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ATI

ATI INC

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944
SEC CIK
0001018963
Parsed reports
419

Last 12 months

Inside the activity.

0 purchase rows · 55 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202503
Jan 202600
Feb 202604
Mar 202602
Apr 202600
May 202607
Jun 202609
Jul 2026011
Aug 202607
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 14, 2019 Filed Aug 15, 2019 10:54 UTC
Davis Elliot SSr VP, GC, CCO and Secretary
PurchaseCommon Stock, par value $0.10 per share 2,000 $17.53 $35,060.00
Disclosure

SEC source: 0001209191-19-046024 · doc4.xml · nonDerivative · entry 1

Davis Elliot S · CIK 0001520037 · Sr VP, GC, CCO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,667.4709

Read SEC document
August 13, 2019 Filed Aug 14, 2019 12:56 UTC
WETHERBEE ROBERT SPresident and CEO
PurchaseCommon Stock, par value $0.10 per share 5,000 $18.36 $91,800.00
Disclosure

SEC source: 0001209191-19-045832 · doc4.xml · nonDerivative · entry 1

WETHERBEE ROBERT S · CIK 0001572385 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,335.3409

F1 · price: Represents the weighted average sale price with respect to multiple trades ranging in price from $18.35 to $18.36 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 13, 2019 Filed Aug 15, 2019 10:53 UTC
BALL M LEROYDirector
PurchaseCommon Stock, par value $0.10 per share 2,000 $18.18 $36,360.00
Disclosure

SEC source: 0001209191-19-046023 · doc4.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,530

Read SEC document
August 01, 2019 Filed Aug 5, 2019 21:24 UTC
Hess David PDirector
GrantCommon Stock, par value $0.10 per share 3,054 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044639 · doc4.xml · nonDerivative · entry 1

Hess David P · CIK 0001304945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,054

F1 · price: Annual Director award granted under the Issuer's 2017 Incentive Plan as part of the Issuer's Director compensation program.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 21:23 UTC
Kah MarianneDirector
GrantCommon Stock, par value $0.10 per share 3,054 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044635 · doc4.xml · nonDerivative · entry 1

Kah Marianne · CIK 0001779021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,054

F1 · price: Annual Director award granted under the Issuer's 2017 Incentive Plan as part of the Issuer's Director compensation program.

Read SEC document
August 01, 2019 Filed Sep 17, 2019 20:26 UTC Amendment
Kah MarianneDirector
GrantCommon Stock, par value $0.10 per share 3,116 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049843 · doc4a.xml · nonDerivative · entry 1

Kah Marianne · CIK 0001779021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,116

F1 · shares: On August 5, 2019, the Reporting Person timely filed a Form 4 that, due to an administrative error that is corrected by this amended Form 4, inadvertently understated the number of shares awarded.

F2 · price: Annual Director award granted under the Issuer's 2017 Incentive Plan as part of the Issuer's Director compensation program.

Read SEC document
August 01, 2019 Filed Sep 17, 2019 20:25 UTC Amendment
Hess David PDirector
GrantCommon Stock, par value $0.10 per share 3,116 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049841 · doc4a.xml · nonDerivative · entry 1

Hess David P · CIK 0001304945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,116

F1 · shares: On August 5, 2019, the Reporting Person timely filed a Form 4 that, due to an administrative error that is corrected by this amended Form 4, inadvertently understated the number of shares awarded.

F2 · price: Annual Director award granted under the Issuer's 2017 Incentive Plan as part of the Issuer's Director compensation program.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 17:13 UTC SaleCommon Stock, par value $0.10 per share 4,000 $23.65 $94,600.00
Disclosure

SEC source: 0001209191-19-037936 · doc4.xml · nonDerivative · entry 1

DIGGS JAMES C · CIK 0001200401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,457.8151

F1 · shares: Shares sold pursuant to a 10b5-1 Trading Plan.

Read SEC document
May 14, 2019 Filed May 14, 2019 18:26 UTC Tax withholdingCommon Stock, par value $0.10 per share 29 $22.74 $659.46
Disclosure

SEC source: 0001209191-19-029762 · doc4.xml · nonDerivative · entry 3

CREEL DIANE C · CIK 0000904698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,461.851

F4 · shares: Shares withheld for payment of taxes in connection with the May 14, 2019 vesting of restricted stock granted in May 2018.

F5 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on May 14, 2019.

Read SEC document
May 14, 2019 Filed May 14, 2019 22:30 UTC Tax withholdingCommon Stock, par value $0.10 per share 29 $22.74 $659.46
Disclosure

SEC source: 0001209191-19-029771 · doc4.xml · nonDerivative · entry 3

Pipski John R · CIK 0001346615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,897.3838

F4 · shares: Shares withheld for payment of taxes in connection with the May 14, 2019 vesting of restricted stock granted in May 2018.

F5 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on May 14, 2019.

Read SEC document
May 14, 2019 Filed May 14, 2019 22:28 UTC Tax withholdingCommon Stock, par value $0.10 per share 46 $22.74 $1,046.04
Disclosure

SEC source: 0001209191-19-029768 · doc4.xml · nonDerivative · entry 3

HARVEY J BRETT · CIK 0001241243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,698.815

F4 · shares: Shares withheld for payment of taxes in connection with the May 14, 2019 vesting of restricted stock granted in May 2018.

F5 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on May 14, 2019.

Read SEC document
May 14, 2019 Filed May 14, 2019 22:27 UTC Tax withholdingCommon Stock, par value $0.10 per share 29 $22.74 $659.46
Disclosure

SEC source: 0001209191-19-029764 · doc4.xml · nonDerivative · entry 3

DIGGS JAMES C · CIK 0001200401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,457.8151

F4 · shares: Shares withheld for payment of taxes in connection with the May 14, 2019 vesting of restricted stock granted in May 2018.

F5 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on May 14, 2019.

Read SEC document
May 14, 2019 Filed May 14, 2019 22:25 UTC Tax withholdingCommon Stock, par value $0.10 per share 26 $22.74 $591.24
Disclosure

SEC source: 0001209191-19-029760 · doc4.xml · nonDerivative · entry 2

Carlisle Herbert J · CIK 0001732898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,603

F1 · shares: Annual Director award granted under the Issuer's 2017 Incentive Plan as part of the Issuer's Director compensation program.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on May 14, 2019.

Read SEC document
May 14, 2019 Filed May 14, 2019 22:24 UTC Tax withholdingCommon Stock, par value $0.10 per share 29 $22.74 $659.46
Disclosure

SEC source: 0001209191-19-029758 · doc4.xml · nonDerivative · entry 3

Corvi Carolyn · CIK 0001465541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,949.6932

F4 · shares: Shares withheld for payment of taxes in connection with the May 14, 2019 vesting of restricted stock granted in May 2018.

F5 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on May 14, 2019.

Read SEC document
May 13, 2019 Filed May 14, 2019 18:26 UTC GrantCommon Stock, par value $0.10 per share 4,397 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-029762 · doc4.xml · nonDerivative · entry 2

CREEL DIANE C · CIK 0000904698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,490.851

F3 · price: Annual Director award granted under the Issuer's 2017 Incentive Plan as part of the Issuer's Director compensation program.

Read SEC document
May 13, 2019 Filed May 14, 2019 22:31 UTC
ROHR JAMES EDirector
GrantCommon Stock, par value $0.10 per share 4,397 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-029773 · doc4.xml · nonDerivative · entry 1

ROHR JAMES E · CIK 0001194846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,717.2772

F1 · price: Annual Director award granted under the Issuer's 2017 Incentive Plan as part of the Issuer's Director compensation program.

Read SEC document
May 13, 2019 Filed May 14, 2019 22:30 UTC GrantCommon Stock, par value $0.10 per share 4,397 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-029771 · doc4.xml · nonDerivative · entry 2

Pipski John R · CIK 0001346615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,926.3838

F3 · price: Annual Director award granted under the Issuer's 2017 Incentive Plan as part of the Issuer's Director compensation program.

Read SEC document
May 13, 2019 Filed May 14, 2019 22:29 UTC GrantCommon Stock, par value $0.10 per share 7,145 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-029770 · doc4.xml · nonDerivative · entry 1

Morehouse David J · CIK 0001635153 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,465.4028

F1 · price: Annual Director award granted under the Issuer's 2017 Incentive Plan as part of the Issuer's Director compensation program. Includes 4,397 shares representing Mr. Morehouse's annual director award and 2,748 shares that Mr. Morehouse elected to receive in lieu of a portion of his 2019 cash retainer.

Read SEC document
May 13, 2019 Filed May 14, 2019 22:28 UTC GrantCommon Stock, par value $0.10 per share 7,145 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-029768 · doc4.xml · nonDerivative · entry 2

HARVEY J BRETT · CIK 0001241243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,744.815

F3 · price: Annual Director award under the Issuer's 2017 Incentive Plan as part of the Issuer's Director compensation program. Includes 4,397 shares representing Mr. Harvey's annual director award and 2,748 shares that Mr. Harvey elected to receive in lieu of a portion of his 2019 cash retainer.

Read SEC document
May 13, 2019 Filed May 14, 2019 22:27 UTC GrantCommon Stock, par value $0.10 per share 4,397 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-029764 · doc4.xml · nonDerivative · entry 2

DIGGS JAMES C · CIK 0001200401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,486.8151

F3 · price: Annual Director award granted under the Issuer's 2017 Incentive Plan as part of the Issuer's Director compensation program.

Read SEC document
May 13, 2019 Filed May 14, 2019 22:25 UTC GrantCommon Stock, par value $0.10 per share 4,397 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-029760 · doc4.xml · nonDerivative · entry 1

Carlisle Herbert J · CIK 0001732898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,629

F1 · price: Annual Director award granted under the Issuer's 2017 Incentive Plan as part of the Issuer's Director compensation program.

Read SEC document
May 13, 2019 Filed May 14, 2019 22:24 UTC GrantCommon Stock, par value $0.10 per share 4,397 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-029758 · doc4.xml · nonDerivative · entry 2

Corvi Carolyn · CIK 0001465541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,978.6932

F3 · price: Annual Director award granted under the Issuer's 2017 Incentive Plan as part of the Issuer's Director compensation program.

Read SEC document
May 13, 2019 Filed May 14, 2019 22:23 UTC
BALL M LEROYDirector
GrantCommon Stock, par value $0.10 per share 4,030 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-029757 · doc4.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,530

F1 · price: Annual Director award granted under the Issuer's 2017 Incentive Plan as part of the Issuer's Director compensation program.

Read SEC document
May 10, 2019 Filed May 14, 2019 18:26 UTC Tax withholdingCommon Stock, par value $0.10 per share 56 $23.72 $1,328.32
Disclosure

SEC source: 0001209191-19-029762 · doc4.xml · nonDerivative · entry 1

CREEL DIANE C · CIK 0000904698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,093.851

F1 · shares: Shares withheld for payment of taxes in connection with the May 10, 2019 vesting of restricted stock granted in May 2016.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on May 10, 2019.

Read SEC document
May 10, 2019 Filed May 14, 2019 22:30 UTC Tax withholdingCommon Stock, par value $0.10 per share 56 $23.72 $1,328.32
Disclosure

SEC source: 0001209191-19-029771 · doc4.xml · nonDerivative · entry 1

Pipski John R · CIK 0001346615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,529.3838

F1 · shares: Shares withheld for payment of taxes in connection with the May 10, 2019 vesting of restricted stock granted in May 2016.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on May 10, 2019.

Read SEC document
May 10, 2019 Filed May 14, 2019 22:28 UTC Tax withholdingCommon Stock, par value $0.10 per share 56 $23.72 $1,328.32
Disclosure

SEC source: 0001209191-19-029768 · doc4.xml · nonDerivative · entry 1

HARVEY J BRETT · CIK 0001241243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,599.815

F1 · shares: Shares withheld for payment of taxes in connection with the May 10, 2019 vesting of restricted stock granted in May 2016.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on May 10, 2019.

Read SEC document
May 10, 2019 Filed May 14, 2019 22:27 UTC Tax withholdingCommon Stock, par value $0.10 per share 56 $23.72 $1,328.32
Disclosure

SEC source: 0001209191-19-029764 · doc4.xml · nonDerivative · entry 1

DIGGS JAMES C · CIK 0001200401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,089.8151

F1 · shares: Shares withheld for payment of taxes in connection with the May 10, 2019 vesting of restricted stock granted in May 2016.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on May 10, 2019.

Read SEC document
May 10, 2019 Filed May 14, 2019 22:24 UTC Tax withholdingCommon Stock, par value $0.10 per share 56 $23.72 $1,328.32
Disclosure

SEC source: 0001209191-19-029758 · doc4.xml · nonDerivative · entry 1

Corvi Carolyn · CIK 0001465541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,581.6932

F1 · shares: Shares withheld for payment of taxes in connection with the May 10, 2019 vesting of restricted stock granted in May 2016.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on May 10, 2019.

Read SEC document
May 06, 2019 Filed May 8, 2019 20:34 UTC
Fields Kimberly AEVP, Flat Rolled Products
GrantCommon Stock, $0.10 par value per share 16,070 $24.89 $399,982.30
Disclosure

SEC source: 0001209191-19-028234 · doc4.xml · nonDerivative · entry 2

Fields Kimberly A · CIK 0001773072 · EVP, Flat Rolled Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,541

F3 · shares: Award of restricted stock units, which are settled in shares of stock upon vesting. The award vests on the third anniversary of the grant date.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on March 6, 2019.

Read SEC document
May 06, 2019 Filed May 8, 2019 20:34 UTC
Fields Kimberly AEVP, Flat Rolled Products
GrantCommon Stock, $0.10 par value per share 31,471 $24.89 $783,313.19
Disclosure

SEC source: 0001209191-19-028234 · doc4.xml · nonDerivative · entry 1

Fields Kimberly A · CIK 0001773072 · EVP, Flat Rolled Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,471

F1 · shares: Award of restricted stock units, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on March 6, 2019.

Read SEC document
February 28, 2019 Filed Mar 2, 2019 01:01 UTC
WETHERBEE ROBERT SPresident and CEO
Tax withholdingCommon Stock, par value $0.10 per share 10,367 $28.92 $299,813.64
Disclosure

SEC source: 0001209191-19-015259 · doc4.xml · nonDerivative · entry 4

WETHERBEE ROBERT S · CIK 0001572385 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,335.3409

F6 · shares: Shares withheld for payment of taxes in connection with the February 28, 2019 settlement of the 2016-2018 PSUs.

F5 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 28, 2019.

Read SEC document
February 28, 2019 Filed Mar 2, 2019 01:01 UTC
WETHERBEE ROBERT SPresident and CEO
Exercise / conversionCommon Stock, par value $0.10 per share 23,678 $28.92 $684,767.76
Disclosure

SEC source: 0001209191-19-015259 · doc4.xml · nonDerivative · entry 3

WETHERBEE ROBERT S · CIK 0001572385 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,702.3409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Settlement of performance-vested restricted stock units that were granted in 2016, the vesting of which was contingent upon the Issuer's achievement of specified performance criteria during the period from January 1, 2016 through December 31, 2018 (the "2016-2018 PSUs"). The Issuer's partial achievement of such performance criteria was certified, and a corresponding portion of the shares underlying the 2016-2018 PSUs became payable, as of February 28, 2019.

F5 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 28, 2019.

Read SEC document
February 28, 2019 Filed Mar 2, 2019 00:59 UTC
Sims John DEVP, HPMC Segment
Tax withholdingCommon Stock, par value $0.10 per share 10,260 $28.92 $296,719.20
Disclosure

SEC source: 0001209191-19-015255 · doc4.xml · nonDerivative · entry 4

Sims John D · CIK 0001588682 · EVP, HPMC Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,697.2071

F6 · shares: Shares withheld for payment of taxes in connection with the February 28, 2019 settlement of the 2016-2018 PSUs.

F5 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 28, 2019.

Read SEC document
February 28, 2019 Filed Mar 2, 2019 00:59 UTC
Sims John DEVP, HPMC Segment
Exercise / conversionCommon Stock, par value $0.10 per share 23,678 $28.92 $684,767.76
Disclosure

SEC source: 0001209191-19-015255 · doc4.xml · nonDerivative · entry 3

Sims John D · CIK 0001588682 · EVP, HPMC Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,227.2071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Settlement of performance-vested restricted stock units that were granted in 2016, the vesting of which was contingent upon the Issuer's achievement of specified performance criteria during the period from January 1, 2016 through December 31, 2018 (the "2016-2018 PSUs"). The Issuer's partial achievement of such performance criteria was certified, and a corresponding portion of the shares underlying the 2016-2018 PSUs became payable, as of February 28, 2019.

F5 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 28, 2019.

Read SEC document
February 28, 2019 Filed Mar 2, 2019 00:47 UTC
HARSHMAN RICHARD JDirector · Executive Chairman
SaleCommon Stock, par value $0.10 per share 10,780 $29.13 $314,021.40
Disclosure

SEC source: 0001209191-19-015240 · doc4.xml · nonDerivative · entry 4

HARSHMAN RICHARD J · CIK 0001200244 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,860.7688

F7 · shares: Shares sold pursuant to a 10b5-1 Trading Plan.

F5 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 28, 2019.

F3 · balance_after: This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. The reporting person disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.

Read SEC document
February 28, 2019 Filed Mar 2, 2019 00:47 UTC
HARSHMAN RICHARD JDirector · Executive Chairman
Tax withholdingCommon Stock, par value $0.10 per share 34,474 $28.92 $996,988.08
Disclosure

SEC source: 0001209191-19-015240 · doc4.xml · nonDerivative · entry 3

HARSHMAN RICHARD J · CIK 0001200244 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526,640.7688

F6 · shares: Shares withheld for payment of taxes in connection with the February 28, 2019 settlement of the 2016-2018 PSUs.

F5 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 28, 2019.

F3 · balance_after: This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. The reporting person disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.

Read SEC document
February 28, 2019 Filed Mar 2, 2019 00:47 UTC
HARSHMAN RICHARD JDirector · Executive Chairman
Exercise / conversionCommon Stock, par value $0.10 per share 78,742 $28.92 $2,277,218.64
Disclosure

SEC source: 0001209191-19-015240 · doc4.xml · nonDerivative · entry 2

HARSHMAN RICHARD J · CIK 0001200244 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561,114.7688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Settlement of performance-vested restricted stock units that were granted in 2016, the vesting of which was contingent upon the Issuer's achievement of specified performance criteria during the period from January 1, 2016 through December 31, 2018 (the "2016-2018 PSUs"). The Issuer's partial achievement of such performance criteria was certified, and a corresponding portion of the shares underlying the 2016-2018 PSUs became payable, as of February 28, 2019.

F5 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 28, 2019.

F3 · balance_after: This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. The reporting person disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.

Read SEC document
February 28, 2019 Filed Mar 2, 2019 00:56 UTC
Schwartz Karl DVP, Controller & CAO
Tax withholdingCommon Stock, par value $0.10 per share 1,215 $28.92 $35,137.80
Disclosure

SEC source: 0001209191-19-015251 · doc4.xml · nonDerivative · entry 4

Schwartz Karl D · CIK 0001498160 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,422.7932

F7 · shares: Shares withheld for payment of taxes in connection with the February 28, 2019 settlement of the 2016-2018 PSUs.

F6 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 28, 2019.

F3 · balance_after: This amount includes 6,175.963992 shares of common stock Mr. Schwartz owns in the Company's 401(k) plan. Fluctuations in 401(k) share amounts reflect the plan's unit reporting method. The reporting person holds approximately 5,191 units, which represent interests in the Company's stock fund.

Read SEC document
February 28, 2019 Filed Mar 2, 2019 00:56 UTC
Schwartz Karl DVP, Controller & CAO
Exercise / conversionCommon Stock, par value $0.10 per share 4,265 $28.92 $123,343.80
Disclosure

SEC source: 0001209191-19-015251 · doc4.xml · nonDerivative · entry 3

Schwartz Karl D · CIK 0001498160 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,637.7932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Settlement of performance-vested restricted stock units that were granted in 2016, the vesting of which was contingent upon the Issuer's achievement of specified performance criteria during the period from January 1, 2016 through December 31, 2018 (the "2016-2018 PSUs"). The Issuer's partial achievement of such performance criteria was certified, and a corresponding portion of the shares underlying the 2016-2018 PSUs became payable, as of February 28, 2019.

F6 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 28, 2019.

F3 · balance_after: This amount includes 6,175.963992 shares of common stock Mr. Schwartz owns in the Company's 401(k) plan. Fluctuations in 401(k) share amounts reflect the plan's unit reporting method. The reporting person holds approximately 5,191 units, which represent interests in the Company's stock fund.

Read SEC document
February 28, 2019 Filed Mar 2, 2019 00:44 UTC
DeCourcy Patrick JSenior VP, Finance and CFO
Tax withholdingCommon Stock, par value $0.10 per share 9,690 $28.92 $280,234.80
Disclosure

SEC source: 0001209191-19-015229 · doc4.xml · nonDerivative · entry 4

DeCourcy Patrick J · CIK 0001594792 · Senior VP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,576.1731

F6 · shares: Shares withheld for payment of taxes in connection with the February 28, 2019 settlement of the 2016-2018 PSUs.

F5 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 28, 2019.

Read SEC document
February 28, 2019 Filed Mar 2, 2019 00:44 UTC
DeCourcy Patrick JSenior VP, Finance and CFO
Exercise / conversionCommon Stock, par value $0.10 per share 22,285 $28.92 $644,482.20
Disclosure

SEC source: 0001209191-19-015229 · doc4.xml · nonDerivative · entry 3

DeCourcy Patrick J · CIK 0001594792 · Senior VP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,266.1731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Settlement of performance-vested restricted stock units that were granted in 2016, the vesting of which was contingent upon the Issuer's achievement of specified performance criteria during the period from January 1, 2016 through December 31, 2018 (the "2016-2018 PSUs"). The Issuer's partial achievement of such performance criteria was certified, and a corresponding portion of the shares underlying the 2016-2018 PSUs became payable, as of February 28, 2019.

F5 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 28, 2019.

Read SEC document
February 28, 2019 Filed Mar 2, 2019 00:53 UTC
Powers Elizabeth CSenior VP, CHRO
Tax withholdingCommon Stock, par value $0.10 per share 8,447 $28.92 $244,287.24
Disclosure

SEC source: 0001209191-19-015247 · doc4.xml · nonDerivative · entry 3

Powers Elizabeth C · CIK 0001332656 · Senior VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,077.8038

F6 · shares: Shares withheld for payment of taxes in connection with the February 28, 2019 settlement of the 2016-2018 PSUs.

F5 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 28, 2019.

F3 · balance_after: This amount includes 1,693.349759 shares of common stock that Ms. Powers owns in the Company's 401(k) Plan. Fluctuations in 401(k) share amounts reflect the Plan's unit reporting method. Ms. Powers holds approximately 1,422 units, which represent interests in the Company's stock fund.

Read SEC document
February 28, 2019 Filed Mar 2, 2019 00:53 UTC
Powers Elizabeth CSenior VP, CHRO
Exercise / conversionCommon Stock, par value $0.10 per share 18,571 $28.92 $537,073.32
Disclosure

SEC source: 0001209191-19-015247 · doc4.xml · nonDerivative · entry 2

Powers Elizabeth C · CIK 0001332656 · Senior VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,524.8038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Settlement of performance-vested restricted stock units that were granted in 2016, the vesting of which was contingent upon the Issuer's achievement of specified performance criteria during the period from January 1, 2016 through December 31, 2018 (the "2016-2018 PSUs"). The Issuer's partial achievement of such performance criteria was certified, and a corresponding portion of the shares underlying the 2016-2018 PSUs became payable, as of February 28, 2019.

F5 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 28, 2019.

F3 · balance_after: This amount includes 1,693.349759 shares of common stock that Ms. Powers owns in the Company's 401(k) Plan. Fluctuations in 401(k) share amounts reflect the Plan's unit reporting method. Ms. Powers holds approximately 1,422 units, which represent interests in the Company's stock fund.

Read SEC document
February 28, 2019 Filed Mar 2, 2019 00:49 UTC
Kramer Kevin BSr. VP, CCMO
Tax withholdingCommon Stock, par value $0.10 per share 8,975 $28.92 $259,557.00
Disclosure

SEC source: 0001209191-19-015243 · doc4.xml · nonDerivative · entry 4

Kramer Kevin B · CIK 0001549592 · Sr. VP, CCMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,705.6947

F7 · shares: Shares withheld for payment of taxes in connection with the February 28, 2019 settlement of the 2016-2018 PSUs.

F6 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 28, 2019.

F3 · balance_after: This amount includes 1,288.282579 shares of common stock that Mr. Kramer owns in the Company's 401(k) Plan. Fluctuations in 401(k) share amounts reflect the Plan's unit reporting method. Mr. Kramer holds approximately 1,082 units, which represent interests in the Company's stock fund.

Read SEC document
February 28, 2019 Filed Mar 2, 2019 00:49 UTC
Kramer Kevin BSr. VP, CCMO
Exercise / conversionCommon Stock, par value $0.10 per share 19,372 $28.92 $560,238.24
Disclosure

SEC source: 0001209191-19-015243 · doc4.xml · nonDerivative · entry 3

Kramer Kevin B · CIK 0001549592 · Sr. VP, CCMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,680.6947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Settlement of performance-vested restricted stock units that were granted in 2016, the vesting of which was contingent upon the Issuer's achievement of specified performance criteria during the period from January 1, 2016 through December 31, 2018 (the "2016-2018 PSUs"). The Issuer's partial achievement of such performance criteria was certified, and a corresponding portion of the shares underlying the 2016-2018 PSUs became payable, as of February 28, 2019.

F6 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 28, 2019.

F3 · balance_after: This amount includes 1,288.282579 shares of common stock that Mr. Kramer owns in the Company's 401(k) Plan. Fluctuations in 401(k) share amounts reflect the Plan's unit reporting method. Mr. Kramer holds approximately 1,082 units, which represent interests in the Company's stock fund.

Read SEC document
February 28, 2019 Filed Mar 2, 2019 00:40 UTC
Davis Elliot SSr VP, GC, CCO and Secretary
Tax withholdingCommon Stock, par value $0.10 per share 8,983 $28.92 $259,788.36
Disclosure

SEC source: 0001209191-19-015222 · doc4.xml · nonDerivative · entry 4

Davis Elliot S · CIK 0001520037 · Sr VP, GC, CCO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,667.4709

F6 · shares: Shares withheld for payment of taxes in connection with the February 28, 2019 settlement of the 2016-2018 PSUs.

F5 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 28, 2019.

Read SEC document
February 28, 2019 Filed Mar 2, 2019 00:40 UTC
Davis Elliot SSr VP, GC, CCO and Secretary
Exercise / conversionCommon Stock, par value $0.10 per share 20,660 $28.92 $597,487.20
Disclosure

SEC source: 0001209191-19-015222 · doc4.xml · nonDerivative · entry 3

Davis Elliot S · CIK 0001520037 · Sr VP, GC, CCO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,650.4709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Settlement of performance-vested restricted stock units that were granted in 2016, the vesting of which was contingent upon the Issuer's achievement of specified performance criteria during the period from January 1, 2016 through December 31, 2018 (the "2016-2018 PSUs"). The Issuer's partial achievement of such performance criteria was certified, and a corresponding portion of the shares underlying the 2016-2018 PSUs became payable, as of February 28, 2019.

F5 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 28, 2019.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 01:01 UTC
WETHERBEE ROBERT SPresident and CEO
Tax withholdingCommon Stock, par value $0.10 per share 1,842 $29.26 $53,887.71
Disclosure

SEC source: 0001209191-19-015259 · doc4.xml · nonDerivative · entry 2

WETHERBEE ROBERT S · CIK 0001572385 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,024.3409

F3 · shares: Shares withheld for payment of taxes on performance/restricted stock granted in 2014 that vested on February 27, 2019.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 27, 2019.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 01:01 UTC
WETHERBEE ROBERT SPresident and CEO
GrantCommon Stock, par value $0.10 per share 30,763 $29.26 $899,971.57
Disclosure

SEC source: 0001209191-19-015259 · doc4.xml · nonDerivative · entry 1

WETHERBEE ROBERT S · CIK 0001572385 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,866.3409

F1 · shares: Award of restricted stock units granted on February 27, 2019, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 27, 2019.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 00:59 UTC
Sims John DEVP, HPMC Segment
Tax withholdingCommon Stock, par value $0.10 per share 2,823 $29.26 $82,586.87
Disclosure

SEC source: 0001209191-19-015255 · doc4.xml · nonDerivative · entry 2

Sims John D · CIK 0001588682 · EVP, HPMC Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,549.2071

F3 · shares: Shares withheld for payment of taxes on performance/restricted stock granted in 2014 that vested on February 27, 2019.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 27, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.