Bailey Jeffrey Allen

SEC source: 0001500210-26-000002 · wk-form4_1780949328.xml · derivative · entry 1

Bailey Jeffrey Allen · CIK 0001500210 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,931

Underlying: Common Shares · 23,931 shares

Expires 2036-06-04

F1 · derivative.exercise_date: The options shall vest one year from date of grant.

SEC source: 0001600620-25-000110 · wk-form4_1764022752.xml · nonDerivative · entry 1

Bailey Jeffrey Allen · CIK 0001500210 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,775

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock units.

SEC source: 0001600620-25-000075 · wk-form4_1747429452.xml · derivative · entry 1

Bailey Jeffrey Allen · CIK 0001500210 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,485

Underlying: Common Shares · 37,485 shares

Expires 2035-05-16

F1 · derivative.exercise_date: The options shall vest one year from date of grant.

SEC source: 0001600620-24-000120 · wk-form4_1732570246.xml · derivative · entry 2

Bailey Jeffrey Allen · CIK 0001500210 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,641

Underlying: Common Shares · 18,641 shares

Expires 2034-11-21

F2 · derivative.exercise_date: The options shall vest one year from date of grant.

SEC source: 0001600620-24-000120 · wk-form4_1732570246.xml · nonDerivative · entry 1

Bailey Jeffrey Allen · CIK 0001500210 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,491

F1 · shares: Represents grant of Restricted Stock Units (RSUs) payable solely in common shares of the Issuer. The shares subject to the RSUs shall vest one year from date of grant.

SEC source: 0001600620-24-000116 · wk-form4_1731457775.xml · nonDerivative · entry 2

Bailey Jeffrey Allen · CIK 0001500210 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,356

F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of RSUs.

F3 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $8.37 to $8.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

SEC source: 0001600620-24-000116 · wk-form4_1731457775.xml · derivative · entry 3

Bailey Jeffrey Allen · CIK 0001500210 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,913 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The RSUs vested one year from date of grant and have no expiration date.

F4 · derivative.expiration_date: The RSUs vested one year from date of grant and have no expiration date.

SEC source: 0001600620-24-000116 · wk-form4_1731457775.xml · nonDerivative · entry 1

Bailey Jeffrey Allen · CIK 0001500210 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001600620-23-000038 · wk-form4_1692649498.xml · derivative · entry 2

Bailey Jeffrey Allen · CIK 0001500210 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,959

Underlying: Common Stock · 28,959 shares

Expires 2033-08-18

F2 · derivative.exercise_date: The option vests in twelve equal monthly installments commencing on September 18, 2023.

SEC source: 0001600620-23-000038 · wk-form4_1692649498.xml · derivative · entry 1

Bailey Jeffrey Allen · CIK 0001500210 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,913

Underlying: Common Stock · 17,913 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest one year from date of grant and have no expiration date. Vested shares will be delivered on August 18, 2024.

F1 · derivative.exercise_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest one year from date of grant and have no expiration date. Vested shares will be delivered on August 18, 2024.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest one year from date of grant and have no expiration date. Vested shares will be delivered on August 18, 2024.

SEC source: 0000899243-22-023133 · doc4.xml · derivative · entry 1

Bailey Jeffrey Allen · CIK 0001500210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,500

Underlying: Common Stock · 54,500 shares

Expires 2032-06-14

F1 · derivative.exercise_date: This option was granted on June 15, 2022. The shares underlying the option are scheduled to vest in full on the earlier of (i) June 15, 2023 or (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders.

SEC source: 0001103021-22-000065 · wf-form4_164798344795443.xml · derivative · entry 7

Bailey Jeffrey Allen · CIK 0001500210 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,143,467 shares

Expires not disclosed

F4 · price: Immediately prior to the Effective Time, each Issuer option that was outstanding and then exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Issuer option (any such Issuer option, an "In-the-Money Cash Out Option") was cancelled and automatically converted into the right to receive for each Share underlying such Issuer option, without interest and subject to deduction for any required withholding taxes, an amount in cash equal to the excess of the Merger Consideration over the per share exercise price of such In-the-Money Cash Out Option. All Issuer options that were not In-the-Money Cash Out Options were cancelled at the Effective Time without payment of any consideration.

F4 · derivative.exercise_date: Immediately prior to the Effective Time, each Issuer option that was outstanding and then exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Issuer option (any such Issuer option, an "In-the-Money Cash Out Option") was cancelled and automatically converted into the right to receive for each Share underlying such Issuer option, without interest and subject to deduction for any required withholding taxes, an amount in cash equal to the excess of the Merger Consideration over the per share exercise price of such In-the-Money Cash Out Option. All Issuer options that were not In-the-Money Cash Out Options were cancelled at the Effective Time without payment of any consideration.

F4 · derivative.expiration_date: Immediately prior to the Effective Time, each Issuer option that was outstanding and then exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Issuer option (any such Issuer option, an "In-the-Money Cash Out Option") was cancelled and automatically converted into the right to receive for each Share underlying such Issuer option, without interest and subject to deduction for any required withholding taxes, an amount in cash equal to the excess of the Merger Consideration over the per share exercise price of such In-the-Money Cash Out Option. All Issuer options that were not In-the-Money Cash Out Options were cancelled at the Effective Time without payment of any consideration.

SEC source: 0001103021-22-000065 · wf-form4_164798344795443.xml · derivative · entry 6

Bailey Jeffrey Allen · CIK 0001500210 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 840,000 shares

Expires not disclosed

F4 · price: Immediately prior to the Effective Time, each Issuer option that was outstanding and then exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Issuer option (any such Issuer option, an "In-the-Money Cash Out Option") was cancelled and automatically converted into the right to receive for each Share underlying such Issuer option, without interest and subject to deduction for any required withholding taxes, an amount in cash equal to the excess of the Merger Consideration over the per share exercise price of such In-the-Money Cash Out Option. All Issuer options that were not In-the-Money Cash Out Options were cancelled at the Effective Time without payment of any consideration.

F4 · derivative.exercise_date: Immediately prior to the Effective Time, each Issuer option that was outstanding and then exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Issuer option (any such Issuer option, an "In-the-Money Cash Out Option") was cancelled and automatically converted into the right to receive for each Share underlying such Issuer option, without interest and subject to deduction for any required withholding taxes, an amount in cash equal to the excess of the Merger Consideration over the per share exercise price of such In-the-Money Cash Out Option. All Issuer options that were not In-the-Money Cash Out Options were cancelled at the Effective Time without payment of any consideration.

F4 · derivative.expiration_date: Immediately prior to the Effective Time, each Issuer option that was outstanding and then exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Issuer option (any such Issuer option, an "In-the-Money Cash Out Option") was cancelled and automatically converted into the right to receive for each Share underlying such Issuer option, without interest and subject to deduction for any required withholding taxes, an amount in cash equal to the excess of the Merger Consideration over the per share exercise price of such In-the-Money Cash Out Option. All Issuer options that were not In-the-Money Cash Out Options were cancelled at the Effective Time without payment of any consideration.

SEC source: 0001103021-22-000065 · wf-form4_164798344795443.xml · derivative · entry 5

Bailey Jeffrey Allen · CIK 0001500210 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 66,805 shares

Expires not disclosed

F4 · price: Immediately prior to the Effective Time, each Issuer option that was outstanding and then exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Issuer option (any such Issuer option, an "In-the-Money Cash Out Option") was cancelled and automatically converted into the right to receive for each Share underlying such Issuer option, without interest and subject to deduction for any required withholding taxes, an amount in cash equal to the excess of the Merger Consideration over the per share exercise price of such In-the-Money Cash Out Option. All Issuer options that were not In-the-Money Cash Out Options were cancelled at the Effective Time without payment of any consideration.

F4 · derivative.exercise_date: Immediately prior to the Effective Time, each Issuer option that was outstanding and then exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Issuer option (any such Issuer option, an "In-the-Money Cash Out Option") was cancelled and automatically converted into the right to receive for each Share underlying such Issuer option, without interest and subject to deduction for any required withholding taxes, an amount in cash equal to the excess of the Merger Consideration over the per share exercise price of such In-the-Money Cash Out Option. All Issuer options that were not In-the-Money Cash Out Options were cancelled at the Effective Time without payment of any consideration.

F4 · derivative.expiration_date: Immediately prior to the Effective Time, each Issuer option that was outstanding and then exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Issuer option (any such Issuer option, an "In-the-Money Cash Out Option") was cancelled and automatically converted into the right to receive for each Share underlying such Issuer option, without interest and subject to deduction for any required withholding taxes, an amount in cash equal to the excess of the Merger Consideration over the per share exercise price of such In-the-Money Cash Out Option. All Issuer options that were not In-the-Money Cash Out Options were cancelled at the Effective Time without payment of any consideration.

SEC source: 0001103021-22-000065 · wf-form4_164798344795443.xml · derivative · entry 4

Bailey Jeffrey Allen · CIK 0001500210 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 160,000 shares

Expires not disclosed

F4 · price: Immediately prior to the Effective Time, each Issuer option that was outstanding and then exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Issuer option (any such Issuer option, an "In-the-Money Cash Out Option") was cancelled and automatically converted into the right to receive for each Share underlying such Issuer option, without interest and subject to deduction for any required withholding taxes, an amount in cash equal to the excess of the Merger Consideration over the per share exercise price of such In-the-Money Cash Out Option. All Issuer options that were not In-the-Money Cash Out Options were cancelled at the Effective Time without payment of any consideration.

F4 · derivative.exercise_date: Immediately prior to the Effective Time, each Issuer option that was outstanding and then exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Issuer option (any such Issuer option, an "In-the-Money Cash Out Option") was cancelled and automatically converted into the right to receive for each Share underlying such Issuer option, without interest and subject to deduction for any required withholding taxes, an amount in cash equal to the excess of the Merger Consideration over the per share exercise price of such In-the-Money Cash Out Option. All Issuer options that were not In-the-Money Cash Out Options were cancelled at the Effective Time without payment of any consideration.

F4 · derivative.expiration_date: Immediately prior to the Effective Time, each Issuer option that was outstanding and then exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Issuer option (any such Issuer option, an "In-the-Money Cash Out Option") was cancelled and automatically converted into the right to receive for each Share underlying such Issuer option, without interest and subject to deduction for any required withholding taxes, an amount in cash equal to the excess of the Merger Consideration over the per share exercise price of such In-the-Money Cash Out Option. All Issuer options that were not In-the-Money Cash Out Options were cancelled at the Effective Time without payment of any consideration.

SEC source: 0001103021-22-000065 · wf-form4_164798344795443.xml · derivative · entry 3

Bailey Jeffrey Allen · CIK 0001500210 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 96,000 shares

Expires not disclosed

F4 · price: Immediately prior to the Effective Time, each Issuer option that was outstanding and then exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Issuer option (any such Issuer option, an "In-the-Money Cash Out Option") was cancelled and automatically converted into the right to receive for each Share underlying such Issuer option, without interest and subject to deduction for any required withholding taxes, an amount in cash equal to the excess of the Merger Consideration over the per share exercise price of such In-the-Money Cash Out Option. All Issuer options that were not In-the-Money Cash Out Options were cancelled at the Effective Time without payment of any consideration.

F4 · derivative.exercise_date: Immediately prior to the Effective Time, each Issuer option that was outstanding and then exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Issuer option (any such Issuer option, an "In-the-Money Cash Out Option") was cancelled and automatically converted into the right to receive for each Share underlying such Issuer option, without interest and subject to deduction for any required withholding taxes, an amount in cash equal to the excess of the Merger Consideration over the per share exercise price of such In-the-Money Cash Out Option. All Issuer options that were not In-the-Money Cash Out Options were cancelled at the Effective Time without payment of any consideration.

F4 · derivative.expiration_date: Immediately prior to the Effective Time, each Issuer option that was outstanding and then exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Issuer option (any such Issuer option, an "In-the-Money Cash Out Option") was cancelled and automatically converted into the right to receive for each Share underlying such Issuer option, without interest and subject to deduction for any required withholding taxes, an amount in cash equal to the excess of the Merger Consideration over the per share exercise price of such In-the-Money Cash Out Option. All Issuer options that were not In-the-Money Cash Out Options were cancelled at the Effective Time without payment of any consideration.

SEC source: 0001103021-22-000065 · wf-form4_164798344795443.xml · derivative · entry 2

Bailey Jeffrey Allen · CIK 0001500210 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 316,919 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one Share.

F3 · price: Each Issuer RSUs that was outstanding immediately prior to the Effective Time, was cancelled and converted into the right to receive for each Share underlying such RSU, without interest and subject to deduction for any required withholding taxes, an amount in cash equal to the Merger Consideration.

F3 · derivative.exercise_date: Each Issuer RSUs that was outstanding immediately prior to the Effective Time, was cancelled and converted into the right to receive for each Share underlying such RSU, without interest and subject to deduction for any required withholding taxes, an amount in cash equal to the Merger Consideration.

F3 · derivative.expiration_date: Each Issuer RSUs that was outstanding immediately prior to the Effective Time, was cancelled and converted into the right to receive for each Share underlying such RSU, without interest and subject to deduction for any required withholding taxes, an amount in cash equal to the Merger Consideration.

SEC source: 0001103021-22-000065 · wf-form4_164798344795443.xml · nonDerivative · entry 1

Bailey Jeffrey Allen · CIK 0001500210 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of February 14, 2022, by and among the Issuer, Collegium Pharmaceutical, Inc., ("Parent"), and Bristol Acquisition Company Inc., a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a tender offer for shares of common stock of Issuer, $0.001 par value per share (each, a "Share") and thereafter merged with and into the Issuer (the "Merger") effective as of March 22, 2022 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $5.60 in cash (the "Merger Consideration") without interest and subject to applicable withholding taxes.

F1 · shares: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of February 14, 2022, by and among the Issuer, Collegium Pharmaceutical, Inc., ("Parent"), and Bristol Acquisition Company Inc., a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a tender offer for shares of common stock of Issuer, $0.001 par value per share (each, a "Share") and thereafter merged with and into the Issuer (the "Merger") effective as of March 22, 2022 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $5.60 in cash (the "Merger Consideration") without interest and subject to applicable withholding taxes.

F1 · price: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of February 14, 2022, by and among the Issuer, Collegium Pharmaceutical, Inc., ("Parent"), and Bristol Acquisition Company Inc., a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a tender offer for shares of common stock of Issuer, $0.001 par value per share (each, a "Share") and thereafter merged with and into the Issuer (the "Merger") effective as of March 22, 2022 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $5.60 in cash (the "Merger Consideration") without interest and subject to applicable withholding taxes.

SEC source: 0001103021-22-000053 · wf-form4_164700411850804.xml · derivative · entry 2

Bailey Jeffrey Allen · CIK 0001500210 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,334

Underlying: Common Stock · 5,333 shares

Expires 2023-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares of common stock were acquired by the Reporting Person as a result of the vesting of 5,333 of RSUs granted to the Reporting Person on March 9, 2020 under the Issuer's 2019 Stock Option Incentive Plan. The remainder of the RSUs under this grant will vest on March 9, 2023.

SEC source: 0001103021-22-000053 · wf-form4_164700411850804.xml · nonDerivative · entry 1

Bailey Jeffrey Allen · CIK 0001500210 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares of common stock were acquired by the Reporting Person as a result of the vesting of 5,333 of RSUs granted to the Reporting Person on March 9, 2020 under the Issuer's 2019 Stock Option Incentive Plan. The remainder of the RSUs under this grant will vest on March 9, 2023.

SEC source: 0001103021-22-000020 · wf-form4_164367002807246.xml · derivative · entry 2

Bailey Jeffrey Allen · CIK 0001500210 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,918

Underlying: Common Stock · 204,918 shares

Expires 2025-01-27

F3 · kind: The Restricted Stock Units ("RSUs") were issued to the Reporting Person on January 27, 2022, pursuant to a grant under the Plan. The award is subject to time-based vesting and will vest in equal portions on: (i) January 27, 2023; (ii) January 27, 2024; and (iii) January 27, 2025.

F4 · derivative.exercise_date: Upon vesting, each RSU entitles the Reporting Person to one share of the Issuer's common stock.

SEC source: 0001103021-22-000020 · wf-form4_164367002807246.xml · derivative · entry 1

Bailey Jeffrey Allen · CIK 0001500210 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,143,467

Underlying: Common Stock · 1,143,467 shares

Expires 2032-01-26

F1 · derivative.exercise_price: The exercise price of the stock options issued to the Reporting Person is equal to the closing price of the Issuer's common stock on January 27, 2022.

F2 · kind: The stock options were issued to the Reporting Person on January 27, 2022, pursuant to a grant under the Issuer's 2019 Stock Option Incentive Plan (the "Plan"). The award is subject to time-based vesting and will vest in equal portions on: (i) January 27, 2023; (ii) January 27, 2024; and (iii) January 27, 2025.

F2 · derivative.exercise_date: The stock options were issued to the Reporting Person on January 27, 2022, pursuant to a grant under the Issuer's 2019 Stock Option Incentive Plan (the "Plan"). The award is subject to time-based vesting and will vest in equal portions on: (i) January 27, 2023; (ii) January 27, 2024; and (iii) January 27, 2025.

SEC source: 0001628280-21-022261 · wf-form4_163640762663267.xml · derivative · entry 2

Bailey Jeffrey Allen · CIK 0001500210 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,667

Underlying: Common Stock · 53,333 shares

Expires 2023-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares of common stock were acquired by the Reporting Person as a result of the vesting of Restricted Stock Units ("RSUs") granted to the Reporting Person on November 4, 2020, under the Issuer's 2019 Stock Option Incentive Plan. The remaining RSUs vest equally on November 4, 2022 and November 4, 2023.

SEC source: 0001628280-21-022261 · wf-form4_163640762663267.xml · nonDerivative · entry 1

Bailey Jeffrey Allen · CIK 0001500210 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares of common stock were acquired by the Reporting Person as a result of the vesting of Restricted Stock Units ("RSUs") granted to the Reporting Person on November 4, 2020, under the Issuer's 2019 Stock Option Incentive Plan. The remaining RSUs vest equally on November 4, 2022 and November 4, 2023.

SEC source: 0001103021-21-000076 · wf-form4_162863417092823.xml · derivative · entry 2

Bailey Jeffrey Allen · CIK 0001500210 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,567 shares

Expires 2021-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares of common stock were acquired by the Reporting Person as a result of the vesting of Restricted Stock Units granted to the Reporting Person on July 30, 2020 under the Issuer's 2019 Stock Option Incentive Plan.

SEC source: 0001103021-21-000076 · wf-form4_162863417092823.xml · nonDerivative · entry 1

Bailey Jeffrey Allen · CIK 0001500210 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-21-024533 · doc4.xml · derivative · entry 1

Bailey Jeffrey Allen · CIK 0001500210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,000

Underlying: Common Stock · 96,000 shares

Expires 2031-06-14

F1 · derivative.exercise_date: This option was granted on June 15, 2021. The shares underlying the option are scheduled to vest in full on the earlier of (i) June 15, 2022 or (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders.

SEC source: 0001104659-21-048077 · tm2111500-5_4seq1.xml · derivative · entry 2

Bailey Jeffrey Allen · CIK 0001500210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Shares of Benefitial Interest · 245 shares

Expires 2021-04-06

SEC source: 0001104659-21-048077 · tm2111500-5_4seq1.xml · nonDerivative · entry 1

Bailey Jeffrey Allen · CIK 0001500210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 980

SEC source: 0001103021-21-000031 · wf-form4_161549726753284.xml · derivative · entry 2

Bailey Jeffrey Allen · CIK 0001500210 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,667

Underlying: Common Stock · 5,333 shares

Expires 2023-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares of common stock were acquired by the Reporting Person as a result of the vesting of 5,333 of RSUs granted to the Reporting Person on March 9, 2020 under the Stock Option Incentive Plan. The remainder of the RSUs under this grant will vest in equal amounts on each of March 9, 2022 and March 9, 2023.

SEC source: 0001103021-21-000031 · wf-form4_161549726753284.xml · nonDerivative · entry 1

Bailey Jeffrey Allen · CIK 0001500210 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001103021-20-000158 · wf-form4_160815487692282.xml · nonDerivative · entry 1

Bailey Jeffrey Allen · CIK 0001500210 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,567

SEC source: 0001103021-20-000150 · wf-form4_160470129788573.xml · derivative · entry 4

Bailey Jeffrey Allen · CIK 0001500210 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 160,000 shares

Expires 2023-11-04

F3 · derivative.exercise_price: The stock options and RSUs were issued to the Reporting Person on November 4, 2020, pursuant to a grant under the Plan and are subject to vesting in thirds on each of November 4, 2021, November 4, 2022 and November 4, 2023.

F3 · derivative.exercise_date: The stock options and RSUs were issued to the Reporting Person on November 4, 2020, pursuant to a grant under the Plan and are subject to vesting in thirds on each of November 4, 2021, November 4, 2022 and November 4, 2023.

SEC source: 0001103021-20-000150 · wf-form4_160470129788573.xml · derivative · entry 3

Bailey Jeffrey Allen · CIK 0001500210 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 840,000

Underlying: Common Stock · 840,000 shares

Expires 2030-11-04

F2 · derivative.exercise_price: The exercise price of the stock options issued to the Reporting Person is the volume-weighted average price of the Company's common stock for the 30-day period preceding November 4, 2020.

F3 · derivative.exercise_date: The stock options and RSUs were issued to the Reporting Person on November 4, 2020, pursuant to a grant under the Plan and are subject to vesting in thirds on each of November 4, 2021, November 4, 2022 and November 4, 2023.

SEC source: 0001103021-20-000150 · wf-form4_160470129788573.xml · derivative · entry 2

Bailey Jeffrey Allen · CIK 0001500210 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2022-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were issued to the Reporting Person on May 10, 2020, pursuant to a grant under the Issuer's 2019 Stock Option Plan (the "Plan"). Pursuant to the execution of an amended offer letter, the RSUs have fully vested on November 4, 2020.

F1 · derivative.exercise_date: The Restricted Stock Units ("RSUs") were issued to the Reporting Person on May 10, 2020, pursuant to a grant under the Issuer's 2019 Stock Option Plan (the "Plan"). Pursuant to the execution of an amended offer letter, the RSUs have fully vested on November 4, 2020.

SEC source: 0001103021-20-000150 · wf-form4_160470129788573.xml · nonDerivative · entry 1

Bailey Jeffrey Allen · CIK 0001500210 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-20-107790 · a4.xml · nonDerivative · entry 1

Bailey Jeffrey Allen · CIK 0001500210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490

SEC source: 0001104659-20-107792 · a4.xml · nonDerivative · entry 1

Bailey Jeffrey Allen · CIK 0001500210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 710

SEC source: 0001104659-20-107791 · a4.xml · nonDerivative · entry 1

Bailey Jeffrey Allen · CIK 0001500210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570

SEC source: 0001104659-20-107789 · a4.xml · nonDerivative · entry 1

Bailey Jeffrey Allen · CIK 0001500210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580

SEC source: 0001103021-20-000125 · wf-form4_159717917539790.xml · derivative · entry 2

Bailey Jeffrey Allen · CIK 0001500210 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,567

Underlying: Common Stock · 5,567 shares

Expires 2021-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units ("RSUs") were issued to the Reporting Person on July 30, 2020, as compensation for service on the Issuer's board of directors. The remaining RSUs will vest in the first open window following the Company's 2021 Annual Meeting of Stockholders.

SEC source: 0001103021-20-000125 · wf-form4_159717917539790.xml · nonDerivative · entry 1

Bailey Jeffrey Allen · CIK 0001500210 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001103021-20-000110 · wf-form4_159649124172777.xml · derivative · entry 2

Bailey Jeffrey Allen · CIK 0001500210 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,134

Underlying: Common Stock · 11,134 shares

Expires 2021-08-06

F2 · derivative.exercise_date: The restricted stock units ("RSUs") were issued to the Reporting Person on July 30, 2020, pursuant to a grant under the Company's 2019 Stock Option Incentive Plan. The awards are subject to time-based vesting and will vest as follows: (i) 5,567 RSUs vest in the first open window following the filing of the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 2020, and (ii) 5,567 RSUs vest in the first open window following the Company's 2021 Annual Meeting of Stockholders.

SEC source: 0001103021-20-000110 · wf-form4_159649124172777.xml · derivative · entry 1

Bailey Jeffrey Allen · CIK 0001500210 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,805

Underlying: Common Stock · 66,805 shares

Expires 2030-07-29

F1 · derivative.exercise_date: The stock options ("options") were issued to the Reporting Person on July 30, 2020, pursuant to a grant under the Company's 2019 Stock Option Incentive Plan. The awards are subject to time-based vesting and will vest as follows: (i) 33,403 options vest in the first open window following the filing of the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 2020, and (ii) 33,402 options vest in the first open window following the Company's 2021 Annual Meeting of Stockholders.

SEC source: 0000899243-20-017080 · doc4.xml · derivative · entry 1

Bailey Jeffrey Allen · CIK 0001500210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2030-06-16

F1 · derivative.exercise_date: This option was granted on June 17, 2020. The shares underlying the option are scheduled to vest in full on the earlier of (i) June 17, 2021 or (ii) the date of the Issuer's 2021 Annual Meeting of Stockholders.

SEC source: 0001103021-20-000083 · wf-form4_158932661908925.xml · derivative · entry 2

Bailey Jeffrey Allen · CIK 0001500210 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2022-05-10

F3 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were issued to the Reporting Person on May 10, 2020, pursuant to a grant under the Plan. The award is subject to time-based vesting and will vest in equal portions on: (i) May 10, 2021; and (ii) May 10, 2022.

F3 · price: The Restricted Stock Units ("RSUs") were issued to the Reporting Person on May 10, 2020, pursuant to a grant under the Plan. The award is subject to time-based vesting and will vest in equal portions on: (i) May 10, 2021; and (ii) May 10, 2022.

F3 · derivative.exercise_date: The Restricted Stock Units ("RSUs") were issued to the Reporting Person on May 10, 2020, pursuant to a grant under the Plan. The award is subject to time-based vesting and will vest in equal portions on: (i) May 10, 2021; and (ii) May 10, 2022.

SEC source: 0001103021-20-000083 · wf-form4_158932661908925.xml · derivative · entry 1

Bailey Jeffrey Allen · CIK 0001500210 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 160,000 shares

Expires 2030-05-09

F1 · derivative.exercise_price: The exercise price of the stock options issued to the Reporting Person is the volume-weighted average price of the Company's common stock for the 30-day period preceding May 10, 2020.

F2 · derivative.exercise_date: The Performance-based stock options were issued to the Reporting Person on May 10, 2020, pursuant to a grant under the Issuer's 2019 Stock Option Incentive Plan, as amended (the "Plan") and vests as follows: i) Up to 50% of the performance-based options will vest following the Board's year-end review of the Reporting Person's performance as CEO in 2020 and ii) up to 50% of the performance-based options will vest subject to the Board's determination of the Reporting Person's satisfactory performance during such CEO's first six months.

SEC source: 0001103021-20-000046 · wf-form4_158447674471808.xml · derivative · entry 2

Bailey Jeffrey Allen · CIK 0001500210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2023-03-08

F1 · derivative.exercise_date: The stock options and restricted stock were issued to the Reporting Person on March 9, 2020, pursuant to a grant under the Issuer's 2019 Stock Option Incentive Plan (the "Plan"). The award is subject to time-based vesting and will vest in equal portions on: (i) March 9, 2021; (ii) March 9, 2022; and (iii) March 9, 2023.

SEC source: 0001103021-20-000046 · wf-form4_158447674471808.xml · derivative · entry 1

Bailey Jeffrey Allen · CIK 0001500210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,000

Underlying: Common Stock · 96,000 shares

Expires 2030-03-08

F1 · derivative.exercise_date: The stock options and restricted stock were issued to the Reporting Person on March 9, 2020, pursuant to a grant under the Issuer's 2019 Stock Option Incentive Plan (the "Plan"). The award is subject to time-based vesting and will vest in equal portions on: (i) March 9, 2021; (ii) March 9, 2022; and (iii) March 9, 2023.

SEC source: 0000899243-19-027510 · doc4.xml · nonDerivative · entry 2

Bailey Jeffrey Allen · CIK 0001500210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,894