Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ATI INCATI · Entity 944 | EVP, HPMC Segment | February 26, 2020 | February 28, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ATI INC
Report date February 26, 2020 · Filed February 28, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.10 per shareSEC Table I · non-derivative | Direct | 183,909.2071 |
Ending reported balance
After 2020-02-27 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-02-26 · Tax withholding · Disposed 3,734 · Balance 187,032.2071 F1: Shares withheld for payment of taxes on performance/restricted stock granted in 2015 that vested on February 26, 2020. F2: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 26, 2020. Row 2 · 2020-02-27 · Tax withholding · Disposed 3,123 · Balance 183,909.2071 F3: Shares withheld for payment of taxes on restricted stock units awarded on February 27, 2019. One-third of such restricted stock units vested by their terms on February 27, 2020. F4: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 27, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld for payment of taxes on performance/restricted stock granted in 2015 that vested on February 26, 2020.
F2: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 26, 2020.
F3: Shares withheld for payment of taxes on restricted stock units awarded on February 27, 2019. One-third of such restricted stock units vested by their terms on February 27, 2020.
F4: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 27, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2020 Filed Feb 28, 2020 21:29 UTC | ATI INC ATI · Entity 944 | Tax withholdingCommon Stock, par value $0.10 per share | 3,123 | $18.12 | $56,588.76 |
DisclosureSEC source: 0001209191-20-013863 · doc4.xml · nonDerivative · entry 2 Sims John D · CIK 0001588682 · EVP, HPMC Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,909.2071 F3 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 27, 2019. One-third of such restricted stock units vested by their terms on February 27, 2020. F4 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 27, 2020. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 21:29 UTC | ATI INC ATI · Entity 944 | Tax withholdingCommon Stock, par value $0.10 per share | 3,734 | $18.62 | $69,527.08 |
DisclosureSEC source: 0001209191-20-013863 · doc4.xml · nonDerivative · entry 1 Sims John D · CIK 0001588682 · EVP, HPMC Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,032.2071 F1 · shares: Shares withheld for payment of taxes on performance/restricted stock granted in 2015 that vested on February 26, 2020. F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 26, 2020. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:12 UTC | ATI INC ATI · Entity 944 | GrantCommon Stock, $0.10 par value per share | 16,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012975 · doc4.xml · nonDerivative · entry 4 Sims John D · CIK 0001588682 · EVP, HPMC Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,766.2071 F5 · shares: Award of restricted stock units, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:12 UTC | ATI INC ATI · Entity 944 | Tax withholdingCommon Stock, $0.10 par value per share | 2,490 | $19.44 | $48,405.60 |
DisclosureSEC source: 0001209191-20-012975 · doc4.xml · nonDerivative · entry 3 Sims John D · CIK 0001588682 · EVP, HPMC Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,791.2071 F4 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 23, 2017. One-third of such restricted stock units vested by their terms on February 24, 2020. F3 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 24, 2020. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:12 UTC | ATI INC ATI · Entity 944 | Tax withholdingCommon Stock, $0.10 par value per share | 16,022 | $19.44 | $311,467.68 |
DisclosureSEC source: 0001209191-20-012975 · doc4.xml · nonDerivative · entry 2 Sims John D · CIK 0001588682 · EVP, HPMC Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,281.2071 F2 · shares: Shares withheld for payment of taxes in connection with the February 24, 2020 settlement of the 2017-2019 PSUs. F3 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 24, 2020. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:12 UTC | ATI INC ATI · Entity 944 | GrantCommon Stock, $0.10 par value per share | 48,738 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012975 · doc4.xml · nonDerivative · entry 1 Sims John D · CIK 0001588682 · EVP, HPMC Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,303.2071 F1 · shares: Settlement of performance-vested restricted stock units that were granted in 2017, the vesting of which was contingent upon the Issuer's achievement of specified performance criteria during the period form January 1, 2017 through December 31, 2019 (the "2017-2019 PSUs"). The shares underlying the 2017-2019 PSUs became payable as of February 24, 2020 following certification of the Issuer's achievement of such performance criteria by the Personnel and Compensation Committee of the Issuer's Board of Directors. Read SEC document |
| February 28, 2019 Filed Mar 2, 2019 00:59 UTC | ATI INC ATI · Entity 944 | Tax withholdingCommon Stock, par value $0.10 per share | 10,260 | $28.92 | $296,719.20 |
DisclosureSEC source: 0001209191-19-015255 · doc4.xml · nonDerivative · entry 4 Sims John D · CIK 0001588682 · EVP, HPMC Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,697.2071 F6 · shares: Shares withheld for payment of taxes in connection with the February 28, 2019 settlement of the 2016-2018 PSUs. F5 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 28, 2019. Read SEC document |
| February 28, 2019 Filed Mar 2, 2019 00:59 UTC | ATI INC ATI · Entity 944 | Exercise / conversionCommon Stock, par value $0.10 per share | 23,678 | $28.92 | $684,767.76 |
DisclosureSEC source: 0001209191-19-015255 · doc4.xml · nonDerivative · entry 3 Sims John D · CIK 0001588682 · EVP, HPMC Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,227.2071 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Settlement of performance-vested restricted stock units that were granted in 2016, the vesting of which was contingent upon the Issuer's achievement of specified performance criteria during the period from January 1, 2016 through December 31, 2018 (the "2016-2018 PSUs"). The Issuer's partial achievement of such performance criteria was certified, and a corresponding portion of the shares underlying the 2016-2018 PSUs became payable, as of February 28, 2019. F5 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 28, 2019. Read SEC document |
| February 27, 2019 Filed Mar 2, 2019 00:59 UTC | ATI INC ATI · Entity 944 | Tax withholdingCommon Stock, par value $0.10 per share | 2,823 | $29.26 | $82,586.87 |
DisclosureSEC source: 0001209191-19-015255 · doc4.xml · nonDerivative · entry 2 Sims John D · CIK 0001588682 · EVP, HPMC Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,549.2071 F3 · shares: Shares withheld for payment of taxes on performance/restricted stock granted in 2014 that vested on February 27, 2019. F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 27, 2019. Read SEC document |
| February 27, 2019 Filed Mar 2, 2019 00:59 UTC | ATI INC ATI · Entity 944 | GrantCommon Stock, par value $0.10 per share | 19,740 | $29.26 | $577,493.70 |
DisclosureSEC source: 0001209191-19-015255 · doc4.xml · nonDerivative · entry 1 Sims John D · CIK 0001588682 · EVP, HPMC Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,372.2071 F1 · shares: Award of restricted stock units granted on February 27, 2019, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date. F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 27, 2019. Read SEC document |
| February 25, 2019 Filed Feb 28, 2019 01:44 UTC | ATI INC ATI · Entity 944 | Tax withholdingCommon Stock, $0.10 par value per share | 1,756 | $29.13 | $51,152.28 |
DisclosureSEC source: 0001209191-19-014332 · doc4.xml · nonDerivative · entry 2 Sims John D · CIK 0001588682 · EVP, HPMC Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,632.2071 F3 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 23, 2017. One-third of such restricted stock units vested by their terms on February 25, 2019. F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 25, 2019. Read SEC document |
| February 25, 2019 Filed Feb 28, 2019 01:44 UTC | ATI INC ATI · Entity 944 | Tax withholdingCommon Stock, $0.10 par value per share | 2,899 | $29.13 | $84,447.87 |
DisclosureSEC source: 0001209191-19-014332 · doc4.xml · nonDerivative · entry 1 Sims John D · CIK 0001588682 · EVP, HPMC Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,388.2071 F1 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 25, 2016. One-third of such restricted stock units vested by their terms on February 25, 2019. F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 25, 2019. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 23:42 UTC | ATI INC ATI · Entity 944 | Tax withholdingCommon Stock, $0.10 par value per share | 1,393 | $28.80 | $40,118.40 |
DisclosureSEC source: 0001209191-19-012769 · doc4.xml · nonDerivative · entry 1 Sims John D · CIK 0001588682 · EVP, HPMC Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,287.2071 F1 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 20, 2018. One-third of such restricted stock units vested by their terms on February 20, 2019. F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 20, 2019. Read SEC document |
| February 20, 2019 Filed Feb 25, 2020 00:21 UTC | ATI INC ATI · Entity 944 | Tax withholdingCommon Stock, par value $0.10 per share | 1,402 | $20.40 | $28,600.80 |
DisclosureSEC source: 0001209191-20-012235 · doc4.xml · nonDerivative · entry 1 Sims John D · CIK 0001588682 · EVP, HPMC Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,565.2071 F1 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 20, 2018. One-third of such restricted stock units vested by their terms on February 20, 2020. F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 20, 2020. Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 20:33 UTC | ATI INC ATI · Entity 944 | SaleCommon Stock, $0.10 par value per share | 30,000 | $27.34 | $820,344.00 |
DisclosureSEC source: 0001209191-18-026854 · doc4.xml · nonDerivative · entry 1 Sims John D · CIK 0001588682 · EVP, HPMC Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,680.2071 F1 · price: Represents the weighted average sale price with respect to multiple trades ranging in price from $27.115 to $27.60 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 22:54 UTC | ATI INC ATI · Entity 944 | Tax withholdingCommon Stock, $0.10 par value per share | 2,149 | $26.10 | $56,088.90 |
DisclosureSEC source: 0001209191-18-016779 · doc4.xml · nonDerivative · entry 1 Sims John D · CIK 0001588682 · EVP, HPMC Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,680.2071 F1 · shares: Shares withheld for payment of taxes on shares of previously-restricted stock, the restrictions on which lapsed by their terms on March 1, 2018. F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on March 1, 2018. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 00:43 UTC | ATI INC ATI · Entity 944 | Tax withholdingCommon Stock, $0.10 par value per share | 2,471 | $27.12 | $67,013.52 |
DisclosureSEC source: 0001209191-18-014263 · doc4.xml · nonDerivative · entry 2 Sims John D · CIK 0001588682 · EVP, HPMC Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,829.2071 F3 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 25, 2016. One-third of such restricted stock units vested by their terms on February 26, 2018. F4 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 26, 2018. Read SEC document |
| February 23, 2018 Filed Feb 28, 2018 00:43 UTC | ATI INC ATI · Entity 944 | Tax withholdingCommon Stock, $0.10 par value per share | 1,495 | $27.00 | $40,365.00 |
DisclosureSEC source: 0001209191-18-014263 · doc4.xml · nonDerivative · entry 1 Sims John D · CIK 0001588682 · EVP, HPMC Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,300.2071 F1 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 23, 2017. One-third of such restricted stock units vested by their terms on February 23, 2018. F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 23, 2018. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:53 UTC | ATI INC ATI · Entity 944 | GrantCommon Stock, $0.10 par value per share | 11,782 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012708 · doc4.xml · nonDerivative · entry 2 Sims John D · CIK 0001588682 · EVP, HPMC Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,795.2071 F2 · shares: Award of restricted stock units, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:53 UTC | ATI INC ATI · Entity 944 | Disposition to issuerCommon Stock, $0.10 par value per share | 6,294.001 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012708 · doc4.xml · nonDerivative · entry 1 Sims John D · CIK 0001588682 · EVP, HPMC Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,013.2071 F1 · shares: Forfeiture of restricted shares, including accumulated dividends, granted under the 2015 Long-Term Shareholder Value Program. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 21:37 UTC | ATI INC ATI · Entity 944 | Disposition to issuerCommon Stock, $0.10 par value per share | 7,867.001 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-005138 · doc4.xml · nonDerivative · entry 1 Sims John D · CIK 0001588682 · EVP, HPMC Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,307.2081 F1 · shares: Forfeiture of restricted shares, including accumulated dividends, granted under the 2015 Performance/Restricted Stock Program. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 00:18 UTC | ATI INC ATI · Entity 944 | Tax withholdingCommon Stock, par value $0.10 | 2,732 | $19.65 | $53,683.80 |
DisclosureSEC source: 0001209191-17-014999 · doc4.xml · nonDerivative · entry 3 Sims John D · CIK 0001588682 · EVP, HPMC Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,504.2091 F4 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 27, 2016. One-third of such restricted stock units vested by their terms on February 27, 2017. F5 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 27, 2017. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 00:18 UTC | ATI INC ATI · Entity 944 | Tax withholdingCommon Stock, par value $0.10 | 149.7974 | $19.44 | $2,912.06 |
DisclosureSEC source: 0001209191-17-014999 · doc4.xml · nonDerivative · entry 2 Sims John D · CIK 0001588682 · EVP, HPMC Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,236.2091 F2 · shares: Shares withheld for payment of taxes on shares of previously-restricted stock awarded on February 23, 2012, the restrictions on which lapsed by their terms on the fifth anniversary of the grant date. F3 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 23, 2017. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 00:18 UTC | ATI INC ATI · Entity 944 | GrantCommon Stock, par value $0.10 | 15,741 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-014999 · doc4.xml · nonDerivative · entry 1 Sims John D · CIK 0001588682 · EVP, HPMC Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,386.0065 F1 · shares: Award of restricted stock units, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 21:34 UTC | ATI INC ATI · Entity 944 | Disposition to issuerCommon Stock, $0.10 par value | 8,436.7979 | $21.75 | $183,500.35 |
DisclosureSEC source: 0001209191-17-006395 · doc4.xml · nonDerivative · entry 4 Sims John D · CIK 0001588682 · EVP, HPMC Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,645.0065 F4 · shares: Forfeiture of restricted shares, including accumulated dividends, granted under the 2014 Performance/Restricted Stock Program. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 21:34 UTC | ATI INC ATI · Entity 944 | Tax withholdingCommon Stock, $0.10 par value | 5,313.5958 | $21.75 | $115,570.71 |
DisclosureSEC source: 0001209191-17-006395 · doc4.xml · nonDerivative · entry 3 Sims John D · CIK 0001588682 · EVP, HPMC Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,081.8044 F3 · shares: Shares withheld for payment of taxes on shares of previously restricted stock awarded in February 2014 under the 2014-2016 Long-Term Shareholder Value Program. Vesting of these shares was contingent on the successful achievement of predetermined goals during the 2014-2016 performance period and became payable on January 27, 2017. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 21:34 UTC | ATI INC ATI · Entity 944 | Tax withholdingCommon Stock, $0.10 par value | 3,114 | $21.75 | $67,729.50 |
DisclosureSEC source: 0001209191-17-006395 · doc4.xml · nonDerivative · entry 2 Sims John D · CIK 0001588682 · EVP, HPMC Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,395.4002 F2 · shares: Shares withheld for payment of taxes on the 2014-2016 TSR award paid on January 27, 2017 as described in footnote 1 above. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 21:34 UTC | ATI INC ATI · Entity 944 | GrantCommon Stock, $0.10 par value | 9,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006395 · doc4.xml · nonDerivative · entry 1 Sims John D · CIK 0001588682 · EVP, HPMC Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,509.4002 F1 · shares: Shares awarded under the Company's 2014-2016 Total Shareholder Return Program ("TSR"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.