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Nasdaq · USD

ASTE

ASTEC INDUSTRIES INC

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425
SEC CIK
0000792987
Parsed reports
893

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2020 Filed May 1, 2020 18:42 UTC GrantCommon Stock 2,494 $40.11 $100,034.34
Disclosure

SEC source: 0001567619-20-008763 · doc1.xml · nonDerivative · entry 2

SANSOM WILLIAM B · CIK 0001084492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,106

F2 · shares: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, on the day preceding the Company's next annual meeting of shareholders, subject to the participant's continued service as a Director, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

F2 · price: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, on the day preceding the Company's next annual meeting of shareholders, subject to the participant's continued service as a Director, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

Read SEC document
May 01, 2020 Filed May 1, 2020 18:42 UTC GrantCommon Stock 312 $40.11 $12,514.32
Disclosure

SEC source: 0001567619-20-008763 · doc1.xml · nonDerivative · entry 1

SANSOM WILLIAM B · CIK 0001084492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,612

F1 · shares: Transaction represents stock issued in payment of Directors quarterly board retainer.

Read SEC document
May 01, 2020 Filed May 1, 2020 17:25 UTC GrantCommon Stock 312 $40.11 $12,514.32
Disclosure

SEC source: 0001567619-20-008749 · doc1.xml · nonDerivative · entry 3

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,212

F1 · shares: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

F2 · balance_after: Shares held reflects the vesting of 1,968 RSUs that were converted to deferred stock unit on April 29, 2020.

Read SEC document
May 01, 2020 Filed May 1, 2020 17:25 UTC GrantCommon Stock 2,494 $40.11 $100,034.34
Disclosure

SEC source: 0001567619-20-008749 · doc1.xml · nonDerivative · entry 1

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,541

F3 · shares: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, on the day preceding the Company's next annual meeting of shareholders, subject to the participant's continued service as a Director, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

F3 · price: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, on the day preceding the Company's next annual meeting of shareholders, subject to the participant's continued service as a Director, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

F2 · balance_after: Shares held reflects the vesting of 1,968 RSUs that were converted to deferred stock unit on April 29, 2020.

Read SEC document
May 01, 2020 Filed May 1, 2020 16:52 UTC GrantCommon Stock 2,494 $40.11 $100,034.34
Disclosure

SEC source: 0001567619-20-008746 · doc1.xml · nonDerivative · entry 2

GEHL WILLIAM D · CIK 0001031773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,130

F2 · shares: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, on the day preceding the Company's next annual meeting of shareholders, subject to the participant's continued service as a Director, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

F2 · price: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, on the day preceding the Company's next annual meeting of shareholders, subject to the participant's continued service as a Director, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

Read SEC document
May 01, 2020 Filed May 1, 2020 16:47 UTC GrantCommon Stock 2,494 $40.11 $100,034.34
Disclosure

SEC source: 0001567619-20-008741 · doc1.xml · nonDerivative · entry 2

FRIERSON DANIEL K · CIK 0000949130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,102

F2 · shares: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, on the day preceding the Company's next annual meeting of shareholders, subject to the participant's continued service as a Director, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

F2 · price: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, on the day preceding the Company's next annual meeting of shareholders, subject to the participant's continued service as a Director, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

Read SEC document
May 01, 2020 Filed May 1, 2020 16:36 UTC GrantCommon Stock 2,494 $40.11 $100,034.34
Disclosure

SEC source: 0001567619-20-008738 · doc1.xml · nonDerivative · entry 2

DOREY WILLIAM GLENWOOD · CIK 0001185107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,872

F2 · shares: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, on the day preceding the Company's next annual meeting of shareholders, subject to the participant's continued service as a Director, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

F2 · price: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, on the day preceding the Company's next annual meeting of shareholders, subject to the participant's continued service as a Director, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

Read SEC document
May 01, 2020 Filed May 1, 2020 16:36 UTC GrantCommon Stock 312 $40.11 $12,514.32
Disclosure

SEC source: 0001567619-20-008738 · doc1.xml · nonDerivative · entry 1

DOREY WILLIAM GLENWOOD · CIK 0001185107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,378

F1 · shares: Transaction represents shares issued in payment of reporting person's quarterly board retainer.

Read SEC document
May 01, 2020 Filed May 1, 2020 16:24 UTC GrantCommon Stock 2,494 $40.11 $100,034.34
Disclosure

SEC source: 0001567619-20-008736 · doc1.xml · nonDerivative · entry 1

Cook Tracey H · CIK 0001759710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,462

F1 · shares: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, on the day preceding the Company's next annual meeting of shareholders, subject to the participants continued service as a Director, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

Read SEC document
May 01, 2020 Filed May 1, 2020 15:50 UTC GrantCommon Stock 2,494 $40.11 $100,034.34
Disclosure

SEC source: 0001567619-20-008733 · doc1.xml · nonDerivative · entry 1

BAKER JAMES B · CIK 0001194309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,789

F1 · shares: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, on the day preceding the Company's next annual meeting of shareholders, subject to the participant's continued service as a Director, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

F1 · price: Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, on the day preceding the Company's next annual meeting of shareholders, subject to the participant's continued service as a Director, the RSUs convert into shares of Company stock on a one-for-one basis, unless the individual director has made an election to defer receipt of the Company stock.

Read SEC document
April 09, 2020 Filed Apr 13, 2020 21:12 UTC
Weyenberg Rebecca AChief Financial Officer
GrantPhantom Stock · Derivative 235.9173 $39.74 $9,375.00
Disclosure

SEC source: 0001567619-20-007878 · doc1.xml · derivative · entry 2

Weyenberg Rebecca A · CIK 0001796441 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235.9173

Underlying: Common Stock · 235.9173 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction is a Company contribution to the reporting person's SERP account that was used to acquire Astec stock on the open market. Investments in the SERP are distributed to participants in the form of cash after the reporting person terminates employment with the Company.

F1 · shares: Reported transaction is a Company contribution to the reporting person's SERP account that was used to acquire Astec stock on the open market. Investments in the SERP are distributed to participants in the form of cash after the reporting person terminates employment with the Company.

F1 · price: Reported transaction is a Company contribution to the reporting person's SERP account that was used to acquire Astec stock on the open market. Investments in the SERP are distributed to participants in the form of cash after the reporting person terminates employment with the Company.

F1 · derivative.exercise_date: Reported transaction is a Company contribution to the reporting person's SERP account that was used to acquire Astec stock on the open market. Investments in the SERP are distributed to participants in the form of cash after the reporting person terminates employment with the Company.

F1 · derivative.expiration_date: Reported transaction is a Company contribution to the reporting person's SERP account that was used to acquire Astec stock on the open market. Investments in the SERP are distributed to participants in the form of cash after the reporting person terminates employment with the Company.

F1 · derivative.underlying_shares: Reported transaction is a Company contribution to the reporting person's SERP account that was used to acquire Astec stock on the open market. Investments in the SERP are distributed to participants in the form of cash after the reporting person terminates employment with the Company.

F1 · balance_after: Reported transaction is a Company contribution to the reporting person's SERP account that was used to acquire Astec stock on the open market. Investments in the SERP are distributed to participants in the form of cash after the reporting person terminates employment with the Company.

Read SEC document
April 09, 2020 Filed Mar 18, 2021 21:18 UTC
Merwe Jaco van derGroup President
GrantPhantom Stock · Derivative 195.85 $0.00 $0.00
Disclosure

SEC source: 0001683999-21-000003 · wf-form4_161610230943148.xml · derivative · entry 6

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 901.1

Underlying: Common Stock · 195.85 shares

Expires not disclosed

F7 · derivative.exercise_price: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F6 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F6 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

Read SEC document
March 30, 2020 Filed Mar 18, 2021 21:18 UTC
Merwe Jaco van derGroup President
GrantPhantom Stock · Derivative 2.43 $32.58 $79.17
Disclosure

SEC source: 0001683999-21-000003 · wf-form4_161610230943148.xml · derivative · entry 5

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 705.25

Underlying: Common Stock · 2.43 shares

Expires not disclosed

F5 · derivative.exercise_price: Reflects acquisition of phantom stock pursuant to reinvestment of dividend equivalent rights under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F6 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F6 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

Read SEC document
March 17, 2020 Filed Mar 17, 2020 18:35 UTC
Leffew Robin ACorporate Controller
GrantCommon Stock 740 $28.84 $21,341.60
Disclosure

SEC source: 0001567619-20-006561 · doc1.xml · nonDerivative · entry 1

Leffew Robin A · CIK 0001526046 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,384

F1 · date: Reported transaction is a grant of RSUs under the Company's 2011 Incentive Plan.

F1 · shares: Reported transaction is a grant of RSUs under the Company's 2011 Incentive Plan.

F1 · price: Reported transaction is a grant of RSUs under the Company's 2011 Incentive Plan.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 18:59 UTC
Weyenberg Rebecca AChief Financial Officer
GrantCommon Stock 8,452 $28.84 $243,755.68
Disclosure

SEC source: 0001567619-20-006567 · doc1.xml · nonDerivative · entry 1

Weyenberg Rebecca A · CIK 0001796441 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,857

F1 · date: Reported transaction is a grant of RSUs under the Company's 2011 Incentive Plan

F1 · shares: Reported transaction is a grant of RSUs under the Company's 2011 Incentive Plan

F1 · price: Reported transaction is a grant of RSUs under the Company's 2011 Incentive Plan

Read SEC document
March 16, 2020 Filed Mar 17, 2020 18:53 UTC
Ruffalo Barry A.Director · CEO & President
GrantCommon Stock 19,505 $28.84 $562,524.20
Disclosure

SEC source: 0001567619-20-006565 · doc1.xml · nonDerivative · entry 1

Ruffalo Barry A. · CIK 0001394244 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,698

F1 · shares: Reported transaction is a grant of RSUs under the Company's 2011 Incentive Plan.

F1 · price: Reported transaction is a grant of RSUs under the Company's 2011 Incentive Plan.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 18:45 UTC GrantCommon Stock 2,861 $28.84 $82,511.24
Disclosure

SEC source: 0001567619-20-006563 · doc1.xml · nonDerivative · entry 1

Litchfield Matthew T Sr · CIK 0001789969 · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,873.3063

F1 · date: Transaction is a grant of RSUs under our 2011 Incentive Plan.

F1 · shares: Transaction is a grant of RSUs under our 2011 Incentive Plan.

F1 · price: Transaction is a grant of RSUs under our 2011 Incentive Plan.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 18:03 UTC
ANDERSON STEPHEN CSrVP-Administration & Corp Sec
GrantCommon Stock 2,856 $28.84 $82,367.04
Disclosure

SEC source: 0001567619-20-006559 · doc1.xml · nonDerivative · entry 2

ANDERSON STEPHEN C · CIK 0001276725 · SrVP-Administration & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,341

F2 · date: Reported transaction is a grant of RSUs under the Company's 2011 Incentive Plan.

F2 · shares: Reported transaction is a grant of RSUs under the Company's 2011 Incentive Plan.

F2 · price: Reported transaction is a grant of RSUs under the Company's 2011 Incentive Plan.

Read SEC document
March 16, 2020 Filed Mar 18, 2021 21:18 UTC
Merwe Jaco van derGroup President
GrantCommon Stock 6,799 $28.84 $196,083.16
Disclosure

SEC source: 0001683999-21-000003 · wf-form4_161610230943148.xml · nonDerivative · entry 1

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,102

F1 · shares: Reported transaction is a grant of RSUs under the Company's 2011 Incentive Plan

Read SEC document
March 16, 2020 Filed Mar 18, 2021 21:09 UTC
Averkamp Timothy AGroup President
GrantCommon Stock 6,103 $28.84 $176,010.52
Disclosure

SEC source: 0001793677-21-000004 · wf-form4_161610176410519.xml · nonDerivative · entry 1

Averkamp Timothy A · CIK 0001793677 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,391

F1 · shares: Reported transaction is a grant of RSUs under the Company's 2011 Incentive Plan.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 22:17 UTC
Schwarz Jeffrey M.Group President-Agg & Mining
Tax withholdingCommon Stock 489 $38.65 $18,899.85
Disclosure

SEC source: 0001567619-20-005345 · doc1.xml · nonDerivative · entry 2

Schwarz Jeffrey M. · CIK 0001611588 · Group President-Agg & Mining

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,136

F3 · shares: Reported transaction represents 489 shares withheld to satisfy the tax withholding obligations upon the vesting of 1,646 RSUs. Total holdings include 1,157 shares of common stock issued upon the vesting of the aforementioned RSUs.

F3 · balance_after: Reported transaction represents 489 shares withheld to satisfy the tax withholding obligations upon the vesting of 1,646 RSUs. Total holdings include 1,157 shares of common stock issued upon the vesting of the aforementioned RSUs.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 22:17 UTC
Schwarz Jeffrey M.Group President-Agg & Mining
GrantCommon Stock 6,818 $38.65 $263,515.70
Disclosure

SEC source: 0001567619-20-005345 · doc1.xml · nonDerivative · entry 1

Schwarz Jeffrey M. · CIK 0001611588 · Group President-Agg & Mining

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,625

F2 · date: Reported transaction is a grant of RSUs under the Company's 2011 Incentive Plan.

F2 · shares: Reported transaction is a grant of RSUs under the Company's 2011 Incentive Plan.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 22:22 UTC
Ruffalo Barry A.Director · CEO & President
GrantCommon Stock 1,810 $38.65 $69,956.50
Disclosure

SEC source: 0001567619-20-005347 · doc1.xml · nonDerivative · entry 1

Ruffalo Barry A. · CIK 0001394244 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,193

F1 · shares: Reported transaction is a grant of RSUs under the Company's 2011 Incentive Plan.

F1 · price: Reported transaction is a grant of RSUs under the Company's 2011 Incentive Plan.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 21:51 UTC
Merwe Jaco van derGroup President-Infrastructure
Tax withholdingCommon Stock 317 $38.65 $12,252.05
Disclosure

SEC source: 0001567619-20-005338 · doc1.xml · nonDerivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group President-Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,303

F3 · shares: Reported transaction represents 317 shares withheld to satisfy the tax withholding obligations upon the vesting of 1,068 RSUs. Total holdings include 751 shares of common stock issued upon the vesting of the aforementioned RSUs.

F3 · balance_after: Reported transaction represents 317 shares withheld to satisfy the tax withholding obligations upon the vesting of 1,068 RSUs. Total holdings include 751 shares of common stock issued upon the vesting of the aforementioned RSUs.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 21:51 UTC
Merwe Jaco van derGroup President-Infrastructure
GrantCommon Stock 5,742 $38.65 $221,928.30
Disclosure

SEC source: 0001567619-20-005338 · doc1.xml · nonDerivative · entry 1

Merwe Jaco van der · CIK 0001683999 · Group President-Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,620

F2 · shares: Reported transaction is a grant of RSUs under the Company's 2011 Incentive Plan.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 22:10 UTC
Barker Joel ScottSr VP-Innovation
GrantCommon Stock 5,060 $38.65 $195,569.00
Disclosure

SEC source: 0001567619-20-005343 · doc1.xml · nonDerivative · entry 1

Barker Joel Scott · CIK 0001703340 · Sr VP-Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,071

F2 · shares: Reported transaction is a grant of RSUs under the Company's 2011 Incentive Plan.

F2 · balance_after: Reported transaction is a grant of RSUs under the Company's 2011 Incentive Plan.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 21:39 UTC
ANDERSON STEPHEN CVP-Administration & Corp Sec
Tax withholdingCommon Stock 664 $38.65 $25,663.60
Disclosure

SEC source: 0001567619-20-005330 · doc1.xml · nonDerivative · entry 3

ANDERSON STEPHEN C · CIK 0001276725 · VP-Administration & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,485

F3 · shares: Reported transaction represents 664 shares withheld to satisfy the tax withholding obligations upon the vesting of 2,253 RSUs. Total holdings include 1,589 shares of common stock issued upon the vesting of the aforementioned RSUs.

F3 · balance_after: Reported transaction represents 664 shares withheld to satisfy the tax withholding obligations upon the vesting of 2,253 RSUs. Total holdings include 1,589 shares of common stock issued upon the vesting of the aforementioned RSUs.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 21:39 UTC
ANDERSON STEPHEN CVP-Administration & Corp Sec
GrantCommon Stock 3,633 $38.65 $140,415.45
Disclosure

SEC source: 0001567619-20-005330 · doc1.xml · nonDerivative · entry 2

ANDERSON STEPHEN C · CIK 0001276725 · VP-Administration & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,149

F2 · shares: Reported transaction is a grant of RSUs under the Company's 2011 Incentive Plan.

F2 · balance_after: Reported transaction is a grant of RSUs under the Company's 2011 Incentive Plan.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 21:33 UTC
Leffew Robin ACorporate Controller
Tax withholdingCommon Stock 408 $38.65 $15,769.20
Disclosure

SEC source: 0001567619-20-005326 · doc1.xml · nonDerivative · entry 2

Leffew Robin A · CIK 0001526046 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,644

F2 · shares: Reported transaction represents 408 shares withheld to satisfy the tax withholding obligations upon the vesting of 1,374 RSUs. Total holdings include 966 shares of common stock issued upon the vesting of the aforementioned RSUs.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 21:33 UTC
Leffew Robin ACorporate Controller
GrantCommon Stock 2,207 $38.65 $85,300.55
Disclosure

SEC source: 0001567619-20-005326 · doc1.xml · nonDerivative · entry 1

Leffew Robin A · CIK 0001526046 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,052

F1 · shares: Reported transaction is a grant of RSUs under the Company's 2011 Incentive Plan.

F1 · balance_after: Reported transaction is a grant of RSUs under the Company's 2011 Incentive Plan.

Read SEC document
January 31, 2020 Filed Jan 31, 2020 15:49 UTC GrantCommon Stock 299 $41.89 $12,525.11
Disclosure

SEC source: 0001567619-20-001770 · doc1.xml · nonDerivative · entry 1

DOREY WILLIAM GLENWOOD · CIK 0001185107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,066

F1 · shares: Transaction represents shares issued in payment of reporting person's quarterly board retainer.

Read SEC document
January 31, 2020 Filed Jan 31, 2020 15:44 UTC GrantCommon Stock 299 $41.89 $12,525.11
Disclosure

SEC source: 0001567619-20-001768 · doc1.xml · nonDerivative · entry 1

SANSOM WILLIAM B · CIK 0001084492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,300

F1 · shares: Transaction represents stock issued in payment of Directors quarterly board retainer.

Read SEC document
January 31, 2020 Filed May 1, 2020 17:25 UTC GrantCommon Stock 299 $41.89 $12,525.11
Disclosure

SEC source: 0001567619-20-008749 · doc1.xml · nonDerivative · entry 2

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,932

F1 · shares: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

F1 · price: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

Read SEC document
January 13, 2020 Filed Jan 14, 2020 14:57 UTC
Merwe Jaco van derGroup President-Infrastructure
GrantPhantom Stock · Derivative 54.8162 $42.41 $2,325.00
Disclosure

SEC source: 0001567619-20-000975 · doc1.xml · derivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group President-Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 702.8198

Underlying: Common Stock · 54.8162 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
January 13, 2020 Filed Jan 14, 2020 14:50 UTC
Schwarz Jeffrey M.Group President-Agg & Mining
GrantPhantom Stock · Derivative 43.3224 $42.41 $1,837.50
Disclosure

SEC source: 0001567619-20-000973 · doc1.xml · derivative · entry 3

Schwarz Jeffrey M. · CIK 0001611588 · Group President-Agg & Mining

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 945.9228

Underlying: Common Stock · 43.3224 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · price: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · ownership.direct: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
January 13, 2020 Filed Jan 14, 2020 14:40 UTC
Barker Joel ScottSr VP-Innovation
GrantPhantom Stock · Derivative 173.2898 $42.41 $7,350.00
Disclosure

SEC source: 0001567619-20-000971 · doc1.xml · derivative · entry 2

Barker Joel Scott · CIK 0001703340 · Sr VP-Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,479.7023

Underlying: Common Stock · 173.2898 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
November 27, 2019 Filed Dec 2, 2019 22:43 UTC
Barker Joel ScottSr VP-Innovation
GrantPhantom Stock · Derivative 3.7413 $38.30 $143.29
Disclosure

SEC source: 0001567619-19-022484 · doc1.xml · derivative · entry 2

Barker Joel Scott · CIK 0001703340 · Sr VP-Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,306.4125

Underlying: Common Stock · 3.7413 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by Astec's Board. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by Astec's Board. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by Astec's Board. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by Astec's Board. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by Astec's Board. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by Astec's Board. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by Astec's Board. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
November 27, 2019 Filed Dec 2, 2019 23:15 UTC
Merwe Jaco van derGroup President-Infrastructure
GrantPhantom Stock · Derivative 1.8559 $38.30 $71.08
Disclosure

SEC source: 0001567619-19-022495 · doc1.xml · derivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group President-Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 648.0036

Underlying: Common Stock · 1.8559 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by Astec's Board. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by Astec's Board. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by Astec's Board. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by Astec's Board. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by Astec's Board. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by Astec's Board. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by Astec's Board. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
November 27, 2019 Filed Dec 2, 2019 23:04 UTC
Schwarz Jeffrey M.Group President-Agg & Mining
GrantPhantom Stock · Derivative 2.5849 $38.30 $99.00
Disclosure

SEC source: 0001567619-19-022489 · doc1.xml · derivative · entry 3

Schwarz Jeffrey M. · CIK 0001611588 · Group President-Agg & Mining

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 902.6003

Underlying: Common Stock · 2.5849 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of quarterly dividends on Astec common stock held in the participants SERP account as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of quarterly dividends on Astec common stock held in the participants SERP account as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · price: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of quarterly dividends on Astec common stock held in the participants SERP account as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of quarterly dividends on Astec common stock held in the participants SERP account as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of quarterly dividends on Astec common stock held in the participants SERP account as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · ownership.direct: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of quarterly dividends on Astec common stock held in the participants SERP account as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
November 07, 2019 Filed Nov 14, 2019 20:07 UTC GiftCommon Stock 700 $38.15 $26,705.00
Disclosure

SEC source: 0001567619-19-021498 · doc1.xml · nonDerivative · entry 2

FRIERSON DANIEL K · CIK 0000949130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,608

F2 · shares: Transaction represents gifts of Astec shares to family members.

F2 · price: Transaction represents gifts of Astec shares to family members.

F2 · balance_after: Transaction represents gifts of Astec shares to family members.

Read SEC document
October 31, 2019 Filed Oct 31, 2019 14:25 UTC GrantCommon Stock 358 $34.96 $12,515.68
Disclosure

SEC source: 0001567619-19-020173 · doc1.xml · nonDerivative · entry 1

SANSOM WILLIAM B · CIK 0001084492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,001

F1 · shares: Transaction represents stock issued in payment of Directors quarterly board retainer.

Read SEC document
October 31, 2019 Filed Oct 31, 2019 14:21 UTC GrantCommon Stock 358 $34.96 $12,515.68
Disclosure

SEC source: 0001567619-19-020171 · doc1.xml · nonDerivative · entry 2

POTTS CHARLES F · CIK 0001023575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,633

F1 · shares: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

F1 · balance_after: Transaction represents deferred stock units issued in payment of reporting person's quarterly board retainer. Deferred stock units convert to shares of common stock on a one-for-one basis at a later date.

Read SEC document
October 31, 2019 Filed Oct 31, 2019 13:55 UTC GrantCommon Stock 358 $34.96 $12,515.68
Disclosure

SEC source: 0001567619-19-020169 · doc1.xml · nonDerivative · entry 1

DOREY WILLIAM GLENWOOD · CIK 0001185107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,767

F1 · shares: Transaction represents shares issued in payment of reporting person's quarterly board retainer.

Read SEC document
October 07, 2019 Filed Oct 8, 2019 19:37 UTC
Schwarz Jeffrey M.Group President-Agg & Mining
GrantPhantom Stock · Derivative 61.4662 $29.89 $1,837.50
Disclosure

SEC source: 0001567619-19-019345 · doc1.xml · derivative · entry 4

Schwarz Jeffrey M. · CIK 0001611588 · Group President-Agg & Mining

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900.0155

Underlying: Common Stock · 61.4662 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the purchase of Astec common stock on the open market due to the the Company's quarterly funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the purchase of Astec common stock on the open market due to the the Company's quarterly funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · price: Reported transaction represents the purchase of Astec common stock on the open market due to the the Company's quarterly funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the purchase of Astec common stock on the open market due to the the Company's quarterly funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the purchase of Astec common stock on the open market due to the the Company's quarterly funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.underlying_shares: Reported transaction represents the purchase of Astec common stock on the open market due to the the Company's quarterly funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · balance_after: Reported transaction represents the purchase of Astec common stock on the open market due to the the Company's quarterly funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · ownership.direct: Reported transaction represents the purchase of Astec common stock on the open market due to the the Company's quarterly funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
October 07, 2019 Filed Oct 8, 2019 19:09 UTC
Merwe Jaco van derGroup President-Infrastructure
GrantPhantom Stock · Derivative 77.7735 $29.89 $2,325.00
Disclosure

SEC source: 0001567619-19-019343 · doc1.xml · derivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group President-Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 646.1477

Underlying: Common Stock · 77.7735 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents Company quarterly funding of reporting person's SERP account that was used to acquire Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents Company quarterly funding of reporting person's SERP account that was used to acquire Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents Company quarterly funding of reporting person's SERP account that was used to acquire Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents Company quarterly funding of reporting person's SERP account that was used to acquire Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents Company quarterly funding of reporting person's SERP account that was used to acquire Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
October 07, 2019 Filed Oct 8, 2019 18:48 UTC
Barker Joel ScottGroup President-Energy
GrantPhantom Stock · Derivative 245.8646 $29.89 $7,350.00
Disclosure

SEC source: 0001567619-19-019340 · doc1.xml · derivative · entry 2

Barker Joel Scott · CIK 0001703340 · Group President-Energy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,302.6712

Underlying: Common Stock · 245.8646 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the purchase of Astec common stock on the open market due to the the Company's quarterly funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the purchase of Astec common stock on the open market due to the the Company's quarterly funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Reported transaction represents the purchase of Astec common stock on the open market due to the the Company's quarterly funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the purchase of Astec common stock on the open market due to the the Company's quarterly funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the purchase of Astec common stock on the open market due to the the Company's quarterly funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the purchase of Astec common stock on the open market due to the the Company's quarterly funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the purchase of Astec common stock on the open market due to the the Company's quarterly funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
August 29, 2019 Filed Sep 3, 2019 21:43 UTC
Barker Joel ScottGroup President-Energy
GrantPhantom Stock · Derivative 4.1307 $28.03 $115.79
Disclosure

SEC source: 0001567619-19-017811 · doc1.xml · derivative · entry 2

Barker Joel Scott · CIK 0001703340 · Group President-Energy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,056.8066

Underlying: Common Stock · 4.1307 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of quarterly dividends on Astec common stock held in the participants SERP account as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of quarterly dividends on Astec common stock held in the participants SERP account as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of quarterly dividends on Astec common stock held in the participants SERP account as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of quarterly dividends on Astec common stock held in the participants SERP account as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of quarterly dividends on Astec common stock held in the participants SERP account as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of quarterly dividends on Astec common stock held in the participants SERP account as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of quarterly dividends on Astec common stock held in the participants SERP account as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
August 29, 2019 Filed Sep 3, 2019 21:31 UTC
Schwarz Jeffrey M.Group President-Agg & Mining
GrantPhantom Stock · Derivative 3.2777 $28.03 $91.88
Disclosure

SEC source: 0001567619-19-017808 · doc1.xml · derivative · entry 3

Schwarz Jeffrey M. · CIK 0001611588 · Group President-Agg & Mining

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 838.5493

Underlying: Common Stock · 3.2777 shares

Expires not disclosed

F2 · derivative.exercise_price: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of quarterly dividends on Astec common stock held in the participants SERP account as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · shares: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of quarterly dividends on Astec common stock held in the participants SERP account as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · price: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of quarterly dividends on Astec common stock held in the participants SERP account as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.exercise_date: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of quarterly dividends on Astec common stock held in the participants SERP account as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · derivative.expiration_date: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of quarterly dividends on Astec common stock held in the participants SERP account as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F2 · ownership.direct: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of quarterly dividends on Astec common stock held in the participants SERP account as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
August 29, 2019 Filed Sep 3, 2019 21:21 UTC
Merwe Jaco van derGroup President-Infrastructure
GrantPhantom Stock · Derivative 2.2218 $28.03 $62.28
Disclosure

SEC source: 0001567619-19-017802 · doc1.xml · derivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group President-Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 568.3742

Underlying: Common Stock · 2.2218 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents Company quarterly funding of reporting person's SERP account that was used to acuire Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents Company quarterly funding of reporting person's SERP account that was used to acuire Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Reported transaction represents Company quarterly funding of reporting person's SERP account that was used to acuire Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents Company quarterly funding of reporting person's SERP account that was used to acuire Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents Company quarterly funding of reporting person's SERP account that was used to acuire Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents Company quarterly funding of reporting person's SERP account that was used to acuire Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents Company quarterly funding of reporting person's SERP account that was used to acuire Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
August 29, 2019 Filed Sep 3, 2019 17:03 UTC
ANDERSON STEPHEN CVP-Administration & Corp Sec
PurchaseCommon Stock 2,200 $27.75 $61,048.02
Disclosure

SEC source: 0001567619-19-017750 · doc1.xml · nonDerivative · entry 2

ANDERSON STEPHEN C · CIK 0001276725 · VP-Administration & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,516

F2 · balance_after: Holdings include 3,316 Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.