Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMTECH SYSTEMS INCASYS · Entity 6122 | Director | December 13, 2017 | December 15, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMTECH SYSTEMS INC
Report date December 13, 2017 · Filed December 15, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 272,924 |
Ending reported balance
After 2017-12-14 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2017-12-13 · Exercise / conversion · Acquired 4,113 · Balance 276,739 Row 2 · 2017-12-13 · Exercise / conversion · Acquired 8,227 · Balance 284,966 Row 3 · 2017-12-13 · Exercise / conversion · Acquired 6,000 · Balance 290,966 Row 4 · 2017-12-13 · Sale · Disposed 11,459 · Balance 279,507 F1: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $9.99 to $10.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 5 · 2017-12-14 · Gift · Disposed 6,583 · Balance 272,924 F2: Bona fide gift to charitable foundation |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.15 · Expires 2020-06-03 | Direct | 0 |
Reported balance
After 2017-12-13 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-12-13 · Exercise / conversion · Disposed 4,113 · Balance 0 |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.08 · Expires 2019-11-05 | Direct | 0 |
Reported balance
After 2017-12-13 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-12-13 · Exercise / conversion · Disposed 8,227 · Balance 0 |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.75 · Expires 2027-03-17 | Direct | 0 |
Reported balance
After 2017-12-13 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-12-13 · Exercise / conversion · Disposed 6,000 · Balance 0 F5: One-third of the stock option granted vest on each of the first three anniversaries of the grant date. |
| Common StockSEC Table I · non-derivative | IndirectBy Wife | 30,277 |
Reported balance
Holding disclosure · report date 2017-12-13 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 30,277 F3: Mr. van der Wansem disclaims beneficial ownership in shares held by his wife. |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 22,706 |
Reported balance
Holding disclosure · report date 2017-12-13 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 22,706 F4: Mr. van der Wansem disclaims any beneficial ownership is shares held by the 1981 Van der Wansem Family Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $9.99 to $10.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: Bona fide gift to charitable foundation
F3: Mr. van der Wansem disclaims beneficial ownership in shares held by his wife.
F4: Mr. van der Wansem disclaims any beneficial ownership is shares held by the 1981 Van der Wansem Family Trust.
F5: One-third of the stock option granted vest on each of the first three anniversaries of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 14, 2017 Filed Dec 15, 2017 23:48 UTC | AMTECH SYSTEMS INC ASYS · Entity 6122 | GiftCommon Stock | 6,583 | $0.00 | $0.00 |
DisclosureSEC source: 0000720500-17-000064 · wf-form4_151338166749110.xml · nonDerivative · entry 5 WANSEM PAUL J VAN DER · CIK 0001223907 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,924 F2 · price: Bona fide gift to charitable foundation Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 23:48 UTC | AMTECH SYSTEMS INC ASYS · Entity 6122 | Exercise / conversionStock Options (right to buy) · Derivative | 6,000 | $5.75 Strike: $5.75 | $34,500.00 |
DisclosureSEC source: 0000720500-17-000064 · wf-form4_151338166749110.xml · derivative · entry 10 WANSEM PAUL J VAN DER · CIK 0001223907 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2027-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: One-third of the stock option granted vest on each of the first three anniversaries of the grant date. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 23:48 UTC | AMTECH SYSTEMS INC ASYS · Entity 6122 | Exercise / conversionStock Options (right to buy) · Derivative | 8,227 | $6.08 Strike: $6.08 | $50,020.16 |
DisclosureSEC source: 0000720500-17-000064 · wf-form4_151338166749110.xml · derivative · entry 9 WANSEM PAUL J VAN DER · CIK 0001223907 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,227 shares Expires 2019-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 23:48 UTC | AMTECH SYSTEMS INC ASYS · Entity 6122 | Exercise / conversionStock Options (right to buy) · Derivative | 4,113 | $7.15 Strike: $7.15 | $29,407.95 |
DisclosureSEC source: 0000720500-17-000064 · wf-form4_151338166749110.xml · derivative · entry 8 WANSEM PAUL J VAN DER · CIK 0001223907 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,113 shares Expires 2020-06-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 23:48 UTC | AMTECH SYSTEMS INC ASYS · Entity 6122 | SaleCommon Stock | 11,459 | $9.99 | $114,475.41 |
DisclosureSEC source: 0000720500-17-000064 · wf-form4_151338166749110.xml · nonDerivative · entry 4 WANSEM PAUL J VAN DER · CIK 0001223907 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,507 F1 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $9.99 to $10.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 23:48 UTC | AMTECH SYSTEMS INC ASYS · Entity 6122 | Exercise / conversionCommon Stock | 6,000 | $5.75 | $34,500.00 |
DisclosureSEC source: 0000720500-17-000064 · wf-form4_151338166749110.xml · nonDerivative · entry 3 WANSEM PAUL J VAN DER · CIK 0001223907 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 23:48 UTC | AMTECH SYSTEMS INC ASYS · Entity 6122 | Exercise / conversionCommon Stock | 8,227 | $6.08 | $50,020.16 |
DisclosureSEC source: 0000720500-17-000064 · wf-form4_151338166749110.xml · nonDerivative · entry 2 WANSEM PAUL J VAN DER · CIK 0001223907 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 23:48 UTC | AMTECH SYSTEMS INC ASYS · Entity 6122 | Exercise / conversionCommon Stock | 4,113 | $7.15 | $29,407.95 |
DisclosureSEC source: 0000720500-17-000064 · wf-form4_151338166749110.xml · nonDerivative · entry 1 WANSEM PAUL J VAN DER · CIK 0001223907 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,739 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2017 Filed Nov 28, 2017 00:22 UTC | AMTECH SYSTEMS INC ASYS · Entity 6122 | SaleCommon Stock | 2,970 | $12.97 | $38,520.90 |
DisclosureSEC source: 0000720500-17-000056 · wf-form4_151182853697459.xml · nonDerivative · entry 6 WANSEM PAUL J VAN DER · CIK 0001223907 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 22,706 F3 · ownership.nature: Mr. van der Wansem disclaims any beneficial ownership in shares held by the 1981 Van der Wansem Family Trust. Read SEC document |
| November 24, 2017 Filed Nov 28, 2017 00:22 UTC | AMTECH SYSTEMS INC ASYS · Entity 6122 | SaleCommon Stock | 6,762 | $13.05 | $88,244.10 |
DisclosureSEC source: 0000720500-17-000056 · wf-form4_151182853697459.xml · nonDerivative · entry 4 WANSEM PAUL J VAN DER · CIK 0001223907 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 30,277 F2 · ownership.nature: Mr. van der Wansem disclaims beneficial ownership in shares held by his wife. Read SEC document |
| November 24, 2017 Filed Nov 28, 2017 00:22 UTC | AMTECH SYSTEMS INC ASYS · Entity 6122 | SaleCommon Stock | 50,662 | $13.04 | $660,632.48 |
DisclosureSEC source: 0000720500-17-000056 · wf-form4_151182853697459.xml · nonDerivative · entry 2 WANSEM PAUL J VAN DER · CIK 0001223907 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,537 F1 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $12.99 to $13.09, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 24, 2017 Filed Dec 15, 2017 23:45 UTC Amendment | AMTECH SYSTEMS INC ASYS · Entity 6122 | SaleCommon Stock | 2,970 | $12.97 | $38,520.90 |
DisclosureSEC source: 0000720500-17-000062 · wf-form4a_151338149856168.xml · nonDerivative · entry 7 WANSEM PAUL J VAN DER · CIK 0001223907 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 22,706 F4 · ownership.nature: Mr. van der Wansem disclaims any beneficial ownership in shares held by the 1981 Van der Wansem Family Trust. Read SEC document |
| November 24, 2017 Filed Dec 15, 2017 23:45 UTC Amendment | AMTECH SYSTEMS INC ASYS · Entity 6122 | SaleCommon Stock | 6,762 | $13.05 | $88,244.10 |
DisclosureSEC source: 0000720500-17-000062 · wf-form4a_151338149856168.xml · nonDerivative · entry 5 WANSEM PAUL J VAN DER · CIK 0001223907 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 30,277 F3 · ownership.nature: Mr. van der Wansem disclaims beneficial ownership in shares held by his wife. Read SEC document |
| November 24, 2017 Filed Dec 15, 2017 23:45 UTC Amendment | AMTECH SYSTEMS INC ASYS · Entity 6122 | SaleCommon Stock | 50,662 | $13.04 | $660,632.48 |
DisclosureSEC source: 0000720500-17-000062 · wf-form4a_151338149856168.xml · nonDerivative · entry 3 WANSEM PAUL J VAN DER · CIK 0001223907 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,626 F2 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $12.99 to $13.09, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 22, 2017 Filed Nov 28, 2017 00:22 UTC | AMTECH SYSTEMS INC ASYS · Entity 6122 | SaleCommon Stock | 5,692 | $13.05 | $74,280.60 |
DisclosureSEC source: 0000720500-17-000056 · wf-form4_151182853697459.xml · nonDerivative · entry 7 WANSEM PAUL J VAN DER · CIK 0001223907 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Charitable Foundation Disclosed balance after: 14,137 F4 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.09, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: Mr. van der Wansem disclaims any beneficial ownership in shares held by the Charitable Foundation. Read SEC document |
| November 22, 2017 Filed Nov 28, 2017 00:22 UTC | AMTECH SYSTEMS INC ASYS · Entity 6122 | SaleCommon Stock | 980 | $12.98 | $12,720.40 |
DisclosureSEC source: 0000720500-17-000056 · wf-form4_151182853697459.xml · nonDerivative · entry 5 WANSEM PAUL J VAN DER · CIK 0001223907 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 25,676 F3 · ownership.nature: Mr. van der Wansem disclaims any beneficial ownership in shares held by the 1981 Van der Wansem Family Trust. Read SEC document |
| November 22, 2017 Filed Nov 28, 2017 00:22 UTC | AMTECH SYSTEMS INC ASYS · Entity 6122 | SaleCommon Stock | 807 | $12.98 | $10,474.86 |
DisclosureSEC source: 0000720500-17-000056 · wf-form4_151182853697459.xml · nonDerivative · entry 3 WANSEM PAUL J VAN DER · CIK 0001223907 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 37,039 F2 · ownership.nature: Mr. van der Wansem disclaims beneficial ownership in shares held by his wife. Read SEC document |
| November 22, 2017 Filed Nov 28, 2017 00:22 UTC | AMTECH SYSTEMS INC ASYS · Entity 6122 | SaleCommon Stock | 2,157 | $12.98 | $27,997.86 |
DisclosureSEC source: 0000720500-17-000056 · wf-form4_151182853697459.xml · nonDerivative · entry 1 WANSEM PAUL J VAN DER · CIK 0001223907 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,199 Read SEC document |
| November 22, 2017 Filed Dec 15, 2017 23:45 UTC Amendment | AMTECH SYSTEMS INC ASYS · Entity 6122 | SaleCommon Stock | 980 | $12.98 | $12,720.40 |
DisclosureSEC source: 0000720500-17-000062 · wf-form4a_151338149856168.xml · nonDerivative · entry 6 WANSEM PAUL J VAN DER · CIK 0001223907 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 25,676 F4 · ownership.nature: Mr. van der Wansem disclaims any beneficial ownership in shares held by the 1981 Van der Wansem Family Trust. Read SEC document |
| November 22, 2017 Filed Dec 15, 2017 23:45 UTC Amendment | AMTECH SYSTEMS INC ASYS · Entity 6122 | SaleCommon Stock | 807 | $12.98 | $10,474.86 |
DisclosureSEC source: 0000720500-17-000062 · wf-form4a_151338149856168.xml · nonDerivative · entry 4 WANSEM PAUL J VAN DER · CIK 0001223907 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 37,039 F3 · ownership.nature: Mr. van der Wansem disclaims beneficial ownership in shares held by his wife. Read SEC document |
| November 22, 2017 Filed Dec 15, 2017 23:45 UTC Amendment | AMTECH SYSTEMS INC ASYS · Entity 6122 | SaleCommon Stock | 2,157 | $12.98 | $27,997.86 |
DisclosureSEC source: 0000720500-17-000062 · wf-form4a_151338149856168.xml · nonDerivative · entry 2 WANSEM PAUL J VAN DER · CIK 0001223907 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,288 Read SEC document |
| November 22, 2017 Filed Dec 15, 2017 23:45 UTC Amendment | AMTECH SYSTEMS INC ASYS · Entity 6122 | GiftCommon Stock | 6,911 | $0.00 | $0.00 |
DisclosureSEC source: 0000720500-17-000062 · wf-form4a_151338149856168.xml · nonDerivative · entry 1 WANSEM PAUL J VAN DER · CIK 0001223907 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,445 F1 · price: Bona fide gift to charitable foundation Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 20:45 UTC | AMTECH SYSTEMS INC ASYS · Entity 6122 | GrantAmtech Systems, Inc. $.01 par value common stock · Derivative | 0 | Not disclosed Strike: $5.75 | Not disclosed |
DisclosureSEC source: 0000720500-17-000029 · wf-form4_149012913913414.xml · derivative · entry 1 WANSEM PAUL J VAN DER · CIK 0001223907 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Amtech Systems, Inc. $.01 par value common stock · 0 shares Expires 2027-03-17 F1 · price: Price omitted because the transaction is a grant of a stock option. F2 · balance_after: This is the number of derivative securities, with the same terms and conditions, following the reported transaction. Total of all derivative securities, with different terms and conditions, held following the reported transaction is 105,348. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:21 UTC | AMTECH SYSTEMS INC ASYS · Entity 6122 | SaleCommon Stock | 4,937 | $6.23 | $30,772.81 |
DisclosureSEC source: 0001144204-17-009834 · v459984_form4.xml · nonDerivative · entry 3 WANSEM PAUL J VAN DER · CIK 0001223907 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,356 Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:21 UTC | AMTECH SYSTEMS INC ASYS · Entity 6122 | SaleCommon Stock | 3,075 | $6.29 | $19,332.22 |
DisclosureSEC source: 0001144204-17-009834 · v459984_form4.xml · nonDerivative · entry 2 WANSEM PAUL J VAN DER · CIK 0001223907 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 26,656 F2 · ownership.nature: Mr. van der Wansem disclaims any beneficial ownership is shares held by the 1981 Van der Wansem Family Trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.