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Nasdaq · USD

AVAV

AeroVironment Inc

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3683
SEC CIK
0001368622
Parsed reports
480

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202602
Feb 202603
Mar 202604
Apr 202601
May 202601
Jun 202601
Jul 202602
Aug 202602
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 22, 2021 Filed Mar 24, 2021 23:57 UTC
Nawabi WahidDirector · President and CEO
Exercise / conversionOption to Purchase Common Stock · Derivative 1,100 $0.00 Strike: $28.72 $0.00
Disclosure

SEC source: 0001567619-21-006913 · doc1.xml · derivative · entry 3

Nawabi Wahid · CIK 0001538012 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 685

Underlying: Common Stock · 1,100 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vested in five equal annual installments beginning on April 4, 2013.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 23:57 UTC
Nawabi WahidDirector · President and CEO
SaleCommon Stock 1,100 $120.28 $132,308.00
Disclosure

SEC source: 0001567619-21-006913 · doc1.xml · nonDerivative · entry 2

Nawabi Wahid · CIK 0001538012 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,906

F1 · price: The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $120.00 - $121.13. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 23:57 UTC
Nawabi WahidDirector · President and CEO
Exercise / conversionCommon Stock 1,100 $28.72 $31,592.00
Disclosure

SEC source: 0001567619-21-006913 · doc1.xml · nonDerivative · entry 1

Nawabi Wahid · CIK 0001538012 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2021 Filed Mar 23, 2021 00:35 UTC
Nawabi WahidDirector · President and CEO
Exercise / conversionOption to Purchase Common Stock · Derivative 7,093 $0.00 Strike: $28.72 $0.00
Disclosure

SEC source: 0001567619-21-006773 · doc1.xml · derivative · entry 8

Nawabi Wahid · CIK 0001538012 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,785

Underlying: Common Stock · 7,093 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options vested in five equal annual installments beginning on April 4, 2013.

Read SEC document
March 19, 2021 Filed Mar 23, 2021 00:35 UTC
Nawabi WahidDirector · President and CEO
SaleCommon Stock 7,093 $120.46 $854,422.78
Disclosure

SEC source: 0001567619-21-006773 · doc1.xml · nonDerivative · entry 6

Nawabi Wahid · CIK 0001538012 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,906

F3 · price: The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $120.00 - $121.11. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 19, 2021 Filed Mar 23, 2021 00:35 UTC
Nawabi WahidDirector · President and CEO
Exercise / conversionCommon Stock 7,093 $28.72 $203,710.96
Disclosure

SEC source: 0001567619-21-006773 · doc1.xml · nonDerivative · entry 5

Nawabi Wahid · CIK 0001538012 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2021 Filed Mar 23, 2021 00:35 UTC
Nawabi WahidDirector · President and CEO
Exercise / conversionOption to Purchase Common Stock · Derivative 41,122 $0.00 Strike: $28.72 $0.00
Disclosure

SEC source: 0001567619-21-006773 · doc1.xml · derivative · entry 7

Nawabi Wahid · CIK 0001538012 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,878

Underlying: Common Stock · 41,122 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options vested in five equal annual installments beginning on April 4, 2013.

Read SEC document
March 18, 2021 Filed Mar 23, 2021 00:35 UTC
Nawabi WahidDirector · President and CEO
SaleCommon Stock 1,358 $126.65 $171,990.70
Disclosure

SEC source: 0001567619-21-006773 · doc1.xml · nonDerivative · entry 4

Nawabi Wahid · CIK 0001538012 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,906

Read SEC document
March 18, 2021 Filed Mar 23, 2021 00:35 UTC
Nawabi WahidDirector · President and CEO
SaleCommon Stock 22,149 $124.34 $2,754,006.66
Disclosure

SEC source: 0001567619-21-006773 · doc1.xml · nonDerivative · entry 3

Nawabi Wahid · CIK 0001538012 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,264

F2 · price: The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $121.00 - $127.32. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 18, 2021 Filed Mar 23, 2021 00:35 UTC
Nawabi WahidDirector · President and CEO
SaleCommon Stock 41,122 $122.41 $5,033,744.02
Disclosure

SEC source: 0001567619-21-006773 · doc1.xml · nonDerivative · entry 2

Nawabi Wahid · CIK 0001538012 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,413

F1 · price: The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $120.00 - $127.70. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 18, 2021 Filed Mar 23, 2021 00:35 UTC
Nawabi WahidDirector · President and CEO
Exercise / conversionCommon Stock 41,122 $28.72 $1,181,023.84
Disclosure

SEC source: 0001567619-21-006773 · doc1.xml · nonDerivative · entry 1

Nawabi Wahid · CIK 0001538012 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 22:16 UTC
Conver Timothy EDirector · Chairman of the Board
SaleCommon Stock 150,000 $113.16 $16,974,000.00
Disclosure

SEC source: 0001567619-21-006439 · doc1.xml · nonDerivative · entry 1

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 892,227

F1 · ownership.nature: Held by The Conver Family Trust, of which Mr. Conver is one of the trustees. Mr. Conver disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:08 UTC
Roelke Alison MarieVP & Chief People Officer
Tax withholdingCommon Stock 147 $85.93 $12,631.71
Disclosure

SEC source: 0001567619-21-000672 · doc1.xml · nonDerivative · entry 1

Roelke Alison Marie · CIK 0001790262 · VP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,049

F1 · shares: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued Restricted Stock.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 23:20 UTC OtherCommon Stock 3,001 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-013319 · doc1.xml · nonDerivative · entry 2

MULLER EDWARD R · CIK 0001180211 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 23,603

F2 · kind: The transaction is the receipt of 3,001 shares of Common Stock, for no consideration, in the transfer referenced in Footnote 1.

F3 · ownership.nature: Shares are held by the Edward R. Muller and Patricia E. Bauer 1991 Family Trust, of which Mr. Muller is one of the trustees. Mr. Muller disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 23:20 UTC OtherCommon Stock 3,001 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-013319 · doc1.xml · nonDerivative · entry 1

MULLER EDWARD R · CIK 0001180211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,480

F1 · kind: The transaction is a transfer of direct ownership of 3,001 shares of Common Stock, for no consideration, to the Edward R. Muller and Patricia E. Bauer 1991 Family Trust.

Read SEC document
July 10, 2020 Filed Jul 14, 2020 17:48 UTC
Karklin Kenneth D.Sr. Vice President & COO
Tax withholdingCommon Stock 966 $76.42 $73,821.72
Disclosure

SEC source: 0001567619-20-013280 · doc1.xml · nonDerivative · entry 1

Karklin Kenneth D. · CIK 0001686888 · Sr. Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,636

F1 · shares: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued Restricted Stock Awards.

Read SEC document
July 10, 2020 Filed Jul 14, 2020 21:52 UTC
Roelke Alison MarieVP People & Culture
Tax withholdingCommon Stock 310 $76.42 $23,690.20
Disclosure

SEC source: 0001567619-20-013284 · doc1.xml · nonDerivative · entry 1

Roelke Alison Marie · CIK 0001790262 · VP People & Culture

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,196

F1 · shares: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued Restricted Stock Awards.

Read SEC document
July 10, 2020 Filed Jul 14, 2020 21:57 UTC
Nawabi WahidDirector · President and CEO
Tax withholdingCommon Stock 4,964 $76.42 $379,348.88
Disclosure

SEC source: 0001567619-20-013286 · doc1.xml · nonDerivative · entry 1

Nawabi Wahid · CIK 0001538012 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,413

F1 · shares: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued Restricted Stock Awards.

Read SEC document
July 10, 2020 Filed Jul 14, 2020 21:51 UTC
Conver Timothy EDirector · Chairman of the Board
OtherCommon Stock 4,099 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-013282 · doc1.xml · nonDerivative · entry 3

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,042,227

F3 · kind: The transaction is the receipt of 4,099 shares of Common Stock, for no consideration, in the transfer referenced in Footnote 2.

F4 · ownership.nature: Held by The Conver Family Trust, of which Mr. Conver is one of the trustees. Mr. Conver disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.

Read SEC document
July 10, 2020 Filed Jul 14, 2020 21:51 UTC
Conver Timothy EDirector · Chairman of the Board
OtherCommon Stock 4,099 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-013282 · doc1.xml · nonDerivative · entry 2

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,115

F2 · kind: The transaction is a transfer of direct ownership of 4,099 shares of Common Stock, for no consideration, to The Conver Family Trust.

Read SEC document
July 10, 2020 Filed Jul 14, 2020 21:51 UTC
Conver Timothy EDirector · Chairman of the Board
Tax withholdingCommon Stock 1,078 $76.42 $82,380.76
Disclosure

SEC source: 0001567619-20-013282 · doc1.xml · nonDerivative · entry 1

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,214

F1 · shares: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued Restricted Stock Awards.

Read SEC document
July 10, 2020 Filed Jul 14, 2020 21:45 UTC
Brown Melissa AnnVP, Gen. Counsel, Corp. Sec.
Tax withholdingCommon Stock 369 $76.42 $28,198.98
Disclosure

SEC source: 0001567619-20-013276 · doc1.xml · nonDerivative · entry 1

Brown Melissa Ann · CIK 0001718505 · VP, Gen. Counsel, Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,014

F1 · shares: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued Restricted Stock Awards.

Read SEC document
July 02, 2020 Filed Jul 7, 2020 23:26 UTC OtherCommon Stock 16,818 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-013002 · doc1.xml · nonDerivative · entry 2

Fishman Arnold L · CIK 0001383914 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 315,140

F2 · kind: The transaction is the receipt of 16,818 shares of Common Stock, for no consideration, in the transfer referenced in Footnote 1.

F3 · ownership.nature: Share held by the Arnold Fishman Revocable Trust of which Mr. Fishman is the trustee. Mr. Fishman disclaims beneficial ownership of any securities in which he doesn't have a pecuniary interest.

Read SEC document
July 02, 2020 Filed Jul 7, 2020 23:26 UTC OtherCommon Stock 16,818 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-013002 · doc1.xml · nonDerivative · entry 1

Fishman Arnold L · CIK 0001383914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,221

F1 · kind: The transaction is a transfer of direct ownership of 16,818 shares of Common Stock, for no consideration, to the Arnold Fishman Revocable Trust.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 22:37 UTC GrantCommon Stock 1,558 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-012721 · doc1.xml · nonDerivative · entry 1

MULLER EDWARD R · CIK 0001180211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,481

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2021, 2022 and 2023.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 19:22 UTC
Karklin Kenneth D.Sr. Vice President & COO
Tax withholdingCommon Stock 976 $77.02 $75,171.52
Disclosure

SEC source: 0001567619-20-012727 · doc1.xml · nonDerivative · entry 2

Karklin Kenneth D. · CIK 0001686888 · Sr. Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,602

F2 · shares: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued Performance Restricted Stock Units.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 19:22 UTC
Karklin Kenneth D.Sr. Vice President & COO
GrantCommon Stock 1,817 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-012727 · doc1.xml · nonDerivative · entry 1

Karklin Kenneth D. · CIK 0001686888 · Sr. Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,578

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2021, 2022 and 2023.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 22:50 UTC GrantCommon Stock 1,558 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-012722 · doc1.xml · nonDerivative · entry 1

PAGE STEPHEN F · CIK 0001184178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,083

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2021, 2022 and 2023.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 23:30 UTC
McDonnell Kevin PatrickChief Financial Officer
GrantCommon Stock 1,817 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-012729 · doc1.xml · nonDerivative · entry 1

McDonnell Kevin Patrick · CIK 0001800899 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,905

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2021, 2022 and 2023.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 23:29 UTC
Roelke Alison MarieVP People & Culture
Tax withholdingCommon Stock 257 $77.02 $19,794.14
Disclosure

SEC source: 0001567619-20-012728 · doc1.xml · nonDerivative · entry 2

Roelke Alison Marie · CIK 0001790262 · VP People & Culture

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,506

F2 · shares: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued Performance Restricted Stock Units.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 23:29 UTC
Roelke Alison MarieVP People & Culture
GrantCommon Stock 727 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-012728 · doc1.xml · nonDerivative · entry 1

Roelke Alison Marie · CIK 0001790262 · VP People & Culture

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,763

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2021, 2022 and 2023.

F1 · price: Awards vest in 3 equal installments on each of July 11, 2021, 2022 and 2023.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 23:18 UTC
Brown Melissa AnnVP, Gen. Counsel, Corp. Sec.
Tax withholdingCommon Stock 360 $77.02 $27,727.20
Disclosure

SEC source: 0001567619-20-012726 · doc1.xml · nonDerivative · entry 2

Brown Melissa Ann · CIK 0001718505 · VP, Gen. Counsel, Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,383

F2 · shares: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued Performance Restricted Stock Units.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 23:18 UTC
Brown Melissa AnnVP, Gen. Counsel, Corp. Sec.
GrantCommon Stock 1,158 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-012726 · doc1.xml · nonDerivative · entry 1

Brown Melissa Ann · CIK 0001718505 · VP, Gen. Counsel, Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,743

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2021, 2022 and 2023.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 23:17 UTC
Nawabi WahidDirector · President and CEO
Tax withholdingCommon Stock 7,492 $77.02 $577,033.84
Disclosure

SEC source: 0001567619-20-012724 · doc1.xml · nonDerivative · entry 2

Nawabi Wahid · CIK 0001538012 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,377

F2 · shares: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued Performance Restricted Stock Units.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 23:17 UTC
Nawabi WahidDirector · President and CEO
GrantCommon Stock 8,974 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-012724 · doc1.xml · nonDerivative · entry 1

Nawabi Wahid · CIK 0001538012 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,869

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2021, 2022 and 2023.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 22:35 UTC GrantCommon Stock 1,558 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-012719 · doc1.xml · nonDerivative · entry 1

MERIGOLD CATHARINE · CIK 0001650124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,435

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2021, 2022 and 2023.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 22:33 UTC GrantCommon Stock 1,558 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-012717 · doc1.xml · nonDerivative · entry 1

Holland Charles R · CIK 0001383965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,158

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2021, 2022 and 2023.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 22:29 UTC GrantCommon Stock 1,558 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-012715 · doc1.xml · nonDerivative · entry 1

Fishman Arnold L · CIK 0001383914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,039

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2021, 2022 and 2023.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 22:27 UTC GrantCommon Stock 1,558 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-012713 · doc1.xml · nonDerivative · entry 1

Burbage Charles Thomas · CIK 0001592670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,083

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2021, 2022 and 2023.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 22:25 UTC
Conver Timothy EDirector · Chairman of the Board
GrantCommon Stock 1,558 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-012711 · doc1.xml · nonDerivative · entry 1

Conver Timothy E · CIK 0001383773 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,292

F1 · shares: Awards vest in 3 equal installments on each of July 11, 2021, 2022 and 2023.

Read SEC document
June 23, 2020 Filed Jun 24, 2020 18:39 UTC
Karklin Kenneth D.Senior VP and COO
Exercise / conversionPerformance Restricted Stock Units · Derivative 2,486 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-012542 · doc1.xml · derivative · entry 2

Karklin Kenneth D. · CIK 0001686888 · Senior VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,486 shares

Expires 2020-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2017 and ending on April 30, 2020. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

F1 · shares: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2017 and ending on April 30, 2020. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

F1 · price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2017 and ending on April 30, 2020. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date").

F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date").

F3 · derivative.underlying_shares: Upon conversion of the PRSUs, the Reporting Person received 2,821 shares of common stock.

Read SEC document
June 23, 2020 Filed Jun 24, 2020 18:39 UTC
Karklin Kenneth D.Senior VP and COO
Exercise / conversionCommon Stock 2,821 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-012542 · doc1.xml · nonDerivative · entry 1

Karklin Kenneth D. · CIK 0001686888 · Senior VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2017 and ending on April 30, 2020. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

Read SEC document
June 23, 2020 Filed Jun 24, 2020 22:41 UTC
Roelke Alison MarieVP People & Culture
Exercise / conversionPerformance Restricted Stock Units · Derivative 654 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-012544 · doc1.xml · derivative · entry 2

Roelke Alison Marie · CIK 0001790262 · VP People & Culture

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 654 shares

Expires 2020-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2017 and ending on April 30, 2020. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

F1 · shares: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2017 and ending on April 30, 2020. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

F1 · price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2017 and ending on April 30, 2020. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date").

F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date").

F3 · derivative.underlying_shares: Upon conversion of the PRSUs, the Reporting Person received 742 shares of common stock.

Read SEC document
June 23, 2020 Filed Jun 24, 2020 22:41 UTC
Roelke Alison MarieVP People & Culture
Exercise / conversionCommon Stock 742 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-012544 · doc1.xml · nonDerivative · entry 1

Roelke Alison Marie · CIK 0001790262 · VP People & Culture

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2017 and ending on April 30, 2020. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

Read SEC document
June 23, 2020 Filed Jun 24, 2020 22:38 UTC
Nawabi WahidDirector · President and CEO
Exercise / conversionPerformance Restricted Stock Units · Derivative 13,874 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-012540 · doc1.xml · derivative · entry 2

Nawabi Wahid · CIK 0001538012 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,874 shares

Expires 2020-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2017 and ending on April 30, 2020. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

F1 · shares: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2017 and ending on April 30, 2020. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

F1 · price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2017 and ending on April 30, 2020. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date").

F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date").

F3 · derivative.underlying_shares: Upon conversion of the PRSUs, the Reporting Person received 15,746 shares of common stock.

Read SEC document
June 23, 2020 Filed Jun 24, 2020 22:38 UTC
Nawabi WahidDirector · President and CEO
Exercise / conversionCommon Stock 15,746 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-012540 · doc1.xml · nonDerivative · entry 1

Nawabi Wahid · CIK 0001538012 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2017 and ending on April 30, 2020. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

Read SEC document
June 23, 2020 Filed Jun 24, 2020 22:36 UTC
Brown Melissa AnnVP, Gen. Counsel, Corp. Sec.
Exercise / conversionPerformance Restricted Stock Units · Derivative 916 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-012538 · doc1.xml · derivative · entry 2

Brown Melissa Ann · CIK 0001718505 · VP, Gen. Counsel, Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 916 shares

Expires 2020-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2017 and ending on April 30, 2020. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

F1 · shares: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2017 and ending on April 30, 2020. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

F1 · price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2017 and ending on April 30, 2020. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date").

F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the PRSU, each PRSU vests and converts into shares of the issuer's common stock upon certification by the Company's Compensation Committee of the achievement of the performance metrics of the PRSUs (the "Certification Date").

F3 · derivative.underlying_shares: Upon conversion of the PRSUs, the Reporting Person received 1,039 shares of common stock.

Read SEC document
June 23, 2020 Filed Jun 24, 2020 22:36 UTC
Brown Melissa AnnVP, Gen. Counsel, Corp. Sec.
Exercise / conversionCommon Stock 1,039 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-012538 · doc1.xml · nonDerivative · entry 1

Brown Melissa Ann · CIK 0001718505 · VP, Gen. Counsel, Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Restricted Stock Unit (PRSU) represents the contingent right to receive, following vesting, shares of the issuer's common stock. The resulting number of shares of the issuer's common stock acquired upon vesting of the PRSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on May 1, 2017 and ending on April 30, 2020. The target number of units subject to the award is presented in the table. The number of units that vest may be 0% to 200% of the target number of units, depending on performance.

Read SEC document
June 19, 2020 Filed Jun 22, 2020 23:16 UTC Exercise / conversionOption to Purchase Common Stock · Derivative 3,500 $0.00 Strike: $24.57 $0.00
Disclosure

SEC source: 0001567619-20-012496 · doc1.xml · derivative · entry 4

Fishman Arnold L · CIK 0001383914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,500 shares

Expires 2020-06-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested in five equal annual installments beginning June 22, 2011, all of which have now been exercised.

Read SEC document
June 19, 2020 Filed Jun 22, 2020 23:16 UTC Exercise / conversionCommon Stock 3,500 $24.57 $85,995.00
Disclosure

SEC source: 0001567619-20-012496 · doc1.xml · nonDerivative · entry 1

Fishman Arnold L · CIK 0001383914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.