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Balakrishnan Brinda

Disclosed activity across 1 company

Tapewire entity
90711
SEC CIK
0001868236

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Aurinia Pharmaceuticals Inc.AUPH · Entity 4463DirectorMay 21, 2024May 22, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Aurinia Pharmaceuticals Inc.

Report date May 21, 2024 · Filed May 22, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect17,523 Reported balance After 2024-05-21 transaction · row 1
1 source row

Row 1 · 2024-05-21 · Sale · Disposed 520 · Balance 17,523

F1: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of Restricted Stock Units granted on May 19, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of Restricted Stock Units granted on May 19, 2023.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 21, 2024 Filed May 22, 2024 20:16 UTC Aurinia Pharmaceuticals Inc. AUPH · Entity 4463 SaleCommon Stock 520 $5.74 $2,984.80
Disclosure

SEC source: 0001600620-24-000078 · wk-form4_1716409003.xml · nonDerivative · entry 1

Balakrishnan Brinda · CIK 0001868236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,523

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of Restricted Stock Units granted on May 19, 2023.

Read SEC document
May 19, 2023 Filed May 23, 2023 21:22 UTC Aurinia Pharmaceuticals Inc. AUPH · Entity 4463 GrantStock Option (right to buy) · Derivative 15,234 $0.00 Strike: $10.74 $0.00
Disclosure

SEC source: 0001600620-23-000024 · wk-form4_1684876944.xml · derivative · entry 4

Balakrishnan Brinda · CIK 0001868236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,234

Underlying: Common Stock · 15,234 shares

Expires 2033-05-19

F3 · derivative.exercise_date: The option vests in twelve equal monthly installments commencing on June 19, 2023.

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May 19, 2023 Filed May 23, 2023 21:22 UTC Aurinia Pharmaceuticals Inc. AUPH · Entity 4463 GrantCommon Stock 9,310 $0.00 $0.00
Disclosure

SEC source: 0001600620-23-000024 · wk-form4_1684876944.xml · nonDerivative · entry 2

Balakrishnan Brinda · CIK 0001868236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,043

F2 · shares: Represents grant of the RSUs payable solely in common stock of the Issuer. The shares subject to the RSUs shall vest one year from date of grant.

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May 18, 2023 Filed May 23, 2023 21:22 UTC Aurinia Pharmaceuticals Inc. AUPH · Entity 4463 Exercise / conversionRestricted Stock Units · Derivative 8,733 $0.00 $0.00
Disclosure

SEC source: 0001600620-23-000024 · wk-form4_1684876944.xml · derivative · entry 3

Balakrishnan Brinda · CIK 0001868236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,733 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer Common Stock. The RSUs have no expiration date.

F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer Common Stock. The RSUs have no expiration date.

Read SEC document
May 18, 2023 Filed May 23, 2023 21:22 UTC Aurinia Pharmaceuticals Inc. AUPH · Entity 4463 Exercise / conversionCommon Stock 8,733 Not disclosed Not disclosed
Disclosure

SEC source: 0001600620-23-000024 · wk-form4_1684876944.xml · nonDerivative · entry 1

Balakrishnan Brinda · CIK 0001868236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer Common Stock. The RSUs have no expiration date.

Read SEC document
May 18, 2022 Filed May 20, 2022 20:07 UTC Aurinia Pharmaceuticals Inc. AUPH · Entity 4463 GrantStock Option (right to buy) · Derivative 14,612 $0.00 Strike: $11.45 $0.00
Disclosure

SEC source: 0001628280-22-015029 · wf-form4_165307725344576.xml · derivative · entry 2

Balakrishnan Brinda · CIK 0001868236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,612

Underlying: Common Stock · 14,612 shares

Expires 2032-05-18

F2 · derivative.exercise_date: The option vests in twelve equal monthly installments commencing on June 18, 2022.

Read SEC document
May 18, 2022 Filed May 20, 2022 20:07 UTC Aurinia Pharmaceuticals Inc. AUPH · Entity 4463 GrantRestricted Stock Unit · Derivative 8,733 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-015029 · wf-form4_165307725344576.xml · derivative · entry 1

Balakrishnan Brinda · CIK 0001868236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,733

Underlying: Common Shares · 8,733 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuers common stock. The RSUs will vest and be delivered to the Reporting Person one year from date of grant.

F1 · derivative.exercise_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuers common stock. The RSUs will vest and be delivered to the Reporting Person one year from date of grant.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuers common stock. The RSUs will vest and be delivered to the Reporting Person one year from date of grant.

Read SEC document
June 14, 2021 Filed Jun 17, 2021 20:39 UTC Aurinia Pharmaceuticals Inc. AUPH · Entity 4463 GrantStock Option (right to buy) · Derivative 53,291 $0.00 Strike: $12.86 $0.00
Disclosure

SEC source: 0001628280-21-012469 · wf-form4_162396231828957.xml · derivative · entry 1

Balakrishnan Brinda · CIK 0001868236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,291

Underlying: Common Shares · 53,291 shares

Expires 2031-06-14

F1 · derivative.exercise_date: The option vests in twelve equal monthly installments commencing on July 14, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.