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Nasdaq · USD

ASTH

Astrana Health, Inc.

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4538
SEC CIK
0001083446
Parsed reports
385

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 10, 2026 Filed Oct 13, 2026 20:15 UTC
Vong JohnSVP - Accounting (PAO)
Tax withholdingCommon Stock 556 $37.55 $20,877.80
Disclosure

SEC source: 0001104659-26-115507 · tm2627437-1_4seq1.xml · nonDerivative · entry 1

Vong John · CIK 0001572846 · SVP - Accounting (PAO)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,774

F1 · shares: Represents the surrender of shares to offset against tax withholding obligations associated with certain restricted stock units that vested on October 10, 2026.

F2 · balance_after: Includes 3,972 shares of restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 380 shares which will vest on November 30, 2026; and (ii) tranches of 454 shares, 454 shares, 454 shares, 454 shares, and 1,776 shares, each of which will vest in two equal semi-annual installments beginning on November 12, 2026. Also includes the following restricted stock units, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 1,552 restricted stock units, which will vest on April 10, 2027; and (ii) 1,887 restricted stock units, which will vest in seven equal semi-annual installments beginning March 15, 2027.

F3 · balance_after: Includes 584 shares acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
October 06, 2026 Filed Oct 9, 2026 00:10 UTC
Sim BrandonCEO and President
Tax withholdingCommon Stock 9,889 $37.00 $365,893.00
Disclosure

SEC source: 0001104659-26-114785 · tm2627257-2_4seq1.xml · nonDerivative · entry 1

Sim Brandon · CIK 0001813532 · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,228,972

F3 · shares: Represents the surrender of shares to offset against tax withholding obligations associated with certain restricted stock units that vested on October 6, 2026.

F4 · balance_after: Includes 17,105 shares of unvested restricted stock, which will vest on March 31, 2027, subject to continuous employment with the Issuer. Also includes the following restricted stock units, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 45,261 restricted stock units, which will vest in three equal semi-annual installments beginning on April 2, 2027; (ii) 91,027 restricted stock units, which will vest in five equal semi-annual installments beginning on March 5, 2027; and (iii) 175,924 restricted stock units, which will vest in seven equal semi-annual installments beginning on April 6, 2027.

F5 · balance_after: Includes 2,152 shares acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
October 06, 2026 Filed Oct 8, 2026 23:21 UTC Tax withholdingCommon Stock 2,624 $37.00 $97,088.00
Disclosure

SEC source: 0001104659-26-114777 · tm2627257-1_4seq1.xml · nonDerivative · entry 1

Lam Thomas S. · CIK 0001664499 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 463,033

F2 · shares: Represents the surrender of shares to offset against tax withholding obligations associated with certain restricted stock units that vested on October 6, 2026.

F3 · balance_after: Includes the following shares of restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer and/or its affiliates): (i) 51,667 shares, which will vest in two equal annual installments beginning on March 5, 2027; and (ii) 13,334 shares, which will vest in two equal annual installments beginning on April 1, 2027. Also includes 36,459 restricted stock units, which will vest in seven equal semi-annual installments beginning on April 6, 2027 (subject to continuous employment with the Issuer and/or its affiliates).

Read SEC document
October 02, 2026 Filed Oct 6, 2026 10:01 UTC
Basho ChandanCOO and CFO
Tax withholdingCommon Stock 2,092 $35.88 $75,060.96
Disclosure

SEC source: 0001104659-26-113838 · tm2626980d1_4seq1.xml · nonDerivative · entry 1

Basho Chandan · CIK 0001929126 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,728

F1 · shares: Represents the surrender of shares to offset against tax withholding obligations associated with certain restricted stock units that vested on October 2, 2026.

F2 · balance_after: Includes 15,202 shares of unvested restricted stock which will vest on May 16, 2027 (subject to continuous employment with the Issuer). Also includes the following restricted stock units, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 11,703 restricted stock units, which will vest in three equal semi-annual installments beginning on April 2, 2027; and (ii) 16,690 restricted stock units, which will vest in five equal semi-annual installments beginning on March 5, 2027.

Read SEC document
September 15, 2026 Filed Sep 17, 2026 21:53 UTC
Vong JohnSVP - Accounting (PAO)
Tax withholdingCommon Stock 96 $38.35 $3,681.60
Disclosure

SEC source: 0001104659-26-108627 · tm2625575-1_4seq1.xml · nonDerivative · entry 1

Vong John · CIK 0001572846 · SVP - Accounting (PAO)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,330

F1 · shares: Represents the surrender of shares to offset against tax withholding obligations associated with certain restricted stock units that vested on September 15, 2026.

F2 · balance_after: Includes 3,972 shares of restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 380 shares which will vest on November 30, 2026; and (ii) tranches of 454 shares, 454 shares, 454 shares, 454 shares, and 1,776 shares, each of which will vest in two equal semi-annual installments beginning on November 12, 2026. Also includes the following restricted stock units, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 3,104 restricted stock units, which will vest in two equal semi-annual installments beginning on October 10, 2026; and (ii) 1,887 restricted stock units, which will vest in seven equal semi-annual installments beginning March 15, 2027.

F3 · balance_after: Includes 584 shares acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
September 05, 2026 Filed Sep 9, 2026 20:15 UTC
Sim BrandonCEO and President
Tax withholdingCommon Stock 7,163 $38.47 $275,560.61
Disclosure

SEC source: 0001104659-26-106325 · tm2625066-1_4seq1.xml · nonDerivative · entry 1

Sim Brandon · CIK 0001813532 · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,238,861

F3 · shares: Represents the surrender of shares to offset against tax withholding obligations associated with certain restricted stock units that vested on September 5, 2026.

F4 · balance_after: Includes 34,207 shares of unvested restricted stock, which will vest in two equal semi-annual installments, beginning September 30, 2026, subject to continuous employment with the Issuer. Also includes the following restricted stock units, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 60,347 restricted stock units, which will vest in four equal semi-annual installments beginning on October 2, 2026; (ii) 91,027 restricted stock units, which will vest in five equal semi-annual installments beginning on March 5, 2027; and (iii) 201,056 restricted stock units, which will vest in eight equal semi-annual installments beginning on October 6, 2026.

F5 · balance_after: Includes 2,152 shares acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
September 05, 2026 Filed Sep 8, 2026 20:41 UTC
Basho ChandanCOO and CFO
Tax withholdingCommon Stock 1,790 $38.47 $68,861.30
Disclosure

SEC source: 0001104659-26-105932 · tm2625011-1_4seq1.xml · nonDerivative · entry 1

Basho Chandan · CIK 0001929126 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,820

F1 · shares: Represents the surrender of shares to offset against tax withholding obligations associated with certain restricted stock units that vested on September 5, 2026.

F2 · balance_after: Includes 15,202 shares of unvested restricted stock which will vest on May 16, 2027 (subject to continuous employment with the Issuer). Also includes the following restricted stock units, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 15,604 restricted stock units, which will vest in four equal semi-annual installments beginning on October 2, 2026; and (ii) 16,690 restricted stock units, which will vest in five equal semi-annual installments beginning on March 5, 2027.

Read SEC document
August 31, 2026 Filed Sep 2, 2026 00:43 UTC Disposition to issuerCommon Stock 8,500 $37.09 $315,265.00
Disclosure

SEC source: 0001104659-26-104397 · tm2624587-1_4seq1.xml · nonDerivative · entry 1

Kitayama Mitchell W · CIK 0001333154 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,337

F1 · kind: These shares were repurchased by the Issuer.

F2 · balance_after: Includes 4,991 shares of restricted stock, which will vest on the earlier of June 10, 2027 or the date of the Issuer's 2027 annual meeting of stockholders.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:15 UTC Exercise / conversionStock Option (right to Buy) · Derivative 20,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001104659-26-098353 · tm2623303-1_4seq1.xml · derivative · entry 3

Schmidt David · CIK 0001594029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2026-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These stock options were fully vested and exercisable.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:15 UTC Disposition to issuerCommon Stock 20,000 $38.59 $771,800.00
Disclosure

SEC source: 0001104659-26-098353 · tm2623303-1_4seq1.xml · nonDerivative · entry 2

Schmidt David · CIK 0001594029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,019

F1 · kind: These shares were repurchased by the Issuer.

F2 · balance_after: Includes 4,525 shares of restricted stock, which will vest on the earlier of June 10, 2027 or the date of the Issuer's 2027 annual meeting of stockholders.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:15 UTC Exercise / conversionCommon Stock 20,000 $5.00 $100,000.00
Disclosure

SEC source: 0001104659-26-098353 · tm2623303-1_4seq1.xml · nonDerivative · entry 1

Schmidt David · CIK 0001594029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2026 Filed Aug 11, 2026 21:09 UTC
Sobotka GlennFormer Officer
Disposition to issuerCommon Stock 11,793 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-094142 · tm2620548-2_4seq1.xml · nonDerivative · entry 1

Sobotka Glenn · CIK 0001855927 · Former Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,246

F1 · shares: Represents the surrender of unvested time-based and performance-based restricted stock that was forfeited in connection with the reporting person's retirement from his positions with the Issuer.

F2 · balance_after: Includes 1,300 shares of restricted stock that will vest on an accelerated basis in connection with the reporting person's retirement from his positions with the Issuer, subject to his execution of a release of claims.

Read SEC document
June 27, 2026 Filed Jun 30, 2026 20:15 UTC
Sim BrandonCEO and President
Tax withholdingCommon Stock 1,093 $44.51 $48,649.43
Disclosure

SEC source: 0001104659-26-079333 · tm2619337-1_4seq1.xml · nonDerivative · entry 1

Sim Brandon · CIK 0001813532 · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,245,292

F3 · shares: Represents the surrender of shares to offset against tax withholding obligations associated with the vesting of certain shares of restricted stock.

F4 · balance_after: Includes 34,207 shares of unvested restricted stock, which will vest in two equal semi-annual installments, beginning September 30, 2026, subject to continuous employment with the Issuer. Also includes the following restricted stock units, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 60,347 restricted stock units, which will vest in four equal semi-annual installments beginning on October 2, 2026; (ii) 109,232 restricted stock units, which will vest in six equal semi-annual installments beginning on September 5, 2026; and (iii) 201,056 restricted stock units, which will vest in eight equal semi-annual installments beginning on October 6, 2026.

F5 · balance_after: Includes 1,420 shares acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:21 UTC GrantCommon Stock 4,525 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-073493 · tm2617575-6_4seq1.xml · nonDerivative · entry 1

Schmidt David · CIK 0001594029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,019

F1 · shares: Restricted shares of the Issuer's common stock granted pursuant to the Issuer's 2024 Equity Incentive Plan, which will vest on the earlier of (i) June 10, 2027 or (ii) the date of the Issuer's 2027 annual meeting of stockholders.

F2 · balance_after: Includes 4,525 shares of restricted stock, which will vest on the earlier of June 10, 2027 or the date of the Issuer's 2027 annual meeting of stockholders.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:20 UTC GrantCommon Stock 4,525 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-073488 · tm2617575-5_4seq1.xml · nonDerivative · entry 1

Mazdyasni Matthew · CIK 0001809915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,288

F1 · shares: Restricted shares of the Issuer's common stock granted pursuant to the Issuer's 2024 Equity Incentive Plan, which will vest on the earlier of (i) June 10, 2027 or (ii) the date of the Issuer's 2027 annual meeting of stockholders.

F2 · balance_after: Includes 4,525 shares of restricted stock, which will vest on the earlier of June 10, 2027 or the date of the Issuer's 2027 annual meeting of stockholders.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:19 UTC GrantCommon Stock 4,991 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-073485 · tm2617575-4_4seq1.xml · nonDerivative · entry 1

Kitayama Mitchell W · CIK 0001333154 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,837

F1 · shares: Restricted shares of the Issuer's common stock granted pursuant to the Issuer's 2024 Equity Incentive Plan, which will vest on the earlier of (i) June 10, 2027 or (ii) the date of the Issuer's 2027 annual meeting of stockholders.

F2 · balance_after: Includes 4,991 shares of restricted stock, which will vest on the earlier of June 10, 2027 or the date of the Issuer's 2027 annual meeting of stockholders.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:19 UTC
Dong LindaDirector
GrantCommon Stock 4,525 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-073484 · tm2617575-3_4seq1.xml · nonDerivative · entry 1

Dong Linda · CIK 0001765204 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,133

F1 · shares: Restricted shares of the Issuer's common stock granted pursuant to the Issuer's 2024 Equity Incentive Plan, which will vest on the earlier of (i) June 10, 2027 or (ii) the date of the Issuer's 2027 annual meeting of stockholders.

F2 · balance_after: Includes 4,525 shares of restricted stock, which will vest on the earlier of June 10, 2027 or the date of the Issuer's 2027 annual meeting of stockholders.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:16 UTC
Dai, WeiliDirector
GrantCommon Stock 4,525 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-073475 · tm2617575-2_4seq1.xml · nonDerivative · entry 1

Dai, Weili · CIK 0001134140 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,188

F1 · shares: Restricted shares of the Issuer's common stock granted pursuant to the Issuer's 2024 Equity Incentive Plan, which will vest on the earlier of (i) June 10, 2027 or (ii) the date of the Issuer's 2027 annual meeting of stockholders.

F2 · balance_after: Includes 4,525 shares of restricted stock, which will vest on the earlier of June 10, 2027 or the date of the Issuer's 2027 annual meeting of stockholders.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:15 UTC
Chiang JohnDirector
GrantCommon Stock 4,525 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-073467 · tm2617575-1_4seq1.xml · nonDerivative · entry 1

Chiang John · CIK 0001765302 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,373

F1 · shares: Restricted shares of the Issuer's common stock granted pursuant to the Issuer's 2024 Equity Incentive Plan, which will vest on the earlier of (i) June 10, 2027 or (ii) the date of the Issuer's 2027 annual meeting of stockholders.

F2 · balance_after: Includes 4,525 shares of restricted stock, which will vest on the earlier of June 10, 2027 or the date of the Issuer's 2027 annual meeting of stockholders.

Read SEC document
May 16, 2026 Filed May 18, 2026 20:15 UTC
Basho ChandanCOO and CFO
Tax withholdingCommon Stock 8,155 $38.26 $312,010.30
Disclosure

SEC source: 0001104659-26-063197 · tm2614898-1_4seq1.xml · nonDerivative · entry 1

Basho Chandan · CIK 0001929126 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,610

F1 · shares: Represents the surrender of shares to offset against tax withholding obligations associated with certain shares of restricted stock that vested on May 16, 2026.

F2 · balance_after: Includes 15,202 shares of unvested restricted stock which will vest on May 16, 2027 (subject to continuous employment with the Issuer). Also includes the following restricted stock units, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 15,604 restricted stock units, which will vest in four equal semi-annual installments beginning on October 2, 2026; and (ii) 20,027 restricted stock units, which will vest in six equal semi-annual installments beginning on September 5, 2026.

Read SEC document
April 14, 2026 Filed Apr 15, 2026 20:15 UTC
Basho ChandanCOO and CFO
Tax withholdingCommon Stock 3,870 $29.07 $112,500.90
Disclosure

SEC source: 0001104659-26-043808 · tm2611888-1_4seq1.xml · nonDerivative · entry 1

Basho Chandan · CIK 0001929126 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,765

F1 · shares: Represents the surrender of shares to offset against tax withholding obligations associated with certain shares of restricted stock that vested on April 14, 2026.

F2 · balance_after: Includes 30,404 shares of unvested restricted stock, which will vest in two equal annual installments on May 16, 2026 and 2027 (subject to continuous employment with the Issuer). Also includes the following restricted stock units, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 15,604 restricted stock units, which will vest in four equal semi-annual installments beginning on October 2, 2026; and (ii) 20,027 restricted stock units, which will vest in six equal semi-annual installments beginning on September 5, 2026.

Read SEC document
April 06, 2026 Filed Apr 8, 2026 20:43 UTC GrantCommon Stock 41,667 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-040955 · tm2611344-3_4seq1.xml · nonDerivative · entry 1

Lam Thomas S. · CIK 0001664499 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 465,657

F2 · shares: Represents a grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Provided the Reporting Person is still employed with the Issuer and/or its affiliates on the date of vesting, the shares shall vest in eight equal semi-annual installments beginning on October 6, 2026.

F3 · balance_after: Includes the following shares of restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer and/or its affiliates): (i) 51,667 shares, which will vest in two equal annual installments beginning on March 5, 2027; and (ii) 13,334 shares, which will vest in two equal annual installments beginning on April 1, 2027. Also includes 41,667 restricted stock units, which will vest in eight equal semi-annual installments beginning on October 6, 2026 (subject to continuous employment with the Issuer and/or its affiliates).

Read SEC document
April 06, 2026 Filed Apr 8, 2026 20:42 UTC
Sim Kenneth T.Director · Executive Chairman
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-040952 · tm2611344-2_4seq1.xml · nonDerivative · entry 1

Sim Kenneth T. · CIK 0001725499 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 739,407

F5 · shares: Represents a grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Provided the Reporting Person is still employed with the Issuer and/or its affiliates on the date of vesting, the shares shall vest in eight equal semi-annual installments beginning on October 6, 2026.

F6 · balance_after: Includes the following shares of unvested restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer and/or its affiliates): (i) 78,334 shares, which will vest in two equal annual installments beginning on March 5, 2027; and (ii) 66,667 shares, which will vest in two equal annual installments beginning on April 1, 2027. Also includes 100,000 restricted stock units, which will vest in eight equal semi-annual installments beginning on October 6, 2026 (subject to continuous employment with the Issuer and/or its affiliates).

Read SEC document
April 06, 2026 Filed Apr 8, 2026 20:41 UTC
Sim BrandonCEO and President
GrantCommon Stock 201,056 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-040951 · tm2611344-1_4seq1.xml · nonDerivative · entry 1

Sim Brandon · CIK 0001813532 · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,246,385

F3 · shares: Represents a grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Provided the Reporting Person is still employed with the Issuer on the date of vesting, the shares shall vest in eight equal semi-annual installments beginning on October 6, 2026.

F4 · balance_after: Includes the following shares of unvested restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 29,919 shares, which will vest on June 27, 2026; and (ii) 34,207 shares, which will vest in two equal semi-annual installments, beginning September 30, 2026. Also includes the following restricted stock units, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 60,347 restricted stock units, which will vest in four equal semi-annual installments beginning on October 2, 2026; (ii) 109,232 restricted stock units, which will vest in six equal semi-annual installments beginning on September 5, 2026; and (iii) 201,056 restricted stock units, which will vest in eight equal semi-annual installments beginning on October 6, 2026.

F5 · balance_after: Includes 1,420 shares acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
April 02, 2026 Filed Apr 3, 2026 21:36 UTC
Basho ChandanCOO and CFO
Tax withholdingCommon Stock 2,092 $25.05 $52,404.60
Disclosure

SEC source: 0001104659-26-039686 · tm2611155-1_4seq1.xml · nonDerivative · entry 1

Basho Chandan · CIK 0001929126 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,635

F1 · shares: Represents the surrender of shares to offset against tax withholding obligations associated with certain restricted stock units that vested on April 2, 2026.

F2 · balance_after: Includes the following shares of unvested restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 7,214 shares, which will vest on April 14, 2026; and (ii) 30,404 shares, which will vest in two equal annual installments on May 16, 2026 and 2027. Also includes the following restricted stock units, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 15,604 restricted stock units, which will vest in four equal semi-annual installments beginning on October 2, 2026; and (ii) 20,027 restricted stock units, which will vest in six equal semi-annual installments beginning on September 5, 2026.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 21:36 UTC
Kumar Dinesh M.Chief Medical Officer
Tax withholdingCommon Stock 57,980 $24.51 $1,421,089.80
Disclosure

SEC source: 0001104659-26-039688 · tm2611155-2_4seq1.xml · nonDerivative · entry 2

Kumar Dinesh M. · CIK 0001850439 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,655

F2 · shares: Represents the surrender of shares to offset against tax withholding obligations associated with certain restricted stock and restricted stock units that vested on April 1, 2026.

F3 · balance_after: Includes 28,378 shares of restricted stock, which will vest on January 23, 2027 (subject to continuous employment with the Issuer). Also includes 20,027 restricted stock units, which will vest in six equal semi-annual installments beginning on September 5, 2026 (subject to continuous employment with the Issuer).

F4 · balance_after: Includes 1,405 shares acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 21:36 UTC
Kumar Dinesh M.Chief Medical Officer
GrantCommon Stock 35,300 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-039688 · tm2611155-2_4seq1.xml · nonDerivative · entry 1

Kumar Dinesh M. · CIK 0001850439 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,635

F1 · shares: Shares delivered to the reporting person pursuant to the vesting of performance-based restricted stock units that vested upon achievement of performance goals for the applicable performance period. The reporting person reported an acquisition of 67,238 performance-based restricted stock units on a Form 4 filed November 12, 2024, which represented the number of shares that would be delivered if target performance was achieved during the performance period. Actual performance exceeded the target performance for the performance period, which resulted in an additional grant of 35,300 shares.

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March 26, 2026 Filed Mar 30, 2026 21:30 UTC
Sobotka GlennChief Accounting Officer
Tax withholdingCommon Stock 662 $24.27 $16,066.74
Disclosure

SEC source: 0001104659-26-036820 · tm2610061-1_4seq1.xml · nonDerivative · entry 1

Sobotka Glenn · CIK 0001855927 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,039

F1 · shares: Represents the surrender of shares to offset against tax withholding obligations associated with certain shares of restricted stock that vested on March 26, 2026.

F2 · balance_after: Includes the following shares of restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 4,824 shares, which will vest in three equal annual installments beginning on March 26, 2027; and (ii) 8,269 shares, which will vest subject to the achievement of certain performance goals.

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March 05, 2026 Filed Mar 9, 2026 20:16 UTC Tax withholdingCommon Stock 9,266 $25.07 $232,298.62
Disclosure

SEC source: 0001104659-26-025236 · tm268271-3_4seq1.xml · nonDerivative · entry 1

Lam Thomas S. · CIK 0001664499 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 423,990

F2 · shares: Represents the surrender of shares to offset against tax withholding obligations associated with shares of restricted stock that vested on March 5, 2026.

F3 · balance_after: Includes the following shares of restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 51,667 shares, which will vest in two equal annual installments beginning on March 5, 2027; and (ii) 26,667 shares, which will vest upon achievement of certain pre-established performance goals.

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March 05, 2026 Filed Mar 9, 2026 20:16 UTC
Kumar Dinesh M.Chief Medical Officer
Tax withholdingCommon Stock 1,697 $25.07 $42,543.79
Disclosure

SEC source: 0001104659-26-025234 · tm268271-2_4seq1.xml · nonDerivative · entry 1

Kumar Dinesh M. · CIK 0001850439 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,335

F1 · shares: Represents the surrender of shares to offset against tax withholding obligations associated with certain restricted stock units that vested on March 5, 2026.

F2 · balance_after: Includes the following shares of restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 28,378 shares, which will vest on January 23, 2027; and (ii) grants of 8,158 shares and 3,264 shares, each of which will vest subject to the achievement of certain performance goals. Also includes the following restricted stock units, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 67,238 restricted stock units, which will vest subject to the achievement of certain performance goals; and (ii) 20,027 restricted stock units, which will vest in six equal semi-annual installments beginning on September 5, 2026.

F3 · balance_after: Includes 1,405 shares acquired under the Issuer's Employee Stock Purchase Plan.

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March 05, 2026 Filed Mar 9, 2026 20:15 UTC
Basho ChandanCOO and CFO
Tax withholdingCommon Stock 1,240 $25.07 $31,086.80
Disclosure

SEC source: 0001104659-26-025232 · tm268271-1_4seq1.xml · nonDerivative · entry 1

Basho Chandan · CIK 0001929126 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,727

F1 · shares: Represents the surrender of shares to offset against tax withholding obligations associated with certain restricted stock units that vested on March 5, 2026.

F2 · balance_after: Includes the following shares of unvested restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 7,214 shares, which will vest on April 14, 2026; and (ii) 30,404 shares, which will vest in two equal annual installments on May 16, 2026 and 2027. Also includes the following restricted stock units, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 19,504 restricted stock units, which will vest in five equal semi-annual installments beginning on April 2, 2026; and (ii) 20,027 restricted stock units, which will vest in six equal semi-annual installments beginning on September 5, 2026.

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February 02, 2026 Filed Feb 4, 2026 02:37 UTC
Sim BrandonCEO and President
Exercise / conversionStock Option (right to buy) · Derivative 21,334 $0.00 Strike: $23.24 $0.00
Disclosure

SEC source: 0001104659-26-009940 · tm264894-1_4seq1.xml · derivative · entry 4

Sim Brandon · CIK 0001813532 · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,334 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These stock options were fully vested and exercisable.

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February 02, 2026 Filed Feb 4, 2026 02:37 UTC
Sim BrandonCEO and President
Exercise / conversionCommon Stock 21,334 $23.24 $495,802.16
Disclosure

SEC source: 0001104659-26-009940 · tm264894-1_4seq1.xml · nonDerivative · entry 1

Sim Brandon · CIK 0001813532 · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,045,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: Includes the following shares of unvested restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 29,919 shares, which will vest on June 27, 2026; and (ii) 51,309 shares, which will vest in three equal semi-annual installments, beginning March 31, 2026. Also includes the following restricted stock units, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 75,433 restricted stock units, which will vest in five equal semi-annual installments beginning on April 2, 2026; and (ii) 127,437 restricted stock units, which will vest in seven equal semi-annual installments beginning on March 5, 2026.

F4 · balance_after: Includes 1,420 shares acquired under the Issuer's Employee Stock Purchase Plan.

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January 23, 2026 Filed Jan 27, 2026 22:01 UTC
Kumar Dinesh M.Chief Medical Officer
Tax withholdingCommon Stock 10,759 $27.16 $292,214.44
Disclosure

SEC source: 0001104659-26-007035 · tm264256-1_4seq1.xml · nonDerivative · entry 1

Kumar Dinesh M. · CIK 0001850439 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,032

F1 · shares: Represents the surrender of shares to offset against tax withholding obligations associated with certain shares of restricted stock that vested on January 23, 2026.

F2 · balance_after: Includes the following shares of restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 28,378 shares, which will vest on January 23, 2027; and (ii) grants of 8,158 shares and 3,264 shares, each of which will vest subject to the achievement of certain performance goals. Also includes the following restricted stock units, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 67,238 restricted stock units, which will vest subject to the achievement of certain performance goals; and (ii) 23,364 restricted stock units, which will vest in seven equal semi-annual installments beginning on March 5, 2026.

F3 · balance_after: Includes 1,405 shares acquired under the Issuer's Employee Stock Purchase Plan.

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January 13, 2026 Filed Jan 15, 2026 21:15 UTC Exercise / conversionStock Option (right to Buy) · Derivative 20,000 $0.00 Strike: $5.79 $0.00
Disclosure

SEC source: 0001104659-26-004091 · tm263273-1_4seq1.xml · derivative · entry 3

Schmidt David · CIK 0001594029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2026-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options were fully vested and exercisable.

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January 13, 2026 Filed Jan 15, 2026 21:15 UTC Tax withholdingCommon Stock 4,269 $27.12 $115,775.28
Disclosure

SEC source: 0001104659-26-004091 · tm263273-1_4seq1.xml · nonDerivative · entry 2

Schmidt David · CIK 0001594029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,494

F1 · balance_after: Includes 6,449 shares of restricted stock, which will vest on the earlier of June 11, 2026 or the date of the Issuer's 2026 annual meeting of stockholders.

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January 13, 2026 Filed Jan 15, 2026 21:15 UTC Exercise / conversionCommon Stock 20,000 $5.79 $115,800.00
Disclosure

SEC source: 0001104659-26-004091 · tm263273-1_4seq1.xml · nonDerivative · entry 1

Schmidt David · CIK 0001594029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 01, 2026 Filed Jan 5, 2026 23:40 UTC
Kumar Dinesh M.Chief Medical Officer
Tax withholdingCommon Stock 5,102 $24.81 $126,580.62
Disclosure

SEC source: 0001104659-26-000806 · tm261927-1_4seq1.xml · nonDerivative · entry 1

Kumar Dinesh M. · CIK 0001850439 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,791

F1 · shares: Represents the surrender of shares to offset against tax withholding obligations associated with certain shares of restricted stock that vested on January 1, 2026.

F2 · balance_after: Includes the following shares of restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 56,754 shares, which will vest in two equal annual installments beginning on January 23, 2026; and (ii) grants of 8,158 shares and 3,264 shares, each of which will vest subject to the achievement of certain performance goals. Also includes the following restricted stock units, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 67,238 restricted stock units, which will vest subject to the achievement of certain performance goals; and (ii) 23,364 restricted stock units, which will vest in seven equal semi-annual installments beginning on March 5, 2026.

F3 · balance_after: Includes 1,405 shares acquired under the Issuer's Employee Stock Purchase Plan.

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December 08, 2025 Filed Dec 10, 2025 21:15 UTC Exercise / conversionStock Option (right to buy) · Derivative 29,502 $0.00 Strike: $17.78 $0.00
Disclosure

SEC source: 0001104659-25-119985 · tm2533040-1_4seq1.xml · derivative · entry 5

Lam Thomas S. · CIK 0001664499 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,502 shares

Expires 2025-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options were fully vested and exercisable.

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December 08, 2025 Filed Dec 10, 2025 21:15 UTC Tax withholdingCommon Stock 25,866 $22.00 $569,052.00
Disclosure

SEC source: 0001104659-25-119985 · tm2533040-1_4seq1.xml · nonDerivative · entry 2

Lam Thomas S. · CIK 0001664499 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 433,256

F3 · balance_after: Includes the following shares of restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 77,500 shares, which will vest in three equal annual installments beginning on March 5, 2026; and (ii) 26,667 shares, which will vest upon achievement of certain pre-established performance goals.

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December 08, 2025 Filed Dec 10, 2025 21:15 UTC Exercise / conversionCommon Stock 29,502 $17.78 $524,545.56
Disclosure

SEC source: 0001104659-25-119985 · tm2533040-1_4seq1.xml · nonDerivative · entry 1

Lam Thomas S. · CIK 0001664499 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 459,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2025 Filed Nov 12, 2025 22:05 UTC Exercise / conversionStock Option (right to Buy) · Derivative 20,000 $0.00 Strike: $18.20 $0.00
Disclosure

SEC source: 0001104659-25-110503 · tm2530751-1_4seq1.xml · derivative · entry 2

Mazdyasni Matthew · CIK 0001809915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2025-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options were fully vested and exercisable.

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November 10, 2025 Filed Nov 12, 2025 22:05 UTC Exercise / conversionCommon Stock 20,000 $18.20 $364,000.00
Disclosure

SEC source: 0001104659-25-110503 · tm2530751-1_4seq1.xml · nonDerivative · entry 1

Mazdyasni Matthew · CIK 0001809915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 6,449 shares of restricted stock, which will vest on the earlier of June 11, 2026 or the date of the Issuer's 2026 annual meeting of stockholders.

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November 10, 2025 Filed Nov 13, 2025 21:15 UTC
Sim Kenneth T.Director · Executive Chairman
Exercise / conversionStock Option (right to buy) · Derivative 29,502 $0.00 Strike: $17.78 $0.00
Disclosure

SEC source: 0001104659-25-111328 · tm2531125-1_4seq1.xml · derivative · entry 6

Sim Kenneth T. · CIK 0001725499 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,502 shares

Expires 2025-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These stock options were fully vested and exercisable.

Read SEC document
November 10, 2025 Filed Nov 13, 2025 21:15 UTC
Sim Kenneth T.Director · Executive Chairman
Exercise / conversionCommon Stock 29,502 $17.78 $524,545.56
Disclosure

SEC source: 0001104659-25-111328 · tm2531125-1_4seq1.xml · nonDerivative · entry 1

Sim Kenneth T. · CIK 0001725499 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 639,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · balance_after: Includes the following shares of unvested restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 117,501 shares, which will vest in three equal annual installments beginning on March 5, 2026; and (ii) 133,333 shares, which will vest upon achievement of certain pre-established performance goals.

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November 07, 2025 Filed Nov 12, 2025 22:06 UTC Exercise / conversionStock Option (right to buy) · Derivative 12,000 $0.00 Strike: $18.20 $0.00
Disclosure

SEC source: 0001104659-25-110504 · tm2530751-2_4seq1.xml · derivative · entry 2

Kitayama Mitchell W · CIK 0001333154 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires 2025-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options were fully vested and exercisable.

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November 07, 2025 Filed Nov 12, 2025 22:06 UTC Exercise / conversionCommon Stock 12,000 $18.20 $218,400.00
Disclosure

SEC source: 0001104659-25-110504 · tm2530751-2_4seq1.xml · nonDerivative · entry 1

Kitayama Mitchell W · CIK 0001333154 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 6,449 shares of restricted stock, which will vest on the earlier of June 11, 2026 or the date of the Issuer's 2026 annual meeting of stockholders.

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November 03, 2025 Filed Nov 6, 2025 00:44 UTC
Dong LindaDirector
Exercise / conversionStock Option (right to Buy) · Derivative 20,000 $0.00 Strike: $18.20 $0.00
Disclosure

SEC source: 0001104659-25-107189 · tm2530332-1_4seq1.xml · derivative · entry 3

Marsh Linda · CIK 0001765204 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2025-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options were fully vested and exercisable.

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November 03, 2025 Filed Nov 6, 2025 00:44 UTC
Dong LindaDirector
Tax withholdingCommon Stock 11,033 $32.99 $363,978.67
Disclosure

SEC source: 0001104659-25-107189 · tm2530332-1_4seq1.xml · nonDerivative · entry 2

Marsh Linda · CIK 0001765204 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,608

F1 · balance_after: Includes 6,449 shares of restricted stock, which will vest on the earlier of June 11, 2026 or the date of the Issuer's 2026 annual meeting of stockholders.

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November 03, 2025 Filed Nov 6, 2025 00:44 UTC
Dong LindaDirector
Exercise / conversionCommon Stock 20,000 $18.20 $364,000.00
Disclosure

SEC source: 0001104659-25-107189 · tm2530332-1_4seq1.xml · nonDerivative · entry 1

Marsh Linda · CIK 0001765204 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.