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Broadcom Inc.

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2789
SEC CIK
0001730168
Parsed reports
484

Last 12 months

Inside the activity.

2 purchase rows · 280 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 20251110
Jan 202605
Feb 202600
Mar 2026089
Apr 202606
May 202600
Jun 2026150
Jul 202603
Aug 202600
Sep 2026016
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 24, 2024 Filed Dec 27, 2024 22:49 UTC
Brazeal Mark DavidChief Legal & Corp Affairs Ofc
SaleCommon Stock, $0.001 par value 20,168 $238.79 $4,815,936.89
Disclosure

SEC source: 0001730168-24-000145 · wk-form4_1735339765.xml · nonDerivative · entry 1

Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 321,660

F1 · price: Transaction executed in multiple trades at prices ranging from $238.77 to $238.88 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 263,750 restricted stock units.

Read SEC document
December 24, 2024 Filed Dec 27, 2024 22:59 UTC
TAN HOCK EDirector · President and CEO
GiftCommon Stock, $0.001 par value 130,000 $0.00 $0.00
Disclosure

SEC source: 0001730168-24-000147 · wk-form4_1735340348.xml · nonDerivative · entry 2

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 712,836

Read SEC document
December 24, 2024 Filed Dec 27, 2024 22:59 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 45,000 $239.96 $10,798,200.00
Disclosure

SEC source: 0001730168-24-000147 · wk-form4_1735340348.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 842,836

Read SEC document
December 23, 2024 Filed Dec 26, 2024 23:43 UTC SaleCommon Stock, $0.001 par value 15,000 $226.68 $3,400,200.00
Disclosure

SEC source: 0001730168-24-000141 · wk-form4_1735256597.xml · nonDerivative · entry 1

Bryant Diane M · CIK 0001687544 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,460

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Adjusted to reflect a ten-for-one forward split of the Issuer's common stock effective after market close on July 12, 2024 and includes 1,890 restricted stock units.

Read SEC document
December 20, 2024 Filed Dec 26, 2024 23:57 UTC
Spears Kirsten M.CFO & Chief Accounting Officer
SaleCommon Stock, $0.001 par value 12,570 $229.62 $2,886,323.40
Disclosure

SEC source: 0001730168-24-000143 · wk-form4_1735257466.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 325,443

F1 · balance_after: Includes 134,360 restricted stock units.

Read SEC document
December 17, 2024 Filed Dec 19, 2024 23:06 UTC
PAGE JUSTINEDirector
GiftCommon Stock, $0.001 par value 1,000 $0.00 $0.00
Disclosure

SEC source: 0001730168-24-000131 · wk-form4_1734649575.xml · nonDerivative · entry 1

PAGE JUSTINE · CIK 0001359561 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,180

F1 · balance_after: Adjusted to reflect a ten-for-one forward split of the Issuer's common stock effective after market close on July 12, 2024 and includes 1,890 restricted stock units.

Read SEC document
December 17, 2024 Filed Dec 19, 2024 23:13 UTC
You Harry L.Director
SaleCommon Stock, $0.001 par value 6,540 $240.00 $1,569,626.16
Disclosure

SEC source: 0001730168-24-000133 · wk-form4_1734650032.xml · nonDerivative · entry 1

You Harry L. · CIK 0001432602 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,450

F1 · price: Transaction executed in multiple trades at prices ranging from $240.00 to $240.14 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Adjusted to reflect a ten-for-one forward split of the Issuer's common stock effective after market close on July 12, 2024 and includes 1,890 restricted stock units.

Read SEC document
December 16, 2024 Filed Dec 18, 2024 14:56 UTC GiftCommon Stock, $0.001 par value 137,795 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-129647 · tm2431213-3_4seq1.xml · nonDerivative · entry 1

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 39,462,697

F2 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
December 16, 2024 Filed Dec 18, 2024 22:52 UTC
Brazeal Mark DavidChief Legal & Corp Affairs Ofc
Tax withholdingCommon Stock, $0.001 par value 19,832 $224.80 $4,458,233.60
Disclosure

SEC source: 0001730168-24-000127 · wk-form4_1734562335.xml · nonDerivative · entry 1

Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 341,828

F1 · balance_after: Includes 263,750 restricted stock units.

Read SEC document
December 16, 2024 Filed Dec 18, 2024 23:00 UTC
Spears Kirsten M.CFO & Chief Accounting Officer
Tax withholdingCommon Stock, $0.001 par value 96,682 $224.80 $21,734,113.60
Disclosure

SEC source: 0001730168-24-000129 · wk-form4_1734562795.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 338,013

F1 · balance_after: Adjusted to reflect a ten-for-one forward split of the Issuer's common stock effective after market close on July 12, 2024 and includes 105 shares acquired under the Issuer's Employee Stock Purchase Plan on September 13, 2024 and 134,360 restricted stock units.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 23:54 UTC
TAN HOCK EDirector · President and CEO
Tax withholdingCommon Stock, $0.001 par value 696,804 $179.55 $125,111,158.20
Disclosure

SEC source: 0001730168-24-000121 · wk-form4_1731110093.xml · nonDerivative · entry 2

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 887,836

Read SEC document
November 06, 2024 Filed Nov 8, 2024 23:54 UTC
TAN HOCK EDirector · President and CEO
GrantCommon Stock, $0.001 par value 1,477,110 $0.00 $0.00
Disclosure

SEC source: 0001730168-24-000121 · wk-form4_1731110093.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,584,640

F1 · shares: Restricted stock units (RSUs) earned pursuant to performance stock units achieving certain performance criteria that are based on the Issuer's total stockholder return relative to the S&P 500 Index.

Read SEC document
October 11, 2024 Filed Oct 16, 2024 22:40 UTC
Brazeal Mark DavidChief Legal & Corp Affairs Ofc
SaleCommon Stock, $0.001 par value 18,900 $181.45 $3,429,405.00
Disclosure

SEC source: 0001730168-24-000117 · wk-form4_1729118440.xml · nonDerivative · entry 1

Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 361,660

F1 · balance_after: Includes 303,750 restricted stock units.

Read SEC document
October 11, 2024 Filed Oct 16, 2024 22:47 UTC
Kawwas Charlie BPresident, Semi Solutions Grp
SaleCommon Stock, $0.001 par value 15,950 $181.45 $2,894,047.75
Disclosure

SEC source: 0001730168-24-000119 · wk-form4_1729118850.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 737,330

F1 · price: Transaction executed in multiple trades at prices ranging from $181.43 to $181.50 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
October 09, 2024 Filed Oct 11, 2024 20:48 UTC
Brazeal Mark DavidChief Legal & Corp Affairs Ofc
SaleCommon Stock, $0.001 par value 18,900 $182.88 $3,456,337.50
Disclosure

SEC source: 0001730168-24-000115 · wk-form4_1728679684.xml · nonDerivative · entry 1

Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 380,560

F1 · balance_after: Includes 303,750 restricted stock units.

Read SEC document
October 07, 2024 Filed Oct 9, 2024 21:09 UTC
Brazeal Mark DavidChief Legal & Corp Affairs Ofc
SaleCommon Stock, $0.001 par value 20,280 $177.10 $3,591,547.44
Disclosure

SEC source: 0001730168-24-000113 · wk-form4_1728508185.xml · nonDerivative · entry 1

Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 399,460

F1 · price: Transaction executed in multiple trades at prices ranging from $177.09 to $177.15 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Adjusted to reflect a ten-for-one forward split of the Issuer's common stock effective after market close on July 12, 2024 and includes 303,750 restricted stock units.

Read SEC document
October 04, 2024 Filed Oct 7, 2024 20:58 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 20,000 $174.87 $3,497,480.00
Disclosure

SEC source: 0001730168-24-000111 · wk-form4_1728334718.xml · nonDerivative · entry 2

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,131,910

F2 · price: Transaction executed in multiple trades at prices ranging from $174.86 to $174.92 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
October 03, 2024 Filed Oct 7, 2024 20:58 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 20,000 $172.33 $3,446,500.00
Disclosure

SEC source: 0001730168-24-000111 · wk-form4_1728334718.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,151,910

F1 · price: Transaction executed in multiple trades at prices ranging from $172.30 to $172.43 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 21:09 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 10,000 $167.14 $1,671,410.00
Disclosure

SEC source: 0001730168-24-000109 · wk-form4_1727989752.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,171,910

F1 · price: Transaction executed in multiple trades at prices ranging from $167.12 to $167.19 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
September 25, 2024 Filed Sep 27, 2024 21:00 UTC GiftCommon Stock, $0.001 par value 142,988 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-103762 · tm2425065-1_4seq1.xml · nonDerivative · entry 1

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 39,600,492

F2 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
September 25, 2024 Filed Sep 27, 2024 20:35 UTC SaleCommon Stock, $0.001 par value 750 $174.53 $130,897.50
Disclosure

SEC source: 0001730168-24-000107 · wk-form4_1727469311.xml · nonDerivative · entry 1

DELLY GAYLA J · CIK 0001218358 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,750

F1 · balance_after: Adjusted to reflect a ten-for-one forward split of the Issuer's common stock effective after market close on July 12, 2024 and includes 1,890 restricted stock units.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 21:06 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 150,000 $172.94 $25,941,000.00
Disclosure

SEC source: 0001730168-24-000105 · wk-form4_1727384760.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,181,910

F1 · shares: The reporting person contributed shares into an exchange fund.

Read SEC document
September 19, 2024 Filed Sep 23, 2024 21:02 UTC
Kawwas Charlie BPresident, Semi Solutions Grp
SaleCommon Stock, $0.001 par value 25,200 $168.27 $4,240,504.80
Disclosure

SEC source: 0001730168-24-000103 · wk-form4_1727125339.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 753,280

F1 · price: Transaction executed in multiple trades at prices ranging from $168.24 to $168.38 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Adjusted to reflect a ten-for-one forward split of the Issuer's common stock effective after market close on July 12, 2024.

Read SEC document
September 17, 2024 Filed Sep 19, 2024 21:16 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 50,000 $163.37 $8,168,550.00
Disclosure

SEC source: 0001730168-24-000101 · wk-form4_1726780576.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,331,910

F1 · price: Transaction executed in multiple trades at prices ranging from $163.29 to $163.59 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Adjusted to reflect a ten-for-one forward split of the Issuer's common stock effective after market close on July 12, 2024.

Read SEC document
July 11, 2024 Filed Jul 15, 2024 21:30 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 7,502 $1,705.95 $12,798,036.90
Disclosure

SEC source: 0001730168-24-000092 · wk-form4_1721079004.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 138,191

F1 · shares: The reporting person contributed shares into two exchange funds.

Read SEC document
July 05, 2024 Filed Jul 9, 2024 21:46 UTC
TAN HOCK EDirector · President and CEO
GiftCommon Stock, $0.001 par value 8,200 $0.00 $0.00
Disclosure

SEC source: 0001730168-24-000090 · wk-form4_1720561595.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,753

F1 · balance_after: Excludes shares now held by trust.

Read SEC document
June 26, 2024 Filed Jun 27, 2024 21:00 UTC GiftCommon Stock, $0.001 par value 15,815 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-075725 · tm2418371-1_4seq1.xml · nonDerivative · entry 1

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 3,974,348

F2 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
June 21, 2024 Filed Jun 24, 2024 21:14 UTC
PAGE JUSTINEDirector
GiftCommon Stock, $0.001 par value 30 $0.00 $0.00
Disclosure

SEC source: 0001730168-24-000086 · wk-form4_1719263688.xml · nonDerivative · entry 2

PAGE JUSTINE · CIK 0001359561 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,718

F1 · balance_after: Includes 189 restricted stock units.

Read SEC document
June 21, 2024 Filed Jun 25, 2024 21:30 UTC
TAN HOCK EDirector · President and CEO
GiftCommon Stock, $0.001 par value 3,450 $0.00 $0.00
Disclosure

SEC source: 0001730168-24-000088 · wk-form4_1719351039.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 139,693

Read SEC document
June 20, 2024 Filed Jun 24, 2024 21:14 UTC
PAGE JUSTINEDirector
SaleCommon Stock, $0.001 par value 254 $1,750.26 $444,566.04
Disclosure

SEC source: 0001730168-24-000086 · wk-form4_1719263688.xml · nonDerivative · entry 1

PAGE JUSTINE · CIK 0001359561 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,748

F1 · balance_after: Includes 189 restricted stock units.

Read SEC document
June 17, 2024 Filed Jun 20, 2024 21:03 UTC
Kawwas Charlie BPresident, Semi Solutions Grp
SaleCommon Stock, $0.001 par value 2,520 $1,830.95 $4,613,996.52
Disclosure

SEC source: 0001730168-24-000082 · wk-form4_1718917400.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · President, Semi Solutions Grp

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 77,848

F1 · price: Transaction executed in multiple trades at prices ranging from $1,830.95 to $1,830.96 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
June 17, 2024 Filed Jun 20, 2024 21:10 UTC
PAGE JUSTINEDirector
SaleCommon Stock, $0.001 par value 312 $1,800.00 $561,600.00
Disclosure

SEC source: 0001730168-24-000084 · wk-form4_1718917802.xml · nonDerivative · entry 1

PAGE JUSTINE · CIK 0001359561 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,002

F1 · balance_after: Includes 189 restricted stock units.

Read SEC document
April 22, 2024 Filed Apr 24, 2024 18:00 UTC
Hao KennethDirector
GrantCommon Stock, $0.001 par value 189 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-047763 · ownership.xml · nonDerivative · entry 1

Hao Kenneth · CIK 0001415357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234

F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 22, 2024. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of the Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to the Reporting Person's continuing service on the vesting date.

F2 · balance_after: Includes 189 RSUs.

Read SEC document
April 22, 2024 Filed Apr 24, 2024 21:57 UTC GrantCommon Stock, $0.001 par value 189 $0.00 $0.00
Disclosure

SEC source: 0001730168-24-000057 · wk-form4_1713995810.xml · nonDerivative · entry 1

Bryant Diane M · CIK 0001687544 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,146

F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 22, 2024. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of the Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to the Reporting Person's continuing service on the vesting date.

F2 · balance_after: Includes 189 RSUs.

Read SEC document
April 22, 2024 Filed Apr 24, 2024 22:05 UTC GrantCommon Stock, $0.001 par value 189 $0.00 $0.00
Disclosure

SEC source: 0001730168-24-000059 · wk-form4_1713996310.xml · nonDerivative · entry 1

DELLY GAYLA J · CIK 0001218358 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,550

F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 22, 2024. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of the Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to the Reporting Person's continuing service on the vesting date.

F2 · balance_after: Includes 189 RSUs.

Read SEC document
April 22, 2024 Filed Apr 24, 2024 22:14 UTC GrantCommon Stock, $0.001 par value 189 $0.00 $0.00
Disclosure

SEC source: 0001730168-24-000061 · wk-form4_1713996855.xml · nonDerivative · entry 1

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 586

F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 22, 2024. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of the Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to the Reporting Person's continuing service on the vesting date.

F2 · balance_after: Includes 189 RSUs.

Read SEC document
April 22, 2024 Filed Apr 24, 2024 18:23 UTC GrantCommon Stock, $0.001 par value 189 $0.00 $0.00
Disclosure

SEC source: 0001730168-24-000063 · wk-form4_1713997419.xml · nonDerivative · entry 1

Low Check Kian · CIK 0001692615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,105

F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 22, 2024. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of the Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to the Reporting Person's continuing service on the vesting date.

F2 · balance_after: Includes 189 RSUs.

Read SEC document
April 22, 2024 Filed Apr 24, 2024 22:37 UTC
PAGE JUSTINEDirector
GrantCommon Stock, $0.001 par value 189 $0.00 $0.00
Disclosure

SEC source: 0001730168-24-000065 · wk-form4_1713998242.xml · nonDerivative · entry 1

PAGE JUSTINE · CIK 0001359561 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,314

F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 22, 2024. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of the Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to the Reporting Person's continuing service on the vesting date.

F2 · balance_after: Includes 189 RSUs.

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April 22, 2024 Filed Apr 24, 2024 22:47 UTC GrantCommon Stock, $0.001 par value 189 $0.00 $0.00
Disclosure

SEC source: 0001730168-24-000067 · wk-form4_1713998841.xml · nonDerivative · entry 1

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189

F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 22, 2024. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of the Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to the Reporting Person's continuing service on the vesting date.

F2 · balance_after: Represents 189 RSUs.

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April 22, 2024 Filed Apr 24, 2024 22:56 UTC
You Harry L.Director
GrantCommon Stock, $0.001 par value 189 $0.00 $0.00
Disclosure

SEC source: 0001730168-24-000069 · wk-form4_1713999403.xml · nonDerivative · entry 1

You Harry L. · CIK 0001432602 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,699

F1 · shares: Grant of Restricted Stock Units ("RSUs "). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 22, 2024. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of the Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to the Reporting Person's continuing service on the vesting date.

F2 · balance_after: Includes 189 RSUs.

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April 15, 2024 Filed Apr 17, 2024 20:47 UTC GiftCommon Stock, $0.001 par value 18,601 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-048357 · tm2412068-1_4seq1.xml · nonDerivative · entry 1

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 3,990,163

F1 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

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April 10, 2024 Filed Apr 13, 2024 00:24 UTC
Brazeal Mark DavidChief Legal & Corp Affairs Ofc
SaleCommon Stock, $0.001 par value 2,500 $1,316.46 $3,291,150.00
Disclosure

SEC source: 0001730168-24-000049 · wk-form4_1712967880.xml · nonDerivative · entry 1

Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,974

F1 · balance_after: Includes 30,375 restricted stock units.

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April 10, 2024 Filed Apr 13, 2024 00:40 UTC
PAGE JUSTINEDirector
SaleCommon Stock, $0.001 par value 110 $1,323.00 $145,530.00
Disclosure

SEC source: 0001730168-24-000051 · wk-form4_1712968846.xml · nonDerivative · entry 1

PAGE JUSTINE · CIK 0001359561 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,125

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April 05, 2024 Filed Apr 9, 2024 21:30 UTC
Spears Kirsten M.CFO & Chief Accounting Officer
SaleCommon Stock, $0.001 par value 3,000 $1,343.15 $4,029,435.00
Disclosure

SEC source: 0001730168-24-000047 · wk-form4_1712698208.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · CFO & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,459

F1 · balance_after: Includes 32,936 restricted stock units.

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April 03, 2024 Filed Apr 6, 2024 00:31 UTC
Brazeal Mark DavidChief Legal & Corp Affairs Ofc
SaleCommon Stock, $0.001 par value 2,500 $1,367.52 $3,418,800.00
Disclosure

SEC source: 0001730168-24-000043 · wk-form4_1712363485.xml · nonDerivative · entry 1

Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,474

F1 · balance_after: Includes 30,375 restricted stock units.

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April 03, 2024 Filed Apr 5, 2024 20:38 UTC Tax withholdingCommon Stock, $0.001 par value 35 $1,363.21 $47,712.35
Disclosure

SEC source: 0001730168-24-000045 · wk-form4_1712363923.xml · nonDerivative · entry 1

Low Check Kian · CIK 0001692615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,916

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April 02, 2024 Filed Apr 4, 2024 21:45 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 2,000 $1,312.25 $2,624,500.00
Disclosure

SEC source: 0001730168-24-000041 · wk-form4_1712267119.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,096

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March 28, 2024 Filed Apr 1, 2024 22:37 UTC
Brazeal Mark DavidChief Legal & Corp Affairs Ofc
SaleCommon Stock, $0.001 par value 2,500 $1,318.98 $3,297,437.50
Disclosure

SEC source: 0001730168-24-000037 · wk-form4_1712011025.xml · nonDerivative · entry 1

Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,974

F1 · balance_after: Includes 30,375 restricted stock units.

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March 28, 2024 Filed Apr 1, 2024 22:48 UTC
TAN HOCK EDirector · President and CEO
GiftCommon Stock, $0.001 par value 7,700 $0.00 $0.00
Disclosure

SEC source: 0001730168-24-000039 · wk-form4_1712011688.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,096

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March 25, 2024 Filed Mar 27, 2024 22:29 UTC
Brazeal Mark DavidChief Legal & Corp Affairs Ofc
SaleCommon Stock, $0.001 par value 2,500 $1,352.35 $3,380,875.00
Disclosure

SEC source: 0001730168-24-000033 · wk-form4_1711578563.xml · nonDerivative · entry 1

Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,474

F1 · balance_after: Includes 30,375 restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.