ATI

SEC source: 0001209191-24-001443 · doc4.xml · nonDerivative · entry 1

Fields Kimberly A · CIK 0001773072 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,307

F1 · shares: Settlement of performance-vested restricted stock units that were granted in 2021, the vesting of which was contingent upon the Issuer's total shareholder return relative to a specified peer group during the period from January 1, 2021 through December 31, 2023 (the "2021-2023 PSUs"). The shares underlying the 2021-2023 PSUs became payable as of January 9, 2024 following certification of the Issuer's achievement of the relevant performance criteria by the Compensation and Leadership Development Committee of the Issuer's Board of Directors.

SEC source: 0001209191-24-001442 · doc4.xml · nonDerivative · entry 2

Davis Elliot S · CIK 0001520037 · Chief Legal & Compl. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,277.6389

F2 · shares: Shares withheld for payment of taxes in connection with the January 9, 2024 settlement of the 2021-2023 PSUs.

F3 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on January 9, 2024.

SEC source: 0001209191-24-001442 · doc4.xml · nonDerivative · entry 1

Davis Elliot S · CIK 0001520037 · Chief Legal & Compl. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,180.6389

F1 · shares: Settlement of performance-vested restricted stock units that were granted in 2021, the vesting of which was contingent upon the Issuer's total shareholder return relative to a specified peer group during the period from January 1, 2021 through December 31, 2023 (the "2021-2023 PSUs"). The shares underlying the 2021-2023 PSUs became payable as of January 9, 2024 following certification of the Issuer's achievement of the relevant performance criteria by the Compensation and Leadership Development Committee of the Issuer's Board of Directors.

SEC source: 0001209191-24-001021 · doc4.xml · nonDerivative · entry 3

Busch Tina Killough · CIK 0001949998 · SVP, CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,682

F5 · shares: Shares withheld for the payment of taxes on restricted stock units that vested on January 4, 2024.

F6 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on January 4, 2024.

SEC source: 0001209191-24-001030 · doc4.xml · nonDerivative · entry 3

WETHERBEE ROBERT S · CIK 0001572385 · Director · Board Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 343,108.3409

F5 · shares: Shares withheld for the payment of taxes on restricted stock units that vested on January 4, 2024.

F6 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on January 4, 2024.

SEC source: 0001209191-24-001028 · doc4.xml · nonDerivative · entry 3

NEWMAN DONALD P · CIK 0001282236 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,956

F5 · shares: Shares withheld for the payment of taxes on restricted stock units that vested on January 4, 2024.

F6 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on January 4, 2024.

SEC source: 0001209191-24-001027 · doc4.xml · nonDerivative · entry 3

Harris Timothy J · CIK 0001776844 · Senior VP and CDIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,887

F5 · shares: Shares withheld for the payment of taxes on restricted stock units that vested on January 4, 2024.

F6 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on January 4, 2024.

SEC source: 0001209191-24-001025 · doc4.xml · nonDerivative · entry 3

Fields Kimberly A · CIK 0001773072 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,156

F5 · shares: Shares withheld for the payment of taxes on restricted stock units that vested on January 4, 2024.

F6 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on January 4, 2024.

SEC source: 0001209191-24-001023 · doc4.xml · nonDerivative · entry 4

Davis Elliot S · CIK 0001520037 · Chief Legal & Compl. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,049.6389

F7 · shares: Shares sold pursuant to a 10b5-1 Trading Plan.

SEC source: 0001209191-24-001023 · doc4.xml · nonDerivative · entry 3

Davis Elliot S · CIK 0001520037 · Chief Legal & Compl. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,835.6389

F5 · shares: Shares withheld for the payment of taxes on restricted stock units that vested on January 4, 2024.

F6 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on January 4, 2024.

SEC source: 0001209191-24-001021 · doc4.xml · nonDerivative · entry 2

Busch Tina Killough · CIK 0001949998 · SVP, CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,985

F3 · shares: Shares withheld for the payment of taxes on restricted stock units that vested on January 3, 2024.

F4 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on January 3, 2024.

SEC source: 0001209191-24-001021 · doc4.xml · nonDerivative · entry 1

Busch Tina Killough · CIK 0001949998 · SVP, CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,005

F1 · shares: Award of restricted stock units, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date.

F2 · price: Awarded under ATI's 2022 Incentive Plan.

SEC source: 0001209191-24-001031 · doc4.xml · nonDerivative · entry 2

Williams Jimmy Jr. · CIK 0001953583 · SVP, CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,100

F3 · shares: Shares withheld for the payment of taxes on restricted stock units that vested on January 3, 2024.

F4 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on January 3, 2024.

SEC source: 0001209191-24-001031 · doc4.xml · nonDerivative · entry 1

Williams Jimmy Jr. · CIK 0001953583 · SVP, CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,015

F1 · shares: Award of restricted stock units, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date.

F2 · price: Awarded under ATI's 2022 Incentive Plan.

SEC source: 0001209191-24-001030 · doc4.xml · nonDerivative · entry 2

WETHERBEE ROBERT S · CIK 0001572385 · Director · Board Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 371,899.3409

F3 · shares: Shares withheld for the payment of taxes on restricted stock units that vested on January 3, 2024.

F4 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on January 3, 2024.

SEC source: 0001209191-24-001030 · doc4.xml · nonDerivative · entry 1

WETHERBEE ROBERT S · CIK 0001572385 · Director · Board Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 377,378.3409

F1 · shares: Award of restricted stock units, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date.

F2 · price: Awarded under ATI's 2022 Incentive Plan.

SEC source: 0001209191-24-001028 · doc4.xml · nonDerivative · entry 2

NEWMAN DONALD P · CIK 0001282236 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,311

F3 · shares: Shares withheld for the payment of taxes on restricted stock units that vested on January 3, 2024.

F4 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on January 3, 2024.

SEC source: 0001209191-24-001028 · doc4.xml · nonDerivative · entry 1

NEWMAN DONALD P · CIK 0001282236 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,327

F1 · shares: Award of restricted stock units, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date.

F2 · price: Awarded under ATI's 2022 Incentive Plan.

SEC source: 0001209191-24-001027 · doc4.xml · nonDerivative · entry 2

Harris Timothy J · CIK 0001776844 · Senior VP and CDIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,630

F3 · shares: Shares withheld for the payment of taxes on restricted stock units that vested on January 3, 2024.

F4 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on January 3, 2024.

SEC source: 0001209191-24-001027 · doc4.xml · nonDerivative · entry 1

Harris Timothy J · CIK 0001776844 · Senior VP and CDIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,291

F1 · shares: Award of restricted stock units, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date.

F2 · price: Awarded under ATI's 2022 Incentive Plan.

SEC source: 0001209191-24-001025 · doc4.xml · nonDerivative · entry 2

Fields Kimberly A · CIK 0001773072 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,635

F3 · shares: Shares withheld for the payment of taxes on restricted stock units that vested on January 3, 2024.

F4 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on January 3, 2024.

SEC source: 0001209191-24-001025 · doc4.xml · nonDerivative · entry 1

Fields Kimberly A · CIK 0001773072 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,163

F1 · shares: Award of restricted stock units, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date.

F2 · price: Awarded under ATI's 2022 Incentive Plan.

SEC source: 0001209191-24-001023 · doc4.xml · nonDerivative · entry 2

Davis Elliot S · CIK 0001520037 · Chief Legal & Compl. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,156.6389

F3 · shares: Shares withheld for the payment of taxes on restricted stock units that vested on January 3, 2024.

F4 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on January 3, 2024.

SEC source: 0001209191-24-001023 · doc4.xml · nonDerivative · entry 1

Davis Elliot S · CIK 0001520037 · Chief Legal & Compl. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,855.6389

F1 · shares: Award of restricted stock units, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date.

F2 · price: Awarded under ATI's 2022 Incentive Plan.

SEC source: 0001209191-24-001203 · doc4.xml · nonDerivative · entry 1

Davis Elliot S · CIK 0001520037 · Chief Legal & Compl. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,926.6389

F1 · shares: Shares sold pursuant to a 10b5-1 Trading Plan.

SEC source: 0001209191-23-059754 · doc4.xml · nonDerivative · entry 1

HARVEY J BRETT · CIK 0001241243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,937

F1 · kind: Charitable donation

SEC source: 0001209191-23-052688 · doc4.xml · nonDerivative · entry 1

Busch Tina Killough · CIK 0001949998 · SVP, CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,171

F1 · shares: Shares withheld for payment of taxes on restricted stock units awarded on October 10, 2022. One-third of such restricted stock units vested by their terms on October 10, 2023.

SEC source: 0001209191-23-049119 · doc4.xml · nonDerivative · entry 1

DIGGS JAMES C · CIK 0001200401 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 46,590.8151

F1 · acquired: Shares sold pursuant to a 10b5-1 Trading Plan dated June 9, 2023.

SEC source: 0001209191-23-045478 · doc4.xml · nonDerivative · entry 1

Harris Timothy J · CIK 0001776844 · Senior VP and CDIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,992

F1 · acquired: Shares sold pursuant to a 10b5-1 Trading Plan dated May 10, 2023.

SEC source: 0001209191-23-042057 · doc4.xml · nonDerivative · entry 1

Davis Elliot S · CIK 0001520037 · Chief Legal & Compl. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,587.6389

F1 · shares: Shares sold pursuant to a 10b5-1 Trading Plan.

SEC source: 0001209191-23-040497 · doc4.xml · nonDerivative · entry 1

Davis Elliot S · CIK 0001520037 · Chief Legal & Compl. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,626.6389

F1 · shares: Shares sold pursuant to a 10b5-1 Trading Plan.

SEC source: 0001209191-23-037002 · doc4.xml · nonDerivative · entry 1

Davis Elliot S · CIK 0001520037 · Chief Legal & Compl. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,665.6389

F1 · shares: Shares sold pursuant to a 10b5-1 Trading Plan.

SEC source: 0001209191-23-030067 · doc4.xml · nonDerivative · entry 1

Sharma Ruby · CIK 0001880428 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,671

F1 · shares: Annual award of restricted stock granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program. The award vests on the first anniversary of the grant date.

F2 · price: Annual award granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program.

SEC source: 0001209191-23-030066 · doc4.xml · nonDerivative · entry 1

Morehouse David J · CIK 0001635153 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,258

F1 · shares: Annual award of restricted stock granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program. The award vests on the first anniversary of the grant date.

F2 · price: Annual award granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program.

SEC source: 0001209191-23-030065 · doc4.xml · nonDerivative · entry 1

Kah Marianne · CIK 0001779021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,461

F1 · shares: Annual award of restricted stock granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program. The award vests on the first anniversary of the grant date.

F2 · price: Annual award granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program.

SEC source: 0001209191-23-030064 · doc4.xml · nonDerivative · entry 1

Hess David P · CIK 0001304945 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,477

F1 · shares: Annual award of restricted stock granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program. The award vests on the first anniversary of the grant date.

F2 · price: Annual award granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program.

SEC source: 0001209191-23-030063 · doc4.xml · nonDerivative · entry 1

HARVEY J BRETT · CIK 0001241243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,528

F1 · shares: Annual award of restricted stock granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program. The award vests on the first anniversary of the grant date.

F2 · price: Annual award granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program.

SEC source: 0001209191-23-030061 · doc4.xml · nonDerivative · entry 1

DIGGS JAMES C · CIK 0001200401 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,264

F1 · shares: Annual award of restricted stock granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program. The award vests on the first anniversary of the grant date.

F2 · price: Annual award granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program.

SEC source: 0001209191-23-030060 · doc4.xml · nonDerivative · entry 1

Corvi Carolyn · CIK 0001465541 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,531

F1 · shares: Annual award of restricted stock granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program. The award vests on the first anniversary of the grant date.

F2 · price: Annual award granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program.

SEC source: 0001209191-23-030059 · doc4.xml · nonDerivative · entry 1

Carlisle Herbert J · CIK 0001732898 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,942

F1 · shares: Annual award of restricted stock granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program. The award vests on the first anniversary of the grant date.

F2 · price: Annual award granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program.

SEC source: 0001209191-23-030058 · doc4.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,138

F1 · shares: Annual award of restricted stock granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program. The award vests on the first anniversary of the grant date.

F2 · price: Annual award granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program.

SEC source: 0001209191-23-013345 · doc4.xml · nonDerivative · entry 3

WETHERBEE ROBERT S · CIK 0001572385 · Director · Board Chair, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,302.3409

F4 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 24, 2020. One-third of such restricted stock units vested by their terms on February 24, 2023.

F5 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 24, 2023.

SEC source: 0001209191-23-013343 · doc4.xml · nonDerivative · entry 3

NEWMAN DONALD P · CIK 0001282236 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,904

F4 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 24, 2020. One-third of such restricted stock units vested by their terms on February 24, 2023.

F5 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 24, 2023.

SEC source: 0001209191-23-013341 · doc4.xml · nonDerivative · entry 3

Harris Timothy J · CIK 0001776844 · Senior VP and CDIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,850

F4 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 24, 2020. One-third of such restricted stock units vested by their terms on February 24, 2023.

F5 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 24, 2023.

SEC source: 0001209191-23-013338 · doc4.xml · nonDerivative · entry 3

Fields Kimberly A · CIK 0001773072 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,317

F4 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 24, 2020. One-third of such restricted stock units vested by their terms on February 24, 2023.

F5 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 24, 2023.

SEC source: 0001209191-23-013336 · doc4.xml · nonDerivative · entry 3

Davis Elliot S · CIK 0001520037 · Chief Legal & Compl. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,703.6389

F4 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 24, 2020. One-third of such restricted stock units vested by their terms on February 24, 2023.

F5 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 24, 2023.

SEC source: 0001209191-23-013351 · doc4.xml · derivative · entry 1

Williams Jimmy Jr. · CIK 0001953583 · SVP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,461

Underlying: Common Stock · 38,461 shares

Expires 2025-12-31

F1 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock if the Issuer's Common Stock achieves a specified target market price (based on a 20-trading day average) on the NYSE for at least 20 consecutive trading days ("20-Day Average Market Price") prior to December 31, 2025. Each PSU may result in the right to receive additional shares of the Issuer's Common Stock, up to a maximum of three shares per PSU, to the extent that the Issuer's Common Stock achieves 20-Day Average Market Prices at specified levels in excess of the target market price prior to December 31, 2025. Vested shares, if any, generally are payable in two equal installments in early 2026 and early 2027.

F2 · price: Awarded under ATI's 2022 Incentive Plan.

F1 · derivative.exercise_date: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock if the Issuer's Common Stock achieves a specified target market price (based on a 20-trading day average) on the NYSE for at least 20 consecutive trading days ("20-Day Average Market Price") prior to December 31, 2025. Each PSU may result in the right to receive additional shares of the Issuer's Common Stock, up to a maximum of three shares per PSU, to the extent that the Issuer's Common Stock achieves 20-Day Average Market Prices at specified levels in excess of the target market price prior to December 31, 2025. Vested shares, if any, generally are payable in two equal installments in early 2026 and early 2027.

F1 · derivative.expiration_date: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock if the Issuer's Common Stock achieves a specified target market price (based on a 20-trading day average) on the NYSE for at least 20 consecutive trading days ("20-Day Average Market Price") prior to December 31, 2025. Each PSU may result in the right to receive additional shares of the Issuer's Common Stock, up to a maximum of three shares per PSU, to the extent that the Issuer's Common Stock achieves 20-Day Average Market Prices at specified levels in excess of the target market price prior to December 31, 2025. Vested shares, if any, generally are payable in two equal installments in early 2026 and early 2027.

SEC source: 0001209191-23-013345 · doc4.xml · nonDerivative · entry 2

WETHERBEE ROBERT S · CIK 0001572385 · Director · Board Chair, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,918.3409

F2 · shares: Shares withheld for payment of taxes in connection with the February 23, 2022 settlement of the 2020-2022 PSUs.

F3 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 23, 2023.

SEC source: 0001209191-23-013345 · doc4.xml · nonDerivative · entry 1

WETHERBEE ROBERT S · CIK 0001572385 · Director · Board Chair, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,675.3409

F1 · shares: Settlement of performance-vested restricted stock units that were granted in 2020, the vesting of which was contingent upon the Issuer's achievement of specified performance criteria during the period from January 1, 2020 through December 31, 2022 (the "2020-2022 PSUs"). The shares underlying the 2020-2022 PSUs became payable as of February 23, 2023 following certification of the Issuer's achievement of such performance criteria by the Personnel and Compensation Committee of the Issuer's Board of Directors.

SEC source: 0001209191-23-013343 · doc4.xml · nonDerivative · entry 2

NEWMAN DONALD P · CIK 0001282236 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,446

F2 · shares: Shares withheld for payment of taxes in connection with the February 23, 2022 settlement of the 2020-2022 PSUs.

F3 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 23, 2023.