Tapewire

Nasdaq · USD

AUPH

Aurinia Pharmaceuticals Inc.

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Tapewire entity
4463
SEC CIK
0001600620
Parsed reports
183

Last 12 months

Inside the activity.

11 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202630
Mar 202630
Apr 202600
May 202620
Jun 202630
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 21, 2024 Filed Nov 25, 2024 21:36 UTC GrantDirector Stock Option (right to buy) · Derivative 18,641 $0.00 Strike: $8.24 $0.00
Disclosure

SEC source: 0001600620-24-000124 · wk-form4_1732570590.xml · derivative · entry 2

Leversage Jill · CIK 0001837374 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,641

Underlying: Common Shares · 18,641 shares

Expires 2034-11-21

F2 · derivative.exercise_date: The options shall vest one year from date of grant.

Read SEC document
November 21, 2024 Filed Nov 25, 2024 21:36 UTC GrantCommon Shares 12,135 $0.00 $0.00
Disclosure

SEC source: 0001600620-24-000124 · wk-form4_1732570590.xml · nonDerivative · entry 1

Leversage Jill · CIK 0001837374 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,053

F1 · shares: Represents grant of Restricted Stock Units (RSUs) payable solely in common shares of the Issuer. The shares subject to the RSUs shall vest one year from date of grant.

Read SEC document
November 21, 2024 Filed Nov 25, 2024 21:28 UTC GrantDirector Stock Option (right to buy) · Derivative 18,641 $0.00 Strike: $8.24 $0.00
Disclosure

SEC source: 0001600620-24-000118 · wk-form4_1732570094.xml · derivative · entry 2

Jayne David R.W. · CIK 0001838242 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,641

Underlying: Common Shares · 18,641 shares

Expires 2034-11-21

F2 · derivative.exercise_date: The options shall vest one year from date of grant.

Read SEC document
November 21, 2024 Filed Nov 25, 2024 21:28 UTC GrantCommon Shares 12,135 $0.00 $0.00
Disclosure

SEC source: 0001600620-24-000118 · wk-form4_1732570094.xml · nonDerivative · entry 1

Jayne David R.W. · CIK 0001838242 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,499

F1 · shares: Represents grant of Restricted Stock Units (RSUs) payable solely in common shares of the Issuer. The shares subject to the RSUs shall vest one year from date of grant.

Read SEC document
November 11, 2024 Filed Nov 13, 2024 00:29 UTC SaleCommon Stock 4,557 $8.43 $38,415.51
Disclosure

SEC source: 0001600620-24-000116 · wk-form4_1731457775.xml · nonDerivative · entry 2

Bailey Jeffrey Allen · CIK 0001500210 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,356

F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of RSUs.

F3 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $8.37 to $8.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
November 11, 2024 Filed Nov 13, 2024 00:20 UTC SaleCommon Stock 5,241 $8.43 $44,181.63
Disclosure

SEC source: 0001600620-24-000114 · wk-form4_1731457229.xml · nonDerivative · entry 2

Smith Karen L. · CIK 0001639637 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,672

F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of RSUs.

F3 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $8.37 to $8.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
November 08, 2024 Filed Nov 13, 2024 00:29 UTC Exercise / conversionRestricted Stock Units · Derivative 17,913 $0.00 $0.00
Disclosure

SEC source: 0001600620-24-000116 · wk-form4_1731457775.xml · derivative · entry 3

Bailey Jeffrey Allen · CIK 0001500210 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,913 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs vested one year from date of grant and have no expiration date.

F4 · derivative.expiration_date: The RSUs vested one year from date of grant and have no expiration date.

Read SEC document
November 08, 2024 Filed Nov 13, 2024 00:29 UTC Exercise / conversionCommon Stock 17,913 Not disclosed Not disclosed
Disclosure

SEC source: 0001600620-24-000116 · wk-form4_1731457775.xml · nonDerivative · entry 1

Bailey Jeffrey Allen · CIK 0001500210 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
November 08, 2024 Filed Nov 13, 2024 00:20 UTC Exercise / conversionRestricted Stock Units · Derivative 17,913 $0.00 $0.00
Disclosure

SEC source: 0001600620-24-000114 · wk-form4_1731457229.xml · derivative · entry 3

Smith Karen L. · CIK 0001639637 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,913 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs vested one year from date of grant and have no expiration date.

F4 · derivative.expiration_date: The RSUs vested one year from date of grant and have no expiration date.

Read SEC document
November 08, 2024 Filed Nov 13, 2024 00:20 UTC Exercise / conversionCommon Stock 17,913 Not disclosed Not disclosed
Disclosure

SEC source: 0001600620-24-000114 · wk-form4_1731457229.xml · nonDerivative · entry 1

Smith Karen L. · CIK 0001639637 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 16:06 UTC
Habig Scott MichaelChief Commercial Officer
SaleCommon Stock 18,249 $5.31 $96,902.19
Disclosure

SEC source: 0001600620-24-000093 · wk-form4_1723147608.xml · nonDerivative · entry 1

Habig Scott Michael · CIK 0001938159 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 456,338

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of Restricted Stock Units related to the August 1, 2022 grant.

F2 · price: The price in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.29 to $5.34, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
May 21, 2024 Filed May 22, 2024 20:16 UTC SaleCommon Stock 520 $5.74 $2,984.80
Disclosure

SEC source: 0001600620-24-000078 · wk-form4_1716409003.xml · nonDerivative · entry 1

Balakrishnan Brinda · CIK 0001868236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,523

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of Restricted Stock Units granted on May 19, 2023.

Read SEC document
May 21, 2024 Filed May 22, 2024 20:14 UTC SaleCommon Stock 5,252 $5.74 $30,146.48
Disclosure

SEC source: 0001600620-24-000076 · wk-form4_1716408852.xml · nonDerivative · entry 1

Billen Daniel · CIK 0001837593 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,141

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of Restricted Stock Units granted on May 19, 2023.

Read SEC document
May 21, 2024 Filed May 22, 2024 20:11 UTC SaleCommon Stock 4,946 $5.74 $28,390.04
Disclosure

SEC source: 0001600620-24-000074 · wk-form4_1716408679.xml · nonDerivative · entry 1

Jayne David R.W. · CIK 0001838242 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,364

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of Restricted Stock Units granted on May 19, 2023.

Read SEC document
May 21, 2024 Filed May 22, 2024 20:09 UTC SaleCommon Stock 5,610 $5.74 $32,201.40
Disclosure

SEC source: 0001600620-24-000072 · wk-form4_1716408574.xml · nonDerivative · entry 1

Leversage Jill · CIK 0001837374 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,918

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of Restricted Stock Units granted on May 19, 2023.

Read SEC document
May 21, 2024 Filed May 22, 2024 20:07 UTC SaleCommon Stock 5,630 $5.74 $32,316.20
Disclosure

SEC source: 0001600620-24-000070 · wk-form4_1716408419.xml · nonDerivative · entry 1

MacKay-Dunn R. Hector · CIK 0001838521 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,595

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of Restricted Stock Units granted on May 19, 2023.

Read SEC document
March 06, 2024 Filed Mar 7, 2024 16:42 UTC
Habig Scott MichaelChief Commercial Officer
SaleCommon Stock 17,777 $5.60 $99,551.20
Disclosure

SEC source: 0001600620-24-000035 · wk-form4_1709847750.xml · nonDerivative · entry 1

Habig Scott Michael · CIK 0001938159 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 474,587

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of Restricted Stock Units related to the March 2, 2023 grant.

F2 · price: The price in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.475 to $5.755, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 06, 2024 Filed Mar 7, 2024 21:46 UTC
Greenleaf PeterDirector · Chief Executive Officer
SaleCommon Stock 126,981 $5.60 $711,093.60
Disclosure

SEC source: 0001600620-24-000038 · wk-form4_1709847968.xml · nonDerivative · entry 1

Greenleaf Peter · CIK 0001363683 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,522,114

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of Restricted Stock Units related to the March 2, 2022 and March 2, 2023 grants.

F2 · price: The price in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.475 to $5.755, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 06, 2024 Filed Mar 7, 2024 21:44 UTC
Miller Joseph MChief Financial Officer
SaleCommon Stock 34,811 $5.60 $194,941.60
Disclosure

SEC source: 0001600620-24-000037 · wk-form4_1709847876.xml · nonDerivative · entry 1

Miller Joseph M · CIK 0001746372 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 495,928

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of Restricted Stock Units related to the March 2, 2022 and March 2, 2023 grants.

F2 · price: The price in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.475 to $5.755, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 06, 2024 Filed Mar 7, 2024 21:43 UTC
Donley Matthew MaxwellEVP, Ops & Strategy
SaleCommon Stock 40,665 $5.51 $224,064.15
Disclosure

SEC source: 0001600620-24-000036 · wk-form4_1709847815.xml · nonDerivative · entry 1

Donley Matthew Maxwell · CIK 0001636642 · EVP, Ops & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 584,072

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of Restricted Stock Units related to the March 2, 2022 and March 2, 2023 grants.

F2 · price: The price in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.475 to $5.755, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 06, 2024 Filed Mar 7, 2024 21:41 UTC
Robertson Stephen P.EVP, General Counsel
SaleCommon Stock 57,745 $5.60 $323,372.00
Disclosure

SEC source: 0001600620-24-000034 · wk-form4_1709847708.xml · nonDerivative · entry 1

Robertson Stephen P. · CIK 0001837798 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 443,824

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of Restricted Stock Units related to the March 2, 2022 and March 2, 2023 grants.

F2 · price: The price in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.475 to $5.755, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 21:11 UTC
Knappertz VolkerEVP, Research and Development
SaleCommon Stock 4,930 $6.10 $30,073.00
Disclosure

SEC source: 0001600620-24-000028 · wk-form4_1709241050.xml · nonDerivative · entry 1

Knappertz Volker · CIK 0001754122 · EVP, Research and Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 319,128

Read SEC document
February 20, 2024 Filed Feb 22, 2024 16:33 UTC
Habig Scott MichaelChief Commercial Officer
SaleCommon Stock 15,867 $5.48 $86,951.16
Disclosure

SEC source: 0001600620-24-000021 · wk-form4_1708637563.xml · nonDerivative · entry 2

Habig Scott Michael · CIK 0001938159 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 492,364

F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of RSUs granted on August 1, 2022 grant.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 16:33 UTC
Habig Scott MichaelChief Commercial Officer
GrantCommon Stock 195,512 $0.00 $0.00
Disclosure

SEC source: 0001600620-24-000021 · wk-form4_1708637563.xml · nonDerivative · entry 1

Habig Scott Michael · CIK 0001938159 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 508,231

F1 · shares: Represents grant of Restricted Stock Units (RSUs) payable solely in common stock of the Issuer that vest in three (3) equal annual installments on the first, second and third anniversary of the grant date.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:25 UTC
Greenleaf PeterDirector · Chief Executive Officer
GrantCommon Stock 661,538 $0.00 $0.00
Disclosure

SEC source: 0001600620-24-000017 · wk-form4_1708637079.xml · nonDerivative · entry 1

Greenleaf Peter · CIK 0001363683 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,649,095

F1 · shares: Represents grant of Restricted Stock Units (RSUs) payable solely in common stock of the Issuer that vest in three (3) equal annual installments on the first, second and third anniversary of the grant date.

F2 · balance_after: Includes shares of common stock acquired by the reporting person pursuant to the Issuer's 2021 Employee Share Purchase Plan as follows: 2,386 shares of common stock were acquired on May 31, 2023 and 2,500 shares of common stock were acquired on November 30, 2023.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:35 UTC
Knappertz VolkerEVP, Research and Development
SaleCommon Stock 25,146 $5.48 $137,800.08
Disclosure

SEC source: 0001600620-24-000022 · wk-form4_1708637692.xml · nonDerivative · entry 1

Knappertz Volker · CIK 0001754122 · EVP, Research and Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 324,058

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of RSUs granted on August 1, 2022 grant.

F2 · balance_after: Includes shares of common stock acquired by the reporting person pursuant to the Issuer's 2021 Employee Share Purchase Plan as follows: 2,500 shares of common stock were acquired on May 31, 2023 and 2,430 shares of common stock were acquired on November 30, 2023.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:31 UTC
Donley Matthew MaxwellEVP, Ops & Strategy
GrantCommon Stock 216,666 $0.00 $0.00
Disclosure

SEC source: 0001600620-24-000020 · wk-form4_1708637456.xml · nonDerivative · entry 1

Donley Matthew Maxwell · CIK 0001636642 · EVP, Ops & Strategy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 624,737

F1 · shares: Represents grant of Restricted Stock Units (RSUs) payable solely in common stock of the Issuer that vest in three (3) equal annual installments on the first, second and third anniversary of the grant date.

F2 · balance_after: Includes shares of common stock acquired by the reporting person pursuant to the Issuer's 2021 Employee Share Purchase Plan as follows: 2,500 shares of common stock were acquired on May 31, 2023 and 2,430 shares of common stock were acquired on November 30, 2023.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:29 UTC
Robertson Stephen P.EVP, General Counsel
GrantCommon Stock 194,230 $0.00 $0.00
Disclosure

SEC source: 0001600620-24-000019 · wk-form4_1708637344.xml · nonDerivative · entry 1

Robertson Stephen P. · CIK 0001837798 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 501,569

F1 · shares: Represents grant of Restricted Stock Units (RSUs) payable solely in common stock of the Issuer that vest in three (3) equal annual installments on the first, second and third anniversary of the grant date.

F2 · balance_after: Includes shares of common stock acquired by the reporting person pursuant to the Issuer's 2021 Employee Share Purchase Plan as follows: 2,500 shares of common stock were acquired on May 31, 2023 and 1,717 shares of common stock were acquired on November 30, 2023.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:27 UTC
Miller Joseph MChief Financial Officer
GrantCommon Stock 196,153 $0.00 $0.00
Disclosure

SEC source: 0001600620-24-000018 · wk-form4_1708637259.xml · nonDerivative · entry 1

Miller Joseph M · CIK 0001746372 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 530,739

F1 · shares: Represents grant of Restricted Stock Units (RSUs) payable solely in common stock of the Issuer that vest in three (3) equal annual installments on the first, second and third anniversary of the grant date.

F2 · balance_after: Includes shares of common stock acquired by the reporting person pursuant to the Issuer's 2021 Employee Share Purchase Plan as follows: 1,732 shares of common stock were acquired on May 31, 2023 and 1,742 shares of common stock were acquired on November 30, 2023.

Read SEC document
September 21, 2023 Filed Sep 22, 2023 20:36 UTC GrantStock Option (right to buy) · Derivative 32,900 $0.00 Strike: $8.34 $0.00
Disclosure

SEC source: 0001600620-23-000042 · wk-form4_1695414981.xml · derivative · entry 2

Foster Robert T · CIK 0001677370 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,900

Underlying: Common Stock · 32,900 shares

Expires 2033-09-21

F3 · derivative.exercise_date: The option vests in twelve equal monthly installments commencing on October 21, 2023.

Read SEC document
September 21, 2023 Filed Sep 22, 2023 20:36 UTC GrantRestricted Stock Units · Derivative 20,383 $0.00 $0.00
Disclosure

SEC source: 0001600620-23-000042 · wk-form4_1695414981.xml · derivative · entry 1

Foster Robert T · CIK 0001677370 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,383

Underlying: Common Stock · 20,383 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest one year from date of grant and have no expiration date. Vested shares will be delivered on September 21, 2024

F2 · derivative.expiration_date: The RSUs will vest one year from date of grant and have no expiration date. Vested shares will be delivered on September 21, 2024

Read SEC document
August 18, 2023 Filed Aug 21, 2023 20:25 UTC GrantStock Option (right to buy) · Derivative 28,959 $0.00 Strike: $9.49 $0.00
Disclosure

SEC source: 0001600620-23-000038 · wk-form4_1692649498.xml · derivative · entry 2

Bailey Jeffrey Allen · CIK 0001500210 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,959

Underlying: Common Stock · 28,959 shares

Expires 2033-08-18

F2 · derivative.exercise_date: The option vests in twelve equal monthly installments commencing on September 18, 2023.

Read SEC document
August 18, 2023 Filed Aug 21, 2023 20:25 UTC GrantRestricted Stock Units · Derivative 17,913 $0.00 $0.00
Disclosure

SEC source: 0001600620-23-000038 · wk-form4_1692649498.xml · derivative · entry 1

Bailey Jeffrey Allen · CIK 0001500210 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,913

Underlying: Common Stock · 17,913 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest one year from date of grant and have no expiration date. Vested shares will be delivered on August 18, 2024.

F1 · derivative.exercise_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest one year from date of grant and have no expiration date. Vested shares will be delivered on August 18, 2024.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest one year from date of grant and have no expiration date. Vested shares will be delivered on August 18, 2024.

Read SEC document
August 18, 2023 Filed Aug 21, 2023 20:19 UTC GrantStock Option (right to buy) · Derivative 28,959 $0.00 Strike: $9.49 $0.00
Disclosure

SEC source: 0001600620-23-000034 · wk-form4_1692649179.xml · derivative · entry 2

Smith Karen L. · CIK 0001639637 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,959

Underlying: Common Stock · 28,959 shares

Expires 2033-08-18

F2 · derivative.exercise_date: The option vests in twelve equal installments commencing on September 18, 2023.

Read SEC document
August 18, 2023 Filed Aug 21, 2023 20:19 UTC GrantRestricted Stock Units · Derivative 17,913 $0.00 $0.00
Disclosure

SEC source: 0001600620-23-000034 · wk-form4_1692649179.xml · derivative · entry 1

Smith Karen L. · CIK 0001639637 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,913

Underlying: Common Stock · 17,913 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest one year from date of grant and have no expiration date. Vested shares will be delivered on August 18, 2024.

F1 · derivative.exercise_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest one year from date of grant and have no expiration date. Vested shares will be delivered on August 18, 2024.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest one year from date of grant and have no expiration date. Vested shares will be delivered on August 18, 2024.

Read SEC document
May 23, 2023 Filed May 23, 2023 21:19 UTC SaleCommon Stock 8,733 $11.26 $98,333.58
Disclosure

SEC source: 0001600620-23-000022 · wk-form4_1684876777.xml · nonDerivative · entry 3

Jayne David R.W. · CIK 0001838242 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,310

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May 23, 2023 Filed May 23, 2023 21:17 UTC SaleCommon Stock 4,650 $11.26 $52,359.00
Disclosure

SEC source: 0001600620-23-000020 · wk-form4_1684876658.xml · nonDerivative · entry 3

Billen Daniel · CIK 0001837593 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,393

F3 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of RSUs.

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May 23, 2023 Filed May 23, 2023 21:16 UTC SaleCommon Stock 4,818 $11.26 $54,250.68
Disclosure

SEC source: 0001600620-23-000018 · wk-form4_1684876541.xml · nonDerivative · entry 3

MacKay-Dunn R. Hector · CIK 0001838521 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,225

F3 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of RSUs.

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May 23, 2023 Filed May 23, 2023 21:14 UTC SaleCommon Stock 4,815 $11.26 $54,216.90
Disclosure

SEC source: 0001600620-23-000017 · wk-form4_1684876480.xml · nonDerivative · entry 3

Leversage Jill · CIK 0001837374 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,528

F3 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of RSUs.

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May 19, 2023 Filed May 23, 2023 17:18 UTC SaleCommon Stock 272 $10.58 $2,877.76
Disclosure

SEC source: 0001600620-23-000021 · wk-form4_1684876715.xml · nonDerivative · entry 2

Hagan Joseph P · CIK 0001465278 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,961

F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of RSUs.

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May 19, 2023 Filed May 23, 2023 21:22 UTC GrantStock Option (right to buy) · Derivative 15,234 $0.00 Strike: $10.74 $0.00
Disclosure

SEC source: 0001600620-23-000024 · wk-form4_1684876944.xml · derivative · entry 4

Balakrishnan Brinda · CIK 0001868236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,234

Underlying: Common Stock · 15,234 shares

Expires 2033-05-19

F3 · derivative.exercise_date: The option vests in twelve equal monthly installments commencing on June 19, 2023.

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May 19, 2023 Filed May 23, 2023 21:22 UTC GrantCommon Stock 9,310 $0.00 $0.00
Disclosure

SEC source: 0001600620-23-000024 · wk-form4_1684876944.xml · nonDerivative · entry 2

Balakrishnan Brinda · CIK 0001868236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,043

F2 · shares: Represents grant of the RSUs payable solely in common stock of the Issuer. The shares subject to the RSUs shall vest one year from date of grant.

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May 19, 2023 Filed May 23, 2023 21:19 UTC GrantStock Option (right to buy) · Derivative 15,234 $0.00 Strike: $10.74 $0.00
Disclosure

SEC source: 0001600620-23-000022 · wk-form4_1684876777.xml · derivative · entry 5

Jayne David R.W. · CIK 0001838242 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,234

Underlying: Common Stock · 15,234 shares

Expires 2033-05-19

F3 · derivative.exercise_date: The option vests in twelve equal monthly installments commencing on June 19, 2023.

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May 19, 2023 Filed May 23, 2023 21:19 UTC GrantCommon Stock 9,310 $0.00 $0.00
Disclosure

SEC source: 0001600620-23-000022 · wk-form4_1684876777.xml · nonDerivative · entry 2

Jayne David R.W. · CIK 0001838242 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,043

F2 · shares: Represents grant of the RSUs payable solely in common stock of the Issuer. The shares subject to the RSUs shall vest one year from date of grant.

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May 19, 2023 Filed May 23, 2023 21:17 UTC GrantStock Option (right to buy) · Derivative 15,234 $0.00 Strike: $10.74 $0.00
Disclosure

SEC source: 0001600620-23-000020 · wk-form4_1684876658.xml · derivative · entry 5

Billen Daniel · CIK 0001837593 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,234

Underlying: Common Stock · 15,234 shares

Expires 2033-05-19

F4 · derivative.exercise_date: The option vests in twelve equal monthly installments commencing on June 19, 2023.

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May 19, 2023 Filed May 23, 2023 21:17 UTC GrantCommon Stock 9,310 $0.00 $0.00
Disclosure

SEC source: 0001600620-23-000020 · wk-form4_1684876658.xml · nonDerivative · entry 2

Billen Daniel · CIK 0001837593 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,043

F2 · shares: Represents grant of the RSUs payable solely in common stock of the Issuer. The shares subject to the RSUs shall vest one year from date of grant.

Read SEC document
May 19, 2023 Filed May 23, 2023 21:16 UTC GrantStock Option (right to buy) · Derivative 15,234 $0.00 Strike: $10.74 $0.00
Disclosure

SEC source: 0001600620-23-000018 · wk-form4_1684876541.xml · derivative · entry 5

MacKay-Dunn R. Hector · CIK 0001838521 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,234

Underlying: Common Stock · 15,234 shares

Expires 2033-05-19

F4 · derivative.exercise_date: The option vests in twelve equal monthly installments commencing on June 19, 2023.

Read SEC document
May 19, 2023 Filed May 23, 2023 21:16 UTC GrantCommon Stock 9,310 $0.00 $0.00
Disclosure

SEC source: 0001600620-23-000018 · wk-form4_1684876541.xml · nonDerivative · entry 2

MacKay-Dunn R. Hector · CIK 0001838521 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,043

F2 · shares: Represents grant of the RSUs payable solely in common stock of the Issuer. The shares subject to the RSUs shall vest one year from date of grant.

Read SEC document
May 19, 2023 Filed May 23, 2023 21:14 UTC GrantStock Option (right to buy) · Derivative 15,234 $0.00 Strike: $10.74 $0.00
Disclosure

SEC source: 0001600620-23-000017 · wk-form4_1684876480.xml · derivative · entry 5

Leversage Jill · CIK 0001837374 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,234

Underlying: Common Stock · 15,234 shares

Expires 2033-05-19

F4 · derivative.exercise_date: The option vests in twelve equal monthly installments commencing on June 19, 2023.

Read SEC document
May 19, 2023 Filed May 23, 2023 21:14 UTC GrantCommon Stock 9,310 $0.00 $0.00
Disclosure

SEC source: 0001600620-23-000017 · wk-form4_1684876480.xml · nonDerivative · entry 2

Leversage Jill · CIK 0001837374 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,343

F2 · shares: Represents grant of the RSUs payable solely in common stock of the Issuer. The shares subject to the RSUs shall vest one year from date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.