Tapewire
Broadcom Inc. logo

Nasdaq · USD

AVGO

Broadcom Inc.

Export transactions ↓
Tapewire entity
2789
SEC CIK
0001730168
Parsed reports
484

Last 12 months

Inside the activity.

2 purchase rows · 280 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 20251110
Jan 202605
Feb 202600
Mar 2026089
Apr 202606
May 202600
Jun 2026150
Jul 202603
Aug 202600
Sep 2026016
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 04, 2023 Filed Oct 6, 2023 23:53 UTC GiftCommon Stock, $0.001 par value 3,520 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-107624 · tm2326965-1_4seq1.xml · nonDerivative · entry 1

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,159,199

F2 · ownership.nature: Directly held by H&S Investments I L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
September 26, 2023 Filed Sep 26, 2023 22:46 UTC GiftCommon Stock, $0.001 par value 12,476 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-103979 · tm2326965-1_4seq1.xml · nonDerivative · entry 2

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,054,321

F1 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
September 22, 2023 Filed Sep 26, 2023 22:46 UTC GiftCommon Stock, $0.001 par value 14,125 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-103979 · tm2326965-1_4seq1.xml · nonDerivative · entry 1

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,066,797

F1 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:09 UTC
You Harry L.Director
PurchaseCommon Stock, $0.001 par value 1,000 $858.96 $858,958.20
Disclosure

SEC source: 0001730168-23-000083 · wk-form4_1695157759.xml · nonDerivative · entry 1

You Harry L. · CIK 0001432602 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,510

F1 · balance_after: Includes 397 restricted stock units.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 20:45 UTC SaleCommon Stock, $0.001 par value 900 $856.35 $770,717.70
Disclosure

SEC source: 0001730168-23-000081 · wk-form4_1694724292.xml · nonDerivative · entry 2

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 9,123

F3 · price: Transaction executed in multiple trades at prices ranging from $856.34 to $856.38 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · ownership.nature: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 20:45 UTC SaleCommon Stock, $0.001 par value 600 $854.67 $512,803.20
Disclosure

SEC source: 0001730168-23-000081 · wk-form4_1694724292.xml · nonDerivative · entry 1

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 10,023

F1 · price: Transaction executed in multiple trades at prices ranging from $854.27 to $854.88 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · ownership.nature: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 17:25 UTC PurchaseCommon Stock, $0.001 par value 11,000 $872.03 $9,592,281.60
Disclosure

SEC source: 0001730168-23-000079 · wk-form4_1694208310.xml · nonDerivative · entry 1

Low Check Kian · CIK 0001692615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,951

F1 · balance_after: Includes 397 restricted stock units.

Read SEC document
June 28, 2023 Filed Jun 29, 2023 23:05 UTC
TAN HOCK EDirector · President and CEO
GiftCommon Stock, $0.001 par value 5,800 $0.00 $0.00
Disclosure

SEC source: 0001730168-23-000070 · wk-form4_1688079891.xml · nonDerivative · entry 2

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,714

F1 · kind: Charitable gift.

Read SEC document
June 27, 2023 Filed Jun 29, 2023 23:05 UTC
TAN HOCK EDirector · President and CEO
GiftCommon Stock, $0.001 par value 38,000 $0.00 $0.00
Disclosure

SEC source: 0001730168-23-000070 · wk-form4_1688079891.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,514

F1 · kind: Charitable gift.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 20:44 UTC
Kawwas Charlie BPresident, Semi Solutions Grp
SaleCommon Stock, $0.001 par value 1,645 $801.33 $1,318,187.85
Disclosure

SEC source: 0001730168-23-000066 · wk-form4_1686602657.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,290

F1 · balance_after: Includes 20,980 restricted stock units.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 20:56 UTC
Spears Kirsten M.CFO & Chief Accounting Officer
SaleCommon Stock, $0.001 par value 4,000 $800.43 $3,201,716.00
Disclosure

SEC source: 0001730168-23-000068 · wk-form4_1686603378.xml · nonDerivative · entry 2

Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,085

F2 · price: Transaction executed in multiple trades at prices ranging from $800.26 to $800.63 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F1 · balance_after: Includes 29,123 restricted stock units.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 20:56 UTC
Spears Kirsten M.CFO & Chief Accounting Officer
SaleCommon Stock, $0.001 par value 2,000 $792.61 $1,585,220.00
Disclosure

SEC source: 0001730168-23-000068 · wk-form4_1686603378.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,085

F1 · balance_after: Includes 29,123 restricted stock units.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 21:02 UTC GrantCommon Stock, $0.001 par value 397 $0.00 $0.00
Disclosure

SEC source: 0001730168-23-000035 · wf-form4_168072856188928.xml · nonDerivative · entry 1

Bryant Diane M · CIK 0001687544 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,957

F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 3, 2023. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of the Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to the Reporting Person's continuing service on the vesting date.

F2 · balance_after: Includes 397 RSUs.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 21:10 UTC GrantCommon Stock, $0.001 par value 397 $0.00 $0.00
Disclosure

SEC source: 0001730168-23-000037 · wf-form4_168072902241799.xml · nonDerivative · entry 1

DELLY GAYLA J · CIK 0001218358 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,361

F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 3, 2023. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of the Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to the Reporting Person's continuing service on the vesting date.

F2 · balance_after: Includes 397 RSUs.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 21:16 UTC GrantCommon Stock, $0.001 par value 397 $0.00 $0.00
Disclosure

SEC source: 0001730168-23-000039 · wf-form4_168072939421882.xml · nonDerivative · entry 1

FERNANDEZ RAUL J · CIK 0001106627 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,610

F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 3, 2023. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of the Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to the Reporting Person's continuing service on the vesting date.

F2 · balance_after: Includes 397 RSUs.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 21:22 UTC GrantCommon Stock, $0.001 par value 397 $0.00 $0.00
Disclosure

SEC source: 0001730168-23-000041 · wf-form4_168072971919346.xml · nonDerivative · entry 1

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,286

F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 3, 2023. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of the Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to the Reporting Person's continuing service on the vesting date.

F2 · balance_after: Includes 397 RSUs.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 17:26 UTC Tax withholdingCommon Stock, $0.001 par value 29 $642.47 $18,631.63
Disclosure

SEC source: 0001730168-23-000043 · wf-form4_168073000376006.xml · nonDerivative · entry 2

Low Check Kian · CIK 0001692615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,951

F2 · balance_after: Includes 397 RSUs.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 17:26 UTC GrantCommon Stock, $0.001 par value 397 $0.00 $0.00
Disclosure

SEC source: 0001730168-23-000043 · wf-form4_168073000376006.xml · nonDerivative · entry 1

Low Check Kian · CIK 0001692615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,980

F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 3, 2023. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of the Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to the Reporting Person's continuing service on the vesting date.

F2 · balance_after: Includes 397 RSUs.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 21:32 UTC
PAGE JUSTINEDirector
GrantCommon Stock, $0.001 par value 397 $0.00 $0.00
Disclosure

SEC source: 0001730168-23-000045 · wf-form4_168073033815572.xml · nonDerivative · entry 1

PAGE JUSTINE · CIK 0001359561 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,378

F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 3, 2023. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of the Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to the Reporting Person's continuing service on the vesting date.

F2 · balance_after: Includes 397 RSUs.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 21:37 UTC
You Harry L.Director
GrantCommon Stock, $0.001 par value 397 $0.00 $0.00
Disclosure

SEC source: 0001730168-23-000047 · wf-form4_168073066168512.xml · nonDerivative · entry 1

You Harry L. · CIK 0001432602 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,510

F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 3, 2023. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of the Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to the Reporting Person's continuing service on the vesting date.

F2 · balance_after: Includes 397 RSUs.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 20:31 UTC
Spears Kirsten M.CFO & Chief Accounting Officer
SaleCommon Stock, $0.001 par value 7,000 $619.72 $4,338,040.00
Disclosure

SEC source: 0001730168-23-000033 · wf-form4_168020828783134.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,085

F1 · balance_after: Includes 29,123 restricted stock units.

Read SEC document
March 27, 2023 Filed Mar 29, 2023 20:53 UTC SaleCommon Stock, $0.001 par value 740 $639.00 $472,860.00
Disclosure

SEC source: 0001730168-23-000031 · wf-form4_168012320292534.xml · nonDerivative · entry 1

FERNANDEZ RAUL J · CIK 0001106627 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,213

F1 · balance_after: Includes 413 restricted stock units.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 21:53 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 30,000 $626.04 $18,781,200.00
Disclosure

SEC source: 0001730168-23-000029 · wf-form4_167934922138697.xml · nonDerivative · entry 2

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,514

F2 · shares: The reporting person contributed shares to an exchange fund.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:23 UTC
Brazeal Mark DavidChief Legal & Corp Affairs Ofc
Tax withholdingCommon Stock, $0.001 par value 10,962 $626.04 $6,862,650.48
Disclosure

SEC source: 0001730168-23-000023 · wf-form4_167908819361924.xml · nonDerivative · entry 2

Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,884

F2 · balance_after: Includes 29,250 RSUs.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:23 UTC
Brazeal Mark DavidChief Legal & Corp Affairs Ofc
GrantCommon Stock, $0.001 par value 10,000 $0.00 $0.00
Disclosure

SEC source: 0001730168-23-000023 · wf-form4_167908819361924.xml · nonDerivative · entry 1

Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,846

F1 · shares: Restricted stock unit ("RSU") award that consists of two grants, each for 5,000 RSUs that vest over four years and with vesting commencement dates on March 15, 2023 and March 15, 2024.

F2 · balance_after: Includes 29,250 RSUs.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:28 UTC
Kawwas Charlie BPresident, Semi Solutions Grp
Tax withholdingCommon Stock, $0.001 par value 14,691 $626.04 $9,197,153.64
Disclosure

SEC source: 0001730168-23-000025 · wf-form4_167908851164024.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,935

F1 · balance_after: Includes 20,980 RSUs and 49 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2023.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:35 UTC
Spears Kirsten M.CFO & Chief Accounting Officer
Tax withholdingCommon Stock, $0.001 par value 9,099 $626.04 $5,696,337.96
Disclosure

SEC source: 0001730168-23-000027 · wf-form4_167908890795985.xml · nonDerivative · entry 2

Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,085

F2 · balance_after: Includes 29,123 RSUs and 22 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2023.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:35 UTC
Spears Kirsten M.CFO & Chief Accounting Officer
GrantCommon Stock, $0.001 par value 10,000 $0.00 $0.00
Disclosure

SEC source: 0001730168-23-000027 · wf-form4_167908890795985.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,184

F1 · shares: Restricted stock unit ("RSU") award that consists of two grants, each for 5,000 RSUs that vest over four years and with vesting commencement dates on March 15, 2023 and March 15, 2024.

F2 · balance_after: Includes 29,123 RSUs and 22 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2023.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 20:49 UTC SaleCommon Stock, $0.001 par value 300 $626.91 $188,073.00
Disclosure

SEC source: 0001730168-23-000019 · wf-form4_167899975943456.xml · nonDerivative · entry 1

DELLY GAYLA J · CIK 0001218358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,964

F1 · balance_after: Includes 413 restricted stock units.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 20:57 UTC SaleCommon Stock, $0.001 par value 705 $626.14 $441,430.82
Disclosure

SEC source: 0001730168-23-000021 · wf-form4_167900024660648.xml · nonDerivative · entry 3

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,734

F4 · price: Transaction executed in multiple trades at prices ranging from $625.88 to $626.50 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · ownership.nature: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 20:57 UTC SaleCommon Stock, $0.001 par value 1,000 $625.17 $625,170.00
Disclosure

SEC source: 0001730168-23-000021 · wf-form4_167900024660648.xml · nonDerivative · entry 2

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,439

F3 · price: Transaction executed in multiple trades at prices ranging from $624.84 to $625.79 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · ownership.nature: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 20:57 UTC SaleCommon Stock, $0.001 par value 1,470 $624.37 $917,820.96
Disclosure

SEC source: 0001730168-23-000021 · wf-form4_167900024660648.xml · nonDerivative · entry 1

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,439

F1 · price: Transaction executed in multiple trades at prices ranging from $623.67 to $624.62 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · ownership.nature: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:50 UTC
Brazeal Mark DavidChief Legal & Corp Affairs Ofc
GrantCommon Stock, $0.001 par value 17,080 $0.00 $0.00
Disclosure

SEC source: 0001730168-23-000013 · wf-form4_167848500390963.xml · nonDerivative · entry 1

Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,846

F1 · shares: Restricted stock units ("RSUs") earned pursuant to performance stock units achieving certain performance criteria that are based on the Issuer's total stockholder return relative to the S&P 500 Index.

F2 · balance_after: Includes 41,830 RSUs.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:55 UTC
Kawwas Charlie BPresident, Semi Solutions Grp
GrantCommon Stock, $0.001 par value 20,106 $0.00 $0.00
Disclosure

SEC source: 0001730168-23-000015 · wf-form4_167848529935288.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,577

F1 · shares: Restricted stock units ("RSUs") earned pursuant to performance stock units achieving certain performance criteria that are based on the Issuer's total stockholder return relative to the S&P 500 Index.

F2 · balance_after: Includes 51,086 RSUs.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 22:00 UTC
Spears Kirsten M.CFO & Chief Accounting Officer
GrantCommon Stock, $0.001 par value 15,817 $0.00 $0.00
Disclosure

SEC source: 0001730168-23-000017 · wf-form4_167848563712581.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,162

F1 · shares: Restricted stock units ("RSUs") earned pursuant to performance stock units achieving certain performance criteria that are based on the Issuer's total stockholder return relative to the S&P 500 Index.

F2 · balance_after: Includes 37,940 RSUs.

Read SEC document
December 29, 2022 Filed Jan 6, 2023 15:19 UTC GiftCommon Stock, $0.001 par value 51,135 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-001744 · tm232282-1_4.xml · nonDerivative · entry 2

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,080,922

F1 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
December 28, 2022 Filed Jan 6, 2023 15:19 UTC GiftCommon Stock, $0.001 par value 57,551 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-001744 · tm232282-1_4.xml · nonDerivative · entry 1

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,132,057

F1 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
December 21, 2022 Filed Mar 20, 2023 21:53 UTC
TAN HOCK EDirector · President and CEO
GiftCommon Stock, $0.001 par value 16,000 $0.00 $0.00
Disclosure

SEC source: 0001730168-23-000029 · wf-form4_167934922138697.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,514

F1 · kind: Charitable gift.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 21:55 UTC
Brazeal Mark DavidChief Legal & Corp Affairs Ofc
Tax withholdingCommon Stock, $0.001 par value 1,984 $558.00 $1,107,072.00
Disclosure

SEC source: 0001730168-22-000122 · wf-form4_167148693813686.xml · nonDerivative · entry 1

Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,766

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including performance stock units awards, previously granted to the Reporting Person.

F2 · balance_after: Includes 24,750 RSUs.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 22:09 UTC
Kawwas Charlie BPresident, Semi Solutions Grp
Tax withholdingCommon Stock, $0.001 par value 2,965 $558.00 $1,654,470.00
Disclosure

SEC source: 0001730168-22-000124 · wf-form4_167148724093931.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,471

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · balance_after: Includes 30,980 RSUs.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 22:17 UTC
Spears Kirsten M.CFO & Chief Accounting Officer
Tax withholdingCommon Stock, $0.001 par value 3,224 $558.00 $1,798,992.00
Disclosure

SEC source: 0001730168-22-000126 · wf-form4_167148820872960.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,345

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including performance stock units awards, previously granted to the Reporting Person.

F2 · balance_after: Includes 22,123 RSUs and 23 shares acquired under the Issuer's Employee Stock Purchase Plan on September 14, 2022.

Read SEC document
December 14, 2022 Filed Dec 16, 2022 21:59 UTC SaleCommon Stock, $0.001 par value 1,170 $575.00 $672,750.00
Disclosure

SEC source: 0001730168-22-000120 · wf-form4_167122792348894.xml · nonDerivative · entry 1

FERNANDEZ RAUL J · CIK 0001106627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,953

F1 · balance_after: Includes 413 restricted stock units.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 21:59 UTC SaleCommon Stock, $0.001 par value 200 $579.56 $115,912.00
Disclosure

SEC source: 0001730168-22-000112 · wf-form4_167114158143923.xml · nonDerivative · entry 1

DELLY GAYLA J · CIK 0001218358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,264

F1 · balance_after: Includes 413 restricted stock units.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 22:06 UTC
PAGE JUSTINEDirector
SaleCommon Stock, $0.001 par value 170 $574.86 $97,726.20
Disclosure

SEC source: 0001730168-22-000114 · wf-form4_167114194486224.xml · nonDerivative · entry 1

PAGE JUSTINE · CIK 0001359561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,981

F1 · balance_after: Includes 413 restricted stock units.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 22:28 UTC
TAN HOCK EDirector · President and CEO
Tax withholdingCommon Stock, $0.001 par value 9,100 $518.09 $4,714,619.00
Disclosure

SEC source: 0001730168-22-000107 · wf-form4_166855126107882.xml · nonDerivative · entry 2

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,514

F2 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the 2021 Award.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 22:28 UTC
TAN HOCK EDirector · President and CEO
GrantCommon Stock, $0.001 par value 18,937 $0.00 $0.00
Disclosure

SEC source: 0001730168-22-000107 · wf-form4_166855126107882.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,614

F1 · shares: On November 11, 2022, the independent members of the Issuer's Board of Directors determined the achievement of all required performance goals and the number of shares of common stock earned and issuable pursuant to the terms of a strategic performance stock unit award granted on November 1, 2021 (the "2021 Award") under the Broadcom Inc. 2012 Stock Incentive Plan, as amended and restated.

Read SEC document
October 31, 2022 Filed Nov 3, 2022 00:05 UTC
Kawwas Charlie BPresident, Semi Solutions Grp
GrantStock Price Performance Stock Unit · Derivative 300,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001730168-22-000103 · wf-form4_166743392463084.xml · derivative · entry 6

Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock, $0.001 par value · 300,000 shares

Expires not disclosed

F2 · derivative.exercise_date: Stock price performance stock unit award (the "PSU") granted pursuant to the Broadcom Inc. 2012 Stock Incentive Plan. Subject to the terms and conditions of the PSU agreement, the PSU vests on October 31, 2027. The number of shares that may be earned is based on achieving pre-set price hurdles (the "Price Contingency"). No portion of the PSU will be earned unless the consecutive 20-trading days closing price average of the Issuer's common stock meets or exceeds the Price Contingency during the period beginning after the third anniversary of the grant date and concluding on the fifth anniversary of the grant date.

F3 · derivative.expiration_date: If the Price Contingency is not met on or prior to the fifth anniversary of the grant date or such earlier date as provided in the PSU agreement, all PSUs will immediately be forfeited.

Read SEC document
October 31, 2022 Filed Nov 3, 2022 00:11 UTC
TAN HOCK EDirector · President and CEO
GrantStock Price Performance Stock Unit · Derivative 1,000,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001730168-22-000105 · wf-form4_166743426279865.xml · derivative · entry 4

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock, $0.001 par value · 1,000,000 shares

Expires not disclosed

F2 · derivative.exercise_date: Stock price performance stock unit award (the "PSU") granted pursuant to the Broadcom Inc. 2012 Stock Incentive Plan. Subject to the terms and conditions of the PSU agreement, the PSU vests on October 31, 2027. The number of shares that may be earned is based on achieving pre-set price hurdles (the "Price Contingency"). No portion of the PSU will be earned unless the consecutive 20-trading days closing price average of the Issuer's common stock meets or exceeds the Price Contingency during the period beginning after the third anniversary of the grant date and concluding on the fifth anniversary of the grant date.

F3 · derivative.expiration_date: If the Price Contingency is not met on or prior to the fifth anniversary of the grant date or such earlier date as provided in the PSU agreement, all PSUs will immediately be forfeited.

Read SEC document
April 05, 2022 Filed Apr 6, 2022 20:16 UTC SaleCommon Stock, $0.001 par value 476 $629.55 $299,665.80
Disclosure

SEC source: 0001730168-22-000061 · wf-form4_164927618423358.xml · nonDerivative · entry 2

Bryant Diane M · CIK 0001687544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,560

F3 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 413 RSUs.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 20:16 UTC GrantCommon Stock, $0.001 par value 413 $0.00 $0.00
Disclosure

SEC source: 0001730168-22-000061 · wf-form4_164927618423358.xml · nonDerivative · entry 1

Bryant Diane M · CIK 0001687544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,036

F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 4, 2022. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to Reporting Person's continuing service on the vesting date.

F2 · balance_after: Includes 413 RSUs.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.