Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMTECH SYSTEMS INCASYS · Entity 6122 | CFO | December 06, 2018 | December 07, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMTECH SYSTEMS INC
Report date December 06, 2018 · Filed December 07, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,582 |
Ending reported balance
After 2018-12-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-12-06 · Exercise / conversion · Acquired 3,884 · Balance 5,466 Row 2 · 2018-12-06 · Sale · Disposed 3,884 · Balance 1,582 |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.80 · Expires 2018-12-09 | Direct | 0 |
Reported balance
After 2018-12-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-12-06 · Exercise / conversion · Disposed 3,884 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 06, 2018 Filed Dec 7, 2018 23:33 UTC | AMTECH SYSTEMS INC ASYS · Entity 6122 | Exercise / conversionStock Options (right to buy) · Derivative | 3,884 | $3.80 Strike: $3.80 | $14,759.20 |
DisclosureSEC source: 0000720500-18-000053 · wf-form4_154422561167243.xml · derivative · entry 3 HASS ROBERT T · CIK 0001266457 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Amtech Systems, Inc. $.01 par value common stock · 3,884 shares Expires 2018-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 23:33 UTC | AMTECH SYSTEMS INC ASYS · Entity 6122 | SaleCommon Stock | 3,884 | $5.10 | $19,804.13 |
DisclosureSEC source: 0000720500-18-000053 · wf-form4_154422561167243.xml · nonDerivative · entry 2 HASS ROBERT T · CIK 0001266457 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,582 Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 23:33 UTC | AMTECH SYSTEMS INC ASYS · Entity 6122 | Exercise / conversionCommon Stock | 3,884 | $3.80 | $14,759.20 |
DisclosureSEC source: 0000720500-18-000053 · wf-form4_154422561167243.xml · nonDerivative · entry 1 HASS ROBERT T · CIK 0001266457 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 27, 2018 Filed Nov 29, 2018 22:57 UTC | AMTECH SYSTEMS INC ASYS · Entity 6122 | GrantAmtech Systems, Inc. Employee Stock Option · Derivative | 17,500 | $0.00 Strike: $5.52 | $0.00 |
DisclosureSEC source: 0000720500-18-000047 · wf-form4_154353225973344.xml · derivative · entry 1 HASS ROBERT T · CIK 0001266457 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Underlying: Amtech Systems, Inc. $.01 par value common stock · 17,500 shares Expires 2028-11-27 F2 · price: Price omitted because the transaction is a grant of a stock option. F1 · derivative.exercise_date: One-fourth of the stock option granted vests on each of the first four anniversaries of the grant date. Read SEC document |
| November 10, 2016 Filed Nov 18, 2016 23:53 UTC | AMTECH SYSTEMS INC ASYS · Entity 6122 | GrantAmtech Systems, Inc. $.01 par value common stock · Derivative | 10,000 | Not disclosed Strike: $4.71 | Not disclosed |
DisclosureSEC source: 0000720500-16-000113 · wf-form4_147951321508741.xml · derivative · entry 1 HASS ROBERT T · CIK 0001266457 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Amtech Systems, Inc. $.01 par value common stock · 10,000 shares Expires 2026-11-10 F2 · price: Price omitted because the transaction is a grant of a stock option. F1 · derivative.exercise_date: One-fourth of the stock option granted vest on each of the first four anniversaries of the grant date. F3 · balance_after: This is the number of derivative securities, with the same terms and conditions, following the reported transaction. Total of all derivative securities, with different terms and conditions, held following the reported transaction is 49,384. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.