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ATI

ATI INC

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944
SEC CIK
0001018963
Parsed reports
419

Last 12 months

Inside the activity.

0 purchase rows · 55 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202503
Jan 202600
Feb 202604
Mar 202602
Apr 202600
May 202607
Jun 202609
Jul 2026011
Aug 202607
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 12, 2020 Filed May 14, 2020 22:48 UTC GrantCommon Stock, par value $0.10 per share 21,893 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-029307 · doc4.xml · nonDerivative · entry 1

Corvi Carolyn · CIK 0001465541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,842.6932

F1 · shares: Annual Director award under the Issuer's 2020 Incentive Plan as part of the Issuer's Director compensation program. Includes 13,577 shares representing Ms. Corvi's annual director award and 8,316 shares that Ms. Corvi elected, in December 2019, to receive in lieu of a portion of her 2020 cash retainer.

F2 · price: Annual Director award granted under the Issuer's 2020 Incentive Plan as part of the Issuer's Director compensation program.

Read SEC document
May 12, 2020 Filed May 14, 2020 22:47 UTC GrantCommon Stock, par value $0.10 per share 13,577 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-029306 · doc4.xml · nonDerivative · entry 1

Carlisle Herbert J · CIK 0001732898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,180

F1 · shares: Annual Director award granted under the Issuer's 2020 Incentive Plan as part of the Issuer's Director compensation program.

F1 · price: Annual Director award granted under the Issuer's 2020 Incentive Plan as part of the Issuer's Director compensation program.

Read SEC document
May 12, 2020 Filed May 14, 2020 22:47 UTC
BALL M LEROYDirector
GrantCommon Stock, par value $0.10 per share 13,577 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-029304 · doc4.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,107

F1 · shares: Annual Director award granted under the Issuer's 2020 Incentive Plan as part of the Issuer's Director compensation program.

F1 · price: Annual Director award granted under the Issuer's 2020 Incentive Plan as part of the Issuer's Director compensation program.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 15:55 UTC
Kah MarianneDirector
PurchaseCommon Stock, par value $0.10 per share 2,000 $8.91 $17,820.00
Disclosure

SEC source: 0001209191-20-019488 · doc4.xml · nonDerivative · entry 1

Kah Marianne · CIK 0001779021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,116

Read SEC document
March 16, 2020 Filed Mar 17, 2020 15:54 UTC
WETHERBEE ROBERT SPresident and CEO
PurchaseCommon Stock, par value $0.10 per share 2,500 $8.70 $21,758.75
Disclosure

SEC source: 0001209191-20-019487 · doc4.xml · nonDerivative · entry 1

WETHERBEE ROBERT S · CIK 0001572385 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,140.3409

Read SEC document
February 27, 2020 Filed Feb 28, 2020 21:29 UTC
WETHERBEE ROBERT SPresident and CEO
Tax withholdingCommon Stock, par value $0.10 per share 4,664 $18.12 $84,511.68
Disclosure

SEC source: 0001209191-20-013867 · doc4.xml · nonDerivative · entry 2

WETHERBEE ROBERT S · CIK 0001572385 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,640.3409

F3 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 27, 2019. One-third of such restricted stock units vested by their terms on February 27, 2020.

F4 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 27, 2020.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 21:29 UTC
Sims John DEVP, HPMC Segment
Tax withholdingCommon Stock, par value $0.10 per share 3,123 $18.12 $56,588.76
Disclosure

SEC source: 0001209191-20-013863 · doc4.xml · nonDerivative · entry 2

Sims John D · CIK 0001588682 · EVP, HPMC Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,909.2071

F3 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 27, 2019. One-third of such restricted stock units vested by their terms on February 27, 2020.

F4 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 27, 2020.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 21:28 UTC
Schwartz Karl DVP, Controller & CAO
Tax withholdingCommon Stock, par value $0.10 per share 336 $18.12 $6,088.32
Disclosure

SEC source: 0001209191-20-013858 · doc4.xml · nonDerivative · entry 1

Schwartz Karl D · CIK 0001498160 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,548.4283

F1 · shares: Shares withheld for payment of taxes on restricted stock units that vested on February 27, 2020.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 27, 2020.

F3 · balance_after: This amount includes 6,190.3743 shares of common stock Mr. Schwartz owns in the Company's 401(k) plan. Fluctuations in 401(k) share amounts reflect the plan's unit reporting method. The reporting person holds approximately 5,191 units, which represent interests in the Company's stock fund.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 21:27 UTC
Powers Elizabeth CSenior VP, CHRO
Tax withholdingCommon Stock, par value $0.10 per share 2,099 $18.12 $38,033.88
Disclosure

SEC source: 0001209191-20-013853 · doc4.xml · nonDerivative · entry 2

Powers Elizabeth C · CIK 0001332656 · Senior VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,161.8834

F4 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 27, 2019. One-third of such restricted stock units vested by their terms on February 27, 2020.

F5 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 27, 2020.

F3 · balance_after: This amount includes 1,921.0769 shares of common stock that Ms. Powers owns in the Company's 401(k) Plan. Fluctuations in 401(k) share amounts reflect the Plan's unit reporting method. Ms. Powers holds approximately 1,610 units, which represent interests in the Company's stock fund.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 21:26 UTC
Kramer Kevin BSr. VP, CCMO
Tax withholdingCommon Stock, par value $0.10 per share 2,263 $18.12 $41,005.56
Disclosure

SEC source: 0001209191-20-013844 · doc4.xml · nonDerivative · entry 2

Kramer Kevin B · CIK 0001549592 · Sr. VP, CCMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,561.5562

F4 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 27, 2019. One-third of such restricted stock units vested by their terms on February 27, 2020.

F5 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 27, 2020.

F3 · balance_after: This amount includes 1512.1441 shares of common stock that Mr. Kramer owns in the Company's 401(k) Plan. Fluctuations in 401(k) share amounts reflect the Plan's unit reporting method. Mr. Kramer holds approximately 1,268 units, which represent interests in the Company's stock fund.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 21:26 UTC
Harris Timothy JSenior VP and CDIO
Tax withholdingCommon Stock, par value $0.10 per share 2,157 $18.12 $39,084.84
Disclosure

SEC source: 0001209191-20-013838 · doc4.xml · nonDerivative · entry 1

Harris Timothy J · CIK 0001776844 · Senior VP and CDIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,139

F1 · shares: Shares withheld for payment of taxes on restricted stock units that vested on February 27, 2020.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 27, 2020.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 21:25 UTC
Davis Elliot SSr VP, GC, CCO and Secretary
Tax withholdingCommon Stock, par value $0.10 per share 2,118 $18.12 $38,378.16
Disclosure

SEC source: 0001209191-20-013835 · doc4.xml · nonDerivative · entry 2

Davis Elliot S · CIK 0001520037 · Sr VP, GC, CCO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,452.4709

F3 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 27, 2019. One-third of such restricted stock units vested by their terms on February 27, 2020.

F4 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 27, 2020.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 22:00 UTC Tax withholdingCommon Stock, par value $0.10 per share 4,414 $18.12 $79,981.68
Disclosure

SEC source: 0001209191-20-014555 · doc4.xml · nonDerivative · entry 1

Fields Kimberly A · CIK 0001773072 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,102

F1 · shares: Shares withheld for payment of taxes on restricted stock units that vested on February 27, 2020.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 27, 2020.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 21:29 UTC
WETHERBEE ROBERT SPresident and CEO
Tax withholdingCommon Stock, par value $0.10 per share 3,158 $18.62 $58,801.96
Disclosure

SEC source: 0001209191-20-013867 · doc4.xml · nonDerivative · entry 1

WETHERBEE ROBERT S · CIK 0001572385 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,304.3409

F1 · shares: Shares withheld for payment of taxes on performance/restricted stock granted in 2015 that vested on February 26, 2020.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 26, 2020.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 21:29 UTC
Sims John DEVP, HPMC Segment
Tax withholdingCommon Stock, par value $0.10 per share 3,734 $18.62 $69,527.08
Disclosure

SEC source: 0001209191-20-013863 · doc4.xml · nonDerivative · entry 1

Sims John D · CIK 0001588682 · EVP, HPMC Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,032.2071

F1 · shares: Shares withheld for payment of taxes on performance/restricted stock granted in 2015 that vested on February 26, 2020.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 26, 2020.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 21:27 UTC
Powers Elizabeth CSenior VP, CHRO
Tax withholdingCommon Stock, par value $0.10 per share 2,808 $18.62 $52,284.96
Disclosure

SEC source: 0001209191-20-013853 · doc4.xml · nonDerivative · entry 1

Powers Elizabeth C · CIK 0001332656 · Senior VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,260.8834

F1 · shares: Shares withheld for payment of taxes on performance/restricted stock granted in 2015 that vested on February 26, 2020.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 26, 2020.

F3 · balance_after: This amount includes 1,921.0769 shares of common stock that Ms. Powers owns in the Company's 401(k) Plan. Fluctuations in 401(k) share amounts reflect the Plan's unit reporting method. Ms. Powers holds approximately 1,610 units, which represent interests in the Company's stock fund.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 21:26 UTC
Kramer Kevin BSr. VP, CCMO
Tax withholdingCommon Stock, par value $0.10 per share 2,983 $18.62 $55,543.46
Disclosure

SEC source: 0001209191-20-013844 · doc4.xml · nonDerivative · entry 1

Kramer Kevin B · CIK 0001549592 · Sr. VP, CCMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,824.5562

F1 · shares: Shares withheld for payment of taxes on performance/restricted stock granted in 2015 that vested on February 26, 2020.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 26, 2020.

F3 · balance_after: This amount includes 1512.1441 shares of common stock that Mr. Kramer owns in the Company's 401(k) Plan. Fluctuations in 401(k) share amounts reflect the Plan's unit reporting method. Mr. Kramer holds approximately 1,268 units, which represent interests in the Company's stock fund.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 21:25 UTC
Davis Elliot SSr VP, GC, CCO and Secretary
Tax withholdingCommon Stock, par value $0.10 per share 2,986 $18.62 $55,599.32
Disclosure

SEC source: 0001209191-20-013835 · doc4.xml · nonDerivative · entry 1

Davis Elliot S · CIK 0001520037 · Sr VP, GC, CCO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,570.4709

F1 · shares: Shares withheld for payment of taxes on performance/restricted stock granted in 2015 that vested on February 26, 2020.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 26, 2020.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:13 UTC
WETHERBEE ROBERT SPresident and CEO
GrantCommon Stock, $0.10 par value per share 61,728 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012978 · doc4.xml · nonDerivative · entry 4

WETHERBEE ROBERT S · CIK 0001572385 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,462.3409

F5 · shares: Award of restricted stock units, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:13 UTC
WETHERBEE ROBERT SPresident and CEO
Tax withholdingCommon Stock, $0.10 par value per share 2,387 $19.44 $46,403.28
Disclosure

SEC source: 0001209191-20-012978 · doc4.xml · nonDerivative · entry 3

WETHERBEE ROBERT S · CIK 0001572385 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,734.3409

F4 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 23, 2017. One-third of such restricted stock units vested by their terms on February 24, 2020.

F3 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 24, 2020.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:13 UTC
WETHERBEE ROBERT SPresident and CEO
Tax withholdingCommon Stock, $0.10 par value per share 22,167 $19.44 $430,926.48
Disclosure

SEC source: 0001209191-20-012978 · doc4.xml · nonDerivative · entry 2

WETHERBEE ROBERT S · CIK 0001572385 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,121.3409

F2 · shares: Shares withheld for payment of taxes in connection with the February 24, 2020 settlement of the 2017-2019 PSUs.

F3 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 24, 2020.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:13 UTC
WETHERBEE ROBERT SPresident and CEO
GrantCommon Stock, $0.10 par value per share 48,738 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012978 · doc4.xml · nonDerivative · entry 1

WETHERBEE ROBERT S · CIK 0001572385 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,288.3409

F1 · shares: Settlement of performance-vested restricted stock units that were granted in 2017, the vesting of which was contingent upon the Issuer's achievement of specified performance criteria during the period form January 1, 2017 through December 31, 2019 (the "2017-2019 PSUs"). The shares underlying the 2017-2019 PSUs became payable as of February 24, 2020 following certification of the Issuer's achievement of such performance criteria by the Personnel and Compensation Committee of the Issuer's Board of Directors.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:12 UTC
Sims John DEVP, HPMC Segment
GrantCommon Stock, $0.10 par value per share 16,975 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012975 · doc4.xml · nonDerivative · entry 4

Sims John D · CIK 0001588682 · EVP, HPMC Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,766.2071

F5 · shares: Award of restricted stock units, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:12 UTC
Sims John DEVP, HPMC Segment
Tax withholdingCommon Stock, $0.10 par value per share 2,490 $19.44 $48,405.60
Disclosure

SEC source: 0001209191-20-012975 · doc4.xml · nonDerivative · entry 3

Sims John D · CIK 0001588682 · EVP, HPMC Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,791.2071

F4 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 23, 2017. One-third of such restricted stock units vested by their terms on February 24, 2020.

F3 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 24, 2020.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:12 UTC
Sims John DEVP, HPMC Segment
Tax withholdingCommon Stock, $0.10 par value per share 16,022 $19.44 $311,467.68
Disclosure

SEC source: 0001209191-20-012975 · doc4.xml · nonDerivative · entry 2

Sims John D · CIK 0001588682 · EVP, HPMC Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,281.2071

F2 · shares: Shares withheld for payment of taxes in connection with the February 24, 2020 settlement of the 2017-2019 PSUs.

F3 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 24, 2020.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:12 UTC
Sims John DEVP, HPMC Segment
GrantCommon Stock, $0.10 par value per share 48,738 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012975 · doc4.xml · nonDerivative · entry 1

Sims John D · CIK 0001588682 · EVP, HPMC Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,303.2071

F1 · shares: Settlement of performance-vested restricted stock units that were granted in 2017, the vesting of which was contingent upon the Issuer's achievement of specified performance criteria during the period form January 1, 2017 through December 31, 2019 (the "2017-2019 PSUs"). The shares underlying the 2017-2019 PSUs became payable as of February 24, 2020 following certification of the Issuer's achievement of such performance criteria by the Personnel and Compensation Committee of the Issuer's Board of Directors.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:11 UTC
Schwartz Karl DVP, Controller & CAO
GrantCommon Stock, $0.10 par value per share 7,003 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012972 · doc4.xml · nonDerivative · entry 4

Schwartz Karl D · CIK 0001498160 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,884.4283

F6 · shares: Award of restricted stock units, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:11 UTC
Schwartz Karl DVP, Controller & CAO
Tax withholdingCommon Stock, $0.10 par value per share 452 $19.44 $8,786.88
Disclosure

SEC source: 0001209191-20-012972 · doc4.xml · nonDerivative · entry 3

Schwartz Karl D · CIK 0001498160 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,881.4283

F5 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 23, 2017. One-third of such restricted stock units vested by their terms on February 24, 2020.

F4 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 24, 2020.

F2 · balance_after: This amount includes 6,190.3743 shares of common stock that Mr. Schwartz owns in the Company's 401(k) Plan. Fluctuations in 401(k) share amounts reflect the Plan's unit reporting method. Mr. Schwartz holds approximately 5,191 units, which represent interests in the Company's stock fund.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:11 UTC
Schwartz Karl DVP, Controller & CAO
Tax withholdingCommon Stock, $0.10 par value per share 4,364 $19.44 $84,836.16
Disclosure

SEC source: 0001209191-20-012972 · doc4.xml · nonDerivative · entry 2

Schwartz Karl D · CIK 0001498160 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,333.4283

F3 · shares: Shares withheld for payment of taxes in connection with the February 24, 2020 settlement of the 2017-2019 PSUs.

F4 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 24, 2020.

F2 · balance_after: This amount includes 6,190.3743 shares of common stock that Mr. Schwartz owns in the Company's 401(k) Plan. Fluctuations in 401(k) share amounts reflect the Plan's unit reporting method. Mr. Schwartz holds approximately 5,191 units, which represent interests in the Company's stock fund.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:11 UTC
Schwartz Karl DVP, Controller & CAO
GrantCommon Stock, $0.10 par value per share 9,657 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012972 · doc4.xml · nonDerivative · entry 1

Schwartz Karl D · CIK 0001498160 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,697.4283

F1 · shares: Settlement of performance-vested restricted stock units that were granted in 2017, the vesting of which was contingent upon the Issuer's achievement of specified performance criteria during the period form January 1, 2017 through December 31, 2019 (the "2017-2019 PSUs"). The shares underlying the 2017-2019 PSUs became payable as of February 24, 2020 following certification of the Issuer's achievement of such performance criteria by the Personnel and Compensation Committee of the Issuer's Board of Directors.

F2 · balance_after: This amount includes 6,190.3743 shares of common stock that Mr. Schwartz owns in the Company's 401(k) Plan. Fluctuations in 401(k) share amounts reflect the Plan's unit reporting method. Mr. Schwartz holds approximately 5,191 units, which represent interests in the Company's stock fund.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:11 UTC
Powers Elizabeth CSenior VP, CHRO
GrantCommon Stock, $0.10 par value per share 15,432 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012969 · doc4.xml · nonDerivative · entry 4

Powers Elizabeth C · CIK 0001332656 · Senior VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,068.8834

F6 · shares: Award of restricted stock units, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:11 UTC
Powers Elizabeth CSenior VP, CHRO
Tax withholdingCommon Stock, $0.10 par value per share 1,872 $19.44 $36,391.68
Disclosure

SEC source: 0001209191-20-012969 · doc4.xml · nonDerivative · entry 3

Powers Elizabeth C · CIK 0001332656 · Senior VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,636.8834

F5 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 23, 2017. One-third of such restricted stock units vested by their terms on February 24, 2020.

F4 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 24, 2020.

F2 · balance_after: This amount includes 1,921.0769 shares of common stock that Ms. Powers owns in the Company's 401(k) Plan. Fluctuations in 401(k) share amounts reflect the Plan's unit reporting method. Ms. Powers holds approximately 1,610 units, which represent interests in the Company's stock fund.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:11 UTC
Powers Elizabeth CSenior VP, CHRO
Tax withholdingCommon Stock, $0.10 par value per share 17,378 $19.44 $337,828.32
Disclosure

SEC source: 0001209191-20-012969 · doc4.xml · nonDerivative · entry 2

Powers Elizabeth C · CIK 0001332656 · Senior VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,508.8834

F3 · shares: Shares withheld for payment of taxes in connection with the February 24, 2020 settlement of the 2017-2019 PSUs.

F4 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 24, 2020.

F2 · balance_after: This amount includes 1,921.0769 shares of common stock that Ms. Powers owns in the Company's 401(k) Plan. Fluctuations in 401(k) share amounts reflect the Plan's unit reporting method. Ms. Powers holds approximately 1,610 units, which represent interests in the Company's stock fund.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:11 UTC
Powers Elizabeth CSenior VP, CHRO
GrantCommon Stock, $0.10 par value per share 38,226 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012969 · doc4.xml · nonDerivative · entry 1

Powers Elizabeth C · CIK 0001332656 · Senior VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,886.8834

F1 · shares: Settlement of performance-vested restricted stock units that were granted in 2017, the vesting of which was contingent upon the Issuer's achievement of specified performance criteria during the period form January 1, 2017 through December 31, 2019 (the "2017-2019 PSUs"). The shares underlying the 2017-2019 PSUs became payable as of February 24, 2020 following certification of the Issuer's achievement of such performance criteria by the Personnel and Compensation Committee of the Issuer's Board of Directors.

F2 · balance_after: This amount includes 1,921.0769 shares of common stock that Ms. Powers owns in the Company's 401(k) Plan. Fluctuations in 401(k) share amounts reflect the Plan's unit reporting method. Ms. Powers holds approximately 1,610 units, which represent interests in the Company's stock fund.

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February 24, 2020 Filed Feb 26, 2020 21:10 UTC
NEWMAN DONALD PSVP and CFO
GrantCommon Stock, par value $0.10 per share 18,209 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012966 · doc4.xml · nonDerivative · entry 1

NEWMAN DONALD P · CIK 0001282236 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,542

F1 · shares: Award of restricted stock units, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date.

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February 24, 2020 Filed Feb 26, 2020 21:08 UTC
Kramer Kevin BSr. VP, CCMO
GrantCommon Stock, $0.10 par value per share 15,740 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012964 · doc4.xml · nonDerivative · entry 4

Kramer Kevin B · CIK 0001549592 · Sr. VP, CCMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,807.5562

F6 · shares: Award of restricted stock units, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date.

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February 24, 2020 Filed Feb 26, 2020 21:08 UTC
Kramer Kevin BSr. VP, CCMO
Tax withholdingCommon Stock, $0.10 par value per share 2,106 $19.44 $40,940.64
Disclosure

SEC source: 0001209191-20-012964 · doc4.xml · nonDerivative · entry 3

Kramer Kevin B · CIK 0001549592 · Sr. VP, CCMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,067.5562

F5 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 23, 2017. One-third of such restricted stock units vested by their terms on February 24, 2020.

F4 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 24, 2020.

F2 · balance_after: This amount includes 1,512.1441 shares of common stock that Mr. Kramer owns in the Company's 401(k) Plan. Fluctuations in 401(k) share amounts reflect the Plan's unit reporting method. Mr. Kramer holds approximately 1,268 units, which represent interests in the Company's stock fund.

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February 24, 2020 Filed Feb 26, 2020 21:08 UTC
Kramer Kevin BSr. VP, CCMO
Tax withholdingCommon Stock, $0.10 par value per share 19,533 $19.44 $379,721.52
Disclosure

SEC source: 0001209191-20-012964 · doc4.xml · nonDerivative · entry 2

Kramer Kevin B · CIK 0001549592 · Sr. VP, CCMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,173.5562

F3 · shares: Shares withheld for payment of taxes in connection with the February 24, 2020 settlement of the 2017-2019 PSUs.

F4 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 24, 2020.

F2 · balance_after: This amount includes 1,512.1441 shares of common stock that Mr. Kramer owns in the Company's 401(k) Plan. Fluctuations in 401(k) share amounts reflect the Plan's unit reporting method. Mr. Kramer holds approximately 1,268 units, which represent interests in the Company's stock fund.

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February 24, 2020 Filed Feb 26, 2020 21:08 UTC
Kramer Kevin BSr. VP, CCMO
GrantCommon Stock, $0.10 par value per share 43,004 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012964 · doc4.xml · nonDerivative · entry 1

Kramer Kevin B · CIK 0001549592 · Sr. VP, CCMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,706.5562

F1 · shares: Settlement of performance-vested restricted stock units that were granted in 2017, the vesting of which was contingent upon the Issuer's achievement of specified performance criteria during the period form January 1, 2017 through December 31, 2019 (the "2017-2019 PSUs"). The shares underlying the 2017-2019 PSUs became payable as of February 24, 2020 following certification of the Issuer's achievement of such performance criteria by the Personnel and Compensation Committee of the Issuer's Board of Directors.

F2 · balance_after: This amount includes 1,512.1441 shares of common stock that Mr. Kramer owns in the Company's 401(k) Plan. Fluctuations in 401(k) share amounts reflect the Plan's unit reporting method. Mr. Kramer holds approximately 1,268 units, which represent interests in the Company's stock fund.

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February 24, 2020 Filed Feb 26, 2020 21:06 UTC GrantCommon Stock, $0.10 par value per share 16,975 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012961 · doc4.xml · nonDerivative · entry 1

Fields Kimberly A · CIK 0001773072 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,516

F1 · shares: Award of restricted stock units, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date.

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February 24, 2020 Filed Feb 26, 2020 21:07 UTC
Harris Timothy JSenior VP and CDIO
GrantCommon Stock, $0.10 par value per share 12,962 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012962 · doc4.xml · nonDerivative · entry 1

Harris Timothy J · CIK 0001776844 · Senior VP and CDIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,296

F1 · shares: Award of restricted stock units, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:04 UTC
Davis Elliot SSr VP, GC, CCO and Secretary
GrantCommon Stock, $0.10 par value per share 15,432 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012959 · doc4.xml · nonDerivative · entry 4

Davis Elliot S · CIK 0001520037 · Sr VP, GC, CCO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,556.4709

F5 · shares: Award of restricted stock units, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:04 UTC
Davis Elliot SSr VP, GC, CCO and Secretary
Tax withholdingCommon Stock, $0.10 par value per share 1,991 $19.44 $38,705.04
Disclosure

SEC source: 0001209191-20-012959 · doc4.xml · nonDerivative · entry 3

Davis Elliot S · CIK 0001520037 · Sr VP, GC, CCO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,124.4709

F4 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 23, 2017. One-third of such restricted stock units vested by their terms on February 24, 2020.

F3 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 24, 2020.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:04 UTC
Davis Elliot SSr VP, GC, CCO and Secretary
Tax withholdingCommon Stock, $0.10 par value per share 18,463 $19.44 $358,920.72
Disclosure

SEC source: 0001209191-20-012959 · doc4.xml · nonDerivative · entry 2

Davis Elliot S · CIK 0001520037 · Sr VP, GC, CCO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,115.4709

F2 · shares: Shares withheld for payment of taxes in connection with the February 24, 2020 settlement of the 2017-2019 PSUs.

F3 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 24, 2020.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:04 UTC
Davis Elliot SSr VP, GC, CCO and Secretary
GrantCommon Stock, $0.10 par value per share 42,526 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012959 · doc4.xml · nonDerivative · entry 1

Davis Elliot S · CIK 0001520037 · Sr VP, GC, CCO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,578.4709

F1 · shares: Settlement of performance-vested restricted stock units that were granted in 2017, the vesting of which was contingent upon the Issuer's achievement of specified performance criteria during the period form January 1, 2017 through December 31, 2019 (the "2017-2019 PSUs"). The shares underlying the 2017-2019 PSUs became payable as of February 24, 2020 following certification of the Issuer's achievement of such performance criteria by the Personnel and Compensation Committee of the Issuer's Board of Directors.

Read SEC document
January 06, 2020 Filed Jan 8, 2020 21:06 UTC
NEWMAN DONALD PSVP and CFO
GrantCommon Stock, par value $0.10 per share 24,667 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-002497 · doc4.xml · nonDerivative · entry 2

NEWMAN DONALD P · CIK 0001282236 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,333

F2 · shares: Award of restricted stock units granted on January 6, 2020, which are settled in shares of stock upon vesting. The award vests on the third anniversary of the grant date.

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January 06, 2020 Filed Jan 8, 2020 21:06 UTC
NEWMAN DONALD PSVP and CFO
GrantCommon Stock, par value $0.10 per share 24,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-002497 · doc4.xml · nonDerivative · entry 1

NEWMAN DONALD P · CIK 0001282236 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,666

F1 · shares: Award of restricted stock units granted on January 6, 2020, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date.

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August 14, 2019 Filed Aug 15, 2019 10:57 UTC
Powers Elizabeth CSenior VP, CHRO
PurchaseCommon Stock, par value $0.10 per share 2,000 $18.17 $36,340.00
Disclosure

SEC source: 0001209191-19-046027 · doc4.xml · nonDerivative · entry 1

Powers Elizabeth C · CIK 0001332656 · Senior VP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,185.4431

F1 · balance_after: This amount includes 1,925.63662 shares of common stock that Ms. Powers owns in the Company's 401(k) Plan. Fluctuations in 401(k) share amounts reflect the Plan's unit reporting method. Ms. Powers holds approximately 1,611 units, which represent interests in the Company's stock fund.

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August 14, 2019 Filed Aug 15, 2019 10:56 UTC
Kramer Kevin BSr. VP, CCMO
PurchaseCommon Stock, par value $0.10 per share 2,500 $17.68 $44,208.00
Disclosure

SEC source: 0001209191-19-046026 · doc4.xml · nonDerivative · entry 1

Kramer Kevin B · CIK 0001549592 · Sr. VP, CCMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,384.6476

F1 · price: Represents the weighted average sale price with respect to multiple trades ranging in price from $17.66 to $17.70 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: This amount includes 1,457.235493 shares of common stock that Mr. Kramer owns in the Company's 401(k) Plan. Fluctuations in 401(k) share amounts reflect the Plan's unit reporting method. Mr. Kramer holds approximately 1,219 units, which represent interests in the Company's stock fund.

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August 14, 2019 Filed Aug 15, 2019 10:55 UTC
Harris Timothy JSenior VP and CDIO
PurchaseCommon Stock, par value $0.10 per share 2,900 $17.80 $51,620.00
Disclosure

SEC source: 0001209191-19-046025 · doc4.xml · nonDerivative · entry 1

Harris Timothy J · CIK 0001776844 · Senior VP and CDIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,334

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.