TapewireFind a company

person · Reporting owner

Anderson Sterling

Disclosed activity across 2 companies

Tapewire entity
27522
SEC CIK
0001878943

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Aurora Innovation, Inc.AUR · Entity 3489DirectorMay 12, 2025May 13, 2025
General Motors CoGM · Entity 2958Exective Vice PresidentJuly 29, 2026July 31, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Aurora Innovation, Inc.

Report date May 12, 2025 · Filed May 13, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect885,975 Reported balance After 2025-05-12 transaction · row 1
1 source row

Row 1 · 2025-05-12 · Tax withholding · Disposed 16,599 · Balance 885,975

F1: Represents shares of Class A common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the vesting of restricted stock units granted on April 23, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of Class A common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the vesting of restricted stock units granted on April 23, 2025.

General Motors Co

Report date July 29, 2026 · Filed July 31, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect59,853 Ending reported balance After 2026-07-29 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-07-29 · Exercise / conversion · Acquired 95,951 · Balance 108,673

F1: Each Restricted Stock Unit ("RSU") converts into common stock on a one-for-one basis.

Row 2 · 2026-07-29 · Tax withholding · Disposed 48,820 · Balance 59,853

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect95,951 Reported balance After 2026-07-29 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-07-29 · Exercise / conversion · Disposed 95,951 · Balance 95,951

F2: The RSUs do not have a conversion or exercise price. Upon vesting, they will be settled in shares of the Company's common stock on a one-for-one basis.

F3: Of these RSUs, one-half vested on July 29, 2026, and the remaining one-half will vest on July 29, 2027.

F4: The RSUs do not have a date on which they will expire. They will be fully settled on July 29, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit ("RSU") converts into common stock on a one-for-one basis.

F2: The RSUs do not have a conversion or exercise price. Upon vesting, they will be settled in shares of the Company's common stock on a one-for-one basis.

F3: Of these RSUs, one-half vested on July 29, 2026, and the remaining one-half will vest on July 29, 2027.

F4: The RSUs do not have a date on which they will expire. They will be fully settled on July 29, 2027.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 29, 2026 Filed Jul 31, 2026 20:35 UTC General Motors Co GM · Entity 2958 Exercise / conversionRestricted Stock Units · Derivative 95,951 $0.00 $0.00
Disclosure

SEC source: 0001878943-26-000006 · wk-form4_1785530104.xml · derivative · entry 3

Anderson Sterling · CIK 0001878943 · Exective Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,951

Underlying: Common Stock · 95,951 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The RSUs do not have a conversion or exercise price. Upon vesting, they will be settled in shares of the Company's common stock on a one-for-one basis.

F3 · derivative.exercise_date: Of these RSUs, one-half vested on July 29, 2026, and the remaining one-half will vest on July 29, 2027.

F4 · derivative.expiration_date: The RSUs do not have a date on which they will expire. They will be fully settled on July 29, 2027.

Read SEC document
July 29, 2026 Filed Jul 31, 2026 20:35 UTC General Motors Co GM · Entity 2958 Tax withholdingCommon Stock 48,820 $89.40 $4,364,508.00
Disclosure

SEC source: 0001878943-26-000006 · wk-form4_1785530104.xml · nonDerivative · entry 2

Anderson Sterling · CIK 0001878943 · Exective Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,853

Read SEC document
July 29, 2026 Filed Jul 31, 2026 20:35 UTC General Motors Co GM · Entity 2958 Exercise / conversionCommon Stock 95,951 $0.00 $0.00
Disclosure

SEC source: 0001878943-26-000006 · wk-form4_1785530104.xml · nonDerivative · entry 1

Anderson Sterling · CIK 0001878943 · Exective Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") converts into common stock on a one-for-one basis.

Read SEC document
February 04, 2026 Filed Feb 5, 2026 21:45 UTC General Motors Co GM · Entity 2958 Exercise / conversionRestricted Stock Units · Derivative 21,989 $0.00 $0.00
Disclosure

SEC source: 0001878943-26-000003 · wk-form4_1770327947.xml · derivative · entry 4

Anderson Sterling · CIK 0001878943 · Exective Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,978

Underlying: Common Stock · 21,989 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The RSUs do not have a conversion or exercise price. Upon vesting, they will be settled in shares of the Company's common stock on a one-for-one basis.

F6 · shares: The RSUs were awarded on July 29, 2025. One-third of the RSUs vested on February 4, 2026, and the remaining two-thirds will vest on February 4, 2027 and February 4, 2028. Each RSU represents a right to receive one share of the Company's common stock upon settlement.

F5 · derivative.exercise_date: The RSUs do not have a date on which they will expire.

F5 · derivative.expiration_date: The RSUs do not have a date on which they will expire.

Read SEC document
February 04, 2026 Filed Feb 5, 2026 21:45 UTC General Motors Co GM · Entity 2958 Tax withholdingCommon Stock 9,515 $86.29 $821,049.35
Disclosure

SEC source: 0001878943-26-000003 · wk-form4_1770327947.xml · nonDerivative · entry 2

Anderson Sterling · CIK 0001878943 · Exective Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,722

Read SEC document
February 04, 2026 Filed Feb 5, 2026 21:45 UTC General Motors Co GM · Entity 2958 Exercise / conversionCommon Stock 21,989 $0.00 $0.00
Disclosure

SEC source: 0001878943-26-000003 · wk-form4_1770327947.xml · nonDerivative · entry 1

Anderson Sterling · CIK 0001878943 · Exective Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") converts into common stock on a one-for-one basis.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 21:45 UTC General Motors Co GM · Entity 2958 GrantRestricted Stock Units · Derivative 40,107 $0.00 $0.00
Disclosure

SEC source: 0001878943-26-000003 · wk-form4_1770327947.xml · derivative · entry 3

Anderson Sterling · CIK 0001878943 · Exective Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,107

Underlying: Common Stock · 40,107 shares

Expires not disclosed

F2 · security: These Restricted Stock Units ("RSUs") are awarded pursuant to the Company's 2020 Long-Term Incentive Plan.

F3 · derivative.exercise_price: The RSUs do not have a conversion or exercise price. Upon vesting, they will be settled in shares of the Company's common stock on a one-for-one basis.

F4 · derivative.exercise_date: Of these RSUs, one-third will vest on February 3, 2027, one-third will vest on February 3, 2028, and one-third will vest on February 3, 2029.

F5 · derivative.expiration_date: The RSUs do not have a date on which they will expire.

Read SEC document
July 29, 2025 Filed Jul 31, 2025 21:03 UTC General Motors Co GM · Entity 2958 GrantRestricted Stock Units · Derivative 191,902 $0.00 $0.00
Disclosure

SEC source: 0001467858-25-000124 · wk-form4_1753995798.xml · derivative · entry 2

Anderson Sterling · CIK 0001878943 · Exective Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,902

Underlying: Common Stock · 191,902 shares

Expires not disclosed

F1 · security: These Restricted Stock Units ("RSUs") are awarded pursuant to the Company's 2020 Long-Term Incentive Plan.

F2 · derivative.exercise_price: The RSUs do not have a conversion or exercise price. Upon vesting, they will be settled in shares of the Company's common stock on a one-for-one basis.

F5 · derivative.exercise_date: Of these RSUs, one-half will vest on July 29, 2026, and one-half will vest on July 29, 2027.

F6 · derivative.expiration_date: The RSUs do not have a date on which they will expire. They will be fully settled on July 29, 2027.

Read SEC document
July 29, 2025 Filed Jul 31, 2025 21:03 UTC General Motors Co GM · Entity 2958 GrantRestricted Stock Units · Derivative 65,967 $0.00 $0.00
Disclosure

SEC source: 0001467858-25-000124 · wk-form4_1753995798.xml · derivative · entry 1

Anderson Sterling · CIK 0001878943 · Exective Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,967

Underlying: Common Stock · 65,967 shares

Expires not disclosed

F1 · security: These Restricted Stock Units ("RSUs") are awarded pursuant to the Company's 2020 Long-Term Incentive Plan.

F2 · derivative.exercise_price: The RSUs do not have a conversion or exercise price. Upon vesting, they will be settled in shares of the Company's common stock on a one-for-one basis.

F3 · derivative.exercise_date: Of these RSUs, one-third will vest on February 4, 2026, one-third will vest on February 4, 2027, and one-third will vest on February 4, 2028.

F4 · derivative.expiration_date: The RSUs do not have a date on which they will expire. They will be fully settled on February 4, 2028.

Read SEC document
May 12, 2025 Filed May 13, 2025 23:32 UTC Aurora Innovation, Inc. AUR · Entity 3489 Tax withholdingClass A Common Stock 16,599 $7.28 $120,840.72
Disclosure

SEC source: 0001828108-25-000091 · wk-form4_1747179154.xml · nonDerivative · entry 1

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 885,975

F1 · shares: Represents shares of Class A common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the vesting of restricted stock units granted on April 23, 2025.

Read SEC document
April 23, 2025 Filed Apr 25, 2025 20:47 UTC Aurora Innovation, Inc. AUR · Entity 3489 GrantClass A Common Stock 32,574 $0.00 $0.00
Disclosure

SEC source: 0001828108-25-000066 · wk-form4_1745614072.xml · nonDerivative · entry 1

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 902,574

F1 · shares: The reported securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on May 12, 2025, subject to the reporting persons's continued status as a service provider through such date.

Read SEC document
November 14, 2024 Filed Nov 18, 2024 22:38 UTC Aurora Innovation, Inc. AUR · Entity 3489 ConversionClass B Common Stock · Derivative 840,756 $0.00 $0.00
Disclosure

SEC source: 0001828108-24-000154 · wk-form4_1731969488.xml · derivative · entry 2

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,943,695

Underlying: Class A Common Stock · 840,756 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. On November 14, 2024, the reporting person directed the conversion of 840,756 shares of his Class B Common Stock into Class A Common Stock. No sales of any common stock were made.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. On November 14, 2024, the reporting person directed the conversion of 840,756 shares of his Class B Common Stock into Class A Common Stock. No sales of any common stock were made.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. On November 14, 2024, the reporting person directed the conversion of 840,756 shares of his Class B Common Stock into Class A Common Stock. No sales of any common stock were made.

Read SEC document
November 14, 2024 Filed Nov 18, 2024 22:38 UTC Aurora Innovation, Inc. AUR · Entity 3489 ConversionClass A Common Stock 840,756 Not disclosed Not disclosed
Disclosure

SEC source: 0001828108-24-000154 · wk-form4_1731969488.xml · nonDerivative · entry 1

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 870,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. On November 14, 2024, the reporting person directed the conversion of 840,756 shares of his Class B Common Stock into Class A Common Stock. No sales of any common stock were made.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:26 UTC Aurora Innovation, Inc. AUR · Entity 3489 Tax withholdingClass A Common Stock 17,336 $2.92 $50,621.12
Disclosure

SEC source: 0001828108-24-000043 · wk-form4_1708637149.xml · nonDerivative · entry 1

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,244

F1 · shares: Represents the number of shares of Class A common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the quarterly vesting of Restricted Stock Units granted on March 15, 2022.

Read SEC document
November 20, 2023 Filed Nov 22, 2023 21:14 UTC Aurora Innovation, Inc. AUR · Entity 3489 Tax withholdingClass A Common Stock 15,353 $2.20 $33,776.60
Disclosure

SEC source: 0001828108-23-000230 · wk-form4_1700687676.xml · nonDerivative · entry 1

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,580

F1 · shares: Represents the number of shares of Class A common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the quarterly vesting of Restricted Stock Units granted on March 15, 2022.

Read SEC document
September 18, 2023 Filed Sep 20, 2023 01:31 UTC Aurora Innovation, Inc. AUR · Entity 3489 ConversionClass B Common Stock · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001828108-23-000198 · wk-form4_1695173462.xml · derivative · entry 3

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,784,451

Underlying: Class A Common Stock · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

Read SEC document
September 18, 2023 Filed Sep 20, 2023 01:31 UTC Aurora Innovation, Inc. AUR · Entity 3489 SaleClass A Common Stock 200,000 $3.54 $707,240.00
Disclosure

SEC source: 0001828108-23-000198 · wk-form4_1695173462.xml · nonDerivative · entry 2

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,933

F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan.

F3 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $3.480 to $3.615, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
September 18, 2023 Filed Sep 20, 2023 01:31 UTC Aurora Innovation, Inc. AUR · Entity 3489 ConversionClass A Common Stock 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001828108-23-000198 · wk-form4_1695173462.xml · nonDerivative · entry 1

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

Read SEC document
September 12, 2023 Filed Sep 12, 2023 23:51 UTC Aurora Innovation, Inc. AUR · Entity 3489 ConversionClass B Common Stock · Derivative 3,926 $0.00 $0.00
Disclosure

SEC source: 0001828108-23-000196 · wk-form4_1694562657.xml · derivative · entry 6

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,984,451

Underlying: Class A Common Stock · 3,926 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

Read SEC document
September 12, 2023 Filed Sep 12, 2023 23:51 UTC Aurora Innovation, Inc. AUR · Entity 3489 SaleClass A Common Stock 3,926 $3.48 $13,678.97
Disclosure

SEC source: 0001828108-23-000196 · wk-form4_1694562657.xml · nonDerivative · entry 4

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,933

F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan.

F4 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $3.480 to $3.485, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
September 12, 2023 Filed Sep 12, 2023 23:51 UTC Aurora Innovation, Inc. AUR · Entity 3489 ConversionClass A Common Stock 3,926 Not disclosed Not disclosed
Disclosure

SEC source: 0001828108-23-000196 · wk-form4_1694562657.xml · nonDerivative · entry 3

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

Read SEC document
September 11, 2023 Filed Sep 12, 2023 23:51 UTC Aurora Innovation, Inc. AUR · Entity 3489 ConversionClass B Common Stock · Derivative 57,977 $0.00 $0.00
Disclosure

SEC source: 0001828108-23-000196 · wk-form4_1694562657.xml · derivative · entry 5

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,988,377

Underlying: Class A Common Stock · 57,977 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

Read SEC document
September 11, 2023 Filed Sep 12, 2023 23:51 UTC Aurora Innovation, Inc. AUR · Entity 3489 SaleClass A Common Stock 57,977 $3.56 $206,258.98
Disclosure

SEC source: 0001828108-23-000196 · wk-form4_1694562657.xml · nonDerivative · entry 2

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,933

F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan.

F3 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $3.480 to $3.630, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
September 11, 2023 Filed Sep 12, 2023 23:51 UTC Aurora Innovation, Inc. AUR · Entity 3489 ConversionClass A Common Stock 57,977 Not disclosed Not disclosed
Disclosure

SEC source: 0001828108-23-000196 · wk-form4_1694562657.xml · nonDerivative · entry 1

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

Read SEC document
September 08, 2023 Filed Sep 8, 2023 21:11 UTC Aurora Innovation, Inc. AUR · Entity 3489 ConversionClass B Common Stock · Derivative 14,239 $0.00 $0.00
Disclosure

SEC source: 0001828108-23-000194 · wk-form4_1694207503.xml · derivative · entry 6

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,046,354

Underlying: Class A Common Stock · 14,239 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

Read SEC document
September 08, 2023 Filed Sep 8, 2023 21:11 UTC Aurora Innovation, Inc. AUR · Entity 3489 SaleClass A Common Stock 14,239 $3.50 $49,809.45
Disclosure

SEC source: 0001828108-23-000194 · wk-form4_1694207503.xml · nonDerivative · entry 4

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,933

F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan.

F4 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $3.48 to $3.54, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
September 08, 2023 Filed Sep 8, 2023 21:11 UTC Aurora Innovation, Inc. AUR · Entity 3489 ConversionClass A Common Stock 14,239 Not disclosed Not disclosed
Disclosure

SEC source: 0001828108-23-000194 · wk-form4_1694207503.xml · nonDerivative · entry 3

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

Read SEC document
September 07, 2023 Filed Sep 8, 2023 21:11 UTC Aurora Innovation, Inc. AUR · Entity 3489 ConversionClass B Common Stock · Derivative 9,600 $0.00 $0.00
Disclosure

SEC source: 0001828108-23-000194 · wk-form4_1694207503.xml · derivative · entry 5

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,060,593

Underlying: Class A Common Stock · 9,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

Read SEC document
September 07, 2023 Filed Sep 8, 2023 21:11 UTC Aurora Innovation, Inc. AUR · Entity 3489 SaleClass A Common Stock 9,600 $3.53 $33,864.96
Disclosure

SEC source: 0001828108-23-000194 · wk-form4_1694207503.xml · nonDerivative · entry 2

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,933

F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan.

F3 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $3.50 to $3.585, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
September 07, 2023 Filed Sep 8, 2023 21:11 UTC Aurora Innovation, Inc. AUR · Entity 3489 ConversionClass A Common Stock 9,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001828108-23-000194 · wk-form4_1694207503.xml · nonDerivative · entry 1

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

Read SEC document
September 06, 2023 Filed Sep 7, 2023 00:11 UTC Aurora Innovation, Inc. AUR · Entity 3489 ConversionClass B Common Stock · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001828108-23-000192 · wk-form4_1694045492.xml · derivative · entry 6

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,070,193

Underlying: Class A Common Stock · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

Read SEC document
September 06, 2023 Filed Sep 7, 2023 00:11 UTC Aurora Innovation, Inc. AUR · Entity 3489 SaleClass A Common Stock 200,000 $3.74 $747,900.00
Disclosure

SEC source: 0001828108-23-000192 · wk-form4_1694045492.xml · nonDerivative · entry 4

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,933

F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan.

F4 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $3.590 to $3.855, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
September 06, 2023 Filed Sep 7, 2023 00:11 UTC Aurora Innovation, Inc. AUR · Entity 3489 ConversionClass A Common Stock 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001828108-23-000192 · wk-form4_1694045492.xml · nonDerivative · entry 3

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

Read SEC document
September 05, 2023 Filed Sep 7, 2023 00:11 UTC Aurora Innovation, Inc. AUR · Entity 3489 ConversionClass B Common Stock · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001828108-23-000192 · wk-form4_1694045492.xml · derivative · entry 5

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,270,193

Underlying: Class A Common Stock · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

Read SEC document
September 05, 2023 Filed Sep 7, 2023 00:11 UTC Aurora Innovation, Inc. AUR · Entity 3489 SaleClass A Common Stock 200,000 $3.57 $713,340.00
Disclosure

SEC source: 0001828108-23-000192 · wk-form4_1694045492.xml · nonDerivative · entry 2

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,933

F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan.

F3 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $3.48 to $3.65, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
September 05, 2023 Filed Sep 7, 2023 00:11 UTC Aurora Innovation, Inc. AUR · Entity 3489 ConversionClass A Common Stock 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001828108-23-000192 · wk-form4_1694045492.xml · nonDerivative · entry 1

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

Read SEC document
August 22, 2023 Filed Aug 23, 2023 01:15 UTC Aurora Innovation, Inc. AUR · Entity 3489 SaleClass A Common Stock 15,613 $3.22 $50,200.48
Disclosure

SEC source: 0001828108-23-000186 · wk-form4_1692753327.xml · nonDerivative · entry 2

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,933

F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan. This reported transaction has no impact on the number of shares of Class B Common Stock beneficially owned by the reporting person.

F3 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $3.120 to $3.305, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 01:15 UTC Aurora Innovation, Inc. AUR · Entity 3489 Tax withholdingClass A Common Stock 15,353 $3.28 $50,357.84
Disclosure

SEC source: 0001828108-23-000186 · wk-form4_1692753327.xml · nonDerivative · entry 1

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,546

F1 · shares: Represents the number of shares of Class A common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the quarterly vesting of Restricted Stock Units granted on March 15, 2022.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 20:05 UTC Aurora Innovation, Inc. AUR · Entity 3489 ConversionClass B Common Stock · Derivative 180,274 $0.00 $0.00
Disclosure

SEC source: 0001828108-23-000177 · wk-form4_1692389147.xml · derivative · entry 3

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,470,193

Underlying: Class A Common Stock · 180,274 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 20:05 UTC Aurora Innovation, Inc. AUR · Entity 3489 SaleClass A Common Stock 180,274 $3.52 $635,213.47
Disclosure

SEC source: 0001828108-23-000177 · wk-form4_1692389147.xml · nonDerivative · entry 2

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,899

F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan.

F3 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $3.48 to $3.61, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 20:05 UTC Aurora Innovation, Inc. AUR · Entity 3489 ConversionClass A Common Stock 180,274 Not disclosed Not disclosed
Disclosure

SEC source: 0001828108-23-000177 · wk-form4_1692389147.xml · nonDerivative · entry 1

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 273,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

Read SEC document
August 15, 2023 Filed Aug 16, 2023 00:03 UTC Aurora Innovation, Inc. AUR · Entity 3489 ConversionClass B Common Stock · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001828108-23-000174 · wk-form4_1692144201.xml · derivative · entry 6

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,650,467

Underlying: Class A Common Stock · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

Read SEC document
August 15, 2023 Filed Aug 16, 2023 00:03 UTC Aurora Innovation, Inc. AUR · Entity 3489 SaleClass A Common Stock 200,000 $3.67 $734,200.00
Disclosure

SEC source: 0001828108-23-000174 · wk-form4_1692144201.xml · nonDerivative · entry 4

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,899

F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan.

F4 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $3.580 to $3.790, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
August 15, 2023 Filed Aug 16, 2023 00:03 UTC Aurora Innovation, Inc. AUR · Entity 3489 ConversionClass A Common Stock 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001828108-23-000174 · wk-form4_1692144201.xml · nonDerivative · entry 3

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 292,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 00:03 UTC Aurora Innovation, Inc. AUR · Entity 3489 ConversionClass B Common Stock · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001828108-23-000174 · wk-form4_1692144201.xml · derivative · entry 5

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,850,467

Underlying: Class A Common Stock · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 00:03 UTC Aurora Innovation, Inc. AUR · Entity 3489 SaleClass A Common Stock 200,000 $3.53 $705,380.00
Disclosure

SEC source: 0001828108-23-000174 · wk-form4_1692144201.xml · nonDerivative · entry 2

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,899

F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan.

F3 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $3.480 to $3.655, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 00:03 UTC Aurora Innovation, Inc. AUR · Entity 3489 ConversionClass A Common Stock 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001828108-23-000174 · wk-form4_1692144201.xml · nonDerivative · entry 1

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 292,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

Read SEC document
August 11, 2023 Filed Aug 12, 2023 00:26 UTC Aurora Innovation, Inc. AUR · Entity 3489 ConversionClass B Common Stock · Derivative 26,600 $0.00 $0.00
Disclosure

SEC source: 0001828108-23-000170 · wk-form4_1691799974.xml · derivative · entry 3

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,050,467

Underlying: Class A Common Stock · 26,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

Read SEC document
August 11, 2023 Filed Aug 12, 2023 00:26 UTC Aurora Innovation, Inc. AUR · Entity 3489 SaleClass A Common Stock 26,600 $3.48 $92,621.20
Disclosure

SEC source: 0001828108-23-000170 · wk-form4_1691799974.xml · nonDerivative · entry 2

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,899

F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan.

F3 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $3.48 to $3.485, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
August 11, 2023 Filed Aug 12, 2023 00:26 UTC Aurora Innovation, Inc. AUR · Entity 3489 ConversionClass A Common Stock 26,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001828108-23-000170 · wk-form4_1691799974.xml · nonDerivative · entry 1

Anderson Sterling · CIK 0001878943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.