Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ATI INCATI · Entity 944 | EVP and CFO | January 03, 2025 | January 07, 2025 |
| AdvanSix Inc.ASIX · Entity 5548 | Director | June 22, 2026 | June 24, 2026 |
| Amrize LtdAMRZ · Entity 1392 | Director | April 21, 2026 | April 22, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ATI INC
Report date January 03, 2025 · Filed January 07, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.10 per shareSEC Table I · non-derivative | Direct | 249,111 |
Ending reported balance
After 2025-01-06 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2025-01-03 · Grant · Acquired 8,300 · Balance 199,197 F1: Award of restricted stock units, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date. F2: Awarded under the Issuer's 2022 Incentive Plan. Row 2 · 2025-01-03 · Tax withholding · Disposed 3,352 · Balance 195,845 F3: Shares withheld for payment of taxes on restricted stock units awarded in 2023 and 2024. One third of each such award vested by the terms thereof on January 3, 2025. F4: Represents the average of the high and low trading prices for one share of the Issuer's Common Stock on the New York Stock Exchange ("NYSE") on January 3, 2025 Row 3 · 2025-01-06 · Tax withholding · Disposed 4,139 · Balance 191,706 F5: Shares withheld for the payment of taxes on restricted stock units awarded in 2022. On third of such award vested by its terms on January 6, 2025. F6: Represents the average of the high and low trading prices for one share of the Issuer's stock on the NYSE on January 6, 2025. Row 4 · 2025-01-06 · Grant · Acquired 94,650 · Balance 286,356 F7: Settlement of performance-vested restricted stock units that were granted in 2022, the vesting of which was contingent upon the Issuer's total shareholder return relative to a specified peer group during the period from January 1, 2022 through December 31, 2024 (the "2022-2024 PSUs"). The shares underlying the 2022-2024 PSUs became payable as of January 6, 2025 following certification of the Issuer's achievement of the relevant performance criteria by the Compensation and Leadership Development Committee of the Issuer's Board of Directors. Row 5 · 2025-01-06 · Tax withholding · Disposed 37,245 · Balance 249,111 F8: Shares withheld for the payment of taxes in connection with the settlement of the 2022-2024 PSUs. F6: Represents the average of the high and low trading prices for one share of the Issuer's stock on the NYSE on January 6, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of restricted stock units, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date.
F2: Awarded under the Issuer's 2022 Incentive Plan.
F3: Shares withheld for payment of taxes on restricted stock units awarded in 2023 and 2024. One third of each such award vested by the terms thereof on January 3, 2025.
F4: Represents the average of the high and low trading prices for one share of the Issuer's Common Stock on the New York Stock Exchange ("NYSE") on January 3, 2025
F5: Shares withheld for the payment of taxes on restricted stock units awarded in 2022. On third of such award vested by its terms on January 6, 2025.
F6: Represents the average of the high and low trading prices for one share of the Issuer's stock on the NYSE on January 6, 2025.
F7: Settlement of performance-vested restricted stock units that were granted in 2022, the vesting of which was contingent upon the Issuer's total shareholder return relative to a specified peer group during the period from January 1, 2022 through December 31, 2024 (the "2022-2024 PSUs"). The shares underlying the 2022-2024 PSUs became payable as of January 6, 2025 following certification of the Issuer's achievement of the relevant performance criteria by the Compensation and Leadership Development Committee of the Issuer's Board of Directors.
F8: Shares withheld for the payment of taxes in connection with the settlement of the 2022-2024 PSUs.
AdvanSix Inc.
Report date June 22, 2026 · Filed June 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01SEC Table I · non-derivative | Direct | 21,513 |
Reported balance
After 2026-06-22 transaction · row 1
1 source rowRow 1 · 2026-06-22 · Grant · Acquired 6,207 · Balance 21,513 F1: Grant of restricted stock units pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, as Amended and Restated, which will vest in full on June 22, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, as Amended and Restated, which will vest in full on June 22, 2027.
Amrize Ltd
Report date April 21, 2026 · Filed April 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 2,976 |
Reported balance
After 2026-04-21 transaction · row 1
1 source rowRow 1 · 2026-04-21 · Grant · Acquired 2,976 · Balance 2,976 F1: Restricted stock unit award to the reporting person pursuant to the Amrize Ltd 2025 Omnibus Incentive Plan. The award vests on the earlier of the one-year anniversary of the grant date and the date of the issuer's next regular annual meeting of shareholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock unit award to the reporting person pursuant to the Amrize Ltd 2025 Omnibus Incentive Plan. The award vests on the earlier of the one-year anniversary of the grant date and the date of the issuer's next regular annual meeting of shareholders.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HEADWATERS INC
Report date May 08, 2017 · Filed May 08, 2017
Section 16 reporting ended · disclosed 2017-05-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-05-08 transaction · row 1
1 source rowRow 1 · 2017-05-08 · Disposition to issuer · Disposed 120,188 · Balance 0 F1: Disposed of pursuant to the merger agreement between issuer and Boral Limited in exchange for the per-share right to receive $24.25 in cash, without interest. |
| STOCK APPRECIATION RIGHTSSEC Table II · derivative / convertible security · Conversion / exercise price $1.85 · Expires 2021-09-30 | Direct | 0 |
Reported balance
After 2017-05-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-05-08 · Disposition to issuer · Disposed 70,788 · Balance 0 F2: These stock appreciation rights were canceled in the merger in exchange for a cash payment of $2,768,726.70, without interest, representing the difference between the exercise price of the stock appreciation rights and the base price per share of the issuer's common stock subject to such stock appreciation rights. |
| STOCK APPRECIATION RIGHTSSEC Table II · derivative / convertible security · Conversion / exercise price $6.79 · Expires 2022-09-30 | Direct | 0 |
Reported balance
After 2017-05-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-05-08 · Disposition to issuer · Disposed 25,995 · Balance 0 F2: These stock appreciation rights were canceled in the merger in exchange for a cash payment of $2,768,726.70, without interest, representing the difference between the exercise price of the stock appreciation rights and the base price per share of the issuer's common stock subject to such stock appreciation rights. |
| STOCK APPRECIATION RIGHTSSEC Table II · derivative / convertible security · Conversion / exercise price $9.19 · Expires 2023-09-30 | Direct | 0 |
Reported balance
After 2017-05-08 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-05-08 · Disposition to issuer · Disposed 27,874 · Balance 0 F2: These stock appreciation rights were canceled in the merger in exchange for a cash payment of $2,768,726.70, without interest, representing the difference between the exercise price of the stock appreciation rights and the base price per share of the issuer's common stock subject to such stock appreciation rights. |
| STOCK APPRECIATION RIGHTSSEC Table II · derivative / convertible security · Conversion / exercise price $13.03 · Expires 2024-09-30 | Direct | 0 |
Reported balance
After 2017-05-08 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-05-08 · Disposition to issuer · Disposed 19,659 · Balance 0 F2: These stock appreciation rights were canceled in the merger in exchange for a cash payment of $2,768,726.70, without interest, representing the difference between the exercise price of the stock appreciation rights and the base price per share of the issuer's common stock subject to such stock appreciation rights. |
| STOCK APPRECIATION RIGHTSSEC Table II · derivative / convertible security · Conversion / exercise price $17.83 · Expires 2025-09-30 | Direct | 0 |
Reported balance
After 2017-05-08 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-05-08 · Disposition to issuer · Disposed 13,839 · Balance 0 F2: These stock appreciation rights were canceled in the merger in exchange for a cash payment of $2,768,726.70, without interest, representing the difference between the exercise price of the stock appreciation rights and the base price per share of the issuer's common stock subject to such stock appreciation rights. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the merger agreement between issuer and Boral Limited in exchange for the per-share right to receive $24.25 in cash, without interest.
F2: These stock appreciation rights were canceled in the merger in exchange for a cash payment of $2,768,726.70, without interest, representing the difference between the exercise price of the stock appreciation rights and the base price per share of the issuer's common stock subject to such stock appreciation rights.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 22, 2026 Filed Jun 24, 2026 12:44 UTC | AdvanSix Inc. ASIX · Entity 5548 | GrantCommon Stock, par value $0.01 | 6,207 | $0.00 | $0.00 |
DisclosureSEC source: 0001282236-26-000003 · wk-form4_1782305093.xml · nonDerivative · entry 1 NEWMAN DONALD P · CIK 0001282236 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,513 F1 · shares: Grant of restricted stock units pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, as Amended and Restated, which will vest in full on June 22, 2027. Read SEC document |
| April 21, 2026 Filed Apr 22, 2026 15:08 UTC | Amrize Ltd AMRZ · Entity 1392 | GrantOrdinary Shares | 2,976 | $0.00 | $0.00 |
DisclosureSEC source: 0001282236-26-000001 · primary_doc.xml · nonDerivative · entry 1 NEWMAN DONALD P · CIK 0001282236 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,976 F1 · shares: Restricted stock unit award to the reporting person pursuant to the Amrize Ltd 2025 Omnibus Incentive Plan. The award vests on the earlier of the one-year anniversary of the grant date and the date of the issuer's next regular annual meeting of shareholders. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 21:22 UTC | AdvanSix Inc. ASIX · Entity 5548 | GrantCommon Stock, par value $0.01 | 1,721 | $15.97 | $27,484.37 |
DisclosureSEC source: 0001282236-25-000006 · wk-form4_1766006524.xml · nonDerivative · entry 1 NEWMAN DONALD P · CIK 0001282236 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,306 F1 · shares: Represents the allocation of deferred compensation to the reporting person's deferred stock unit fund account under the AdvanSix Inc. Deferred Compensation Plan. Each unit allocated under the stock unit fund represents the economic equivalent of one share of common stock. Units are paid out in shares of AdvanSix Inc. common stock upon distribution. F2 · balance_after: Includes an additional 88 shares representing stock units credited as dividend equivalents in connection with unvested restricted stock units under the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, as amended and restated, and deferred stock units under the AdvanSix Inc. Deferred Compensation Plan, which were acquired in transactions exempt from reporting under Rule 16a-11. Read SEC document |
| September 30, 2025 Filed Oct 1, 2025 20:54 UTC | AdvanSix Inc. ASIX · Entity 5548 | GrantCommon Stock, par value $0.01 | 1,418 | $19.38 | $27,480.84 |
DisclosureSEC source: 0001282236-25-000004 · wk-form4_1759352044.xml · nonDerivative · entry 1 NEWMAN DONALD P · CIK 0001282236 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,497 F1 · shares: Represents the allocation of deferred compensation to the reporting person's deferred stock unit fund account under the AdvanSix Inc. Deferred Compensation Plan. Each unit allocated under the stock unit fund represents the economic equivalent of one share of common stock. Units are paid out in shares of AdvanSix Inc. common stock upon distribution. F2 · balance_after: Includes an additional 53 shares representing stock units credited as dividend equivalents in connection with unvested restricted stock units under the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, as amended and restated, and deferred stock units under the AdvanSix Inc. Deferred Compensation Plan, which were acquired in transactions exempt from reporting under Rule 16a-11. Read SEC document |
| June 30, 2025 Filed Jul 1, 2025 20:38 UTC | AdvanSix Inc. ASIX · Entity 5548 | GrantCommon Stock, par value $0.01 | 977 | $23.75 | $23,203.75 |
DisclosureSEC source: 0001673985-25-000098 · wk-form4_1751402300.xml · nonDerivative · entry 1 NEWMAN DONALD P · CIK 0001282236 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,026 F1 · shares: Represents the allocation of deferred compensation to the reporting person's deferred stock unit fund account under the AdvanSix Inc. Deferred Compensation Plan. Each unit allocated under the stock unit fund represents the economic equivalent of one share of common stock. Units are paid out in shares of AdvanSix Inc. common stock upon distribution. Read SEC document |
| June 18, 2025 Filed Jun 20, 2025 20:40 UTC | AdvanSix Inc. ASIX · Entity 5548 | GrantCommon Stock, par value $0.01 | 5,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001673985-25-000090 · wk-form4_1750452001.xml · nonDerivative · entry 1 NEWMAN DONALD P · CIK 0001282236 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,049 F1 · shares: Grant of restricted stock units pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, as Amended and Restated, which will vest in full on June 18, 2026. F2 · balance_after: Includes an additional 6 shares representing stock units credited as dividend equivalents in connection with unvested restricted stock units under the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, as amended and restated, and deferred stock units under the AdvanSix Inc. Deferred Compensation Plan, which were acquired in transactions exempt from reporting under Rule 16a-11. Read SEC document |
| March 31, 2025 Filed Apr 2, 2025 21:41 UTC | AdvanSix Inc. ASIX · Entity 5548 | GrantCommon Stock, par value $0.01 | 993 | $22.65 | $22,491.45 |
DisclosureSEC source: 0001673985-25-000036 · wk-form4_1743630060.xml · nonDerivative · entry 1 NEWMAN DONALD P · CIK 0001282236 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,023 F1 · shares: Represents the allocation of deferred compensation to the reporting person's deferred stock unit fund account under the AdvanSix Inc. Deferred Compensation Plan. Each unit allocated under the stock unit fund represents the economic equivalent of one share of common stock. Units are paid out in shares of AdvanSix Inc. common stock upon distribution. Read SEC document |
| January 06, 2025 Filed Jan 7, 2025 21:43 UTC | ATI INC ATI · Entity 944 | Tax withholdingCommon Stock, par value $0.10 per share | 37,245 | $56.63 | $2,109,184.35 |
DisclosureSEC source: 0000950170-25-002908 · ownership.xml · nonDerivative · entry 5 NEWMAN DONALD P · CIK 0001282236 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 249,111 F8 · shares: Shares withheld for the payment of taxes in connection with the settlement of the 2022-2024 PSUs. F6 · price: Represents the average of the high and low trading prices for one share of the Issuer's stock on the NYSE on January 6, 2025. Read SEC document |
| January 06, 2025 Filed Jan 7, 2025 21:43 UTC | ATI INC ATI · Entity 944 | GrantCommon Stock, par value $0.10 per share | 94,650 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-002908 · ownership.xml · nonDerivative · entry 4 NEWMAN DONALD P · CIK 0001282236 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 286,356 F7 · shares: Settlement of performance-vested restricted stock units that were granted in 2022, the vesting of which was contingent upon the Issuer's total shareholder return relative to a specified peer group during the period from January 1, 2022 through December 31, 2024 (the "2022-2024 PSUs"). The shares underlying the 2022-2024 PSUs became payable as of January 6, 2025 following certification of the Issuer's achievement of the relevant performance criteria by the Compensation and Leadership Development Committee of the Issuer's Board of Directors. Read SEC document |
| January 06, 2025 Filed Jan 7, 2025 21:43 UTC | ATI INC ATI · Entity 944 | Tax withholdingCommon Stock, par value $0.10 per share | 4,139 | $56.63 | $234,391.57 |
DisclosureSEC source: 0000950170-25-002908 · ownership.xml · nonDerivative · entry 3 NEWMAN DONALD P · CIK 0001282236 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 191,706 F5 · shares: Shares withheld for the payment of taxes on restricted stock units awarded in 2022. On third of such award vested by its terms on January 6, 2025. F6 · price: Represents the average of the high and low trading prices for one share of the Issuer's stock on the NYSE on January 6, 2025. Read SEC document |
| January 03, 2025 Filed Jan 7, 2025 21:43 UTC | ATI INC ATI · Entity 944 | Tax withholdingCommon Stock, par value $0.10 per share | 3,352 | $55.81 | $187,075.12 |
DisclosureSEC source: 0000950170-25-002908 · ownership.xml · nonDerivative · entry 2 NEWMAN DONALD P · CIK 0001282236 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 195,845 F3 · shares: Shares withheld for payment of taxes on restricted stock units awarded in 2023 and 2024. One third of each such award vested by the terms thereof on January 3, 2025. F4 · price: Represents the average of the high and low trading prices for one share of the Issuer's Common Stock on the New York Stock Exchange ("NYSE") on January 3, 2025 Read SEC document |
| January 03, 2025 Filed Jan 7, 2025 21:43 UTC | ATI INC ATI · Entity 944 | GrantCommon Stock, par value $0.10 per share | 8,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-002908 · ownership.xml · nonDerivative · entry 1 NEWMAN DONALD P · CIK 0001282236 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 199,197 F1 · shares: Award of restricted stock units, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date. F2 · price: Awarded under the Issuer's 2022 Incentive Plan. Read SEC document |
| November 18, 2024 Filed Nov 19, 2024 21:20 UTC | AdvanSix Inc. ASIX · Entity 5548 | PurchaseCommon Stock, par value $0.01 | 5,030 | $29.64 | $149,089.20 |
DisclosureSEC source: 0001673985-24-000160 · wk-form4_1732051213.xml · nonDerivative · entry 1 NEWMAN DONALD P · CIK 0001282236 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,030 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $29.56 to $29.75, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| January 09, 2024 Filed Jan 11, 2024 21:16 UTC | ATI INC ATI · Entity 944 | Tax withholdingCommon Stock, par value $0.10 per share | 37,012 | $42.44 | $1,570,789.28 |
DisclosureSEC source: 0001209191-24-001445 · doc4.xml · nonDerivative · entry 2 NEWMAN DONALD P · CIK 0001282236 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 190,897 F2 · shares: Shares withheld for payment of taxes in connection with the January 9, 2024 settlement of the 2021-2023 PSUs. F3 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on January 9, 2024. Read SEC document |
| January 09, 2024 Filed Jan 11, 2024 21:16 UTC | ATI INC ATI · Entity 944 | GrantCommon Stock, par value $0.10 per share | 90,953 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-001445 · doc4.xml · nonDerivative · entry 1 NEWMAN DONALD P · CIK 0001282236 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 227,909 F1 · shares: Settlement of performance-vested restricted stock units that were granted in 2021, the vesting of which was contingent upon the Issuer's total shareholder return relative to a specified peer group during the period from January 1, 2021 through December 31, 2023 (the "2021-2023 PSUs"). The shares underlying the 2021-2023 PSUs became payable as of January 9, 2024 following certification of the Issuer's achievement of the relevant performance criteria by the Compensation and Leadership Development Committee of the Issuer's Board of Directors. Read SEC document |
| January 04, 2024 Filed Jan 5, 2024 21:30 UTC | ATI INC ATI · Entity 944 | Tax withholdingCommon Stock, par value $0.10 per share | 10,355 | $43.56 | $451,063.80 |
DisclosureSEC source: 0001209191-24-001028 · doc4.xml · nonDerivative · entry 3 NEWMAN DONALD P · CIK 0001282236 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,956 F5 · shares: Shares withheld for the payment of taxes on restricted stock units that vested on January 4, 2024. F6 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on January 4, 2024. Read SEC document |
| January 03, 2024 Filed Jan 5, 2024 21:30 UTC | ATI INC ATI · Entity 944 | Tax withholdingCommon Stock, par value $0.10 per share | 2,016 | $43.19 | $87,071.04 |
DisclosureSEC source: 0001209191-24-001028 · doc4.xml · nonDerivative · entry 2 NEWMAN DONALD P · CIK 0001282236 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 147,311 F3 · shares: Shares withheld for the payment of taxes on restricted stock units that vested on January 3, 2024. F4 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on January 3, 2024. Read SEC document |
| January 03, 2024 Filed Jan 5, 2024 21:30 UTC | ATI INC ATI · Entity 944 | GrantCommon Stock, par value $0.10 per share | 10,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-001028 · doc4.xml · nonDerivative · entry 1 NEWMAN DONALD P · CIK 0001282236 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 149,327 F1 · shares: Award of restricted stock units, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date. F2 · price: Awarded under ATI's 2022 Incentive Plan. Read SEC document |
| February 24, 2023 Filed Feb 27, 2023 22:58 UTC | ATI INC ATI · Entity 944 | Tax withholdingCommon Stock, par value $0.10 per share | 2,542 | $39.45 | $100,281.90 |
DisclosureSEC source: 0001209191-23-013343 · doc4.xml · nonDerivative · entry 3 NEWMAN DONALD P · CIK 0001282236 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,904 F4 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 24, 2020. One-third of such restricted stock units vested by their terms on February 24, 2023. F5 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 24, 2023. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 22:58 UTC | ATI INC ATI · Entity 944 | Tax withholdingCommon Stock, par value $0.10 per share | 5,534 | $40.51 | $224,182.34 |
DisclosureSEC source: 0001209191-23-013343 · doc4.xml · nonDerivative · entry 2 NEWMAN DONALD P · CIK 0001282236 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,446 F2 · shares: Shares withheld for payment of taxes in connection with the February 23, 2022 settlement of the 2020-2022 PSUs. F3 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 23, 2023. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 22:58 UTC | ATI INC ATI · Entity 944 | GrantCommon Stock, par value $0.10 per share | 13,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-013343 · doc4.xml · nonDerivative · entry 1 NEWMAN DONALD P · CIK 0001282236 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,980 F1 · shares: Settlement of performance-vested restricted stock units that were granted in 2020, the vesting of which was contingent upon the Issuer's achievement of specified performance criteria during the period from January 1, 2020 through December 31, 2022 (the "2020-2022 PSUs"). The shares underlying the 2020-2022 PSUs became payable as of February 23, 2023 following certification of the Issuer's achievement of such performance criteria by the Personnel and Compensation Committee of the Issuer's Board of Directors. Read SEC document |
| January 04, 2023 Filed Jan 5, 2023 22:58 UTC | ATI INC ATI · Entity 944 | Tax withholdingCommon Stock, par value $0.10 per share | 4,139 | $30.38 | $125,742.82 |
DisclosureSEC source: 0001209191-23-002026 · doc4.xml · nonDerivative · entry 3 NEWMAN DONALD P · CIK 0001282236 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,605 F5 · shares: Shares withheld for payment of taxes on restricted stock units awarded on January 4, 2022. One-third of such restricted stock units vested by their terms on January 4, 2023. F4 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange ("NYSE") on January 4, 2023. Read SEC document |
| January 04, 2023 Filed Jan 5, 2023 22:58 UTC | ATI INC ATI · Entity 944 | Tax withholdingCommon Stock, par value $0.10 per share | 6,459 | $30.38 | $196,224.42 |
DisclosureSEC source: 0001209191-23-002026 · doc4.xml · nonDerivative · entry 2 NEWMAN DONALD P · CIK 0001282236 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,744 F3 · shares: Shares withheld for payment of taxes on restricted stock units awarded on January 4, 2021. One-third of such restricted stock units vested by their terms on January 4, 2023. F4 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange ("NYSE") on January 4, 2023. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 22:58 UTC | ATI INC ATI · Entity 944 | GrantCommon Stock, par value $0.10 per share | 14,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-002026 · doc4.xml · nonDerivative · entry 1 NEWMAN DONALD P · CIK 0001282236 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,203 F1 · shares: Award of restricted stock units, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date. F2 · price: Awarded under ATI's 2022 Incentive Plan. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 22:04 UTC | ATI INC ATI · Entity 944 | Tax withholdingCommon Stock, par value $0.10 per share | 2,761 | $23.54 | $64,993.94 |
DisclosureSEC source: 0001209191-22-013661 · doc4.xml · nonDerivative · entry 1 NEWMAN DONALD P · CIK 0001282236 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,528 F1 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 24, 2020. One-third of such restricted stock units vested by their terms on February 24, 2022. F1 · price: Shares withheld for payment of taxes on restricted stock units awarded on February 24, 2020. One-third of such restricted stock units vested by their terms on February 24, 2022. Read SEC document |
| February 24, 2022 Filed Mar 25, 2022 21:10 UTC Amendment | ATI INC ATI · Entity 944 | Tax withholdingCommon Stock, par value $0.10 per share | 2,636 | $23.54 | $62,051.44 |
DisclosureSEC source: 0001209191-22-021132 · doc4a.xml · nonDerivative · entry 1 NEWMAN DONALD P · CIK 0001282236 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,137 F1 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 24, 2020. One-third of such restricted stock units vested by their terms on February 24, 2022. F1 · price: Shares withheld for payment of taxes on restricted stock units awarded on February 24, 2020. One-third of such restricted stock units vested by their terms on February 24, 2022. Read SEC document |
| January 06, 2022 Filed Jan 7, 2022 22:12 UTC | ATI INC ATI · Entity 944 | Tax withholdingCommon Stock, par value $0.10 per share | 3,740 | $17.50 | $65,450.00 |
DisclosureSEC source: 0001209191-22-002461 · doc4.xml · nonDerivative · entry 1 NEWMAN DONALD P · CIK 0001282236 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,289 F1 · shares: Shares withheld for payment of taxes on restricted stock units awarded on January 6, 2020. One-third of such restricted stock units vested by their terms on January 6, 2022. F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on January 6, 2022. Read SEC document |
| January 06, 2022 Filed Mar 25, 2022 21:09 UTC Amendment | ATI INC ATI · Entity 944 | Tax withholdingCommon Stock, par value $0.10 per share | 3,570 | $17.50 | $62,475.00 |
DisclosureSEC source: 0001209191-22-021131 · doc4a.xml · nonDerivative · entry 1 NEWMAN DONALD P · CIK 0001282236 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,773 F1 · shares: Shares withheld for payment of taxes on restricted stock units awarded on January 6, 2020. One-third of such restricted stock units vested by their terms on January 6, 2022. F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on January 6, 2022. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 21:56 UTC | ATI INC ATI · Entity 944 | GrantPerformance Stock Unit · Derivative | 61,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-002208 · doc4.xml · derivative · entry 3 NEWMAN DONALD P · CIK 0001282236 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,538 Underlying: Common Stock · 61,538 shares Expires 2025-12-31 F5 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock if the Issuer's Common Stock achieves a specified target market price (based on a 20-trading day average) on the NYSE for at least 20 consecutive trading days ("20-Day Average Market Price") prior to December 31, 2025. Each PSU may result in the right to receive additional shares of the Issuer's Common Stock, up to a maximum of three shares per PSU, to the extent that the Issuer's Common Stock achieves 20-Day Average Market Prices at specified levels in excess of the target market price prior to December 31, 2025. Vested shares, if any, generally are payable in two equal installments in early 2026 and early 2027. F4 · price: Awarded under ATI's 2020 Incentive Plan. F5 · derivative.exercise_date: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock if the Issuer's Common Stock achieves a specified target market price (based on a 20-trading day average) on the NYSE for at least 20 consecutive trading days ("20-Day Average Market Price") prior to December 31, 2025. Each PSU may result in the right to receive additional shares of the Issuer's Common Stock, up to a maximum of three shares per PSU, to the extent that the Issuer's Common Stock achieves 20-Day Average Market Prices at specified levels in excess of the target market price prior to December 31, 2025. Vested shares, if any, generally are payable in two equal installments in early 2026 and early 2027. F5 · derivative.expiration_date: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock if the Issuer's Common Stock achieves a specified target market price (based on a 20-trading day average) on the NYSE for at least 20 consecutive trading days ("20-Day Average Market Price") prior to December 31, 2025. Each PSU may result in the right to receive additional shares of the Issuer's Common Stock, up to a maximum of three shares per PSU, to the extent that the Issuer's Common Stock achieves 20-Day Average Market Prices at specified levels in excess of the target market price prior to December 31, 2025. Vested shares, if any, generally are payable in two equal installments in early 2026 and early 2027. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 21:56 UTC | ATI INC ATI · Entity 944 | GrantCommon Stock, par value $0.10 per share | 31,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-002208 · doc4.xml · nonDerivative · entry 2 NEWMAN DONALD P · CIK 0001282236 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,029 F3 · shares: Award of restricted stock units, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date. F4 · price: Awarded under ATI's 2020 Incentive Plan. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 21:56 UTC | ATI INC ATI · Entity 944 | Tax withholdingCommon Stock, par value $0.10 per share | 7,384 | $16.74 | $123,608.16 |
DisclosureSEC source: 0001209191-22-002208 · doc4.xml · nonDerivative · entry 1 NEWMAN DONALD P · CIK 0001282236 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,479 F1 · shares: Shares withheld for payment of taxes on restricted stock units awarded on January 4, 2021. One-third of such restricted stock units vested by their terms on January 4, 2022. F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange ("NYSE") on January 4, 2022. Read SEC document |
| January 04, 2022 Filed Mar 25, 2022 21:05 UTC Amendment | ATI INC ATI · Entity 944 | GrantPerformance Stock Unit · Derivative | 61,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-021128 · doc4a.xml · derivative · entry 3 NEWMAN DONALD P · CIK 0001282236 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,538 Underlying: Common Stock · 61,538 shares Expires 2025-12-31 F5 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock if the Issuer's Common Stock achieves a specified target market price (based on a 20-trading day average) on the NYSE for at least 20 consecutive trading days ("20-Day Average Market Price") prior to December 31, 2025. Each PSU may result in the right to receive additional shares of the Issuer's Common Stock, up to a maximum of three shares per PSU, to the extent that the Issuer's Common Stock achieves 20-Day Average Market Prices at specified levels in excess of the target market price prior to December 31, 2025. Vested shares, if any, generally are payable in two equal installments in early 2026 and early 2027. F4 · price: Awarded under ATI's 2020 Incentive Plan. F5 · derivative.exercise_date: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock if the Issuer's Common Stock achieves a specified target market price (based on a 20-trading day average) on the NYSE for at least 20 consecutive trading days ("20-Day Average Market Price") prior to December 31, 2025. Each PSU may result in the right to receive additional shares of the Issuer's Common Stock, up to a maximum of three shares per PSU, to the extent that the Issuer's Common Stock achieves 20-Day Average Market Prices at specified levels in excess of the target market price prior to December 31, 2025. Vested shares, if any, generally are payable in two equal installments in early 2026 and early 2027. F5 · derivative.expiration_date: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock if the Issuer's Common Stock achieves a specified target market price (based on a 20-trading day average) on the NYSE for at least 20 consecutive trading days ("20-Day Average Market Price") prior to December 31, 2025. Each PSU may result in the right to receive additional shares of the Issuer's Common Stock, up to a maximum of three shares per PSU, to the extent that the Issuer's Common Stock achieves 20-Day Average Market Prices at specified levels in excess of the target market price prior to December 31, 2025. Vested shares, if any, generally are payable in two equal installments in early 2026 and early 2027. Read SEC document |
| January 04, 2022 Filed Mar 25, 2022 21:05 UTC Amendment | ATI INC ATI · Entity 944 | GrantCommon Stock, par value $0.10 per share | 31,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-021128 · doc4a.xml · nonDerivative · entry 2 NEWMAN DONALD P · CIK 0001282236 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,343 F3 · shares: Award of restricted stock units, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date. F4 · price: Awarded under ATI's 2020 Incentive Plan. Read SEC document |
| January 04, 2022 Filed Mar 25, 2022 21:05 UTC Amendment | ATI INC ATI · Entity 944 | Tax withholdingCommon Stock, par value $0.10 per share | 7,070 | $16.74 | $118,351.80 |
DisclosureSEC source: 0001209191-22-021128 · doc4a.xml · nonDerivative · entry 1 NEWMAN DONALD P · CIK 0001282236 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,793 F1 · shares: Shares withheld for payment of taxes on restricted stock units awarded on January 4, 2021. One-third of such restricted stock units vested by their terms on January 4, 2022. F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange ("NYSE") on January 4, 2022. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:25 UTC | ATI INC ATI · Entity 944 | GrantCommon Stock, par value $0.10 per share | 45,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-002070 · doc4.xml · nonDerivative · entry 1 NEWMAN DONALD P · CIK 0001282236 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,863 F1 · shares: Award of restricted stock units, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 14:20 UTC | ATI INC ATI · Entity 944 | PurchaseCommon Stock, $0.10 per share | 12,500 | $16.83 | $210,365.00 |
DisclosureSEC source: 0001209191-20-063121 · doc4.xml · nonDerivative · entry 1 NEWMAN DONALD P · CIK 0001282236 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80.042 F1 · price: Represents the weighted average purchase price with respect to multiple trades ranging in price from $16.825 to $16.83 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:10 UTC | ATI INC ATI · Entity 944 | GrantCommon Stock, par value $0.10 per share | 18,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012966 · doc4.xml · nonDerivative · entry 1 NEWMAN DONALD P · CIK 0001282236 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,542 F1 · shares: Award of restricted stock units, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 06, 2020 Filed Jan 8, 2020 21:06 UTC | ATI INC ATI · Entity 944 | GrantCommon Stock, par value $0.10 per share | 24,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-002497 · doc4.xml · nonDerivative · entry 2 NEWMAN DONALD P · CIK 0001282236 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,333 F2 · shares: Award of restricted stock units granted on January 6, 2020, which are settled in shares of stock upon vesting. The award vests on the third anniversary of the grant date. Read SEC document |
| January 06, 2020 Filed Jan 8, 2020 21:06 UTC | ATI INC ATI · Entity 944 | GrantCommon Stock, par value $0.10 per share | 24,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-002497 · doc4.xml · nonDerivative · entry 1 NEWMAN DONALD P · CIK 0001282236 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,666 F1 · shares: Award of restricted stock units granted on January 6, 2020, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date. Read SEC document |
| May 08, 2017 Filed May 8, 2017 21:52 UTC | HEADWATERS INC HW · Entity 176407 | Disposition to issuerSTOCK APPRECIATION RIGHTS · Derivative | 13,839 | Not disclosed Strike: $17.83 | Not disclosed |
DisclosureSEC source: 0001104659-17-030844 · a4.xml · derivative · entry 6 NEWMAN DONALD P · CIK 0001282236 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,839 shares Expires 2025-09-30 F2 · price: These stock appreciation rights were canceled in the merger in exchange for a cash payment of $2,768,726.70, without interest, representing the difference between the exercise price of the stock appreciation rights and the base price per share of the issuer's common stock subject to such stock appreciation rights. Read SEC document |
| May 08, 2017 Filed May 8, 2017 21:52 UTC | HEADWATERS INC HW · Entity 176407 | Disposition to issuerSTOCK APPRECIATION RIGHTS · Derivative | 19,659 | Not disclosed Strike: $13.03 | Not disclosed |
DisclosureSEC source: 0001104659-17-030844 · a4.xml · derivative · entry 5 NEWMAN DONALD P · CIK 0001282236 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,659 shares Expires 2024-09-30 F2 · price: These stock appreciation rights were canceled in the merger in exchange for a cash payment of $2,768,726.70, without interest, representing the difference between the exercise price of the stock appreciation rights and the base price per share of the issuer's common stock subject to such stock appreciation rights. Read SEC document |
| May 08, 2017 Filed May 8, 2017 21:52 UTC | HEADWATERS INC HW · Entity 176407 | Disposition to issuerSTOCK APPRECIATION RIGHTS · Derivative | 27,874 | Not disclosed Strike: $9.19 | Not disclosed |
DisclosureSEC source: 0001104659-17-030844 · a4.xml · derivative · entry 4 NEWMAN DONALD P · CIK 0001282236 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,874 shares Expires 2023-09-30 F2 · price: These stock appreciation rights were canceled in the merger in exchange for a cash payment of $2,768,726.70, without interest, representing the difference between the exercise price of the stock appreciation rights and the base price per share of the issuer's common stock subject to such stock appreciation rights. Read SEC document |
| May 08, 2017 Filed May 8, 2017 21:52 UTC | HEADWATERS INC HW · Entity 176407 | Disposition to issuerSTOCK APPRECIATION RIGHTS · Derivative | 25,995 | Not disclosed Strike: $6.79 | Not disclosed |
DisclosureSEC source: 0001104659-17-030844 · a4.xml · derivative · entry 3 NEWMAN DONALD P · CIK 0001282236 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,995 shares Expires 2022-09-30 F2 · price: These stock appreciation rights were canceled in the merger in exchange for a cash payment of $2,768,726.70, without interest, representing the difference between the exercise price of the stock appreciation rights and the base price per share of the issuer's common stock subject to such stock appreciation rights. Read SEC document |
| May 08, 2017 Filed May 8, 2017 21:52 UTC | HEADWATERS INC HW · Entity 176407 | Disposition to issuerSTOCK APPRECIATION RIGHTS · Derivative | 70,788 | Not disclosed Strike: $1.85 | Not disclosed |
DisclosureSEC source: 0001104659-17-030844 · a4.xml · derivative · entry 2 NEWMAN DONALD P · CIK 0001282236 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 70,788 shares Expires 2021-09-30 F2 · price: These stock appreciation rights were canceled in the merger in exchange for a cash payment of $2,768,726.70, without interest, representing the difference between the exercise price of the stock appreciation rights and the base price per share of the issuer's common stock subject to such stock appreciation rights. Read SEC document |
| May 08, 2017 Filed May 8, 2017 21:52 UTC | HEADWATERS INC HW · Entity 176407 | Disposition to issuerCOMMON STOCK | 120,188 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-030844 · a4.xml · nonDerivative · entry 1 NEWMAN DONALD P · CIK 0001282236 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to the merger agreement between issuer and Boral Limited in exchange for the per-share right to receive $24.25 in cash, without interest. Read SEC document |
| December 08, 2016 Filed Dec 8, 2016 16:41 UTC | HEADWATERS INC HW · Entity 176407 | SaleCommon Stock | 85,413 | $23.66 | $2,020,649.51 |
DisclosureSEC source: 0001003344-16-000122 · edgardoc.xml · nonDerivative · entry 1 NEWMAN DONALD P · CIK 0001282236 · Chiel Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,000 Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 17:00 UTC | HEADWATERS INC HW · Entity 176407 | Exercise / conversionStock Appreciation Rights · Derivative | 37,000 | $0.00 Strike: $4.39 | $0.00 |
DisclosureSEC source: 0001003344-16-000115 · edgardoc.xml · derivative · entry 4 NEWMAN DONALD P · CIK 0001282236 · Chiel Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,000 shares Expires 2020-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 17:00 UTC | HEADWATERS INC HW · Entity 176407 | Exercise / conversionStock Appreciation Rights · Derivative | 60,000 | $0.00 Strike: $1.85 | $0.00 |
DisclosureSEC source: 0001003344-16-000115 · edgardoc.xml · derivative · entry 3 NEWMAN DONALD P · CIK 0001282236 · Chiel Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,788 Underlying: Common Stock · 60,000 shares Expires 2021-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 17:00 UTC | HEADWATERS INC HW · Entity 176407 | Exercise / conversionCommon Stock | 30,117 | $4.39 | $132,213.63 |
DisclosureSEC source: 0001003344-16-000115 · edgardoc.xml · nonDerivative · entry 2 NEWMAN DONALD P · CIK 0001282236 · Chiel Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,413 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 17:00 UTC | HEADWATERS INC HW · Entity 176407 | Exercise / conversionCommon Stock | 55,296 | $1.85 | $102,297.60 |
DisclosureSEC source: 0001003344-16-000115 · edgardoc.xml · nonDerivative · entry 1 NEWMAN DONALD P · CIK 0001282236 · Chiel Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.