23-000070 · wk-form4_1688079891.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 170,714 F1 · kind: Charitable gift. Read SEC document |
| June 27, 2023 Filed Jun 29, 2023 23:05 UTC |
TAN HOCK EDirector · President and CEO
|
GiftCommon Stock, $0.001 par value | 38,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-23-000070 · wk-form4_1688079891.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,514 F1 · kind: Charitable gift. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 20:44 UTC |
Kawwas Charlie BPresident, Semi Solutions Grp
|
SaleCommon Stock, $0.001 par value | 1,645 | $801.33 | $1,318,187.85 |
DisclosureSEC source: 0001730168-23-000066 · wk-form4_1686602657.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,290 F1 · balance_after: Includes 20,980 restricted stock units. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 20:56 UTC |
Spears Kirsten M.CFO & Chief Accounting Officer
|
SaleCommon Stock, $0.001 par value | 4,000 | $800.43 | $3,201,716.00 |
DisclosureSEC source: 0001730168-23-000068 · wk-form4_1686603378.xml · nonDerivative · entry 2 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,085 F2 · price: Transaction executed in multiple trades at prices ranging from $800.26 to $800.63 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F1 · balance_after: Includes 29,123 restricted stock units. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 20:56 UTC |
Spears Kirsten M.CFO & Chief Accounting Officer
|
SaleCommon Stock, $0.001 par value | 2,000 | $792.61 | $1,585,220.00 |
DisclosureSEC source: 0001730168-23-000068 · wk-form4_1686603378.xml · nonDerivative · entry 1 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,085 F1 · balance_after: Includes 29,123 restricted stock units. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:02 UTC |
Bryant Diane MDirector
|
GrantCommon Stock, $0.001 par value | 397 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-23-000035 · wf-form4_168072856188928.xml · nonDerivative · entry 1 Bryant Diane M · CIK 0001687544 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,957 F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 3, 2023. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of the Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to the Reporting Person's continuing service on the vesting date. F2 · balance_after: Includes 397 RSUs. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:10 UTC |
DELLY GAYLA JDirector
|
GrantCommon Stock, $0.001 par value | 397 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-23-000037 · wf-form4_168072902241799.xml · nonDerivative · entry 1 DELLY GAYLA J · CIK 0001218358 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,361 F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 3, 2023. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of the Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to the Reporting Person's continuing service on the vesting date. F2 · balance_after: Includes 397 RSUs. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:16 UTC |
FERNANDEZ RAUL JDirector
|
GrantCommon Stock, $0.001 par value | 397 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-23-000039 · wf-form4_168072939421882.xml · nonDerivative · entry 1 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,610 F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 3, 2023. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of the Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to the Reporting Person's continuing service on the vesting date. F2 · balance_after: Includes 397 RSUs. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:22 UTC |
HARTENSTEIN EDDY WDirector
|
GrantCommon Stock, $0.001 par value | 397 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-23-000041 · wf-form4_168072971919346.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,286 F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 3, 2023. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of the Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to the Reporting Person's continuing service on the vesting date. F2 · balance_after: Includes 397 RSUs. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 17:26 UTC |
Low Check KianDirector
|
Tax withholdingCommon Stock, $0.001 par value | 29 | $642.47 | $18,631.63 |
DisclosureSEC source: 0001730168-23-000043 · wf-form4_168073000376006.xml · nonDerivative · entry 2 Low Check Kian · CIK 0001692615 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,951 F2 · balance_after: Includes 397 RSUs. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 17:26 UTC |
Low Check KianDirector
|
GrantCommon Stock, $0.001 par value | 397 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-23-000043 · wf-form4_168073000376006.xml · nonDerivative · entry 1 Low Check Kian · CIK 0001692615 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,980 F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 3, 2023. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of the Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to the Reporting Person's continuing service on the vesting date. F2 · balance_after: Includes 397 RSUs. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:32 UTC |
PAGE JUSTINEDirector
|
GrantCommon Stock, $0.001 par value | 397 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-23-000045 · wf-form4_168073033815572.xml · nonDerivative · entry 1 PAGE JUSTINE · CIK 0001359561 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,378 F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 3, 2023. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of the Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to the Reporting Person's continuing service on the vesting date. F2 · balance_after: Includes 397 RSUs. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:37 UTC |
You Harry L.Director
|
GrantCommon Stock, $0.001 par value | 397 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-23-000047 · wf-form4_168073066168512.xml · nonDerivative · entry 1 You Harry L. · CIK 0001432602 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,510 F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 3, 2023. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of the Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to the Reporting Person's continuing service on the vesting date. F2 · balance_after: Includes 397 RSUs. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 20:31 UTC |
Spears Kirsten M.CFO & Chief Accounting Officer
|
SaleCommon Stock, $0.001 par value | 7,000 | $619.72 | $4,338,040.00 |
DisclosureSEC source: 0001730168-23-000033 · wf-form4_168020828783134.xml · nonDerivative · entry 1 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,085 F1 · balance_after: Includes 29,123 restricted stock units. Read SEC document |
| March 27, 2023 Filed Mar 29, 2023 20:53 UTC |
FERNANDEZ RAUL JDirector
|
SaleCommon Stock, $0.001 par value | 740 | $639.00 | $472,860.00 |
DisclosureSEC source: 0001730168-23-000031 · wf-form4_168012320292534.xml · nonDerivative · entry 1 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,213 F1 · balance_after: Includes 413 restricted stock units. Read SEC document |
| March 16, 2023 Filed Mar 20, 2023 21:53 UTC |
TAN HOCK EDirector · President and CEO
|
SaleCommon Stock, $0.001 par value | 30,000 | $626.04 | $18,781,200.00 |
DisclosureSEC source: 0001730168-23-000029 · wf-form4_167934922138697.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 214,514 F2 · shares: The reporting person contributed shares to an exchange fund. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 21:23 UTC |
Brazeal Mark DavidChief Legal & Corp Affairs Ofc
|
Tax withholdingCommon Stock, $0.001 par value | 10,962 | $626.04 | $6,862,650.48 |
DisclosureSEC source: 0001730168-23-000023 · wf-form4_167908819361924.xml · nonDerivative · entry 2 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,884 F2 · balance_after: Includes 29,250 RSUs. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 21:23 UTC |
Brazeal Mark DavidChief Legal & Corp Affairs Ofc
|
GrantCommon Stock, $0.001 par value | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-23-000023 · wf-form4_167908819361924.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,846 F1 · shares: Restricted stock unit ("RSU") award that consists of two grants, each for 5,000 RSUs that vest over four years and with vesting commencement dates on March 15, 2023 and March 15, 2024. F2 · balance_after: Includes 29,250 RSUs. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 21:28 UTC |
Kawwas Charlie BPresident, Semi Solutions Grp
|
Tax withholdingCommon Stock, $0.001 par value | 14,691 | $626.04 | $9,197,153.64 |
DisclosureSEC source: 0001730168-23-000025 · wf-form4_167908851164024.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,935 F1 · balance_after: Includes 20,980 RSUs and 49 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2023. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 21:35 UTC |
Spears Kirsten M.CFO & Chief Accounting Officer
|
Tax withholdingCommon Stock, $0.001 par value | 9,099 | $626.04 | $5,696,337.96 |
DisclosureSEC source: 0001730168-23-000027 · wf-form4_167908890795985.xml · nonDerivative · entry 2 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,085 F2 · balance_after: Includes 29,123 RSUs and 22 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2023. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 21:35 UTC |
Spears Kirsten M.CFO & Chief Accounting Officer
|
GrantCommon Stock, $0.001 par value | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-23-000027 · wf-form4_167908890795985.xml · nonDerivative · entry 1 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,184 F1 · shares: Restricted stock unit ("RSU") award that consists of two grants, each for 5,000 RSUs that vest over four years and with vesting commencement dates on March 15, 2023 and March 15, 2024. F2 · balance_after: Includes 29,123 RSUs and 22 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2023. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 20:49 UTC |
DELLY GAYLA JDirector
|
SaleCommon Stock, $0.001 par value | 300 | $626.91 | $188,073.00 |
DisclosureSEC source: 0001730168-23-000019 · wf-form4_167899975943456.xml · nonDerivative · entry 1 DELLY GAYLA J · CIK 0001218358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,964 F1 · balance_after: Includes 413 restricted stock units. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 20:57 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock, $0.001 par value | 705 | $626.14 | $441,430.82 |
DisclosureSEC source: 0001730168-23-000021 · wf-form4_167900024660648.xml · nonDerivative · entry 3 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,734 F4 · price: Transaction executed in multiple trades at prices ranging from $625.88 to $626.50 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · ownership.nature: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 20:57 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock, $0.001 par value | 1,000 | $625.17 | $625,170.00 |
DisclosureSEC source: 0001730168-23-000021 · wf-form4_167900024660648.xml · nonDerivative · entry 2 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,439 F3 · price: Transaction executed in multiple trades at prices ranging from $624.84 to $625.79 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · ownership.nature: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 20:57 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock, $0.001 par value | 1,470 | $624.37 | $917,820.96 |
DisclosureSEC source: 0001730168-23-000021 · wf-form4_167900024660648.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,439 F1 · price: Transaction executed in multiple trades at prices ranging from $623.67 to $624.62 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · ownership.nature: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee. Read SEC document |
| March 08, 2023 Filed Mar 10, 2023 21:50 UTC |
Brazeal Mark DavidChief Legal & Corp Affairs Ofc
|
GrantCommon Stock, $0.001 par value | 17,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-23-000013 · wf-form4_167848500390963.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,846 F1 · shares: Restricted stock units ("RSUs") earned pursuant to performance stock units achieving certain performance criteria that are based on the Issuer's total stockholder return relative to the S&P 500 Index. F2 · balance_after: Includes 41,830 RSUs. Read SEC document |
| March 08, 2023 Filed Mar 10, 2023 21:55 UTC |
Kawwas Charlie BPresident, Semi Solutions Grp
|
GrantCommon Stock, $0.001 par value | 20,106 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-23-000015 · wf-form4_167848529935288.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,577 F1 · shares: Restricted stock units ("RSUs") earned pursuant to performance stock units achieving certain performance criteria that are based on the Issuer's total stockholder return relative to the S&P 500 Index. F2 · balance_after: Includes 51,086 RSUs. Read SEC document |
| March 08, 2023 Filed Mar 10, 2023 22:00 UTC |
Spears Kirsten M.CFO & Chief Accounting Officer
|
GrantCommon Stock, $0.001 par value | 15,817 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-23-000017 · wf-form4_167848563712581.xml · nonDerivative · entry 1 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,162 F1 · shares: Restricted stock units ("RSUs") earned pursuant to performance stock units achieving certain performance criteria that are based on the Issuer's total stockholder return relative to the S&P 500 Index. F2 · balance_after: Includes 37,940 RSUs. Read SEC document |
| December 29, 2022 Filed Jan 6, 2023 15:19 UTC |
SAMUELI HENRYDirector
|
GiftCommon Stock, $0.001 par value | 51,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-001744 · tm232282-1_4.xml · nonDerivative · entry 2 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,080,922 F1 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 28, 2022 Filed Jan 6, 2023 15:19 UTC |
SAMUELI HENRYDirector
|
GiftCommon Stock, $0.001 par value | 57,551 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-001744 · tm232282-1_4.xml · nonDerivative · entry 1 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,132,057 F1 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 21, 2022 Filed Mar 20, 2023 21:53 UTC |
TAN HOCK EDirector · President and CEO
|
GiftCommon Stock, $0.001 par value | 16,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-23-000029 · wf-form4_167934922138697.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 244,514 F1 · kind: Charitable gift. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 21:55 UTC |
Brazeal Mark DavidChief Legal & Corp Affairs Ofc
|
Tax withholdingCommon Stock, $0.001 par value | 1,984 | $558.00 | $1,107,072.00 |
DisclosureSEC source: 0001730168-22-000122 · wf-form4_167148693813686.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,766 F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including performance stock units awards, previously granted to the Reporting Person. F2 · balance_after: Includes 24,750 RSUs. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 22:09 UTC |
Kawwas Charlie BPresident, Semi Solutions Grp
|
Tax withholdingCommon Stock, $0.001 par value | 2,965 | $558.00 | $1,654,470.00 |
DisclosureSEC source: 0001730168-22-000124 · wf-form4_167148724093931.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,471 F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · balance_after: Includes 30,980 RSUs. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 22:17 UTC |
Spears Kirsten M.CFO & Chief Accounting Officer
|
Tax withholdingCommon Stock, $0.001 par value | 3,224 | $558.00 | $1,798,992.00 |
DisclosureSEC source: 0001730168-22-000126 · wf-form4_167148820872960.xml · nonDerivative · entry 1 Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,345 F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including performance stock units awards, previously granted to the Reporting Person. F2 · balance_after: Includes 22,123 RSUs and 23 shares acquired under the Issuer's Employee Stock Purchase Plan on September 14, 2022. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 21:59 UTC |
FERNANDEZ RAUL JDirector
|
SaleCommon Stock, $0.001 par value | 1,170 | $575.00 | $672,750.00 |
DisclosureSEC source: 0001730168-22-000120 · wf-form4_167122792348894.xml · nonDerivative · entry 1 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,953 F1 · balance_after: Includes 413 restricted stock units. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 21:59 UTC |
DELLY GAYLA JDirector
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SaleCommon Stock, $0.001 par value | 200 | $579.56 | $115,912.00 |
DisclosureSEC source: 0001730168-22-000112 · wf-form4_167114158143923.xml · nonDerivative · entry 1 DELLY GAYLA J · CIK 0001218358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,264 F1 · balance_after: Includes 413 restricted stock units. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 22:06 UTC |
PAGE JUSTINEDirector
|
SaleCommon Stock, $0.001 par value | 170 | $574.86 | $97,726.20 |
DisclosureSEC source: 0001730168-22-000114 · wf-form4_167114194486224.xml · nonDerivative · entry 1 PAGE JUSTINE · CIK 0001359561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,981 F1 · balance_after: Includes 413 restricted stock units. Read SEC document |
| November 14, 2022 Filed Nov 15, 2022 22:28 UTC |
TAN HOCK EDirector · President and CEO
|
Tax withholdingCommon Stock, $0.001 par value | 9,100 | $518.09 | $4,714,619.00 |
DisclosureSEC source: 0001730168-22-000107 · wf-form4_166855126107882.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,514 F2 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the 2021 Award. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 22:28 UTC |
TAN HOCK EDirector · President and CEO
|
GrantCommon Stock, $0.001 par value | 18,937 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000107 · wf-form4_166855126107882.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,614 F1 · shares: On November 11, 2022, the independent members of the Issuer's Board of Directors determined the achievement of all required performance goals and the number of shares of common stock earned and issuable pursuant to the terms of a strategic performance stock unit award granted on November 1, 2021 (the "2021 Award") under the Broadcom Inc. 2012 Stock Incentive Plan, as amended and restated. Read SEC document |
| October 31, 2022 Filed Nov 3, 2022 00:05 UTC |
Kawwas Charlie BPresident, Semi Solutions Grp
|
GrantStock Price Performance Stock Unit · Derivative | 300,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000103 · wf-form4_166743392463084.xml · derivative · entry 6 Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock, $0.001 par value · 300,000 shares Expires not disclosed F2 · derivative.exercise_date: Stock price performance stock unit award (the "PSU") granted pursuant to the Broadcom Inc. 2012 Stock Incentive Plan. Subject to the terms and conditions of the PSU agreement, the PSU vests on October 31, 2027. The number of shares that may be earned is based on achieving pre-set price hurdles (the "Price Contingency"). No portion of the PSU will be earned unless the consecutive 20-trading days closing price average of the Issuer's common stock meets or exceeds the Price Contingency during the period beginning after the third anniversary of the grant date and concluding on the fifth anniversary of the grant date. F3 · derivative.expiration_date: If the Price Contingency is not met on or prior to the fifth anniversary of the grant date or such earlier date as provided in the PSU agreement, all PSUs will immediately be forfeited. Read SEC document |
| October 31, 2022 Filed Nov 3, 2022 00:11 UTC |
TAN HOCK EDirector · President and CEO
|
GrantStock Price Performance Stock Unit · Derivative | 1,000,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000105 · wf-form4_166743426279865.xml · derivative · entry 4 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock, $0.001 par value · 1,000,000 shares Expires not disclosed F2 · derivative.exercise_date: Stock price performance stock unit award (the "PSU") granted pursuant to the Broadcom Inc. 2012 Stock Incentive Plan. Subject to the terms and conditions of the PSU agreement, the PSU vests on October 31, 2027. The number of shares that may be earned is based on achieving pre-set price hurdles (the "Price Contingency"). No portion of the PSU will be earned unless the consecutive 20-trading days closing price average of the Issuer's common stock meets or exceeds the Price Contingency during the period beginning after the third anniversary of the grant date and concluding on the fifth anniversary of the grant date. F3 · derivative.expiration_date: If the Price Contingency is not met on or prior to the fifth anniversary of the grant date or such earlier date as provided in the PSU agreement, all PSUs will immediately be forfeited. Read SEC document |
| April 05, 2022 Filed Apr 6, 2022 20:16 UTC |
Bryant Diane MDirector
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SaleCommon Stock, $0.001 par value | 476 | $629.55 | $299,665.80 |
DisclosureSEC source: 0001730168-22-000061 · wf-form4_164927618423358.xml · nonDerivative · entry 2 Bryant Diane M · CIK 0001687544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,560 F3 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 413 RSUs. Read SEC document |
| April 04, 2022 Filed Apr 6, 2022 20:16 UTC |
Bryant Diane MDirector
|
GrantCommon Stock, $0.001 par value | 413 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000061 · wf-form4_164927618423358.xml · nonDerivative · entry 1 Bryant Diane M · CIK 0001687544 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,036 F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 4, 2022. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to Reporting Person's continuing service on the vesting date. F2 · balance_after: Includes 413 RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.