Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aurinia Pharmaceuticals Inc.AUPH · Entity 4463 | Director | November 21, 2024 | November 25, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aurinia Pharmaceuticals Inc.
Report date November 21, 2024 · Filed November 25, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 56,499 |
Reported balance
After 2024-11-21 transaction · row 1
1 source rowRow 1 · 2024-11-21 · Grant · Acquired 12,135 · Balance 56,499 F1: Represents grant of Restricted Stock Units (RSUs) payable solely in common shares of the Issuer. The shares subject to the RSUs shall vest one year from date of grant. |
| Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.24 · Expires 2034-11-21 | Direct | 18,641 |
Reported balance
After 2024-11-21 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-11-21 · Grant · Acquired 18,641 · Balance 18,641 F2: The options shall vest one year from date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents grant of Restricted Stock Units (RSUs) payable solely in common shares of the Issuer. The shares subject to the RSUs shall vest one year from date of grant.
F2: The options shall vest one year from date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 21, 2024 Filed Nov 25, 2024 21:28 UTC | Aurinia Pharmaceuticals Inc. AUPH · Entity 4463 | GrantDirector Stock Option (right to buy) · Derivative | 18,641 | $0.00 Strike: $8.24 | $0.00 |
DisclosureSEC source: 0001600620-24-000118 · wk-form4_1732570094.xml · derivative · entry 2 Jayne David R.W. · CIK 0001838242 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,641 Underlying: Common Shares · 18,641 shares Expires 2034-11-21 F2 · derivative.exercise_date: The options shall vest one year from date of grant. Read SEC document |
| November 21, 2024 Filed Nov 25, 2024 21:28 UTC | Aurinia Pharmaceuticals Inc. AUPH · Entity 4463 | GrantCommon Shares | 12,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001600620-24-000118 · wk-form4_1732570094.xml · nonDerivative · entry 1 Jayne David R.W. · CIK 0001838242 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,499 F1 · shares: Represents grant of Restricted Stock Units (RSUs) payable solely in common shares of the Issuer. The shares subject to the RSUs shall vest one year from date of grant. Read SEC document |
| May 21, 2024 Filed May 22, 2024 20:11 UTC | Aurinia Pharmaceuticals Inc. AUPH · Entity 4463 | SaleCommon Stock | 4,946 | $5.74 | $28,390.04 |
DisclosureSEC source: 0001600620-24-000074 · wk-form4_1716408679.xml · nonDerivative · entry 1 Jayne David R.W. · CIK 0001838242 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,364 F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of Restricted Stock Units granted on May 19, 2023. Read SEC document |
| May 23, 2023 Filed May 23, 2023 21:19 UTC | Aurinia Pharmaceuticals Inc. AUPH · Entity 4463 | SaleCommon Stock | 8,733 | $11.26 | $98,333.58 |
DisclosureSEC source: 0001600620-23-000022 · wk-form4_1684876777.xml · nonDerivative · entry 3 Jayne David R.W. · CIK 0001838242 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,310 Read SEC document |
| May 19, 2023 Filed May 23, 2023 21:19 UTC | Aurinia Pharmaceuticals Inc. AUPH · Entity 4463 | GrantStock Option (right to buy) · Derivative | 15,234 | $0.00 Strike: $10.74 | $0.00 |
DisclosureSEC source: 0001600620-23-000022 · wk-form4_1684876777.xml · derivative · entry 5 Jayne David R.W. · CIK 0001838242 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,234 Underlying: Common Stock · 15,234 shares Expires 2033-05-19 F3 · derivative.exercise_date: The option vests in twelve equal monthly installments commencing on June 19, 2023. Read SEC document |
| May 19, 2023 Filed May 23, 2023 21:19 UTC | Aurinia Pharmaceuticals Inc. AUPH · Entity 4463 | GrantCommon Stock | 9,310 | $0.00 | $0.00 |
DisclosureSEC source: 0001600620-23-000022 · wk-form4_1684876777.xml · nonDerivative · entry 2 Jayne David R.W. · CIK 0001838242 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,043 F2 · shares: Represents grant of the RSUs payable solely in common stock of the Issuer. The shares subject to the RSUs shall vest one year from date of grant. Read SEC document |
| May 18, 2023 Filed May 23, 2023 21:19 UTC | Aurinia Pharmaceuticals Inc. AUPH · Entity 4463 | Exercise / conversionRestricted Stock Units · Derivative | 8,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001600620-23-000022 · wk-form4_1684876777.xml · derivative · entry 4 Jayne David R.W. · CIK 0001838242 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,733 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer Common Stock. The RSUs have no expiration date. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer Common Stock. The RSUs have no expiration date. Read SEC document |
| May 18, 2023 Filed May 23, 2023 21:19 UTC | Aurinia Pharmaceuticals Inc. AUPH · Entity 4463 | Exercise / conversionCommon Stock | 8,733 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001600620-23-000022 · wk-form4_1684876777.xml · nonDerivative · entry 1 Jayne David R.W. · CIK 0001838242 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer Common Stock. The RSUs have no expiration date. Read SEC document |
| May 18, 2022 Filed May 20, 2022 20:08 UTC | Aurinia Pharmaceuticals Inc. AUPH · Entity 4463 | GrantStock Option (right to buy) · Derivative | 14,612 | $0.00 Strike: $11.45 | $0.00 |
DisclosureSEC source: 0001628280-22-015031 · wf-form4_165307729475114.xml · derivative · entry 2 Jayne David R.W. · CIK 0001838242 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,612 Underlying: Common Stock · 14,612 shares Expires 2032-05-18 F2 · derivative.exercise_date: The option vests in twelve equal monthly installments commencing on June 18, 2022. Read SEC document |
| May 18, 2022 Filed May 20, 2022 20:08 UTC | Aurinia Pharmaceuticals Inc. AUPH · Entity 4463 | GrantRestricted Stock Unit · Derivative | 8,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-015031 · wf-form4_165307729475114.xml · derivative · entry 1 Jayne David R.W. · CIK 0001838242 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,733 Underlying: Common Shares · 8,733 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuers common stock. The RSUs will vest and be delivered to the Reporting Person one year from date of grant. F1 · derivative.exercise_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuers common stock. The RSUs will vest and be delivered to the Reporting Person one year from date of grant. F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuers common stock. The RSUs will vest and be delivered to the Reporting Person one year from date of grant. Read SEC document |
| May 18, 2022 Filed Jul 11, 2022 10:16 UTC Amendment | Aurinia Pharmaceuticals Inc. AUPH · Entity 4463 | Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $3.62 | $0.00 |
DisclosureSEC source: 0001628280-22-018767 · wf-form4a_165753457810786.xml · derivative · entry 2 Jayne David R.W. · CIK 0001838242 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2027-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date. F2 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable. They vested in twelve equal monthly installments from the grant date. Read SEC document |
| May 18, 2022 Filed Jul 11, 2022 10:16 UTC Amendment | Aurinia Pharmaceuticals Inc. AUPH · Entity 4463 | Exercise / conversionCommon Stock | 10,000 | $3.62 | $36,200.00 |
DisclosureSEC source: 0001628280-22-018767 · wf-form4a_165753457810786.xml · nonDerivative · entry 1 Jayne David R.W. · CIK 0001838242 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date. Read SEC document |
| June 14, 2021 Filed Jun 17, 2021 01:19 UTC | Aurinia Pharmaceuticals Inc. AUPH · Entity 4463 | GrantStock Option (right to buy) · Derivative | 31,347 | $0.00 Strike: $12.86 | $0.00 |
DisclosureSEC source: 0001628280-21-012385 · wf-form4_162389275893099.xml · derivative · entry 1 Jayne David R.W. · CIK 0001838242 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,347 Underlying: Common Shares · 31,347 shares Expires 2031-06-14 F1 · derivative.exercise_date: The option vests in twelve equal monthly installments commencing on July 14, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.