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Aurora Innovation, Inc.

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Tapewire entity
3489
SEC CIK
0001828108
Parsed reports
215

Last 12 months

Inside the activity.

2 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202609
Jun 202611
Jul 202600
Aug 2026015
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 16, 2023 Filed Jun 16, 2023 20:50 UTC SaleClass A Common Stock 200,000 $2.21 $441,240.00
Disclosure

SEC source: 0001828108-23-000133 · wk-form4_1686948625.xml · nonDerivative · entry 3

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 801,087

F1 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan. This reported transaction has no impact on the number of shares of Class B Common Stock beneficially owned by the reporting person.

F4 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $2.14 to $2.25 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 20:50 UTC SaleClass A Common Stock 200,000 $2.13 $425,340.00
Disclosure

SEC source: 0001828108-23-000133 · wk-form4_1686948625.xml · nonDerivative · entry 2

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,001,087

F1 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan. This reported transaction has no impact on the number of shares of Class B Common Stock beneficially owned by the reporting person.

F3 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $2.0625 to $2.185 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
June 14, 2023 Filed Jun 15, 2023 13:12 UTC
Maday DavidSee Remarks
GrantStock Options (Right to Buy) · Derivative 125,000 $0.00 Strike: $2.07 $0.00
Disclosure

SEC source: 0001828108-23-000130 · wk-form4_1686834731.xml · derivative · entry 4

Maday David · CIK 0001978942 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Class A Common Stock · 125,000 shares

Expires 2033-06-14

F4 · derivative.exercise_date: 1/12th of the shares subject to the stock option will vest monthly following December 20, 2025, subject to the reporting person's continued service through the applicable vesting date.

Read SEC document
June 14, 2023 Filed Jun 15, 2023 13:12 UTC
Maday DavidSee Remarks
GrantStock Options (Right to Buy) · Derivative 500,000 $0.00 Strike: $2.07 $0.00
Disclosure

SEC source: 0001828108-23-000130 · wk-form4_1686834731.xml · derivative · entry 3

Maday David · CIK 0001978942 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Class A Common Stock · 500,000 shares

Expires 2033-06-14

F3 · derivative.exercise_date: 1/24th of the shares subject to the stock option will vest monthly following December 20, 2023, subject to the reporting person's continued service through the applicable vesting date.

Read SEC document
June 14, 2023 Filed Jun 15, 2023 13:12 UTC
Maday DavidSee Remarks
GrantStock Options (Right to Buy) · Derivative 125,000 $0.00 Strike: $2.07 $0.00
Disclosure

SEC source: 0001828108-23-000130 · wk-form4_1686834731.xml · derivative · entry 2

Maday David · CIK 0001978942 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Class A Common Stock · 125,000 shares

Expires 2033-06-14

F2 · derivative.exercise_date: 1/7th of the shares subject to the stock option will vest monthly following May 20, 2023, subject to the reporting person?s continued service through the applicable vesting date.

Read SEC document
June 14, 2023 Filed Jun 15, 2023 13:12 UTC
Maday DavidSee Remarks
GrantClass A Common Stock 750,000 $0.00 $0.00
Disclosure

SEC source: 0001828108-23-000130 · wk-form4_1686834731.xml · nonDerivative · entry 1

Maday David · CIK 0001978942 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,103,396

F1 · shares: The reported securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. The reported securities represents (i) 125,000 RSUs, 50% of which will vest on each of the Issuer's standard quarterly vesting dates following May 20, 2023, (ii) 500,000 RSUs, 12.5% of which will vest on each of the Issuer's standard quarterly vesting dates following November 20, 2023, and (iii) 125,000 RSUs, 25% of which will vest on each of the Issuer's standard quarterly vesting dates following November 20, 2025, in each case subject to the reporting person's continued service through the applicable vesting date.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 20:50 UTC SaleClass A Common Stock 200,000 $2.08 $416,620.00
Disclosure

SEC source: 0001828108-23-000133 · wk-form4_1686948625.xml · nonDerivative · entry 1

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,201,087

F1 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan. This reported transaction has no impact on the number of shares of Class B Common Stock beneficially owned by the reporting person.

F2 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $1.99 to $2.21 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
June 13, 2023 Filed Jun 14, 2023 20:27 UTC SaleClass A Common Stock 200,000 $2.27 $454,220.00
Disclosure

SEC source: 0001828108-23-000112 · wk-form4_1686774453.xml · nonDerivative · entry 2

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,401,087

F1 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock of the issuer the reporting person beneficially owned immediately prior to the first transactions under the Plan. This reported transaction has no impact on the number of shares of Class B Common Stock beneficially owned by the reporting person.

F3 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $2.175 to $2.365 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 20:27 UTC SaleClass A Common Stock 200,000 $2.35 $469,500.00
Disclosure

SEC source: 0001828108-23-000112 · wk-form4_1686774453.xml · nonDerivative · entry 1

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,601,087

F1 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock of the issuer the reporting person beneficially owned immediately prior to the first transactions under the Plan. This reported transaction has no impact on the number of shares of Class B Common Stock beneficially owned by the reporting person.

F2 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $2.18 to $2.485 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
June 09, 2023 Filed Jun 12, 2023 12:59 UTC SaleClass A Common Stock 200,000 $2.11 $422,280.00
Disclosure

SEC source: 0001828108-23-000107 · wk-form4_1686574751.xml · nonDerivative · entry 2

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,801,087

F1 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total derivative and non-derivative securities the reporting person beneficially owned immediately prior to the first transactions under the Plan.

F3 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $2.01 to $2.19 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 12:59 UTC SaleClass A Common Stock 200,000 $2.03 $406,080.00
Disclosure

SEC source: 0001828108-23-000107 · wk-form4_1686574751.xml · nonDerivative · entry 1

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,001,087

F1 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total derivative and non-derivative securities the reporting person beneficially owned immediately prior to the first transactions under the Plan.

F2 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $1.98 to $2.08 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
May 26, 2023 Filed May 30, 2023 12:59 UTC GrantClass A Common Stock 159,180 $0.00 $0.00
Disclosure

SEC source: 0001828108-23-000098 · wk-form4_1685451545.xml · nonDerivative · entry 1

Bagley Brittany · CIK 0001743490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 342,422

F1 · shares: The reported securities are represented by restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock. 100% of the RSUs will vest on the earlier of (i) May 26, 2024 or (ii) the day prior to the date of the Issuer's next annual stockholders meeting following May 26, 2023, in each case, subject to the reporting person's continued service through the applicable vesting date.

Read SEC document
May 26, 2023 Filed May 30, 2023 13:03 UTC GrantClass A Common Stock 159,180 $0.00 $0.00
Disclosure

SEC source: 0001828108-23-000100 · wk-form4_1685451810.xml · nonDerivative · entry 1

Boyland Gloria R. · CIK 0001691284 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,572

F1 · shares: The reported securities are represented by restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock. 100% of the RSUs will vest on the earlier of (i) May 26, 2024 or (ii) the day prior to the date of the Issuer's next annual stockholders meeting following May 26, 2023, in each case, subject to the reporting person's continued service through the applicable vesting date.

Read SEC document
May 26, 2023 Filed May 30, 2023 17:14 UTC
Hoffman ReidDirector
GrantClass A Common Stock 159,180 $0.00 $0.00
Disclosure

SEC source: 0001828108-23-000105 · wk-form4_1685481253.xml · nonDerivative · entry 1

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,172

F1 · shares: The reported securities are represented by restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock. 100% of the RSUs will vest on the earlier of (i) May 26, 2024 or (ii) the day prior to the date of the Issuer's next annual stockholders meeting following May 26, 2023, in each case, subject to the reporting person's continued service through the applicable vesting date.

Read SEC document
May 26, 2023 Filed May 30, 2023 13:02 UTC GrantClass A Common Stock 159,180 $0.00 $0.00
Disclosure

SEC source: 0001828108-23-000099 · wk-form4_1685451721.xml · nonDerivative · entry 1

Johnson Claire D'Oyly-Hughes · CIK 0001874135 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,609

F1 · shares: The reported securities are represented by restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock. 100% of the RSUs will vest on the earlier of (i) May 26, 2024 or (ii) the day prior to the date of the Issuer's next annual stockholders meeting following May 26, 2023, in each case, subject to the reporting person's continued service through the applicable vesting date.

Read SEC document
May 22, 2023 Filed May 24, 2023 13:00 UTC Tax withholdingClass A Common Stock 15,511 $1.42 $22,025.62
Disclosure

SEC source: 0001828108-23-000089 · wk-form4_1684933201.xml · nonDerivative · entry 1

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,201,087

F1 · acquired: Represents the number of shares of Class A common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the quarterly vesting of Restricted Stock Units granted on March 15, 2022.

Read SEC document
May 22, 2023 Filed May 24, 2023 09:05 UTC
Tame RichardSee Remarks
Tax withholdingClass A Common Stock 3,562 $1.42 $5,058.04
Disclosure

SEC source: 0001828108-23-000091 · wk-form4_1684933525.xml · nonDerivative · entry 1

Tame Richard · CIK 0001869011 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 337,658

F1 · acquired: Represents the number of shares of Class A common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the quarterly vesting of Restricted Stock Units granted on March 8, 2023.

Read SEC document
May 22, 2023 Filed May 24, 2023 08:57 UTC
Urmson ChristopherDirector · See Remarks · 10% owner
Tax withholdingClass A Common Stock 35,837 $1.42 $50,888.54
Disclosure

SEC source: 0001828108-23-000088 · wk-form4_1684933039.xml · nonDerivative · entry 1

Urmson Christopher · CIK 0001869013 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 595,289

F1 · acquired: Represents the number of shares of Class A common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the quarterly vesting of Restricted Stock Units granted on March 15, 2022.

Read SEC document
May 22, 2023 Filed May 24, 2023 13:01 UTC
Shenai NolanSee Remarks
Tax withholdingClass A Common Stock 5,944 $1.42 $8,440.48
Disclosure

SEC source: 0001828108-23-000090 · wk-form4_1684933307.xml · nonDerivative · entry 1

Shenai Nolan · CIK 0001953472 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,165

F1 · acquired: Represents (a) 1,565 shares of Class A common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the quarterly vesting of Restricted Stock Units granted on April 30, 2022 and (b) 4,379 shares of Class A common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the quarterly vesting of Restricted Stock Units granted on March 8, 2023.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 12:23 UTC GrantClass A Common Stock 138,292 $0.00 $0.00
Disclosure

SEC source: 0001828108-23-000048 · wf-form4_167888298970363.xml · nonDerivative · entry 1

Boyland Gloria R. · CIK 0001691284 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,392

F1 · shares: The reported securities are represented by restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest as to 1/3 on March 13, 2024, 1/3 on March 13, 2025, and 1/3 on March 13, 2026, subject to the Reporting Person continuing to be a service provider to the Issuer through each such date.

Read SEC document
March 08, 2023 Filed Mar 9, 2023 16:22 UTC
Tame RichardSee Remarks
GrantStock Options (Right to Buy) · Derivative 100,000 $1.42 Strike: $1.42 $142,000.00
Disclosure

SEC source: 0001828108-23-000029 · wf-form4_167839694031843.xml · derivative · entry 2

Tame Richard · CIK 0001869011 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 860,304

Underlying: Class A Common Stock · 100,000 shares

Expires 2033-03-08

F2 · shares: One twenty-fourth (1/24) of the stock options will vest on March 20, 2023, and one twenty-fourth (1/24) of the total number of stock options will vest monthly thereafter, subject to the reporting person's continued service on each such date.

Read SEC document
March 08, 2023 Filed Mar 9, 2023 16:22 UTC
Tame RichardSee Remarks
GrantClass A Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001828108-23-000029 · wf-form4_167839694031843.xml · nonDerivative · entry 1

Tame Richard · CIK 0001869011 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,220

F1 · shares: Each RSU represents a contingent right to receive one share of Class A Common Stock. Twelve and one-half percent (12.5%) of the RSUs will vest on May 20, 2023, and 12.5% of the total number of RSUs will vest quarterly thereafter on the Issuer's standard quarterly vesting dates, subject to the reporting person's continued service on each such date.

Read SEC document
March 08, 2023 Filed Mar 9, 2023 21:27 UTC
Fisher OssaPresident
GrantStock Options (Right to Buy) · Derivative 2,000,000 $1.42 Strike: $1.42 $2,840,000.00
Disclosure

SEC source: 0001828108-23-000033 · wf-form4_167839721037938.xml · derivative · entry 2

Fisher Ossa · CIK 0001609637 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Class A Common Stock · 2,000,000 shares

Expires 2033-03-08

F2 · shares: One-fourth (1/4) of the stock options will vest on February 20, 2024, and one forty-eighth (1/48) of the total number of stock options will vest monthly thereafter, subject to the reporting person's continued service on each such date.

Read SEC document
March 08, 2023 Filed Mar 9, 2023 21:27 UTC
Fisher OssaPresident
GrantClass A Common Stock 2,000,000 $0.00 $0.00
Disclosure

SEC source: 0001828108-23-000033 · wf-form4_167839721037938.xml · nonDerivative · entry 1

Fisher Ossa · CIK 0001609637 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000,000

F1 · shares: Each RSU represents a contingent right to receive one share of Class A Common Stock. One-fourth (1/4) of the RSUs will vest on February 20, 2024, and six and one-quarter percent (6.25%) of the total number of RSUs will vest quarterly thereafter on the Issuer's standard quarterly vesting dates, subject to the reporting person's continued service on each such date.

Read SEC document
March 08, 2023 Filed Mar 9, 2023 21:24 UTC
Shenai NolanSee Remarks
GrantStock Options (Right to Buy) · Derivative 80,000 $1.42 Strike: $1.42 $113,600.00
Disclosure

SEC source: 0001828108-23-000031 · wf-form4_167839706682360.xml · derivative · entry 2

Shenai Nolan · CIK 0001953472 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,016

Underlying: Class A Common Stock · 80,000 shares

Expires 2033-03-08

F2 · shares: One twenty-fourth (1/24) of the stock options will vest on March 20, 2023, and one twenty-fourth (1/24) of the total number of stock options will vest monthly thereafter, subject to the reporting person's continued service on each such date.

Read SEC document
March 08, 2023 Filed Mar 9, 2023 21:24 UTC
Shenai NolanSee Remarks
GrantClass A Common Stock 80,000 $0.00 $0.00
Disclosure

SEC source: 0001828108-23-000031 · wf-form4_167839706682360.xml · nonDerivative · entry 1

Shenai Nolan · CIK 0001953472 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,109

F1 · shares: Each RSU represents a contingent right to receive one share of Class A Common Stock. Twelve and one-half percent (12.5%) of the RSUs will vest on May 20, 2023, and 12.5% of the total number of RSUs will vest quarterly thereafter on the Issuer's standard quarterly vesting dates, subject to the reporting person's continued service on each such date.

Read SEC document
February 20, 2023 Filed Feb 21, 2023 21:50 UTC Tax withholdingClass A Common Stock 27,637 $1.80 $49,746.60
Disclosure

SEC source: 0001828108-23-000024 · wf-form4_167701617751490.xml · nonDerivative · entry 1

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,216,598

F1 · shares: Represents the number of shares of Class A common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the quarterly vesting of Restricted Stock Units granted on March 15, 2022.

Read SEC document
February 20, 2023 Filed Feb 21, 2023 16:47 UTC
Urmson ChristopherDirector · See Remarks · 10% owner
Tax withholdingClass A Common Stock 43,294 $1.80 $77,929.20
Disclosure

SEC source: 0001828108-23-000022 · wf-form4_167701598629700.xml · nonDerivative · entry 1

Urmson Christopher · CIK 0001869013 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 631,126

F1 · acquired: Represents the number of shares of Class A common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the quarterly vesting of Restricted Stock Units granted on March 15, 2022.

Read SEC document
February 20, 2023 Filed Feb 21, 2023 21:53 UTC
Shenai NolanSee Remarks
Tax withholdingClass A Common Stock 1,218 $1.80 $2,192.40
Disclosure

SEC source: 0001828108-23-000026 · wf-form4_167701639293042.xml · nonDerivative · entry 1

Shenai Nolan · CIK 0001953472 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,109

F1 · shares: Represents the number of shares of Class A common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the quarterly vesting of Restricted Stock Units granted on April 30, 2022.

Read SEC document
February 20, 2023 Filed Mar 8, 2024 21:31 UTC Amendment
Shenai NolanSee Remarks
SaleClass A Common Stock 1,510 $1.46 $2,205.20
Disclosure

SEC source: 0001828108-24-000051 · wk-form4a_1709933492.xml · nonDerivative · entry 1

Shenai Nolan · CIK 0001953472 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,817

F1 · kind: The original Form 4, filed February 21, 2023, erroneously reported the transaction under Code F, with a footnote describing the transaction as a withholding by the Issuer of shares of Class A common stock in connection with the vesting of restricted stock units.

F2 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units granted on April 30, 2022.

F3 · balance_after: The number of shares reported as beneficially owned is as of February 20, 2023.

Read SEC document
February 03, 2023 Filed Feb 6, 2023 21:05 UTC SaleClass A Common Stock 93,304 $2.08 $194,510.85
Disclosure

SEC source: 0000899243-23-004035 · doc4.xml · nonDerivative · entry 3

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,244,235

F1 · kind: This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2022 (the "Plan"). The Plan was established as part of the investment strategies of the reporting person, which include asset diversification and liquidity over time. Immediately prior to the transactions reported on this Form 4, the reporting person was the beneficial owner of a total of 52,932,568 derivative and non-derivative securities (the "Original Holdings"), which Original Holdings include 52,629,508 shares of Class B common stock, 129,649 shares of Class A common stock, and restricted stock units covering 173,411 shares of Class A common stock. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the Original Holdings.

F4 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $2.03 to $2.145 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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February 02, 2023 Filed Feb 6, 2023 21:05 UTC ConversionClass B Common Stock · Derivative 2,084,042 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-004035 · doc4.xml · derivative · entry 4

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,545,131

Underlying: Class A Common Stock · 2,084,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

F5 · balance_after: Includes 1,835 shares of Class B Common Stock which were previously reported as held directly by the Anderson 2021 GRAT which were re-registered on July 14, 2022, and are now held directly by the reporting person.

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February 02, 2023 Filed Feb 6, 2023 21:05 UTC ConversionClass A Common Stock 2,084,042 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-004035 · doc4.xml · nonDerivative · entry 2

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,337,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

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February 02, 2023 Filed Feb 6, 2023 21:05 UTC SaleClass A Common Stock 49,563 $2.05 $101,609.11
Disclosure

SEC source: 0000899243-23-004035 · doc4.xml · nonDerivative · entry 1

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,497

F1 · kind: This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2022 (the "Plan"). The Plan was established as part of the investment strategies of the reporting person, which include asset diversification and liquidity over time. Immediately prior to the transactions reported on this Form 4, the reporting person was the beneficial owner of a total of 52,932,568 derivative and non-derivative securities (the "Original Holdings"), which Original Holdings include 52,629,508 shares of Class B common stock, 129,649 shares of Class A common stock, and restricted stock units covering 173,411 shares of Class A common stock. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the Original Holdings.

F2 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $2.03 to $2.105 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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November 20, 2022 Filed Nov 22, 2022 21:10 UTC Tax withholdingClass A Common Stock 17,134 $1.64 $28,099.76
Disclosure

SEC source: 0001828108-22-000137 · wf-form4_166915140220595.xml · nonDerivative · entry 1

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,060

F1 · shares: Represents the number of shares of Class A common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the quarterly vesting of Restricted Stock Units granted on March 15, 2022.

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November 20, 2022 Filed Nov 22, 2022 16:09 UTC
Urmson ChristopherDirector · See Remarks · 10% owner
Tax withholdingClass A Common Stock 57,339 $1.64 $94,035.96
Disclosure

SEC source: 0001828108-22-000136 · wf-form4_166915131822169.xml · nonDerivative · entry 1

Urmson Christopher · CIK 0001869013 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 674,420

F1 · shares: Represents the number of shares of Class A common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the quarterly vesting of Restricted Stock Units granted on March 15, 2022.

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November 20, 2022 Filed Nov 22, 2022 21:12 UTC
Shenai NolanSee Remarks
Tax withholdingClass A Common Stock 1,029 $1.64 $1,687.56
Disclosure

SEC source: 0001828108-22-000138 · wf-form4_166915151431135.xml · nonDerivative · entry 1

Shenai Nolan · CIK 0001953472 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,327

F1 · shares: Represents the number of shares of Class A common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the quarterly vesting of Restricted Stock Units granted on April 30, 2022.

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August 20, 2022 Filed Aug 23, 2022 20:02 UTC Tax withholdingClass A Common Stock 17,134 $2.53 $43,349.02
Disclosure

SEC source: 0001828108-22-000109 · wf-form4_166128494918026.xml · nonDerivative · entry 1

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,194

F1 · shares: Represents the number of shares of Class A common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the quarterly vesting of Restricted Stock Units granted on March 15, 2022.

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August 20, 2022 Filed Aug 23, 2022 16:02 UTC
Urmson ChristopherDirector · See Remarks · 10% owner
Tax withholdingClass A Common Stock 55,618 $2.53 $140,713.54
Disclosure

SEC source: 0001828108-22-000108 · wf-form4_166128490480433.xml · nonDerivative · entry 1

Urmson Christopher · CIK 0001869013 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 731,759

F1 · shares: Represents the number of shares of Class A common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the quarterly vesting of Restricted Stock Units granted on March 15, 2022.

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August 09, 2022 Filed Aug 10, 2022 16:07 UTC
Tame RichardSee Remarks
GrantStock Options (Right to Buy) · Derivative 109,052 $2.44 Strike: $2.44 $266,086.88
Disclosure

SEC source: 0001828108-22-000094 · wf-form4_166016203596983.xml · derivative · entry 2

Tame Richard · CIK 0001869011 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 760,304

Underlying: Class A Common Stock · 109,052 shares

Expires 2032-08-09

F2 · shares: 100% of the shares subject to the option will vest on August 20, 2023, subject to the reporting person's continued service on such date.

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August 09, 2022 Filed Aug 10, 2022 16:07 UTC
Tame RichardSee Remarks
GrantClass A Common Stock 109,052 $0.00 $0.00
Disclosure

SEC source: 0001828108-22-000094 · wf-form4_166016203596983.xml · nonDerivative · entry 1

Tame Richard · CIK 0001869011 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,220

F1 · shares: The reported securities are represented by restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock. 100% of the RSUs will vest on August 20, 2023, subject to the reporting person's continued service on such date.

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May 20, 2022 Filed May 20, 2022 20:15 UTC GrantClass A Common Stock 52,992 $0.00 $0.00
Disclosure

SEC source: 0001828108-22-000058 · wf-form4_165307770178043.xml · nonDerivative · entry 1

Bagley Brittany · CIK 0001743490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,242

F1 · shares: The reported securities are represented by restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock. 100% of the RSUs will vest on the earlier of (i) May 20, 2023 or (ii) the day prior to the date of the Issuer's next annual stockholders meeting following May 20, 2022, in each case, subject to the reporting person's continued service through the applicable vesting date.

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May 20, 2022 Filed May 20, 2022 16:08 UTC GrantClass A Common Stock 52,992 $0.00 $0.00
Disclosure

SEC source: 0001828108-22-000056 · wf-form4_165307728052047.xml · nonDerivative · entry 1

Eschenbach Carl M. · CIK 0001409324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,992

F1 · shares: The reported securities are represented by restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock. 100% of the RSUs will vest on the earlier of (i) May 20, 2023 or (ii) the day prior to the date of the Issuer's next annual stockholders meeting following May 20, 2022, in each case, subject to the reporting person's continued service through the applicable vesting date.

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May 20, 2022 Filed May 20, 2022 16:10 UTC
Hoffman ReidDirector
GrantClass A Common Stock 52,992 $0.00 $0.00
Disclosure

SEC source: 0001828108-22-000057 · wf-form4_165307740471649.xml · nonDerivative · entry 1

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,992

F1 · shares: The reported securities are represented by restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock. 100% of the RSUs will vest on the earlier of (i) May 20, 2023 or (ii) the day prior to the date of the Issuer's next annual stockholders meeting following May 20, 2022, in each case, subject to the reporting person's continued service through the applicable vesting date.

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May 20, 2022 Filed May 20, 2022 20:17 UTC GrantClass A Common Stock 52,992 $0.00 $0.00
Disclosure

SEC source: 0001828108-22-000059 · wf-form4_165307783965763.xml · nonDerivative · entry 1

Johnson Claire D'Oyly-Hughes · CIK 0001874135 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,429

F1 · shares: The reported securities are represented by restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock. 100% of the RSUs will vest on the earlier of (i) May 20, 2023 or (ii) the day prior to the date of the Issuer's next annual stockholders meeting following May 20, 2022, in each case, subject to the reporting person's continued service through the applicable vesting date.

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May 20, 2022 Filed May 23, 2022 20:21 UTC Tax withholdingClass A Common Stock 34,266 $3.77 $129,182.82
Disclosure

SEC source: 0001828108-22-000063 · wf-form4_165333729138532.xml · nonDerivative · entry 1

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,328

F1 · shares: Represents the number of shares of Class A common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the quarterly vesting of Restricted Stock Units granted on March 15, 2022.

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May 20, 2022 Filed May 23, 2022 16:22 UTC
Urmson ChristopherDirector · See Remarks · 10% owner
Tax withholdingClass A Common Stock 79,982 $3.77 $301,532.14
Disclosure

SEC source: 0001828108-22-000064 · wf-form4_165333734152958.xml · nonDerivative · entry 1

Urmson Christopher · CIK 0001869013 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 787,377

F1 · shares: Represents the number of shares of Class A common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the quarterly vesting of Restricted Stock Units granted on March 15, 2022.

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May 20, 2022 Filed May 23, 2022 20:23 UTC
Mouat WilliamSee Remarks
Tax withholdingClass A Common Stock 13,033 $3.77 $49,134.41
Disclosure

SEC source: 0001828108-22-000065 · wf-form4_165333742037594.xml · nonDerivative · entry 1

Mouat William · CIK 0001868487 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,545,904

F1 · shares: Represents the number of shares of Class A common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the quarterly vesting of Restricted Stock Units granted on March 19, 2021 and March 15, 2022.

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April 04, 2022 Filed Apr 5, 2022 20:07 UTC
Mouat WilliamSee Remarks
Tax withholdingClass A Common Stock 4,570 $5.82 $26,597.40
Disclosure

SEC source: 0001828108-22-000023 · wf-form4_164918923803181.xml · nonDerivative · entry 1

Mouat William · CIK 0001868487 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,558,937

F1 · shares: Represents the number of shares of Class A common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the quarterly vesting of Restricted Stock Units granted on March 19, 2021.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:13 UTC GrantClass A Common Stock 371,594 $0.00 $0.00
Disclosure

SEC source: 0001828108-22-000012 · wf-form4_164754799508823.xml · nonDerivative · entry 1

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,594

F1 · shares: The reported securities are represented by restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock. 247,729 of the RSUs will vest as to 40% on May 20, 2022, and as to 20% quarterly thereafter on the Issuer's standard quarterly vesting dates, subject to the reporting person's continued service on each such date. 123,865 of the RSUs will vest as to 25% on May 20, 2023, and 25% quarterly thereafter on the Issuer's standard quarterly vesting dates, subject to the reporting person's continued service on each such date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.