Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2020 Filed Feb 12, 2020 21:30 UTC |
Averick Robert MDirector · 10% owner
|
PurchaseCommon Stock | 19,935 | $5.56 | $110,838.60 |
DisclosureSEC source: 0001104659-20-019289 · tv537943_form4.xml · nonDerivative · entry 2 Averick Robert M · CIK 0001343599 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,935 F3 · price: The reported price in Column 4 is a weighted average price rounded to the nearest hundredth. The shares purchased on February 10, 2020 were purchased in multiple transactions at prices ranging from $5.19 to $5.61 per share. The shares purchased on February 11, 2020 were purchased in multiple transactions at prices ranging from $5.27 to $5.316 per share. Mr. Averick undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 30, 2019 Filed Aug 30, 2019 20:03 UTC |
Averick Robert MDirector · 10% owner
|
PurchaseCommon Stock | 19,341 | $5.28 | $102,120.48 |
DisclosureSEC source: 0001567619-19-017726 · doc1.xml · nonDerivative · entry 3 Averick Robert M · CIK 0001343599 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,000 F3 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.19 to $5.3 per share, inclusive. Mr. Averick undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 20:03 UTC |
Averick Robert MDirector · 10% owner
|
PurchaseCommon Stock | 659 | $4.90 | $3,229.10 |
DisclosureSEC source: 0001567619-19-017726 · doc1.xml · nonDerivative · entry 2 Averick Robert M · CIK 0001343599 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,659 Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 21:04 UTC |
GARNREITER MICHAELDirector
|
GrantAmtech Systems, Inc. Non-Employee Director Stock Option · Derivative | 6,000 | Not disclosed Strike: $4.77 | Not disclosed |
DisclosureSEC source: 0000720500-19-000009 · wf-form4_155207902796608.xml · derivative · entry 1 GARNREITER MICHAEL · CIK 0001207669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Amtech Systems, Inc. $.01 par value common stock · 6,000 shares Expires 2029-03-06 F1 · price: Price omitted because the transaction is a grant of a stock option. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 21:10 UTC |
GIBBS LISAVP & Chief Financial Officer
|
GrantAmtech Systems, Inc. Employee Stock Option · Derivative | 10,000 | Not disclosed Strike: $4.77 | Not disclosed |
DisclosureSEC source: 0000720500-19-000013 · wf-form4_155207939004505.xml · derivative · entry 1 GIBBS LISA · CIK 0001727911 · VP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Amtech Systems, Inc. $.01 par value common stock · 10,000 shares Expires 2029-03-06 F2 · price: Price omitted because the transaction is a grant of a stock option. F1 · derivative.exercise_date: One-third of the stock option granted vests on each of the first three anniversaries of the grant date. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 21:08 UTC |
WHANG MICHAELChief Operating Officer
|
GrantAmtech Systems, Inc. Employee Stock Option · Derivative | 10,000 | Not disclosed Strike: $4.77 | Not disclosed |
DisclosureSEC source: 0000720500-19-000012 · wf-form4_155207926893081.xml · derivative · entry 1 WHANG MICHAEL · CIK 0001727924 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Amtech Systems, Inc. $.01 par value common stock · 10,000 shares Expires 2029-03-06 F2 · price: Price omitted because the transaction is a grant of a stock option. F1 · derivative.exercise_date: One-third of the stock option granted vests on each of the first three anniversaries of the grant date. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 21:06 UTC |
MOHAN SUKESHDirector
|
GrantAmtech Systems, Inc. Non-Employee Director Stock Option · Derivative | 6,000 | Not disclosed Strike: $4.77 | Not disclosed |
DisclosureSEC source: 0000720500-19-000011 · wf-form4_155207919033458.xml · derivative · entry 1 MOHAN SUKESH · CIK 0001638249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Amtech Systems, Inc. $.01 par value common stock · 6,000 shares Expires 2029-03-06 F1 · price: Price omitted because the transaction is a grant of a stock option. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 21:05 UTC |
KING ROBERT FDirector
|
GrantAmtech Systems, Inc. Non-Employee Director Stock Option · Derivative | 6,000 | Not disclosed Strike: $4.77 | Not disclosed |
DisclosureSEC source: 0000720500-19-000010 · wf-form4_155207910839910.xml · derivative · entry 1 KING ROBERT F · CIK 0001266458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Amtech Systems, Inc. $.01 par value common stock · 6,000 shares Expires 2029-03-06 F1 · price: Price omitted because the transaction is a grant of a stock option. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 21:03 UTC |
Averick Robert MDirector · 10% owner
|
GrantDirector Stock Option (Right to Buy) · Derivative | 6,000 | Not disclosed Strike: $4.77 | Not disclosed |
DisclosureSEC source: 0001567619-19-006481 · doc1.xml · derivative · entry 1 Averick Robert M · CIK 0001343599 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2029-03-06 F1 · security: Mr. Averick is a Portfolio Manager at Kokino LLC ("Kokino"), which is a single-family office. Mr. Averick holds an indirect minority interest in shares of the issuer's Common Stock through his minority ownership of one of Kokino's clients, Piton Capital Partners LLC ("Piton") (which ownership may be held directly and indirectly through Piton's managing member, Piton Capital Management LLC ("PCM")). Also, Mr. Averick's incentive compensation as an employee of Kokino, which is calculated in Kokino's discretion, may be based on the performance of shares of Common Stock held by Kokino's clients. Such compensation may be paid in cash and/or by way of increasing Mr. Averick's minority interest in Piton (either directly or indirectly through PCM). Kokino is the managing member of PCM, and Mr. Averick's and Piton's beneficial ownership of Common Stock is reported in a Schedule 13D filed on January 25, 2016 (as amended most recently on November 27, 2018). F3 · price: Price omitted because the transaction is a grant of a stock option. F2 · derivative.exercise_date: The option vests on September 6, 2019. F4 · balance_after: This is the number of derivative securities, with the same terms and conditions, following the reported transaction. Total of all derivative securities, including those with different terms and conditions, held following the reported transaction is 24,000. Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 23:33 UTC | Exercise / conversionStock Options (right to buy) · Derivative | 3,884 | $3.80 Strike: $3.80 | $14,759.20 |
DisclosureSEC source: 0000720500-18-000053 · wf-form4_154422561167243.xml · derivative · entry 3 HASS ROBERT T · CIK 0001266457 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Amtech Systems, Inc. $.01 par value common stock · 3,884 shares Expires 2018-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| December 06, 2018 Filed Dec 7, 2018 23:33 UTC | SaleCommon Stock | 3,884 | $5.10 | $19,804.13 |
DisclosureSEC source: 0000720500-18-000053 · wf-form4_154422561167243.xml · nonDerivative · entry 2 HASS ROBERT T · CIK 0001266457 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,582 Read SEC document |
|
| December 06, 2018 Filed Dec 7, 2018 23:33 UTC | Exercise / conversionCommon Stock | 3,884 | $3.80 | $14,759.20 |
DisclosureSEC source: 0000720500-18-000053 · wf-form4_154422561167243.xml · nonDerivative · entry 1 HASS ROBERT T · CIK 0001266457 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| November 27, 2018 Filed Nov 29, 2018 23:00 UTC |
GIBBS LISAVP & Chief Accounting Officer
|
GrantAmtech Systems, Inc. Employee Stock Option · Derivative | 7,500 | $0.00 Strike: $5.52 | $0.00 |
DisclosureSEC source: 0000720500-18-000049 · wf-form4_154353239777308.xml · derivative · entry 1 GIBBS LISA · CIK 0001727911 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Amtech Systems, Inc. $.01 par value common stock · 7,500 shares Expires 2028-11-27 F2 · price: Price omitted because the transaction is a grant of a stock option. F1 · derivative.exercise_date: One-third of the stock option granted vests on each of the first three anniversaries of the grant date. Read SEC document |
| November 27, 2018 Filed Nov 29, 2018 22:59 UTC |
WHANG MICHAELVice President of Operations
|
GrantAmtech Systems, Inc. Employee Stock Option · Derivative | 7,500 | $0.00 Strike: $5.52 | $0.00 |
DisclosureSEC source: 0000720500-18-000048 · wf-form4_154353232415513.xml · derivative · entry 1 WHANG MICHAEL · CIK 0001727924 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Amtech Systems, Inc. $.01 par value common stock · 7,500 shares Expires 2028-11-27 F2 · price: Price omitted because the transaction is a grant of a stock option. F1 · derivative.exercise_date: One-third of the stock option granted vests on each of the first three anniversaries of the grant date. Read SEC document |
| November 27, 2018 Filed Nov 29, 2018 22:56 UTC |
WHANG JONG SDirector · Executive Chairman
|
GrantAmtech Systems, Inc. Employee Stock Option · Derivative | 25,000 | $0.00 Strike: $5.52 | $0.00 |
DisclosureSEC source: 0000720500-18-000046 · wf-form4_154353214956908.xml · derivative · entry 1 WHANG JONG S · CIK 0001046064 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Amtech Systems, Inc. $.01 par value common stock · 25,000 shares Expires 2028-11-27 F2 · price: Price omitted because the transaction is a grant of a stock option. F1 · derivative.exercise_date: One-fourth of the stock option granted vests on each of the first four anniversaries of the grant date. Read SEC document |
| November 27, 2018 Filed Nov 29, 2018 22:57 UTC | GrantAmtech Systems, Inc. Employee Stock Option · Derivative | 17,500 | $0.00 Strike: $5.52 | $0.00 |
DisclosureSEC source: 0000720500-18-000047 · wf-form4_154353225973344.xml · derivative · entry 1 HASS ROBERT T · CIK 0001266457 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Underlying: Amtech Systems, Inc. $.01 par value common stock · 17,500 shares Expires 2028-11-27 F2 · price: Price omitted because the transaction is a grant of a stock option. F1 · derivative.exercise_date: One-fourth of the stock option granted vests on each of the first four anniversaries of the grant date. Read SEC document |
|
| June 01, 2018 Filed Jun 1, 2018 22:42 UTC |
Pentinga FokkoDirector · President and CEO
|
Exercise / conversionAmtech Systems, Inc. Employee Stock Option · Derivative | 16,830 | $3.80 Strike: $3.80 | $63,954.00 |
DisclosureSEC source: 0000720500-18-000036 · wf-form4_152789285968854.xml · derivative · entry 3 Pentinga Fokko · CIK 0001487044 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Amtech Systems, Inc. $.01 par value common stock · 16,830 shares Expires 2018-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 1, 2018 22:42 UTC |
Pentinga FokkoDirector · President and CEO
|
SaleAmtech Systems, Inc. $.01 par value common stock | 16,830 | $9.92 | $166,877.87 |
DisclosureSEC source: 0000720500-18-000036 · wf-form4_152789285968854.xml · nonDerivative · entry 2 Pentinga Fokko · CIK 0001487044 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
| June 01, 2018 Filed Jun 1, 2018 22:42 UTC |
Pentinga FokkoDirector · President and CEO
|
Exercise / conversionAmtech Systems, Inc. $.01 par value common stock | 16,830 | $3.80 | $63,954.00 |
DisclosureSEC source: 0000720500-18-000036 · wf-form4_152789285968854.xml · nonDerivative · entry 1 Pentinga Fokko · CIK 0001487044 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,830 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 20:20 UTC |
WHANG MICHAELVice President of Operations
|
Exercise / conversionAmtech Systems, Inc. Employee Stock Option · Derivative | 5,000 | $7.01 Strike: $7.01 | $35,050.00 |
DisclosureSEC source: 0000720500-18-000037 · wf-form4_152814356747610.xml · derivative · entry 3 WHANG MICHAEL · CIK 0001727924 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Amtech Systems, Inc. $.01 par value common stock · 5,000 shares Expires 2023-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 20:20 UTC |
WHANG MICHAELVice President of Operations
|
SaleAmtech Systems, Inc. $.01 par value common stock | 5,000 | $10.01 | $50,050.00 |
DisclosureSEC source: 0000720500-18-000037 · wf-form4_152814356747610.xml · nonDerivative · entry 2 WHANG MICHAEL · CIK 0001727924 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 20:20 UTC |
WHANG MICHAELVice President of Operations
|
Exercise / conversionAmtech Systems, Inc. $.01 par value common stock | 5,000 | $7.01 | $35,050.00 |
DisclosureSEC source: 0000720500-18-000037 · wf-form4_152814356747610.xml · nonDerivative · entry 1 WHANG MICHAEL · CIK 0001727924 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 20:23 UTC |
Pentinga FokkoDirector · President and CEO
|
Exercise / conversionAmtech Systems, Inc. Employee Stock Option · Derivative | 1,920 | $3.80 Strike: $3.80 | $7,296.00 |
DisclosureSEC source: 0000720500-18-000035 · wf-form4_152788455231894.xml · derivative · entry 3 Pentinga Fokko · CIK 0001487044 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,830 Underlying: Amtech Systems, Inc. $.01 par value common stock · 1,920 shares Expires 2018-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 20:23 UTC |
Pentinga FokkoDirector · President and CEO
|
SaleAmtech Systems, Inc. $.01 par value common stock | 1,920 | $10.22 | $19,622.40 |
DisclosureSEC source: 0000720500-18-000035 · wf-form4_152788455231894.xml · nonDerivative · entry 2 Pentinga Fokko · CIK 0001487044 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 F1 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $10.19 to $10.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 20:23 UTC |
Pentinga FokkoDirector · President and CEO
|
Exercise / conversionAmtech Systems, Inc. $.01 par value common stock | 1,920 | $3.80 | $7,296.00 |
DisclosureSEC source: 0000720500-18-000035 · wf-form4_152788455231894.xml · nonDerivative · entry 1 Pentinga Fokko · CIK 0001487044 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2018 Filed May 15, 2018 20:29 UTC |
GIBBS LISAVP & Chief Accounting Officer
|
GrantAmtech Systems, Inc. Employee Stock Option · Derivative | 10,000 | Not disclosed Strike: $7.40 | Not disclosed |
DisclosureSEC source: 0000720500-18-000031 · wf-form4_152641617354770.xml · derivative · entry 1 GIBBS LISA · CIK 0001727911 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Amtech Systems, Inc. $.01 par value common stock · 10,000 shares Expires 2028-05-11 F2 · price: Price omitted because the transaction is a grant of a stock option. F1 · derivative.exercise_date: One-third of the stock option granted vest on each of the first three anniversaries of the grant date. Read SEC document |
| May 11, 2018 Filed May 15, 2018 20:28 UTC |
WHANG MICHAELVice President of Operations
|
GrantAmtech Systems, Inc. Employee Stock Option · Derivative | 10,000 | Not disclosed Strike: $7.40 | Not disclosed |
DisclosureSEC source: 0000720500-18-000030 · wf-form4_152641611487889.xml · derivative · entry 1 WHANG MICHAEL · CIK 0001727924 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Amtech Systems, Inc. $.01 par value common stock · 10,000 shares Expires 2028-05-11 F2 · price: Price omitted because the transaction is a grant of a stock option. F1 · derivative.exercise_date: One-third of the stock option granted vest on each of the first three anniversaries of the grant date. Read SEC document |
| May 11, 2018 Filed May 15, 2018 20:27 UTC |
MOHAN SUKESHDirector
|
GrantAmtech Systems, Inc. Non-Employee Director Stock Option · Derivative | 6,000 | Not disclosed Strike: $7.40 | Not disclosed |
DisclosureSEC source: 0000720500-18-000029 · wf-form4_152641603494510.xml · derivative · entry 1 MOHAN SUKESH · CIK 0001638249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Amtech Systems, Inc. $.01 par value common stock · 6,000 shares Expires 2028-05-11 F1 · price: Price omitted because the transaction is a grant of a stock option. Read SEC document |
| May 11, 2018 Filed May 15, 2018 20:26 UTC |
KING ROBERT FDirector
|
GrantAmtech Systems, Inc. Non-Employee Director Stock Option · Derivative | 6,000 | Not disclosed Strike: $7.40 | Not disclosed |
DisclosureSEC source: 0000720500-18-000028 · wf-form4_152641596800100.xml · derivative · entry 1 KING ROBERT F · CIK 0001266458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Amtech Systems, Inc. $.01 par value common stock · 6,000 shares Expires 2028-05-11 F1 · price: Price omitted because the transaction is a grant of a stock option. Read SEC document |
| May 11, 2018 Filed May 15, 2018 20:25 UTC |
GARNREITER MICHAELDirector
|
GrantAmtech Systems, Inc. Non-Employee Director Stock Option · Derivative | 6,000 | Not disclosed Strike: $7.40 | Not disclosed |
DisclosureSEC source: 0000720500-18-000027 · wf-form4_152641590074580.xml · derivative · entry 1 GARNREITER MICHAEL · CIK 0001207669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Amtech Systems, Inc. $.01 par value common stock · 6,000 shares Expires 2028-05-11 F1 · price: Price omitted because the transaction is a grant of a stock option. Read SEC document |
| May 11, 2018 Filed May 15, 2018 17:36 UTC |
Averick Robert MDirector · 10% owner
|
GrantDirector Stock Option (Right to Buy) · Derivative | 6,000 | Not disclosed Strike: $7.40 | Not disclosed |
DisclosureSEC source: 0001140361-18-023755 · doc1.xml · derivative · entry 1 Averick Robert M · CIK 0001343599 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2028-05-11 F1 · security: Mr. Averick is a Portfolio Manager at Kokino LLC ("Kokino"), which is a single-family office. Mr. Averick holds an indirect minority interest in shares of the issuer's $.01 par value common stock ("Common Stock") through his minority ownership of one of Kokino's clients, Piton Capital Partners LLC ("Piton") (which ownership may be held directly and indirectly through Piton's managing member, Piton Capital Management LLC ("PCM")). Also, Mr. Averick's incentive compensation as an employee of Kokino, which is calculated in Kokino's discretion, may be based on the performance of shares of Common Stock held by Kokino's clients. Such compensation may be paid in cash and/or by way of increasing Mr. Averick's minority interest in Piton (either directly or indirectly through PCM). Kokino is the managing member of PCM, and Mr. Averick's and Piton's beneficial ownership of Common Stock is reported in a Schedule 13D filed on January 25, 2016 (as amended on August 24, 2017 and December 18, 2017) F3 · price: Price omitted because the transaction is a grant of a stock option. F2 · derivative.exercise_date: The option vests on November 12, 2018. F4 · balance_after: This is the number of derivative securities, with the same terms and conditions, following the reported transaction. Total of all derivative securities, including those with different terms and conditions, held following the reported transaction is 18,000. Read SEC document |
| January 18, 2018 Filed Jan 19, 2018 22:39 UTC |
KING ROBERT FDirector
|
Exercise / conversionAmtech Systems, Inc. Non-Employee Director Stock Option · Derivative | 2,000 | $5.75 Strike: $5.75 | $11,500.00 |
DisclosureSEC source: 0000720500-18-000009 · wf-form4_151640152946221.xml · derivative · entry 17 KING ROBERT F · CIK 0001266458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Amtech Systems, Inc. $.01 par value common stock · 2,000 shares Expires 2027-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2018 Filed Jan 19, 2018 22:39 UTC |
KING ROBERT FDirector
|
Exercise / conversionAmtech Systems, Inc. Non-Employee Director Stock Option · Derivative | 2,000 | $5.25 Strike: $5.25 | $10,500.00 |
DisclosureSEC source: 0000720500-18-000009 · wf-form4_151640152946221.xml · derivative · entry 16 KING ROBERT F · CIK 0001266458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Amtech Systems, Inc. $.01 par value common stock · 2,000 shares Expires 2025-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2018 Filed Jan 19, 2018 22:39 UTC |
KING ROBERT FDirector
|
Exercise / conversionAmtech Systems, Inc. Non-Employee Director Stock Option · Derivative | 2,000 | $9.98 Strike: $9.98 | $19,960.00 |
DisclosureSEC source: 0000720500-18-000009 · wf-form4_151640152946221.xml · derivative · entry 15 KING ROBERT F · CIK 0001266458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Amtech Systems, Inc. $.01 par value common stock · 2,000 shares Expires 2024-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2018 Filed Jan 19, 2018 22:39 UTC |
KING ROBERT FDirector
|
Exercise / conversionAmtech Systems, Inc. Non-Employee Director Stock Option · Derivative | 1,033 | $7.98 Strike: $7.98 | $8,243.34 |
DisclosureSEC source: 0000720500-18-000009 · wf-form4_151640152946221.xml · derivative · entry 14 KING ROBERT F · CIK 0001266458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,067 Underlying: Amtech Systems, Inc. $.01 par value common stock · 1,033 shares Expires 2021-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2018 Filed Jan 19, 2018 22:39 UTC |
KING ROBERT FDirector
|
Exercise / conversionAmtech Systems, Inc. Non-Employee Director Stock Option · Derivative | 5,000 | $11.05 Strike: $11.05 | $55,250.00 |
DisclosureSEC source: 0000720500-18-000009 · wf-form4_151640152946221.xml · derivative · entry 13 KING ROBERT F · CIK 0001266458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Amtech Systems, Inc. $.01 par value common stock · 5,000 shares Expires 2018-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2018 Filed Jan 19, 2018 22:39 UTC |
KING ROBERT FDirector
|
Exercise / conversionAmtech Systems, Inc. Non-Employee Director Stock Option · Derivative | 2,000 | $7.01 Strike: $7.01 | $14,020.00 |
DisclosureSEC source: 0000720500-18-000009 · wf-form4_151640152946221.xml · derivative · entry 12 KING ROBERT F · CIK 0001266458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Amtech Systems, Inc. $.01 par value common stock · 2,000 shares Expires 2023-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2018 Filed Jan 19, 2018 22:39 UTC |
KING ROBERT FDirector
|
Exercise / conversionAmtech Systems, Inc. Non-Employee Director Stock Option · Derivative | 1,666 | $6.15 Strike: $6.15 | $10,245.90 |
DisclosureSEC source: 0000720500-18-000009 · wf-form4_151640152946221.xml · derivative · entry 11 KING ROBERT F · CIK 0001266458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,334 Underlying: Amtech Systems, Inc. $.01 par value common stock · 1,666 shares Expires 2019-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2018 Filed Jan 19, 2018 22:39 UTC |
KING ROBERT FDirector
|
Exercise / conversionAmtech Systems, Inc. Non-Employee Director Stock Option · Derivative | 2,000 | $2.95 Strike: $2.95 | $5,900.00 |
DisclosureSEC source: 0000720500-18-000009 · wf-form4_151640152946221.xml · derivative · entry 10 KING ROBERT F · CIK 0001266458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Amtech Systems, Inc. $.01 par value common stock · 2,000 shares Expires 2022-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2018 Filed Jan 19, 2018 22:39 UTC |
KING ROBERT FDirector
|
SaleAmtech Systems, Inc. $.01 par value common stock | 17,699 | $11.25 | $199,113.75 |
DisclosureSEC source: 0000720500-18-000009 · wf-form4_151640152946221.xml · nonDerivative · entry 9 KING ROBERT F · CIK 0001266458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,200 F1 · kind: Option exercise and sales are pursuant to a previously disclosed 10b5-1 plan. Read SEC document |
| January 18, 2018 Filed Jan 19, 2018 22:39 UTC |
KING ROBERT FDirector
|
Exercise / conversionAmtech Systems, Inc. $.01 par value common stock | 2,000 | $5.75 | $11,500.00 |
DisclosureSEC source: 0000720500-18-000009 · wf-form4_151640152946221.xml · nonDerivative · entry 8 KING ROBERT F · CIK 0001266458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Option exercise and sales are pursuant to a previously disclosed 10b5-1 plan. Read SEC document |
| January 18, 2018 Filed Jan 19, 2018 22:39 UTC |
KING ROBERT FDirector
|
Exercise / conversionAmtech Systems, Inc. $.01 par value common stock | 2,000 | $5.25 | $10,500.00 |
DisclosureSEC source: 0000720500-18-000009 · wf-form4_151640152946221.xml · nonDerivative · entry 7 KING ROBERT F · CIK 0001266458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Option exercise and sales are pursuant to a previously disclosed 10b5-1 plan. Read SEC document |
| January 18, 2018 Filed Jan 19, 2018 22:39 UTC |
KING ROBERT FDirector
|
Exercise / conversionAmtech Systems, Inc. $.01 par value common stock | 2,000 | $9.98 | $19,960.00 |
DisclosureSEC source: 0000720500-18-000009 · wf-form4_151640152946221.xml · nonDerivative · entry 6 KING ROBERT F · CIK 0001266458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Option exercise and sales are pursuant to a previously disclosed 10b5-1 plan. Read SEC document |
| January 18, 2018 Filed Jan 19, 2018 22:39 UTC |
KING ROBERT FDirector
|
Exercise / conversionAmtech Systems, Inc. $.01 par value common stock | 1,033 | $7.98 | $8,243.34 |
DisclosureSEC source: 0000720500-18-000009 · wf-form4_151640152946221.xml · nonDerivative · entry 5 KING ROBERT F · CIK 0001266458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Option exercise and sales are pursuant to a previously disclosed 10b5-1 plan. Read SEC document |
| January 18, 2018 Filed Jan 19, 2018 22:39 UTC |
KING ROBERT FDirector
|
Exercise / conversionAmtech Systems, Inc. $.01 par value common stock | 5,000 | $11.05 | $55,250.00 |
DisclosureSEC source: 0000720500-18-000009 · wf-form4_151640152946221.xml · nonDerivative · entry 4 KING ROBERT F · CIK 0001266458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,866 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Option exercise and sales are pursuant to a previously disclosed 10b5-1 plan. Read SEC document |
| January 18, 2018 Filed Jan 19, 2018 22:39 UTC |
KING ROBERT FDirector
|
Exercise / conversionAmtech Systems, Inc. $.01 par value common stock | 2,000 | $7.01 | $14,020.00 |
DisclosureSEC source: 0000720500-18-000009 · wf-form4_151640152946221.xml · nonDerivative · entry 3 KING ROBERT F · CIK 0001266458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,866 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Option exercise and sales are pursuant to a previously disclosed 10b5-1 plan. Read SEC document |
| January 18, 2018 Filed Jan 19, 2018 22:39 UTC |
KING ROBERT FDirector
|
Exercise / conversionAmtech Systems, Inc. $.01 par value common stock | 1,666 | $6.15 | $10,245.90 |
DisclosureSEC source: 0000720500-18-000009 · wf-form4_151640152946221.xml · nonDerivative · entry 2 KING ROBERT F · CIK 0001266458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,866 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Option exercise and sales are pursuant to a previously disclosed 10b5-1 plan. Read SEC document |
| January 18, 2018 Filed Jan 19, 2018 22:39 UTC |
KING ROBERT FDirector
|
Exercise / conversionAmtech Systems, Inc. $.01 par value common stock | 2,000 | $2.95 | $5,900.00 |
DisclosureSEC source: 0000720500-18-000009 · wf-form4_151640152946221.xml · nonDerivative · entry 1 KING ROBERT F · CIK 0001266458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Option exercise and sales are pursuant to a previously disclosed 10b5-1 plan. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 23:48 UTC |
WANSEM PAUL J VAN DERDirector
|
GiftCommon Stock | 6,583 | $0.00 | $0.00 |
DisclosureSEC source: 0000720500-17-000064 · wf-form4_151338166749110.xml · nonDerivative · entry 5 WANSEM PAUL J VAN DER · CIK 0001223907 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,924 F2 · price: Bona fide gift to charitable foundation Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 23:48 UTC |
WANSEM PAUL J VAN DERDirector
|
Exercise / conversionStock Options (right to buy) · Derivative | 6,000 | $5.75 Strike: $5.75 | $34,500.00 |
DisclosureSEC source: 0000720500-17-000064 · wf-form4_151338166749110.xml · derivative · entry 10 WANSEM PAUL J VAN DER · CIK 0001223907 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2027-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: One-third of the stock option granted vest on each of the first three anniversaries of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.