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ASTH

Astrana Health, Inc.

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4538
SEC CIK
0001083446
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385

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 18, 2024 Filed Nov 20, 2024 21:15 UTC
Sim Kenneth T.Director · Executive Chairman
Exercise / conversionCommon Stock 28,046 $18.65 $523,057.90
Disclosure

SEC source: 0001104659-24-121024 · tm2428618-1_4seq1.xml · nonDerivative · entry 1

Sim Kenneth T. · CIK 0001725499 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 609,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · balance_after: Includes 290,000 shares of restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 96,667 shares, which will vest in four equal annual installments beginning in the first quarter of 2025; and (ii) grants of 30,000 shares, 30,000 shares and 133,333 shares, each of which will vest upon achievement of certain pre-established performance goals.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 21:55 UTC
Vong JohnChief Accounting Officer
Tax withholdingCommon Stock 636 $42.91 $27,290.76
Disclosure

SEC source: 0001104659-24-117790 · tm2428403-1_4seq1.xml · nonDerivative · entry 1

Vong John · CIK 0001572846 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,654

F1 · shares: Represents the surrender of shares to offset against tax withholding obligations associated with the vesting of certain shares of restricted stock.

F2 · balance_after: Includes 12,002 shares of restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 1,887 shares, of which 942 shares will vest on July 11, 2025 and 945 shares will vest on July 11, 2026; (ii) tranches of 570 shares and 570 shares, each of which will vest in three equal annual installments beginning on November 30, 2024; and (iii) tranches of 1,134 shares, 1,134 shares, 1,134 shares, 1,134 shares, and 4,439 shares, each of which will vest in five equal semi-annual installments beginning on May 12, 2025.

F3 · balance_after: Includes 76 shares acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 21:39 UTC
Kumar Dinesh M.See remarks
GrantCommon Stock 67,238 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-116865 · tm2428142-2_4seq1.xml · nonDerivative · entry 1

Kumar Dinesh M. · CIK 0001850439 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,839

F1 · shares: Restricted shares of the Issuer's common stock granted pursuant to the Issuer's 2024 Equity Incentive Plan, which will vest subject to the achievement of certain performance goals, provided the Reporting Person is still employed with the Issuer on the date of vesting.

F2 · balance_after: Includes 214,370 shares of restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 85,130 shares, which will vest in three equal annual installments beginning on January 23, 2025 (ii) 9,790 shares, which will vest in three equal semi-annual installments beginning on January 1, 2025; and (iii) grants of 16,316, 16,316, 13,053, 6,527 and 67,238 shares, each of which will vest subject to the achievement of certain performance goals.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 21:38 UTC
Basho ChandanCOO and CFO
Tax withholdingCommon Stock 691 $46.96 $32,449.36
Disclosure

SEC source: 0001104659-24-116863 · tm2428142-4_4seq1.xml · nonDerivative · entry 2

Basho Chandan · CIK 0001929126 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,051

F2 · shares: Represents the surrender of shares to offset against tax withholding obligations associated with certain restricted stock units that vested on November 8, 2024.

F3 · balance_after: Includes 64,594 shares of unvested restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 14,427 shares, which will vest in two equal annual installments on April 14, 2025 and 2026; (ii) 4,561 shares, which will vest on May 16, 2025; and (iii) 45,606 shares, which will vest in three equal annual installments on May 16, 2025, 2026 and 2027. Also includes 27,303 restricted stock units, which will vest in seven equal semi-annual installments beginning on April 2, 2025 (subject to continuous employment with the Issuer).

Read SEC document
November 08, 2024 Filed Nov 12, 2024 21:38 UTC
Basho ChandanCOO and CFO
GrantCommon Stock 15,510 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-116863 · tm2428142-4_4seq1.xml · nonDerivative · entry 1

Basho Chandan · CIK 0001929126 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,742

F1 · shares: Represents a grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Provided the Reporting Person is still employed with the Issuer on the date of vesting, the shares shall vest in eight equal installments, with the first installment vesting on November 8, 2024, and the remaining shares vesting in seven equal semi-annual installments beginning on April 2, 2025.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 21:37 UTC
Sim BrandonCEO and President
GrantCommon Stock 34,386 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-116858 · tm2428142-3_4seq1.xml · nonDerivative · entry 1

Sim Brandon · CIK 0001813532 · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 983,372

F3 · shares: Represents a grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Provided the Reporting Person is still employed with the Issuer on the date of vesting, the shares shall vest in eight equal installments, with the first installment vesting on November 8, 2024, and the remaining shares vesting in seven equal semi-annual installments beginning on April 2, 2025.

F4 · balance_after: Includes 497,999 shares of unvested restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 54,280 shares, which will vest in two equal annual installments on June 27, 2025 and 2026; (ii) 5,557 shares, which will vest in two equal annual installments on June 27, 2025 and 2026; (iii) 85,513 shares, which will vest in five equal semi-annual installments, beginning March 31, 2025; and (iv) grants of 99,255 shares, 10,160 shares and 243,234 shares, each of which will vest upon achievement of certain pre-established performance goals. Also includes 105,605 restricted stock units, which will vest in seven equal semi-annual installments beginning on April 2, 2025 (subject to continuous employment with the Issuer).

F5 · balance_after: Includes 644 shares acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 21:36 UTC GrantCommon Stock 26,667 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-116856 · tm2428142-5_4seq1.xml · nonDerivative · entry 2

Lam Thomas S. · CIK 0001664499 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 438,855

F3 · shares: Restricted shares of the Issuer's common stock granted pursuant to the Issuer's 2024 Equity Incentive Plan. Provided the Reporting Person is still employed with the Issuer on the date of vesting, and subject to the achievement of a pre-established performance goal, the shares of restricted stock shall, based on the date the performance goal is achieved, vest either (i) in four equal annual installments, beginning on a date during the first quarter of 2025 to be determined by the compensation committee of the Issuer's board of directors or (ii) three annual installments of 50%, 25% and 25%, respectively, beginning on a date during the first quarter of 2026 to be determined by the compensation committee.

F4 · balance_after: Includes 130,000 shares of restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 43,333 shares, which will vest in four equal annual installments beginning in the first quarter of 2025; and (ii) grants of 30,000 shares, 30,000 shares and 26,667 shares, each of which will vest upon achievement of certain pre-established performance goals.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 21:36 UTC GrantCommon Stock 13,333 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-116856 · tm2428142-5_4seq1.xml · nonDerivative · entry 1

Lam Thomas S. · CIK 0001664499 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 412,188

F2 · shares: Restricted shares of the Issuer's common stock granted pursuant to the Issuer's 2024 Equity Incentive Plan. Provided the Reporting Person is still employed with the Issuer on the date of vesting, the shares of restricted stock shall vest in four equal annual installments beginning on a date during the first quarter of 2025 to be determined by the compensation committee of the Issuer's board of directors.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 21:35 UTC
Sim Kenneth T.Director · Executive Chairman
GrantCommon Stock 133,333 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-116853 · tm2428142-1_4seq1.xml · nonDerivative · entry 2

Sim Kenneth T. · CIK 0001725499 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 581,859

F6 · shares: Restricted shares of the Issuer's common stock granted pursuant to the Issuer's 2024 Equity Incentive Plan. Provided the Reporting Person is still employed with the Issuer on the date of vesting, and subject to the achievement of a pre-established performance goal, the shares of restricted stock shall, based on the date the performance goal is achieved, vest either (i) in four equal annual installments, beginning on a date during the first quarter of 2025 to be determined by the compensation committee of the Issuer's board of directors or (ii) three annual installments of 50%, 25% and 25%, respectively, beginning on a date during the first quarter of 2026 to be determined by the compensation committee.

F7 · balance_after: Includes 290,000 shares of restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 96,667 shares, which will vest in four equal annual installments beginning in the first quarter of 2025; and (ii) grants of 30,000 shares, 30,000 shares and 133,333 shares, each of which will vest upon achievement of certain pre-established performance goals.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 21:35 UTC
Sim Kenneth T.Director · Executive Chairman
GrantCommon Stock 66,667 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-116853 · tm2428142-1_4seq1.xml · nonDerivative · entry 1

Sim Kenneth T. · CIK 0001725499 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 448,526

F5 · shares: Restricted shares of the Issuer's common stock granted pursuant to the Issuer's 2024 Equity Incentive Plan. Provided the Reporting Person is still employed with the Issuer on the date of vesting, the shares of restricted stock shall vest in four equal annual installments beginning on a date during the first quarter of 2025 to be determined by the compensation committee of the Issuer's board of directors.

Read SEC document
October 02, 2024 Filed Oct 4, 2024 20:35 UTC
Sim BrandonCEO and President
Tax withholdingCommon Stock 2,626 $57.87 $151,966.62
Disclosure

SEC source: 0001104659-24-106293 · tm2425592-1_4seq1.xml · nonDerivative · entry 1

Sim Brandon · CIK 0001813532 · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 948,986

F3 · shares: Represents the surrender of shares to offset against tax withholding obligations associated with certain restricted stock units that vested on October 2, 2024.

F4 · balance_after: Includes 512,150 shares of unvested restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 14,151 shares, which vest on November 2, 2024; (ii) 54,280 shares, which vest in two equal annual installments on June 27, 2025 and 2026; (iii) 5,557 shares, which vest in two equal annual installments on June 27, 2025 and 2026; (iv) 85,513 shares, which vest in five equal semi-annual installments, beginning March 31, 2025; and (v) 352,649 shares, which vest upon achievement of certain pre-established performance goals. Also includes 75,517 restricted stock units, which will vest in seven equal semi-annual installments beginning on April 2, 2025 (subject to continuous employment with the Issuer).

F5 · balance_after: Includes 644 shares acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
September 10, 2024 Filed Sep 11, 2024 21:38 UTC Exercise / conversionStock Option (right to buy) · Derivative 11,000 $0.00 Strike: $15.35 $0.00
Disclosure

SEC source: 0001104659-24-098981 · tm2423811-2_4seq1.xml · derivative · entry 3

Kitayama Mitchell W · CIK 0001333154 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,000 shares

Expires 2024-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These stock options were fully vested and exercisable.

Read SEC document
September 10, 2024 Filed Sep 11, 2024 21:38 UTC Tax withholdingCommon Stock 3,522 $47.93 $168,809.46
Disclosure

SEC source: 0001104659-24-098981 · tm2423811-2_4seq1.xml · nonDerivative · entry 2

Kitayama Mitchell W · CIK 0001333154 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,792

F2 · balance_after: Includes 6,750 shares of restricted stock, which will vest on December 9, 2024, and 3,564 shares of restricted stock, which will vest on the earlier of August 13, 2025 or the date of the Issuer's 2025 annual meeting of stockholders.

Read SEC document
September 10, 2024 Filed Sep 11, 2024 21:38 UTC Exercise / conversionCommon Stock 11,000 $15.35 $168,850.00
Disclosure

SEC source: 0001104659-24-098981 · tm2423811-2_4seq1.xml · nonDerivative · entry 1

Kitayama Mitchell W · CIK 0001333154 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 21:03 UTC
Dong LindaDirector
Exercise / conversionStock Option (right to buy) · Derivative 11,000 $0.00 Strike: $15.35 $0.00
Disclosure

SEC source: 0001104659-24-099376 · tm2423950-1_4seq1.xml · derivative · entry 3

Marsh Linda · CIK 0001765204 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,000 shares

Expires 2024-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These stock options were fully vested and exercisable.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 21:03 UTC
Dong LindaDirector
Tax withholdingCommon Stock 3,522 $47.93 $168,809.46
Disclosure

SEC source: 0001104659-24-099376 · tm2423950-1_4seq1.xml · nonDerivative · entry 2

Marsh Linda · CIK 0001765204 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,192

F2 · balance_after: Includes 3,650 shares of restricted stock, which will vest on December 9, 2024, and 3,564 shares of restricted stock, which will vest on the earlier of August 13, 2025 or the date of the Issuer's 2025 annual meeting of stockholders.

Read SEC document
September 10, 2024 Filed Sep 12, 2024 21:03 UTC
Dong LindaDirector
Exercise / conversionCommon Stock 11,000 $15.35 $168,850.00
Disclosure

SEC source: 0001104659-24-099376 · tm2423950-1_4seq1.xml · nonDerivative · entry 1

Marsh Linda · CIK 0001765204 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2024 Filed Sep 11, 2024 21:39 UTC Exercise / conversionStock Option (right to buy) · Derivative 28,046 $0.00 Strike: $18.65 $0.00
Disclosure

SEC source: 0001104659-24-098982 · tm2423811-3_4seq1.xml · derivative · entry 5

Lam Thomas S. · CIK 0001664499 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,046 shares

Expires 2024-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options were fully vested and exercisable.

Read SEC document
September 09, 2024 Filed Sep 11, 2024 21:39 UTC Tax withholdingCommon Stock 11,046 $47.35 $523,028.10
Disclosure

SEC source: 0001104659-24-098982 · tm2423811-3_4seq1.xml · nonDerivative · entry 2

Lam Thomas S. · CIK 0001664499 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 398,855

F3 · balance_after: Includes 111,748 shares of restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 21,748 shares, which will vest on November 2, 2024; (ii) 30,000 shares, which will vest in four equal annual installments beginning in the first quarter of 2025; (iii) 30,000 shares, which will vest upon achievement of certain pre-established performance goals; and (iv) 30,000 shares, which will vest upon achievement of certain pre-established performance goals.

Read SEC document
September 09, 2024 Filed Sep 11, 2024 21:39 UTC Exercise / conversionCommon Stock 28,046 $18.65 $523,057.90
Disclosure

SEC source: 0001104659-24-098982 · tm2423811-3_4seq1.xml · nonDerivative · entry 1

Lam Thomas S. · CIK 0001664499 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 409,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2024 Filed Sep 11, 2024 21:36 UTC
Chiang JohnDirector
Exercise / conversionStock Option (right to buy) · Derivative 11,000 $0.00 Strike: $15.35 $0.00
Disclosure

SEC source: 0001104659-24-098980 · tm2423811-1_4seq1.xml · derivative · entry 3

Chiang John · CIK 0001765302 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,000 shares

Expires 2024-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These stock options were fully vested and exercisable.

Read SEC document
September 09, 2024 Filed Sep 11, 2024 21:36 UTC
Chiang JohnDirector
Tax withholdingCommon Stock 3,565 $47.35 $168,802.75
Disclosure

SEC source: 0001104659-24-098980 · tm2423811-1_4seq1.xml · nonDerivative · entry 2

Chiang John · CIK 0001765302 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,849

F2 · balance_after: Includes 4,750 shares of restricted stock, which will vest on December 9, 2024, and 3,564 shares of restricted stock, which will vest on the earlier of August 13, 2025 or the date of the Issuer's 2025 annual meeting of stockholders.

Read SEC document
September 09, 2024 Filed Sep 11, 2024 21:36 UTC
Chiang JohnDirector
Exercise / conversionCommon Stock 11,000 $15.35 $168,850.00
Disclosure

SEC source: 0001104659-24-098980 · tm2423811-1_4seq1.xml · nonDerivative · entry 1

Chiang John · CIK 0001765302 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2024 Filed Aug 16, 2024 20:15 UTC Disposition to issuerCommon Stock 14,409 $49.76 $716,991.84
Disclosure

SEC source: 0001104659-24-090513 · tm2421838-1_4seq1.xml · nonDerivative · entry 3

Schmidt David · CIK 0001594029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,314

F1 · kind: These shares were repurchased by the Issuer.

F2 · balance_after: Includes 5,750 shares of restricted stock, which will vest on December 9, 2024, and 3,564 shares of restricted stock, which will vest on the earlier of August 13, 2025 or the date of the Issuer's 2025 annual meeting of stockholders.

Read SEC document
August 14, 2024 Filed Aug 16, 2024 20:15 UTC Exercise / conversionStock Option (right to buy) · Derivative 3,409 $0.00 Strike: $18.41 $0.00
Disclosure

SEC source: 0001104659-24-090513 · tm2421838-1_4seq1.xml · derivative · entry 5

Schmidt David · CIK 0001594029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,409 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These stock options were fully vested and exercisable.

Read SEC document
August 14, 2024 Filed Aug 16, 2024 20:15 UTC Exercise / conversionStock Option (right to buy) · Derivative 11,000 $0.00 Strike: $15.35 $0.00
Disclosure

SEC source: 0001104659-24-090513 · tm2421838-1_4seq1.xml · derivative · entry 4

Schmidt David · CIK 0001594029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,000 shares

Expires 2024-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These stock options were fully vested and exercisable.

Read SEC document
August 14, 2024 Filed Aug 16, 2024 20:15 UTC Exercise / conversionCommon Stock 3,409 $18.41 $62,759.69
Disclosure

SEC source: 0001104659-24-090513 · tm2421838-1_4seq1.xml · nonDerivative · entry 2

Schmidt David · CIK 0001594029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2024 Filed Aug 16, 2024 20:15 UTC Exercise / conversionCommon Stock 11,000 $15.35 $168,850.00
Disclosure

SEC source: 0001104659-24-090513 · tm2421838-1_4seq1.xml · nonDerivative · entry 1

Schmidt David · CIK 0001594029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2024 Filed Aug 14, 2024 20:39 UTC
Dong LindaDirector
GrantCommon Stock 3,564 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-089699 · tm2421691-6_4seq1.xml · nonDerivative · entry 1

Marsh Linda · CIK 0001765204 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,714

F1 · shares: Restricted shares of the Issuer's common stock granted pursuant to the Issuer's 2024 Equity Incentive Plan, which will vest on the earlier of (i) August 13, 2025 or (ii) the date of the Issuer's 2025 annual meeting of stockholders.

F2 · balance_after: Includes 3,650 shares of restricted stock, which will vest on December 9, 2024, and 3,564 shares of restricted stock, which will vest on the earlier of August 13, 2025 or the date of the Issuer's 2025 annual meeting of stockholders.

Read SEC document
August 13, 2024 Filed Aug 14, 2024 20:38 UTC GrantCommon Stock 3,564 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-089696 · tm2421691-5_4seq1.xml · nonDerivative · entry 1

Kitayama Mitchell W · CIK 0001333154 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,314

F1 · shares: Restricted shares of the Issuer's common stock granted pursuant to the Issuer's 2024 Equity Incentive Plan, which will vest on the earlier of (i) August 13, 2025 or (ii) the date of the Issuer's 2025 annual meeting of stockholders.

F2 · balance_after: Includes 6,750 shares of restricted stock, which will vest on December 9, 2024, and 3,564 shares of restricted stock, which will vest on the earlier of August 13, 2025 or the date of the Issuer's 2025 annual meeting of stockholders.

Read SEC document
August 13, 2024 Filed Aug 14, 2024 20:37 UTC
Dai, WeiliDirector
GrantCommon Stock 3,564 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-089694 · tm2421691-4_4seq1.xml · nonDerivative · entry 1

Dai, Weili · CIK 0001134140 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,214

F1 · shares: Restricted shares of the Issuer's common stock granted pursuant to the Issuer's 2024 Equity Incentive Plan, which will vest on the earlier of (i) August 13, 2025 or (ii) the date of the Issuer's 2025 annual meeting of stockholders.

F2 · balance_after: Includes 3,650 shares of restricted stock, which will vest on December 9, 2024, and 3,564 shares of restricted stock, which will vest on the earlier of August 13, 2025 or the date of the Issuer's 2025 annual meeting of stockholders.

Read SEC document
August 13, 2024 Filed Aug 14, 2024 20:36 UTC
Chiang JohnDirector
GrantCommon Stock 3,564 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-089692 · tm2421691-3_4seq1.xml · nonDerivative · entry 1

Chiang John · CIK 0001765302 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,414

F1 · shares: Restricted shares of the Issuer's common stock granted pursuant to the Issuer's 2024 Equity Incentive Plan, which will vest on the earlier of (i) August 13, 2025 or (ii) the date of the Issuer's 2025 annual meeting of stockholders.

F2 · balance_after: Includes 4,750 shares of restricted stock, which will vest on December 9, 2024, and 3,564 shares of restricted stock, which will vest on the earlier of August 13, 2025 or the date of the Issuer's 2025 annual meeting of stockholders.

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August 13, 2024 Filed Aug 14, 2024 20:35 UTC GrantCommon Stock 3,564 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-089689 · tm2421691-2_4seq1.xml · nonDerivative · entry 1

Schmidt David · CIK 0001594029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,314

F1 · shares: Restricted shares of the Issuer's common stock granted pursuant to the Issuer's 2024 Equity Incentive Plan, which will vest on the earlier of (i) August 13, 2025 or (ii) the date of the Issuer's 2025 annual meeting of stockholders.

F2 · balance_after: Includes 5,750 shares of restricted stock, which will vest on December 9, 2024, and 3,564 shares of restricted stock, which will vest on the earlier of August 13, 2025 or the date of the Issuer's 2025 annual meeting of stockholders.

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August 13, 2024 Filed Aug 14, 2024 20:34 UTC GrantCommon Stock 3,564 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-089688 · tm2421691-1_4seq1.xml · nonDerivative · entry 1

Mazdyasni Matthew · CIK 0001809915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,314

F1 · shares: Restricted shares of the Issuer's common stock granted pursuant to the Issuer's 2024 Equity Incentive Plan, which will vest on the earlier of (i) August 13, 2025 or (ii) the date of the Issuer's 2025 annual meeting of stockholders.

F2 · balance_after: Includes 4,750 shares of restricted stock, which will vest on December 9, 2024, and 3,564 shares of restricted stock, which will vest on the earlier of August 13, 2025 or the date of the Issuer's 2025 annual meeting of stockholders.

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August 01, 2024 Filed Aug 6, 2024 00:10 UTC
Kumar Dinesh M.See remarks
Tax withholdingCommon Stock 794 $51.57 $40,946.58
Disclosure

SEC source: 0001104659-24-085988 · tm2420818-2_4seq1.xml · nonDerivative · entry 1

Kumar Dinesh M. · CIK 0001850439 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,601

F1 · shares: Represents the surrender of shares to offset against tax withholding obligations associated with the vesting of certain shares of restricted stock.

F2 · balance_after: Includes 147,132 shares of restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 85,130 shares, which will vest in three equal annual installments beginning on January 23, 2025; (ii) 16,316 shares, which will vest subject to the achievement of certain pre-established performance goals; (iii) 16,316 shares, which will vest subject to the achievement of certain pre-established performance goals; (iv) 13,053 shares, which will vest subject to the achievement of certain pre-established performance goals; (v) 9,790 shares, which will vest in three equal semi-annual installments beginning on January 1, 2025; and (vi) 6,527 shares, which will vest subject to the achievement of certain pre-established performance goals.

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August 01, 2024 Filed Aug 6, 2024 00:08 UTC
Vong JohnChief Accounting Officer
Tax withholdingCommon Stock 67 $51.57 $3,455.19
Disclosure

SEC source: 0001104659-24-085987 · tm2420818-1_4seq1.xml · nonDerivative · entry 1

Vong John · CIK 0001572846 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,290

F1 · shares: Represents the surrender of shares to offset against tax withholding obligations associated with the vesting of certain shares of restricted stock.

F2 · balance_after: Includes 13,793 shares of restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 1,887 shares, of which 942 shares will vest on July 11, 2025 and 945 shares will vest on July 11, 2026; (ii) 570 shares, which will vest in three equal annual installments beginning on November 30, 2024; (iii) 570 shares, which will vest in three equal annual installments beginning on November 30, 2024; (iv) 1,360 shares, which will vest in six equal semi-annual installments beginning on November 12, 2024; (v) 1,360 shares, which will vest in six equal semi-annual installments beginning on November 12, 2024;

F3 · balance_after: (cont.) (vi) 1,360 shares, which will vest in six equal semi-annual installments beginning on November 12, 2024; (vii) 1,360 shares, which will vest in six equal semi-annual installments beginning on November 12, 2024; and (viii) 5,326 shares, which will vest in six equal semi-annual installments beginning on November 12, 2024.

F4 · balance_after: Includes 76 shares acquired under the issuer's Employee Stock Purchase Plan.

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July 11, 2024 Filed Jul 12, 2024 20:15 UTC
Vong JohnChief Accounting Officer
Tax withholdingCommon Stock 336 $45.00 $15,120.00
Disclosure

SEC source: 0001104659-24-079544 · tm2419388-1_4seq1.xml · nonDerivative · entry 1

Vong John · CIK 0001572846 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,357

F1 · shares: Represents the surrender of shares to offset against tax withholding obligations associated with the vesting of certain shares of restricted stock.

F2 · balance_after: Includes 13,983 shares of restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 1,887 shares, of which 942 shares will vest on July 11, 2025 and 945 shares will vest on July 11, 2026; (ii) 570 shares, which will vest in three equal annual installments beginning on November 30, 2024; (iii) 760 shares, which will vest upon achievement of certain pre-established performance goals; (iv) 1,360 shares, which will vest in six equal semi-annual installments beginning on November 12, 2024, subject to the achievement of certain pre-established performance goals; (v) 1,360 shares, which will vest in six equal semi-annual installments beginning on November 12, 2024, subject to the achievement of certain pre-established performance goals;

F3 · balance_after: (cont.) (vi) 1,360 shares, which will vest in six equal semi-annual installments beginning on November 12, 2024, subject to the achievement of certain pre-established performance goals; (vii) 1,360 shares, which will vest in six equal semi-annual installments beginning on November 12, 2024, subject to the achievement of certain pre-established performance goals; and (viii) 5,326 shares, which will vest in six equal semi-annual installments beginning on November 12, 2024.

F4 · balance_after: Includes 76 shares acquired under the issuer's Employee Stock Purchase Plan.

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May 16, 2024 Filed May 17, 2024 20:16 UTC
Basho ChandanCOO and CFO
Tax withholdingCommon Stock 7,051 $41.13 $290,007.63
Disclosure

SEC source: 0001104659-24-063017 · tm2414810-1_4seq1.xml · nonDerivative · entry 1

Basho Chandan · CIK 0001929126 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,232

F1 · shares: Represents the surrender of shares to offset against tax withholding obligations associated with the vesting of certain shares of restricted stock.

F2 · balance_after: Includes 64,594 shares of unvested restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 14,427 shares, which vest in two equal annual installments on April 14, 2025 and 2026; (ii) 4,561 shares, which vest on May 16, 2025; and (iii) 45,606 shares, which vest in three equal annual installments on May 16, 2025, 2026 and 2027. Also includes 15,692 restricted stock units, which will vest in eight equal semi-annual installments beginning on October 2, 2024 (subject to continuous employment with the Issuer).

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May 12, 2024 Filed May 14, 2024 20:36 UTC
Vong JohnChief Accounting Officer
Tax withholdingCommon Stock 636 $38.89 $24,734.04
Disclosure

SEC source: 0001104659-24-061197 · tm2414489-1_4seq1.xml · nonDerivative · entry 1

Vong John · CIK 0001572846 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,617

F1 · shares: Represents the surrender of shares to offset against tax withholding obligations associated with the vesting of certain shares of restricted stock.

F2 · balance_after: Includes 14,927 shares of restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 2,829 shares, of which 942 shares will vest on each of July 11, 2024 and July 11, 2025 and 945 shares will vest on July 11, 2026; (ii) 570 shares, which will vest in three equal annual installments beginning on November 30, 2024; (iii) 760 shares, which will vest upon achievement of certain pre-established performance goals; (iv) 1,361 shares, which will vest in six equal semi-annual installments beginning on November 12, 2024, subject to the achievement of certain pre-established performance goals; (v) 1,361 shares, which will vest in six equal semi-annual installments beginning on November 12, 2024, subject to the achievement of certain pre-established performance goals;

F3 · balance_after: (cont.) (vi) 1,360 shares, which will vest in six equal semi-annual installments beginning on November 12, 2024, subject to the achievement of certain pre-established performance goals; (vii) 1,360 shares, which will vest in six equal semi-annual installments beginning on November 12, 2024, subject to the achievement of certain pre-established performance goals; and (viii) 5,326 shares, which will vest in six equal semi-annual installments beginning on November 12, 2024.

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April 14, 2024 Filed Apr 22, 2024 10:00 UTC
Basho ChandanCOO and CFO
Tax withholdingCommon Stock 7,993 $40.72 $325,474.96
Disclosure

SEC source: 0001104659-24-049580 · tm2412001-2_4seq1.xml · nonDerivative · entry 2

Basho Chandan · CIK 0001929126 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,283

F1 · shares: Represents the surrender of shares to offset against tax withholding obligations associated with certain shares of restricted stock that vested on March 29, 2024 and April 14, 2024, respectively.

F3 · balance_after: Includes 84,356 shares of unvested restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 14,427 shares, which vest in two equal annual installments on April 14, 2025, and 2026; (ii) 9,121 shares, which vest in two equal annual installments on May 16, 2024 and 2025; and (iii) 60,808 shares, which vest in four equal annual installments on May 16, 2024, 2025, 2026 and 2027. Also includes 15,692 restricted stock units, which will vest in eight equal semi-annual installments beginning on October 2, 2024 (subject to continuous employment with the Issuer).

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April 02, 2024 Filed Apr 4, 2024 21:13 UTC
Basho ChandanCFO and COO
GrantCommon Stock 15,692 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-043690 · tm2411040-1_4seq1.xml · nonDerivative · entry 1

Basho Chandan · CIK 0001929126 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,783

F1 · shares: Represents a grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Provided the Reporting Person is still employed with the Issuer on the date of vesting, the shares shall vest in eight equal semi-annual installments beginning on October 2, 2024 (the six month anniversary of the grant date).

F2 · balance_after: Includes 152,372 shares of unvested restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 21,640 shares, which vest in three equal annual installments on April 14, 2024, 2025, and 2026; (ii) 9,121 shares, which vest in two equal annual installments on May 16, 2024 and 2025; (iii) 60,808 shares, which vest in four equal annual installments on May 16, 2024, 2025, 2026 and 2027; and (iv) 60,803 shares, which vest upon achievement of certain pre-established performance goals. Also includes 15,692 restricted stock units, which will vest in eight equal semi-annual installments beginning on October 2, 2024 (subject to continuous employment with the Issuer).

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April 02, 2024 Filed Apr 4, 2024 20:47 UTC
Sim BrandonCEO and President
GrantCommon Stock 86,305 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-043668 · tm2411040-2_4seq1.xml · nonDerivative · entry 1

Sim Brandon · CIK 0001813532 · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 988,925

F3 · shares: Represents a grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Provided the Reporting Person is still employed with the Issuer on the date of vesting, the shares shall vest in eight equal semi-annual installments beginning on October 2, 2024 (the six month anniversary of the grant date).

F4 · balance_after: Includes 668,584 shares of unvested restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 14,151 shares, which vest on November 2, 2024; (ii) 81,420 shares, which vest in three equal annual installments on June 27, 2024, 2025, and 2026; (iii) 8,335 shares, which vest in three equal annual installments on June 27, 2024, 2025, and 2026; (iv) 102,613 shares, which vest in six equal semi-annual installments, beginning September 30, 2024; and (v) 462,065 shares, which vest upon achievement of certain pre-established performance goals. Also includes 86,305 restricted stock units, which will vest in eight equal semi-annual installments beginning on October 2, 2024 (subject to continuous employment with the Issuer).

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March 29, 2024 Filed Apr 19, 2024 20:42 UTC
Sim BrandonCEO and President
Tax withholdingCommon Stock 37,957 $41.99 $1,593,814.43
Disclosure

SEC source: 0001104659-24-049494 · tm2412001-1_4seq1.xml · nonDerivative · entry 1

Sim Brandon · CIK 0001813532 · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 950,968

F3 · shares: Represents the surrender of shares to offset against tax withholding obligations associated with certain shares of restricted stock that vested on March 29, 2024.

F4 · balance_after: Includes 559,168 shares of unvested restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 14,151 shares, which vest on November 2, 2024; (ii) 81,420 shares, which vest in three equal annual installments on June 27, 2024, 2025, and 2026; (iii) 8,335 shares, which vest in three equal annual installments on June 27, 2024, 2025, and 2026; (iv) 102,613 shares, which vest in six equal semi-annual installments, beginning September 30, 2024; and (v) 352,649 shares, which vest upon achievement of certain pre-established performance goals. Also includes 86,305 restricted stock units, which will vest in eight equal semi-annual installments beginning on October 2, 2024 (subject to continuous employment with the Issuer).

F5 · balance_after: Total holdings includes 86,305 restricted stock units that were granted on April 2, 2024, as previously disclosed in a Form 4 filed on April 4, 2024.

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March 29, 2024 Filed Apr 22, 2024 10:00 UTC
Basho ChandanCOO and CFO
Tax withholdingCommon Stock 6,507 $41.99 $273,228.93
Disclosure

SEC source: 0001104659-24-049580 · tm2412001-2_4seq1.xml · nonDerivative · entry 1

Basho Chandan · CIK 0001929126 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,276

F1 · shares: Represents the surrender of shares to offset against tax withholding obligations associated with certain shares of restricted stock that vested on March 29, 2024 and April 14, 2024, respectively.

F2 · balance_after: Total holdings includes 15,692 restricted stock units that were granted on April 2, 2024, as previously disclosed in a Form 4 filed on April 4, 2024.

Read SEC document
January 23, 2024 Filed Jan 24, 2024 21:31 UTC
Kumar Dinesh M.See remarks
GrantCommon Stock 6,527 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-006279 · tm244010-2_4seq1.xml · nonDerivative · entry 6

Kumar Dinesh M. · CIK 0001850439 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,395

F6 · shares: Restricted shares of the Issuer's common stock granted pursuant to the Issuer's Employment Inducement Award Plan. Provided the Reporting Person is still employed with the Issuer on the date of vesting, and subject to the achievement of applicable pre-established performance goals, half of the shares will vest in four equal semi-annual installments beginning on July 1, 2024 and half of the shares will vest in four equal semi-annual installments beginning on July 1, 2024.

F7 · balance_after: Includes 150,395 shares of restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 85,130 shares, which will vest in three equal annual installments beginning on January 23, 2025; (ii) 16,316 shares, half of which will vest in four equal semi-annual installments beginning July 1, 2024 and half of which will vest in four equal semi-annual installments beginning July 1, 2024, in each case subject to the achievement of certain performance goals; (iii) 16,316 shares, half of which will vest in four equal semi-annual installments beginning July 1, 2024 and half of which will vest in four equal semi-annual installments beginning July 1, 2024, in each case subject to the achievement of certain performance goals;

F8 · balance_after: (cont.) (iv) 13,053 shares, half of which will vest in four equal semi-annual installments beginning July 1, 2024 and half of which will vest in four equal semi-annual installments beginning July 1, 2024, in each case subject to the achievement of certain performance goals; (v) 13,053 shares, which will vest in four equal semi-annual installments beginning July 1, 2024, subject to the achievement of certain performance goals; and (vi) 6,527 shares, half of which will vest in four equal semi-annual installments beginning July 1, 2024 and half of which will vest in four equal semi-annual installments beginning July 1, 2024, in each case subject to the achievement of certain performance goals.

Read SEC document
January 23, 2024 Filed Jan 24, 2024 21:31 UTC
Kumar Dinesh M.See remarks
GrantCommon Stock 13,053 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-006279 · tm244010-2_4seq1.xml · nonDerivative · entry 5

Kumar Dinesh M. · CIK 0001850439 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,868

F5 · shares: Restricted shares of the Issuer's common stock granted pursuant to the Issuer's Employment Inducement Award Plan. Provided the Reporting Person is still employed with the Issuer on the date of vesting, and subject to the achievement of applicable pre-established performance goals, the shares will vest in four equal semi-annual installments beginning on July 1, 2024.

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January 23, 2024 Filed Jan 24, 2024 21:31 UTC
Kumar Dinesh M.See remarks
GrantCommon Stock 13,053 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-006279 · tm244010-2_4seq1.xml · nonDerivative · entry 4

Kumar Dinesh M. · CIK 0001850439 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,815

F4 · shares: Restricted shares of the Issuer's common stock granted pursuant to the Issuer's Employment Inducement Award Plan. Provided the Reporting Person is still employed with the Issuer on the date of vesting, and subject to the achievement of applicable pre-established performance goals, half of the shares will vest in four equal semi-annual installments beginning on July 1, 2024 and half of the shares will vest in four equal semi-annual installments beginning on July 1, 2024.

Read SEC document
January 23, 2024 Filed Jan 24, 2024 21:31 UTC
Kumar Dinesh M.See remarks
GrantCommon Stock 16,316 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-006279 · tm244010-2_4seq1.xml · nonDerivative · entry 3

Kumar Dinesh M. · CIK 0001850439 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,762

F3 · shares: Restricted shares of the Issuer's common stock granted pursuant to the Issuer's Employment Inducement Award Plan. Provided the Reporting Person is still employed with the Issuer on the date of vesting, and subject to the achievement of applicable performance goals, half of the shares will vest in four equal semi-annual installments beginning on July 1, 2024 and half of the shares will vest in four equal semi-annual installments beginning on July 1, 2024.

Read SEC document
January 23, 2024 Filed Jan 24, 2024 21:31 UTC
Kumar Dinesh M.See remarks
GrantCommon Stock 16,316 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-006279 · tm244010-2_4seq1.xml · nonDerivative · entry 2

Kumar Dinesh M. · CIK 0001850439 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,446

F2 · shares: Restricted shares of the Issuer's common stock granted pursuant to the Issuer's Employment Inducement Award Plan. Provided the Reporting Person is still employed with the Issuer on the date of vesting, and subject to the achievement of applicable pre-established performance goals, half of the shares will vest in four equal semi-annual installments beginning on July 1, 2024 and half of the shares will vest in four equal semi-annual installments beginning on July 1, 2024.

Read SEC document
January 23, 2024 Filed Jan 24, 2024 21:31 UTC
Kumar Dinesh M.See remarks
GrantCommon Stock 85,130 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-006279 · tm244010-2_4seq1.xml · nonDerivative · entry 1

Kumar Dinesh M. · CIK 0001850439 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,130

F1 · shares: Restricted shares of the Issuer's common stock granted pursuant to the Issuer's Employment Inducement Award Plan. Provided the Reporting Person is still employed with the Issuer on the date of vesting, the shares will vest in three equal annual installments beginning on January 23, 2025, subject to accelerated vesting in certain cases.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.