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Nasdaq · USD

AVAV

AeroVironment Inc

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3683
SEC CIK
0001368622
Parsed reports
480

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202602
Feb 202603
Mar 202604
Apr 202601
May 202601
Jun 202601
Jul 202602
Aug 202602
Sep 202602
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 07, 2021 Filed Jul 9, 2021 01:18 UTC
Conver Timothy EDirector · Chairman of the Board
SaleCommon Stock 100 $99.38 $9,938.00
Disclosure

SEC source: 0001567619-21-013160 · doc1.xml · nonDerivative · entry 11

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 263,906

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Conver, as Trustee of The Conver Family Trust and as the manager of C5 Holdings LLC, on March 17, 2021.

F9 · balance_after: Held by C5 Holdings LLC, a Delaware limited liability company.

F10 · ownership.nature: The reporting person is the manager of C5 Holdings LLC and consequently may be deemed to have sole voting control and investment discretion over securities owned by C5 Holdings LLC. The reporting person disclaims beneficial ownership of the reported securities held by such LLC except to the extent of his pecuniary interest therein. The foregoing should not be construed in and of itself as an admission by the reporting person as to the beneficial ownership of the securities owned by such LLC.

Read SEC document
July 07, 2021 Filed Jul 9, 2021 01:18 UTC
Conver Timothy EDirector · Chairman of the Board
SaleCommon Stock 480 $97.57 $46,833.60
Disclosure

SEC source: 0001567619-21-013160 · doc1.xml · nonDerivative · entry 10

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 753,701

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Conver, as Trustee of The Conver Family Trust and as the manager of C5 Holdings LLC, on March 17, 2021.

F8 · price: The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $96.60 - $98.13. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Held by The Conver Family Trust, of which Mr. Conver is one of the trustees. Mr. Conver disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.

Read SEC document
July 07, 2021 Filed Jul 9, 2021 01:18 UTC
Conver Timothy EDirector · Chairman of the Board
SaleCommon Stock 4,240 $97.57 $413,696.80
Disclosure

SEC source: 0001567619-21-013160 · doc1.xml · nonDerivative · entry 9

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 754,181

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Conver, as Trustee of The Conver Family Trust and as the manager of C5 Holdings LLC, on March 17, 2021.

F7 · price: The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $96.09 - $98.17. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Held by The Conver Family Trust, of which Mr. Conver is one of the trustees. Mr. Conver disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.

Read SEC document
July 07, 2021 Filed Jul 9, 2021 01:18 UTC
Conver Timothy EDirector · Chairman of the Board
SaleCommon Stock 600 $98.21 $58,926.00
Disclosure

SEC source: 0001567619-21-013160 · doc1.xml · nonDerivative · entry 8

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 758,421

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Conver, as Trustee of The Conver Family Trust and as the manager of C5 Holdings LLC, on March 17, 2021.

F6 · price: The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $98.17 - $98.26. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Held by The Conver Family Trust, of which Mr. Conver is one of the trustees. Mr. Conver disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.

Read SEC document
July 07, 2021 Filed Jul 9, 2021 01:18 UTC
Conver Timothy EDirector · Chairman of the Board
SaleCommon Stock 100 $98.18 $9,818.00
Disclosure

SEC source: 0001567619-21-013160 · doc1.xml · nonDerivative · entry 7

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 759,021

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Conver, as Trustee of The Conver Family Trust and as the manager of C5 Holdings LLC, on March 17, 2021.

F2 · ownership.nature: Held by The Conver Family Trust, of which Mr. Conver is one of the trustees. Mr. Conver disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.

Read SEC document
July 06, 2021 Filed Jul 9, 2021 01:18 UTC
Conver Timothy EDirector · Chairman of the Board
SaleCommon Stock 120 $97.05 $11,646.00
Disclosure

SEC source: 0001567619-21-013160 · doc1.xml · nonDerivative · entry 6

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 264,006

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Conver, as Trustee of The Conver Family Trust and as the manager of C5 Holdings LLC, on March 17, 2021.

F5 · price: The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $95.84 - $98.28. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F9 · balance_after: Held by C5 Holdings LLC, a Delaware limited liability company.

F10 · ownership.nature: The reporting person is the manager of C5 Holdings LLC and consequently may be deemed to have sole voting control and investment discretion over securities owned by C5 Holdings LLC. The reporting person disclaims beneficial ownership of the reported securities held by such LLC except to the extent of his pecuniary interest therein. The foregoing should not be construed in and of itself as an admission by the reporting person as to the beneficial ownership of the securities owned by such LLC.

Read SEC document
July 06, 2021 Filed Jul 9, 2021 01:18 UTC
Conver Timothy EDirector · Chairman of the Board
SaleCommon Stock 1,080 $96.97 $104,727.60
Disclosure

SEC source: 0001567619-21-013160 · doc1.xml · nonDerivative · entry 5

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 264,126

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Conver, as Trustee of The Conver Family Trust and as the manager of C5 Holdings LLC, on March 17, 2021.

F4 · price: The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $95.74 - $98.36. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F9 · balance_after: Held by C5 Holdings LLC, a Delaware limited liability company.

F10 · ownership.nature: The reporting person is the manager of C5 Holdings LLC and consequently may be deemed to have sole voting control and investment discretion over securities owned by C5 Holdings LLC. The reporting person disclaims beneficial ownership of the reported securities held by such LLC except to the extent of his pecuniary interest therein. The foregoing should not be construed in and of itself as an admission by the reporting person as to the beneficial ownership of the securities owned by such LLC.

Read SEC document
July 06, 2021 Filed Jul 9, 2021 01:18 UTC
Conver Timothy EDirector · Chairman of the Board
SaleCommon Stock 480 $97.05 $46,584.00
Disclosure

SEC source: 0001567619-21-013160 · doc1.xml · nonDerivative · entry 4

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 759,121

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Conver, as Trustee of The Conver Family Trust and as the manager of C5 Holdings LLC, on March 17, 2021.

F5 · price: The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $95.84 - $98.28. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Held by The Conver Family Trust, of which Mr. Conver is one of the trustees. Mr. Conver disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.

Read SEC document
July 06, 2021 Filed Jul 9, 2021 01:18 UTC
Conver Timothy EDirector · Chairman of the Board
SaleCommon Stock 4,320 $96.97 $418,910.40
Disclosure

SEC source: 0001567619-21-013160 · doc1.xml · nonDerivative · entry 3

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 759,601

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Conver, as Trustee of The Conver Family Trust and as the manager of C5 Holdings LLC, on March 17, 2021.

F4 · price: The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $95.74 - $98.36. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Held by The Conver Family Trust, of which Mr. Conver is one of the trustees. Mr. Conver disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.

Read SEC document
July 06, 2021 Filed Jul 9, 2021 01:18 UTC
Conver Timothy EDirector · Chairman of the Board
SaleCommon Stock 600 $98.43 $59,058.00
Disclosure

SEC source: 0001567619-21-013160 · doc1.xml · nonDerivative · entry 2

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 763,921

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Conver, as Trustee of The Conver Family Trust and as the manager of C5 Holdings LLC, on March 17, 2021.

F3 · price: The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $98.36 - $98.56. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Held by The Conver Family Trust, of which Mr. Conver is one of the trustees. Mr. Conver disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.

Read SEC document
July 06, 2021 Filed Jul 9, 2021 01:18 UTC
Conver Timothy EDirector · Chairman of the Board
SaleCommon Stock 100 $98.41 $9,841.00
Disclosure

SEC source: 0001567619-21-013160 · doc1.xml · nonDerivative · entry 1

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 764,521

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Conver, as Trustee of The Conver Family Trust and as the manager of C5 Holdings LLC, on March 17, 2021.

F2 · ownership.nature: Held by The Conver Family Trust, of which Mr. Conver is one of the trustees. Mr. Conver disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.

Read SEC document
July 02, 2021 Filed Jul 8, 2021 01:12 UTC GrantCommon Stock 1,330 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-013095 · doc1.xml · nonDerivative · entry 1

MULLER EDWARD R · CIK 0001180211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,810

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2022, 2023 and 2024.

Read SEC document
July 02, 2021 Filed Jul 7, 2021 20:59 UTC
Karklin Kenneth D.Sr. Vice President & COO
Tax withholdingCommon Stock 590 $97.69 $57,637.10
Disclosure

SEC source: 0001567619-21-013083 · doc1.xml · nonDerivative · entry 2

Karklin Kenneth D. · CIK 0001686888 · Sr. Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,184

F2 · shares: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued Performance Restricted Stock Units.

Read SEC document
July 02, 2021 Filed Jul 7, 2021 20:59 UTC
Karklin Kenneth D.Sr. Vice President & COO
GrantCommon Stock 1,433 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-013083 · doc1.xml · nonDerivative · entry 1

Karklin Kenneth D. · CIK 0001686888 · Sr. Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,774

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2022, 2023 and 2024.

Read SEC document
July 02, 2021 Filed Jul 8, 2021 01:06 UTC GrantCommon Stock 1,330 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-013089 · doc1.xml · nonDerivative · entry 1

PAGE STEPHEN F · CIK 0001184178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,413

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2022, 2023 and 2024.

Read SEC document
July 02, 2021 Filed Jul 8, 2021 01:16 UTC
Roelke Alison MarieVP & Chief People Officer
Tax withholdingCommon Stock 259 $97.69 $25,301.71
Disclosure

SEC source: 0001567619-21-013099 · doc1.xml · nonDerivative · entry 2

Roelke Alison Marie · CIK 0001790262 · VP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,011

F2 · shares: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued Performance Restricted Stock Units.

Read SEC document
July 02, 2021 Filed Jul 8, 2021 01:16 UTC
Roelke Alison MarieVP & Chief People Officer
GrantCommon Stock 573 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-013099 · doc1.xml · nonDerivative · entry 1

Roelke Alison Marie · CIK 0001790262 · VP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,270

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2022, 2023 and 2024.

Read SEC document
July 02, 2021 Filed Jul 8, 2021 01:10 UTC GrantCommon Stock 1,330 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-013093 · doc1.xml · nonDerivative · entry 1

Burbage Charles Thomas · CIK 0001592670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,413

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2022, 2023 and 2024.

Read SEC document
July 02, 2021 Filed Jul 8, 2021 01:13 UTC GrantCommon Stock 1,330 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-013097 · doc1.xml · nonDerivative · entry 1

Fishman Arnold L · CIK 0001383914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,551

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2022, 2023 and 2024

Read SEC document
July 02, 2021 Filed Jul 8, 2021 01:08 UTC GrantCommon Stock 1,330 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-013091 · doc1.xml · nonDerivative · entry 1

Holland Charles R · CIK 0001383965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,488

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2022, 2023 and 2024.

Read SEC document
July 02, 2021 Filed Jul 8, 2021 01:03 UTC GrantCommon Stock 1,330 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-013087 · doc1.xml · nonDerivative · entry 1

MERIGOLD CATHARINE · CIK 0001650124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,765

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2022, 2023 and 2024.

Read SEC document
July 02, 2021 Filed Jul 8, 2021 01:02 UTC
Conver Timothy EDirector · Chairman of the Board
GrantCommon Stock 1,330 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-013085 · doc1.xml · nonDerivative · entry 1

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,445

F1 · kind: Awards vest in 3 equal installments on each of July 11, 2022, 2023 and 2024.

Read SEC document
July 02, 2021 Filed Jul 8, 2021 00:54 UTC
McDonnell Kevin PatrickChief Financial Officer
GrantCommon Stock 1,433 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-013081 · doc1.xml · nonDerivative · entry 1

McDonnell Kevin Patrick · CIK 0001800899 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,031

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2022, 2023 and 2024.

Read SEC document
July 02, 2021 Filed Jul 8, 2021 00:53 UTC
Nawabi WahidDirector · President and CEO
Tax withholdingCommon Stock 5,101 $97.69 $498,316.69
Disclosure

SEC source: 0001567619-21-013079 · doc1.xml · nonDerivative · entry 2

Nawabi Wahid · CIK 0001538012 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,452

F2 · shares: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued Performance Restricted Stock Units.

Read SEC document
July 02, 2021 Filed Jul 8, 2021 00:53 UTC
Nawabi WahidDirector · President and CEO
GrantCommon Stock 7,075 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-013079 · doc1.xml · nonDerivative · entry 1

Nawabi Wahid · CIK 0001538012 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,553

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2022, 2023 and 2024.

Read SEC document
July 02, 2021 Filed Jul 8, 2021 00:51 UTC
Brown Melissa AnnVP, Gen. Counsel, Corp. Sec.
Tax withholdingCommon Stock 505 $97.69 $49,333.45
Disclosure

SEC source: 0001567619-21-013077 · doc1.xml · nonDerivative · entry 2

Brown Melissa Ann · CIK 0001718505 · VP, Gen. Counsel, Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,882

F2 · shares: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued Performance Restricted Stock Units.

Read SEC document
July 02, 2021 Filed Jul 8, 2021 00:51 UTC
Brown Melissa AnnVP, Gen. Counsel, Corp. Sec.
GrantCommon Stock 913 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-013077 · doc1.xml · nonDerivative · entry 1

Brown Melissa Ann · CIK 0001718505 · VP, Gen. Counsel, Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,387

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2022, 2023 and 2024.

Read SEC document
July 02, 2021 Filed May 9, 2022 23:49 UTC Amendment
Nawabi WahidDirector · President and CEO
GrantCommon Stock 9,404 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-009860 · doc1.xml · nonDerivative · entry 1

Nawabi Wahid · CIK 0001538012 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,882

F1 · shares: This amendment is being filed to correct the number of RSAs granted to the Reporting Person, which was inadvertently understated on the Reporting Person's original Form 4. The Reporting Person was granted RSAs on July 2, 2021, to vest in 3 equal installments on each of July 11, 2022,2023 and 2024.

F2 · balance_after: Due to the error described above, the Reporting Person's Form 4 filed on July 7, 2021, incorrectly reported that the number of shares held by the Reporting Person was 35,553 shares of Common Stock.

Read SEC document
July 02, 2021 Filed May 9, 2022 23:48 UTC Amendment
McDonnell Kevin PatrickSr. Vice President & CFO
GrantCommon Stock 4,030 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-009858 · doc1.xml · nonDerivative · entry 1

McDonnell Kevin Patrick · CIK 0001800899 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,628

F1 · shares: This amendment is being filed to correct the number of RSAs granted to the Reporting Person, which was inadvertently understated on the Reporting Person's original Form 4. The Reporting Person was granted RSAs on July 2, 2021, to vest in 3 equal installments on each of July 11, 2022,2023 and 2024.

F2 · balance_after: Due to the error described above, the Reporting Person's Form 4 filed on July 7, 2021, incorrectly reported that the number of shares held by the Reporting Person was 7,031 shares of Common Stock.

Read SEC document
July 02, 2021 Filed May 9, 2022 23:46 UTC Amendment
Brown Melissa AnnVP, Gen. Counsel, Corp. Sec.
GrantCommon Stock 1,863 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-009856 · doc1.xml · nonDerivative · entry 1

Brown Melissa Ann · CIK 0001718505 · VP, Gen. Counsel, Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,337

F1 · shares: This amendment is being filed to correct the number of RSAs granted to the Reporting Person, which was inadvertently understated on the Reporting Person's original Form 4. The Reporting Person was granted 1,863 RSAs on July 2, 2021, to vest in 3 equal installments on each of July 11, 2022, 2023 and 2024.

F2 · balance_after: Due to the error described above, the Reporting Person's Form 4 filed on July 7, 2021, incorrectly reported that the number of shares held by the Reporting Person was 10,387 shares of Common Stock.

Read SEC document
July 02, 2021 Filed May 9, 2022 23:44 UTC Amendment
Roelke Alison MarieVP & Chief People Officer
GrantCommon Stock 888 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-009854 · doc1.xml · nonDerivative · entry 1

Roelke Alison Marie · CIK 0001790262 · VP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,585

F1 · shares: This amendment is being filed to correct the number of RSAs granted to the Reporting Person, which was inadvertently understated on the Reporting Person's original Form 4. The Reporting Person was granted RSAs on July 2, 2021, to vest in 3 equal installments on each of July 11, 2022,2023 and 2024.

F2 · balance_after: Due to the error described above, the Reporting Person's Form 4 filed on July 7, 2021, incorrectly reported that the number of shares held by the Reporting Person was 4,270 shares of Common Stock.

Read SEC document
July 02, 2021 Filed Sep 6, 2022 18:09 UTC Amendment GrantCommon Stock 4,030 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-017035 · doc1.xml · nonDerivative · entry 1

McDonnell Kevin Patrick · CIK 0001800899 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,628

F1 · balance_after: This line item restates the corrected disclosure made in the Form 4/A dated May 9, 2022 to the original filing made July 2, 2021. Such Form 4/A did not further amend the aggregate holdings resulting from interim filings and subsequent filings carried forward this error. The following line items correct the aggregate holdings on a transaction by transaction basis for the period from July 2, 2021 through the present date.

Read SEC document
July 02, 2021 Filed Sep 6, 2022 18:07 UTC Amendment
Nawabi WahidDirector · President and CEO
Tax withholdingCommon Stock 5,101 $97.69 $498,316.69
Disclosure

SEC source: 0001567619-22-017033 · doc1.xml · nonDerivative · entry 2

Nawabi Wahid · CIK 0001538012 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,781

F2 · balance_after: Corrects aggregate holdings resulting from transactions reported on Form 4 dated July 7, 2021.

Read SEC document
July 02, 2021 Filed Sep 6, 2022 18:07 UTC Amendment
Nawabi WahidDirector · President and CEO
GrantCommon Stock 9,404 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-017033 · doc1.xml · nonDerivative · entry 1

Nawabi Wahid · CIK 0001538012 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,882

F1 · balance_after: This line item restates the corrected disclosure made in the Form 4/A dated May 9, 2022 to the original filing made July 2, 2021. Such Form 4/A did not further amend the aggregate holdings resulting from interim filings and subsequent filings carried forward this error. The following line items correct the aggregate holdings on a transaction by transaction basis for the period from July 2, 2021 through the present date.

Read SEC document
July 02, 2021 Filed Sep 6, 2022 18:04 UTC Amendment
Brown Melissa AnnVP, Gen. Counsel, Corp. Sec.
Tax withholdingCommon Stock 505 $97.69 $49,333.45
Disclosure

SEC source: 0001567619-22-017031 · doc1.xml · nonDerivative · entry 2

Brown Melissa Ann · CIK 0001718505 · VP, Gen. Counsel, Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,832

F2 · balance_after: Corrects aggregate holdings resulting from transactions reported on Form 4 dated July 7, 2021.

Read SEC document
July 02, 2021 Filed Sep 6, 2022 18:04 UTC Amendment
Brown Melissa AnnVP, Gen. Counsel, Corp. Sec.
GrantCommon Stock 1,863 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-017031 · doc1.xml · nonDerivative · entry 1

Brown Melissa Ann · CIK 0001718505 · VP, Gen. Counsel, Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,337

F1 · balance_after: This line item restates the corrected disclosure made in the Form 4/A dated May 9, 2022 to the original filing made July 2, 2021. Such Form 4/A did not further amend the aggregate holdings resulting from interim filings and subsequent filings carried forward this error. The following line items correct the aggregate holdings on a transaction by transaction basis for the period from July 2, 2021 through the present date.

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June 29, 2021 Filed Jul 1, 2021 18:46 UTC
Karklin Kenneth D.Senior VP and COO
Exercise / conversionPerformance Restricted Stock Units · Derivative 1,592 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-012870 · doc1.xml · derivative · entry 2

Karklin Kenneth D. · CIK 0001686888 · Senior VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,592 shares

Expires 2021-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2018 and ending on April 30, 2021. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

F1 · shares: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2018 and ending on April 30, 2021. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

F1 · price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2018 and ending on April 30, 2021. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date").

F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date").

F3 · derivative.underlying_shares: Upon conversion of the PRSUs, the Reporting Person received 1,705 shares of common stock.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 18:46 UTC
Karklin Kenneth D.Senior VP and COO
Exercise / conversionCommon Stock 1,705 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-012870 · doc1.xml · nonDerivative · entry 1

Karklin Kenneth D. · CIK 0001686888 · Senior VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2018 and ending on April 30, 2021. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 22:45 UTC
Roelke Alison MarieVP & Chief People Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 699 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-012868 · doc1.xml · derivative · entry 2

Roelke Alison Marie · CIK 0001790262 · VP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 699 shares

Expires 2021-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2018 and ending on April 30, 2021. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

F1 · shares: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2018 and ending on April 30, 2021. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

F1 · price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2018 and ending on April 30, 2021. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date").

F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date").

F3 · derivative.underlying_shares: Upon conversion of the PRSUs, the Reporting Person received 748 shares of common stock.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 22:45 UTC
Roelke Alison MarieVP & Chief People Officer
Exercise / conversionCommon Stock 748 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-012868 · doc1.xml · nonDerivative · entry 1

Roelke Alison Marie · CIK 0001790262 · VP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2018 and ending on April 30, 2021. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 22:43 UTC
Nawabi WahidDirector · President and CEO
Exercise / conversionPerformance Restricted Stock Units · Derivative 10,009 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-012866 · doc1.xml · derivative · entry 2

Nawabi Wahid · CIK 0001538012 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,009 shares

Expires 2021-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2018 and ending on April 30, 2021. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

F1 · shares: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2018 and ending on April 30, 2021. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

F1 · price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2018 and ending on April 30, 2021. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date").

F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date").

F3 · derivative.underlying_shares: Upon conversion of the PRSUs, the Reporting Person received 10,719 shares of common stock.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 22:43 UTC
Nawabi WahidDirector · President and CEO
Exercise / conversionCommon Stock 10,719 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-012866 · doc1.xml · nonDerivative · entry 1

Nawabi Wahid · CIK 0001538012 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2018 and ending on April 30, 2021. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 22:41 UTC
Brown Melissa AnnVP, Gen. Counsel, Corp. Sec.
Exercise / conversionPerformance Restricted Stock Units · Derivative 1,364 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-012864 · doc1.xml · derivative · entry 2

Brown Melissa Ann · CIK 0001718505 · VP, Gen. Counsel, Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,364 shares

Expires 2021-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three year performance period beginning on May 1, 2018 and ending on April 30, 2021. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

F1 · shares: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three year performance period beginning on May 1, 2018 and ending on April 30, 2021. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

F1 · price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three year performance period beginning on May 1, 2018 and ending on April 30, 2021. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date").

F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date").

F3 · derivative.underlying_shares: Upon conversion of the PRSUs, the Reporting Person received 1,460 shares of common stock.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 22:41 UTC
Brown Melissa AnnVP, Gen. Counsel, Corp. Sec.
Exercise / conversionCommon Stock 1,460 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-012864 · doc1.xml · nonDerivative · entry 1

Brown Melissa Ann · CIK 0001718505 · VP, Gen. Counsel, Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three year performance period beginning on May 1, 2018 and ending on April 30, 2021. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

Read SEC document
June 25, 2021 Filed Jun 29, 2021 22:35 UTC
Conver Timothy EDirector · Chairman of the Board
SaleCommon Stock 1,060 $112.58 $119,334.80
Disclosure

SEC source: 0001567619-21-012741 · doc1.xml · nonDerivative · entry 10

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 265,206

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Conver, as Trustee of The Conver Family Trust and as the manager of C5 Holdings LLC, on March 17, 2021.

F14 · price: The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $111.06 - $113.17. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F9 · balance_after: Held by C5 Holdings LLC, a Delaware limited liability company.

F10 · ownership.nature: The reporting person is the manager of C5 Holdings LLC and consequently may be deemed to have sole voting control and investment discretion over securities owned by C5 Holdings LLC. The reporting person disclaims beneficial ownership of the reported securities held by such LLC except to the extent of his pecuniary interest therein. The foregoing should not be construed in and of itself as an admission by the reporting person as to the beneficial ownership of the securities owned by such LLC.

Read SEC document
June 25, 2021 Filed Jun 29, 2021 22:35 UTC
Conver Timothy EDirector · Chairman of the Board
SaleCommon Stock 40 $112.32 $4,492.80
Disclosure

SEC source: 0001567619-21-012741 · doc1.xml · nonDerivative · entry 9

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 266,266

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Conver, as Trustee of The Conver Family Trust and as the manager of C5 Holdings LLC, on March 17, 2021.

F13 · price: The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $111.64 - $113.00. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F9 · balance_after: Held by C5 Holdings LLC, a Delaware limited liability company.

F10 · ownership.nature: The reporting person is the manager of C5 Holdings LLC and consequently may be deemed to have sole voting control and investment discretion over securities owned by C5 Holdings LLC. The reporting person disclaims beneficial ownership of the reported securities held by such LLC except to the extent of his pecuniary interest therein. The foregoing should not be construed in and of itself as an admission by the reporting person as to the beneficial ownership of the securities owned by such LLC.

Read SEC document
June 25, 2021 Filed Jun 29, 2021 22:35 UTC
Conver Timothy EDirector · Chairman of the Board
SaleCommon Stock 100 $112.24 $11,224.00
Disclosure

SEC source: 0001567619-21-012741 · doc1.xml · nonDerivative · entry 8

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 266,306

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Conver, as Trustee of The Conver Family Trust and as the manager of C5 Holdings LLC, on March 17, 2021.

F12 · price: The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $110.95 - $113.09. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F9 · balance_after: Held by C5 Holdings LLC, a Delaware limited liability company.

F10 · ownership.nature: The reporting person is the manager of C5 Holdings LLC and consequently may be deemed to have sole voting control and investment discretion over securities owned by C5 Holdings LLC. The reporting person disclaims beneficial ownership of the reported securities held by such LLC except to the extent of his pecuniary interest therein. The foregoing should not be construed in and of itself as an admission by the reporting person as to the beneficial ownership of the securities owned by such LLC.

Read SEC document
June 25, 2021 Filed Jun 29, 2021 22:35 UTC
Conver Timothy EDirector · Chairman of the Board
SaleCommon Stock 300 $113.40 $34,020.00
Disclosure

SEC source: 0001567619-21-012741 · doc1.xml · nonDerivative · entry 7

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 266,406

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Conver, as Trustee of The Conver Family Trust and as the manager of C5 Holdings LLC, on March 17, 2021.

F11 · price: The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $113.29 - 113.60. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F9 · balance_after: Held by C5 Holdings LLC, a Delaware limited liability company.

F10 · ownership.nature: The reporting person is the manager of C5 Holdings LLC and consequently may be deemed to have sole voting control and investment discretion over securities owned by C5 Holdings LLC. The reporting person disclaims beneficial ownership of the reported securities held by such LLC except to the extent of his pecuniary interest therein. The foregoing should not be construed in and of itself as an admission by the reporting person as to the beneficial ownership of the securities owned by such LLC.

Read SEC document
June 25, 2021 Filed Jun 29, 2021 22:35 UTC
Conver Timothy EDirector · Chairman of the Board
SaleCommon Stock 4,240 $112.58 $477,339.20
Disclosure

SEC source: 0001567619-21-012741 · doc1.xml · nonDerivative · entry 6

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 764,621

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Conver, as Trustee of The Conver Family Trust and as the manager of C5 Holdings LLC, on March 17, 2021.

F8 · price: The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $111.06 - $113.17. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Held by The Conver Family Trust, of which Mr. Conver is one of the trustees. Mr. Conver disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.

Read SEC document
June 25, 2021 Filed Jun 29, 2021 22:35 UTC
Conver Timothy EDirector · Chairman of the Board
SaleCommon Stock 160 $112.32 $17,971.20
Disclosure

SEC source: 0001567619-21-012741 · doc1.xml · nonDerivative · entry 5

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 768,861

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Conver, as Trustee of The Conver Family Trust and as the manager of C5 Holdings LLC, on March 17, 2021.

F7 · price: The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $111.64 - $113.00. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Held by The Conver Family Trust, of which Mr. Conver is one of the trustees. Mr. Conver disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.