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ASPS

ALTISOURCE PORTFOLIO SOLUTIONS S.A.

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7079
SEC CIK
0001462418
Parsed reports
360

Last 12 months

Inside the activity.

7 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202640
Aug 202620
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 27, 2017 Filed Oct 31, 2017 15:42 UTC PurchaseCommon Stock 24,004 $25.03 $600,714.50
Disclosure

SEC source: 0000905148-17-000855 · form4.xml · nonDerivative · entry 2

Deer Park Road Management Company, LP · CIK 0001655028 · 10% owner

Deer Park Road Management GP, LLC · CIK 0001702367 · 10% owner

Deer Park Road Corp · CIK 0001702490 · 10% owner

Craig-Scheckman Michael David · CIK 0001702931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,045,757

F4 · price: This price reflects the weighted average price for open-market purchases of Shares made by the Reporting Persons on October 27, 2017 within a $1.00 range. The actual prices for these transactions are between $24.34 to $25.25. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price reported herein.

F1 · ownership.nature: These shares of the Issuer's common stock ("Shares") are held for the account of STS Master Fund, Ltd. Deer Park Road Management Company, LP ("Deer Park") serves as investment adviser to STS Master Fund, Ltd.

F2 · ownership.nature: Deer Park Road Management GP, LLC ("DPRM") is the general partner of Deer Park. Deer Park Road Corporation ("DPRC") is the managing member of DPRM. Michael David Craig-Scheckman is the Chief Executive Officer of each of Deer Park and DPRC and the sole owner of DPRC. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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October 27, 2017 Filed Oct 31, 2017 15:42 UTC PurchaseCommon Stock 16,737 $23.95 $400,891.32
Disclosure

SEC source: 0000905148-17-000855 · form4.xml · nonDerivative · entry 1

Deer Park Road Management Company, LP · CIK 0001655028 · 10% owner

Deer Park Road Management GP, LLC · CIK 0001702367 · 10% owner

Deer Park Road Corp · CIK 0001702490 · 10% owner

Craig-Scheckman Michael David · CIK 0001702931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,021,753

F3 · price: This price reflects the weighted average price for open-market purchases of Shares made by the Reporting Persons on October 27, 2017 within a $1.00 range. The actual prices for these transactions are between $23.34 to $24.21. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price reported herein.

F1 · ownership.nature: These shares of the Issuer's common stock ("Shares") are held for the account of STS Master Fund, Ltd. Deer Park Road Management Company, LP ("Deer Park") serves as investment adviser to STS Master Fund, Ltd.

F2 · ownership.nature: Deer Park Road Management GP, LLC ("DPRM") is the general partner of Deer Park. Deer Park Road Corporation ("DPRC") is the managing member of DPRM. Michael David Craig-Scheckman is the Chief Executive Officer of each of Deer Park and DPRC and the sole owner of DPRC. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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October 05, 2017 Filed Oct 10, 2017 22:12 UTC
Chatterjee IndroneelChief Financial Officer
GrantStock Options · Derivative 20,000 $0.00 Strike: $27.29 $0.00
Disclosure

SEC source: 0001225208-17-016174 · doc4.xml · derivative · entry 2

Chatterjee Indroneel · CIK 0001717094 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2027-10-05

F2 · derivative.exercise_date: Upon joining on October 5, 2017, Mr. Chatterjee was granted 20,000 market-based options. 13,333 of the market-based options vest in 3 increments: (a) 4,444 of the options vest when: (i) the share price doubles the exercise price and (ii) investors achieve a 20% Annualized Rate of Return based on the exercise price; and (b) thereafter, 4,444 of the options vest on the first anniversary of the initial vesting and 4,445 of the options vest on the second anniversary of the initial vesting. The remaining 6,667 market-based options vest in 3 increments: (a) 2,222 of the options vest when: (i) the share price triples the exercise price and (ii) investors achieve a 25% Annualized Rate of Return based on the exercise price; and (b) thereafter, 2,222 of the options vest on the first anniversary of the initial vesting and 2,223 of the options vest on the second anniversary of the initial vesting.

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October 05, 2017 Filed Oct 10, 2017 22:12 UTC
Chatterjee IndroneelChief Financial Officer
GrantCommon Stock 19,533 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-016174 · doc4.xml · nonDerivative · entry 1

Chatterjee Indroneel · CIK 0001717094 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,533

F1 · shares: Upon joining on October 5, 2017, Mr. Chatterjee was granted 19,533 time-based restricted shares of ASPS common stock, which are scheduled to vest in four equal installments on the first, second, third and fourth anniversaries of the October 5, 2017 grant date (i.e., October 5, 2018, October 5, 2019, October 5, 2020 and October 5, 2021). Mr. Chatterjee has no voting rights with respect to these shares until they vest.

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September 06, 2017 Filed Sep 7, 2017 19:41 UTC
DAVILA JOSEPH A.President, Servicer Solutions
Exercise / conversionStock Options · Derivative 1,100 $0.00 Strike: $18.79 $0.00
Disclosure

SEC source: 0001609339-17-000001 · primary_doc.xml · derivative · entry 2

DAVILA JOSEPH A. · CIK 0001609339 · President, Servicer Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,100

Underlying: Common Stock · 1,100 shares

Expires 2025-04-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 06, 2017 Filed Sep 7, 2017 19:41 UTC
DAVILA JOSEPH A.President, Servicer Solutions
Exercise / conversionCommon Stock 1,100 $18.79 $20,669.00
Disclosure

SEC source: 0001609339-17-000001 · primary_doc.xml · nonDerivative · entry 1

DAVILA JOSEPH A. · CIK 0001609339 · President, Servicer Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Acquired by the exercise of options granted pursuant to a stock option award. Mr. Davila elected to pay the exercise price and taxes associated with all 1,100 exercised options and retain the resulting 1,100 shares.

F2 · balance_after: Includes (i) 3,733 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the third and fourth anniversaries of the April 15, 2015 grant date (i.e., April 15, 2018 and April 15, 2019), (ii) 1,508 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued)in three equal installments on the first, second and third anniversaries of the April 7, 2017 grant date (i.e., April 7, 2018, April 7, 2019 and April 7, 2020) and (iii) 5,000 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the July 27, 2017 grant date (i.e., July 27, 2018, July 27, 2019 and July 27, 2020). Mr. Davila has no voting rights with respect to these shares until they vest.

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September 01, 2017 Filed Sep 5, 2017 12:52 UTC
WILCOX KEVIN JAMESChief Admin & Risk Officer
Exercise / conversionStock Options · Derivative 24,582 $0.00 Strike: $9.14 $0.00
Disclosure

SEC source: 0001289315-17-000002 · primary_doc.xml · derivative · entry 4

WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,501

Underlying: Common Stock · 24,582 shares

Expires 2018-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: Following the reported transaction, Mr. Wilcox holds 117,501 vested options relating to this grant and an additional 132,667 vested options from other grants for a total of 250,168 vested options.

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September 01, 2017 Filed Sep 5, 2017 12:52 UTC
WILCOX KEVIN JAMESChief Admin & Risk Officer
Exercise / conversionStock Options · Derivative 12,917 $0.00 Strike: $9.14 $0.00
Disclosure

SEC source: 0001289315-17-000002 · primary_doc.xml · derivative · entry 3

WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,083

Underlying: Common Stock · 12,917 shares

Expires 2018-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 12:52 UTC
WILCOX KEVIN JAMESChief Admin & Risk Officer
Exercise / conversionStock Options · Derivative 1,668 $0.00 Strike: $9.14 $0.00
Disclosure

SEC source: 0001289315-17-000002 · primary_doc.xml · derivative · entry 2

WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,000

Underlying: Common Stock · 1,668 shares

Expires 2018-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 12:52 UTC
WILCOX KEVIN JAMESChief Admin & Risk Officer
Exercise / conversionCommon Stock 39,167 $9.14 $357,986.38
Disclosure

SEC source: 0001289315-17-000002 · primary_doc.xml · nonDerivative · entry 1

WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Acquired by the exercise of options granted pursuant to a stock option award that expires on July 14, 2018. Mr. Wilcox elected to pay the exercise price and taxes associated with all 39,167 exercised options and retain the resulting 39,167 shares.

F2 · balance_after: Includes (i) 13,667 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the third and fourth anniversaries of the April 15, 2015 grant date (i.e., April 15, 2018 and April 15, 2019) and (ii) 3,016 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the April 7, 2017 grant date (i.e., April 7, 2018, April 7, 2019 and April 7, 2020). Mr. Wilcox has no voting rights with respect to these shares until they vest.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 16:19 UTC
Shepro William BDirector · Chief Executive Officer
Exercise / conversionStock Options · Derivative 20,311 $0.00 Strike: $9.14 $0.00
Disclosure

SEC source: 0001289315-17-000001 · primary_doc.xml · derivative · entry 9

Shepro William B · CIK 0001289315 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,751

Underlying: Common Stock · 20,311 shares

Expires 2018-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Acquired by the exercise of options granted pursuant to a stock option award that expires on July 14, 2018. Mr. Shepro elected to pay the exercise price and taxes associated with all 56,250 exercised options and retain the resulting 56,250 shares through the William B. Shepro Revocable Trust.

F5 · balance_after: Following the reported transaction, Mr. Shepro holds 168,751 vested options relating to this grant and an additional 274,933 vested options from other grants for a total of 443,684 vested options.

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September 01, 2017 Filed Sep 5, 2017 16:19 UTC
Shepro William BDirector · Chief Executive Officer
Exercise / conversionStock Options · Derivative 17,188 $0.00 Strike: $9.14 $0.00
Disclosure

SEC source: 0001289315-17-000001 · primary_doc.xml · derivative · entry 8

Shepro William B · CIK 0001289315 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,062

Underlying: Common Stock · 17,188 shares

Expires 2018-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Acquired by the exercise of options granted pursuant to a stock option award that expires on July 14, 2018. Mr. Shepro elected to pay the exercise price and taxes associated with all 56,250 exercised options and retain the resulting 56,250 shares through the William B. Shepro Revocable Trust.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 16:19 UTC
Shepro William BDirector · Chief Executive Officer
Exercise / conversionStock Options · Derivative 17,188 $0.00 Strike: $9.14 $0.00
Disclosure

SEC source: 0001289315-17-000001 · primary_doc.xml · derivative · entry 7

Shepro William B · CIK 0001289315 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,250

Underlying: Common Stock · 17,188 shares

Expires 2018-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Acquired by the exercise of options granted pursuant to a stock option award that expires on July 14, 2018. Mr. Shepro elected to pay the exercise price and taxes associated with all 56,250 exercised options and retain the resulting 56,250 shares through the William B. Shepro Revocable Trust.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 16:19 UTC
Shepro William BDirector · Chief Executive Officer
Exercise / conversionStock Options · Derivative 1,563 $0.00 Strike: $9.14 $0.00
Disclosure

SEC source: 0001289315-17-000001 · primary_doc.xml · derivative · entry 6

Shepro William B · CIK 0001289315 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,438

Underlying: Common Stock · 1,563 shares

Expires 2018-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Acquired by the exercise of options granted pursuant to a stock option award that expires on July 14, 2018. Mr. Shepro elected to pay the exercise price and taxes associated with all 56,250 exercised options and retain the resulting 56,250 shares through the William B. Shepro Revocable Trust.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 16:19 UTC
Shepro William BDirector · Chief Executive Officer
GiftCommon Stock 56,250 $0.00 $0.00
Disclosure

SEC source: 0001289315-17-000001 · primary_doc.xml · nonDerivative · entry 5

Shepro William B · CIK 0001289315 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By William B. Shepro Revocable Trust

Disclosed balance after: 206,568

Read SEC document
September 01, 2017 Filed Sep 5, 2017 16:19 UTC
Shepro William BDirector · Chief Executive Officer
GiftCommon Stock 56,250 $0.00 $0.00
Disclosure

SEC source: 0001289315-17-000001 · primary_doc.xml · nonDerivative · entry 4

Shepro William B · CIK 0001289315 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,660

F3 · shares: 56,250 shares were acquired upon the exercise of options and transferred by gift to the William B. Shepro Revocable Trust. The transfer to the William B. Shepro Revocable Trust is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4.

F4 · balance_after: Includes (i) 37,733 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the third and fourth anniversaries of the April 15, 2015 grant date (i.e., April 15, 2018 and April 15, 2019) and (ii) 12,927 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the April 7, 2017 grant date (i.e., April 7, 2018, April 7, 2019 and April 7, 2020). Mr. Shepro has no voting rights with respect to these shares until they vest.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 16:19 UTC
Shepro William BDirector · Chief Executive Officer
Exercise / conversionCommon Stock 56,250 $9.14 $514,125.00
Disclosure

SEC source: 0001289315-17-000001 · primary_doc.xml · nonDerivative · entry 3

Shepro William B · CIK 0001289315 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Acquired by the exercise of options granted pursuant to a stock option award that expires on July 14, 2018. Mr. Shepro elected to pay the exercise price and taxes associated with all 56,250 exercised options and retain the resulting 56,250 shares through the William B. Shepro Revocable Trust.

Read SEC document
August 31, 2017 Filed Sep 1, 2017 10:21 UTC PurchaseCommon Stock 5,000 $22.74 $113,700.00
Disclosure

SEC source: 0001225208-17-014444 · doc4.xml · nonDerivative · entry 2

KRAMER ORIN S · CIK 0001030444 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Boston Provident Partners, L.P.

Disclosed balance after: 142,108

F4 · shares: Represents shares purchased in the open market on August 31, 2017.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.65 to $22.77, inclusive. Mr. Kramer undertakes to provide to Altisource Portfolio Solutions S.A., any security holder of Altisource Portfolio Solutions S.A., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (5) to this Form 4.

F3 · ownership.nature: Mr. Kramer manages Boston Provident Partners, L.P.

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August 30, 2017 Filed Sep 1, 2017 10:21 UTC PurchaseCommon Stock 20,000 $22.24 $444,800.00
Disclosure

SEC source: 0001225208-17-014444 · doc4.xml · nonDerivative · entry 1

KRAMER ORIN S · CIK 0001030444 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Boston Provident Partners, L.P.

Disclosed balance after: 137,108

F1 · shares: Represents shares purchased in the open market on August 30, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.92 to $22.59, inclusive. Mr. Kramer undertakes to provide to Altisource Portfolio Solutions S.A., any security holder of Altisource Portfolio Solutions S.A., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4.

F3 · ownership.nature: Mr. Kramer manages Boston Provident Partners, L.P.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 13:03 UTC
RITTS GREGORY J.General Counsel
GrantStock Options · Derivative 5,000 $0.00 Strike: $27.65 $0.00
Disclosure

SEC source: 0001225208-17-012997 · doc4.xml · derivative · entry 2

RITTS GREGORY J. · CIK 0001621907 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2027-07-27

F3 · derivative.exercise_date: On July 27, 2017, Mr. Ritts was granted 5,000 market-based options. 3,333 of the market-based options vest in 3 increments: (a) 1,111 of the options vest when (i) the share price doubles the exercise price and (ii) investors achieve a 20% Annualized Rate of Return based on the exercise price; and (b) thereafter, 1,111 of the options vest on each of the first two anniversaries of the initial vesting. The remaining 1,667 market-based options vest in 3 increments: (a) 555 of the options vest when (i) the share price triples the exercise price and (ii) investors achieve a 25% Annualized Rate of Return based on the exercise price; and (b) thereafter, 556 of the options vest on each of the first two anniversaries of the initial vesting.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 13:03 UTC
RITTS GREGORY J.General Counsel
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-012997 · doc4.xml · nonDerivative · entry 1

RITTS GREGORY J. · CIK 0001621907 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,728

F1 · shares: On July 27, 2017, Mr. Ritts was granted 5,000 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the grant date (i.e., July 27, 2018, July 27, 2019 and July 27, 2020). Mr. Ritts has no voting rights with respect to these shares until they vest.

F2 · balance_after: Includes (i) 3,733 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the third and fourth anniversaries of the April 15, 2015 grant date (i.e., April 15, 2018 and April 15, 2019) and (ii) 1,508 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the April 7, 2017 grant date (i.e., April 7, 2018, April 7, 2019 and April 7, 2020). Mr. Ritts has no voting rights with respect to these shares until they vest.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 13:03 UTC
DAVILA JOSEPH A.President, Servicer Solutions
GrantStock Options · Derivative 5,000 $0.00 Strike: $27.65 $0.00
Disclosure

SEC source: 0001225208-17-012998 · doc4.xml · derivative · entry 2

DAVILA JOSEPH A. · CIK 0001609339 · President, Servicer Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2027-07-27

F3 · derivative.exercise_date: On July 27, 2017, Mr. Davila was granted 5,000 market-based options. 3,333 of the market-based options vest in 3 increments: (a) 1,111 of the options vest when (i) the share price doubles the exercise price and (ii) investors achieve a 20% Annualized Rate of Return based on the exercise price; and (b) thereafter, 1,111 of the options vest on each of the first two anniversaries of the initial vesting. The remaining 1,667 market-based options vest in 3 increments: (a) 555 of the options vest when (i) the share price triples the exercise price and (ii) investors achieve a 25% Annualized Rate of Return based on the exercise price; and (b) thereafter, 556 of the options vest on each of the first two anniversaries of the initial vesting.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 13:03 UTC
DAVILA JOSEPH A.President, Servicer Solutions
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-012998 · doc4.xml · nonDerivative · entry 1

DAVILA JOSEPH A. · CIK 0001609339 · President, Servicer Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,178

F1 · shares: On July 27, 2017, Mr. Davila was granted 5,000 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the grant date (i.e., July 27, 2018, July 27, 2019 and July 27, 2020). Mr. Davila has no voting rights with respect to these shares until they vest.

F2 · balance_after: Includes (i) 3,733 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the third and fourth anniversaries of the April 15, 2015 grant date (i.e., April 15, 2018 and April 15, 2019) and (ii) 1,508 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the April 7, 2017 grant date (i.e., April 7, 2018, April 7, 2019 and April 7, 2020). Mr. Davila has no voting rights with respect to these shares until they vest.

Read SEC document
May 17, 2017 Filed May 19, 2017 09:16 UTC GrantCommon Stock 2,627 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010090 · doc4.xml · nonDerivative · entry 1

KRAMER ORIN S · CIK 0001030444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,127

F1 · shares: Director stock award

F2 · balance_after: Includes 375 restricted shares of ASPS common stock scheduled to vest in three equal installments on the dates of the next three annual meetings of shareholders of the Issuer.

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May 17, 2017 Filed May 19, 2017 09:10 UTC
Vatto TimoDirector
GrantCommon Stock 4,126 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010088 · doc4.xml · nonDerivative · entry 1

Vatto Timo · CIK 0001470563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,417

F1 · shares: Director stock award

Read SEC document
May 17, 2017 Filed May 19, 2017 09:35 UTC GrantCommon Stock 4,126 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010091 · doc4.xml · nonDerivative · entry 1

MUELLER-INEICHEN ROLAND · CIK 0001470464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,117

F1 · shares: Director stock award

Read SEC document
May 17, 2017 Filed May 19, 2017 13:11 UTC GrantCommon Stock 4,126 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010089 · doc4.xml · nonDerivative · entry 1

LINN W MICHAEL · CIK 0001215021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,118

F1 · shares: Director stock award

F2 · balance_after: Since the date of Mr. Linn's last ownership report, his direct ownership has been reduced by the transfer of 1,201 shares of ASPS common stock pursuant to a domestic relations order.

Read SEC document
May 17, 2017 Filed May 19, 2017 13:09 UTC GrantCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010087 · doc4.xml · nonDerivative · entry 1

MORETTINI JOSEPH L · CIK 0001706137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

F1 · shares: One-time grant of 500 restricted shares of common stock to new non-management Directors on the date of initial election to the Board of Directors. The restricted shares are scheduled to vest in four equal installments beginning on the date of the 2018 annual meeting of shareholders and continuing on the dates of the next three annual meetings of shareholders.

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May 10, 2017 Filed May 12, 2017 16:46 UTC SaleCommon Stock 2,400 $18.22 $43,721.04
Disclosure

SEC source: 0000905148-17-000543 · form4.xml · nonDerivative · entry 3

Deer Park Road Management Company, LP · CIK 0001655028 · 10% owner

Deer Park Road Management GP, LLC · CIK 0001702367 · 10% owner

Deer Park Road Corp · CIK 0001702490 · 10% owner

Craig-Scheckman Michael David · CIK 0001702931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F6 · price: This price reflects the weighted average price for open-market sales of Shares made by the Reporting Persons on May 10, 2017 within a $1.00 range. The actual prices for these transactions range from $18.20 to $18.25, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price reported herein.

F2 · ownership.nature: These Shares are held for the account of SBF Opportunities Master Fund Limited. Deer Park serves as investment adviser to SBF Opportunities Master Fund Limited.

F3 · ownership.nature: Deer Park Road Management GP, LLC ("DPRM") is the general partner of Deer Park. Deer Park Road Corporation ("DPRC") is the managing member of DPRM. Michael David Craig-Scheckman is the Chief Executive Officer of each of Deer Park and DPRC and the sole owner of DPRC. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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May 10, 2017 Filed May 12, 2017 16:46 UTC PurchaseCommon Stock 2,569 $19.29 $49,544.96
Disclosure

SEC source: 0000905148-17-000543 · form4.xml · nonDerivative · entry 2

Deer Park Road Management Company, LP · CIK 0001655028 · 10% owner

Deer Park Road Management GP, LLC · CIK 0001702367 · 10% owner

Deer Park Road Corp · CIK 0001702490 · 10% owner

Craig-Scheckman Michael David · CIK 0001702931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,005,016

F5 · price: This price reflects the weighted average price for open-market purchases of Shares made by the Reporting Persons on May 10, 2017 within a $1.00 range. The actual prices for these transactions range from $19.279987 to $19.300025, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price reported herein.

F1 · ownership.nature: These shares of the Issuer's common stock ("Shares") are held for the account of STS Master Fund, Ltd. Deer Park Road Management Company, LP ("Deer Park") serves as investment adviser to STS Master Fund, Ltd.

F3 · ownership.nature: Deer Park Road Management GP, LLC ("DPRM") is the general partner of Deer Park. Deer Park Road Corporation ("DPRC") is the managing member of DPRM. Michael David Craig-Scheckman is the Chief Executive Officer of each of Deer Park and DPRC and the sole owner of DPRC. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 10, 2017 Filed May 12, 2017 16:46 UTC PurchaseCommon Stock 52,431 $18.90 $990,862.01
Disclosure

SEC source: 0000905148-17-000543 · form4.xml · nonDerivative · entry 1

Deer Park Road Management Company, LP · CIK 0001655028 · 10% owner

Deer Park Road Management GP, LLC · CIK 0001702367 · 10% owner

Deer Park Road Corp · CIK 0001702490 · 10% owner

Craig-Scheckman Michael David · CIK 0001702931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,002,447

F4 · price: This price reflects the weighted average price for open-market purchases of Shares made by the Reporting Persons on May 10, 2017 within a $1.00 range. The actual prices for these transactions range from $18.28 to $19.270011, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price reported herein.

F1 · ownership.nature: These shares of the Issuer's common stock ("Shares") are held for the account of STS Master Fund, Ltd. Deer Park Road Management Company, LP ("Deer Park") serves as investment adviser to STS Master Fund, Ltd.

F3 · ownership.nature: Deer Park Road Management GP, LLC ("DPRM") is the general partner of Deer Park. Deer Park Road Corporation ("DPRC") is the managing member of DPRM. Michael David Craig-Scheckman is the Chief Executive Officer of each of Deer Park and DPRC and the sole owner of DPRC. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 09, 2017 Filed Sep 5, 2017 16:19 UTC
Shepro William BDirector · Chief Executive Officer
GiftCommon Stock 9,966 $0.00 $0.00
Disclosure

SEC source: 0001289315-17-000001 · primary_doc.xml · nonDerivative · entry 2

Shepro William B · CIK 0001289315 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By William B. Shepro Revocable Trust

Disclosed balance after: 150,318

F1 · shares: Represents a transfer by Mr. Shepro of 9,966 shares from his direct ownership to his indirect ownership, which took place on or around May 9, 2017. The transfer to the William B. Shepro Revocable Trust is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4.

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May 09, 2017 Filed Sep 5, 2017 16:19 UTC
Shepro William BDirector · Chief Executive Officer
GiftCommon Stock 9,966 $0.00 $0.00
Disclosure

SEC source: 0001289315-17-000001 · primary_doc.xml · nonDerivative · entry 1

Shepro William B · CIK 0001289315 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,660

F1 · shares: Represents a transfer by Mr. Shepro of 9,966 shares from his direct ownership to his indirect ownership, which took place on or around May 9, 2017. The transfer to the William B. Shepro Revocable Trust is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4.

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April 15, 2017 Filed Apr 18, 2017 16:06 UTC
WILCOX KEVIN JAMESChief Admin & Risk Officer
Tax withholdingCommon Stock 3,223 $42.78 $137,879.94
Disclosure

SEC source: 0001225208-17-008105 · doc4.xml · nonDerivative · entry 1

WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,802

F1 · shares: Represents shares surrendered by Mr. Wilcox for tax withholdings due as a result of the vesting of 6,833 restricted shares. The shares were surrendered pursuant to the terms of his April 15, 2015 Restricted Stock Award Agreement. Pursuant to the terms of the Restricted Stock Award Agreement, the price per share used to determine the tax withholdings was the opening price of the Company's common stock on April 17, 2017.

F2 · balance_after: Includes (i) 13,667 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the third and fourth anniversaries of the April 15, 2015 grant date (i.e., April 15, 2018 and April 15, 2019) and (ii) 3,016 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the April 7, 2017 grant date (i.e., April 7, 2018, April 7, 2019 and April 7, 2020). Mr. Wilcox has no voting rights with respect to these shares until they vest.

Read SEC document
April 15, 2017 Filed Apr 18, 2017 20:16 UTC
RITTS GREGORY J.General Counsel
Tax withholdingCommon Stock 880 $42.78 $37,646.40
Disclosure

SEC source: 0001225208-17-008111 · doc4.xml · nonDerivative · entry 1

RITTS GREGORY J. · CIK 0001621907 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,728

F1 · shares: Represents shares surrendered by Mr. Ritts for tax withholdings due as a result of the vesting of 1,867 restricted shares. The shares were surrendered pursuant to the terms of his April 15, 2015 Restricted Stock Award Agreement. Pursuant to the terms of the Restricted Stock Award Agreement, the price per share used to determine the tax withholdings was the opening price of the Company's common stock on April 17, 2017.

F2 · balance_after: Includes (i) 3,733 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the third and fourth anniversaries of the April 15, 2015 grant date (i.e., April 15, 2018 and April 15, 2019) and (ii) 1,508 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the April 7, 2017 grant date (i.e., April 7, 2018, April 7, 2019 and April 7, 2020). Mr. Ritts has no voting rights with respect to these shares until they vest.

Read SEC document
April 15, 2017 Filed Apr 18, 2017 20:12 UTC
DAVILA JOSEPH A.President, Servicer Solutions
Tax withholdingCommon Stock 880 $42.78 $37,646.40
Disclosure

SEC source: 0001225208-17-008108 · doc4.xml · nonDerivative · entry 1

DAVILA JOSEPH A. · CIK 0001609339 · President, Servicer Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,178

F1 · shares: Represents shares surrendered by Mr. Davila for tax withholdings due as a result of the vesting of 1,867 restricted shares. The shares were surrendered pursuant to the terms of his April 15, 2015 Restricted Stock Award Agreement. Pursuant to the terms of the Restricted Stock Award Agreement, the price per share used to determine the tax withholdings was the opening price of the Company's common stock on April 17, 2017.

F2 · balance_after: Includes (i) 3,733 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the third and fourth anniversaries of the April 15, 2015 grant date (i.e., April 15, 2018 and April 15, 2019) and (ii) 1,508 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the April 7, 2017 grant date (i.e., April 7, 2018, April 7, 2019 and April 7, 2020). Mr. Davila has no voting rights with respect to these shares until they vest.

Read SEC document
April 15, 2017 Filed Apr 18, 2017 20:09 UTC
Esterman Michelle D.Chief Financial Officer
Tax withholdingCommon Stock 2,280 $42.78 $97,538.40
Disclosure

SEC source: 0001225208-17-008107 · doc4.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,030

F1 · shares: Represents shares surrendered by Ms. Esterman for tax withholdings due as a result of the vesting of 4,833 restricted shares. The shares were surrendered pursuant to the terms of her April 15, 2015 Restricted Stock Award Agreement. Pursuant to the terms of the Restricted Stock Award Agreement, the price per share used to determine the tax withholdings was the opening price of the Company's common stock on April 17, 2017.

F2 · balance_after: Includes (i) 9,667 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the third and fourth anniversaries of the April 15, 2015 grant date (i.e., April 15, 2018 and April 15, 2019) and (ii) 1,810 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the April 7, 2017 grant date (i.e., April 7, 2018, April 7, 2019 and April 7, 2020). Ms. Esterman has no voting rights with respect to these shares until they vest.

Read SEC document
April 15, 2017 Filed Apr 18, 2017 20:06 UTC
Shepro William BDirector · Chief Executive Officer
Tax withholdingCommon Stock 8,901 $42.78 $380,784.78
Disclosure

SEC source: 0001225208-17-008106 · doc4.xml · nonDerivative · entry 1

Shepro William B · CIK 0001289315 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,626

F1 · shares: Represents shares surrendered by Mr. Shepro for tax withholdings due as a result of the vesting of 18,867 restricted shares. The shares were surrendered pursuant to the terms of his April 15, 2015 Restricted Stock Award Agreement. Pursuant to the terms of the Restricted Stock Award Agreement, the price per share used to determine the tax withholdings was the opening price of the Company's common stock on April 17, 2017.

F2 · balance_after: Includes (i) 37,733 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the third and fourth anniversaries of the April 15, 2015 grant date (i.e., April 15, 2018 and April 15, 2019) and (ii) 12,927 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the April 7, 2017 grant date (i.e., April 7, 2018, April 7, 2019 and April 7, 2020). Mr. Shepro has no voting rights with respect to these shares until they vest.

Read SEC document
April 15, 2017 Filed Apr 18, 2017 19:56 UTC
BHANDARI VIVEKPresident, REIS
Tax withholdingCommon Stock 880 $42.78 $37,646.40
Disclosure

SEC source: 0001225208-17-008104 · doc4.xml · nonDerivative · entry 1

BHANDARI VIVEK · CIK 0001609338 · President, REIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,228

F1 · shares: Represents shares surrendered by Mr. Bhandari for tax withholdings due as a result of the vesting of 1,867 restricted shares. The shares were surrendered pursuant to the terms of his April 15, 2015 Restricted Stock Award Agreement. Pursuant to the terms of the Restricted Stock Award Agreement, the price per share used to determine the tax withholdings was the opening price of the Company's common stock on April 17, 2017.

F2 · balance_after: Includes (i) 3,733 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the third and fourth anniversaries of the April 15, 2015 grant date (i.e., April 15, 2018 and April 15, 2019) and (ii) 1,508 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the April 7, 2017 grant date (i.e., April 7, 2018, April 7, 2019 and April 7, 2020). Mr. Bhandari has no voting rights with respect to these shares until they vest.

Read SEC document
April 07, 2017 Filed Apr 11, 2017 11:55 UTC
WILCOX KEVIN JAMESChief Admin & Risk Officer
GrantCommon Stock 3,016 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007942 · doc4.xml · nonDerivative · entry 1

WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,025

F1 · shares: On April 7, 2017, Mr. Wilcox was granted 3,016 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the grant date (i.e., April 7, 2018, April 7, 2019 and April 7, 2020). Mr. Wilcox has no voting rights with respect to these shares until they vest.

F2 · balance_after: Includes 20,500 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the second, third and fourth anniversaries of the April 15, 2015 grant date (i.e., April 15, 2017, April 15, 2018 and April 15, 2019). Mr. Wilcox has no voting rights with respect to these shares until they vest.

Read SEC document
April 07, 2017 Filed Apr 11, 2017 15:59 UTC
RITTS GREGORY J.General Counsel
GrantCommon Stock 1,508 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007945 · doc4.xml · nonDerivative · entry 1

RITTS GREGORY J. · CIK 0001621907 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,608

F1 · shares: On April 7, 2017, Mr. Ritts was granted 1,508 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the grant date (i.e., April 7, 2018, April 7, 2019 and April 7, 2020). Mr. Ritts has no voting rights with respect to these shares until they vest.

F2 · balance_after: Includes 5,600 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the second, third and fourth anniversaries of the April 15, 2015 grant date (i.e., April 15, 2017, April 15, 2018 and April 15, 2019). Mr. Ritts has no voting rights with respect to these shares until they vest.

Read SEC document
April 07, 2017 Filed Apr 11, 2017 15:58 UTC
DAVILA JOSEPH A.President, Servicer Solutions
GrantCommon Stock 1,508 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007944 · doc4.xml · nonDerivative · entry 1

DAVILA JOSEPH A. · CIK 0001609339 · President, Servicer Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,058

F1 · shares: On April 7, 2017, Mr. Davila was granted 1,508 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the grant date (i.e., April 7, 2018, April 7, 2019 and April 7, 2020). Mr. Davila has no voting rights with respect to these shares until they vest.

F2 · balance_after: Includes 5,600 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the second, third and fourth anniversaries of the April 15, 2015 grant date (i.e., April 15, 2017, April 15, 2018 and April 15, 2019). Mr. Davila has no voting rights with respect to these shares until they vest.

Read SEC document
April 07, 2017 Filed Apr 11, 2017 15:57 UTC
Esterman Michelle D.Chief Financial Officer
GrantCommon Stock 1,810 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007943 · doc4.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,310

F1 · shares: On April 7, 2017, Ms. Esterman was granted 1,810 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the grant date (i.e., April 7, 2018, April 7, 2019 and April 7, 2020). Ms. Esterman has no voting rights with respect to these shares until they vest.

F2 · balance_after: Includes 14,500 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the second, third and fourth anniversaries of the April 15, 2015 grant date (i.e., April 15, 2017, April 15, 2018 and April 15, 2019). Ms. Esterman has no voting rights with respect to these shares until they vest.

Read SEC document
April 07, 2017 Filed Apr 11, 2017 15:54 UTC
Shepro William BDirector · Chief Executive Officer
GrantCommon Stock 12,927 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007941 · doc4.xml · nonDerivative · entry 1

Shepro William B · CIK 0001289315 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,527

F1 · shares: On April 7, 2017, Mr. Shepro was granted 12,927 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the grant date (i.e., April 7, 2018, April 7, 2019 and April 7, 2020). Mr. Shepro has no voting rights with respect to these shares until they vest.

F2 · balance_after: Includes 56,600 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the second, third and fourth anniversaries of the April 15, 2015 grant date (i.e., April 15, 2017, April 15, 2018 and April 15, 2019). Mr. Shepro has no voting rights with respect to these shares until they vest.

Read SEC document
April 07, 2017 Filed Apr 11, 2017 15:52 UTC
BHANDARI VIVEKPresident, REIS
GrantCommon Stock 1,508 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007940 · doc4.xml · nonDerivative · entry 1

BHANDARI VIVEK · CIK 0001609338 · President, REIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,108

F1 · shares: On April 7, 2017, Mr. Bhandari was granted 1,508 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the grant date (i.e., April 7, 2018, April 7, 2019 and April 7, 2020). Mr. Bhandari has no voting rights with respect to these shares until they vest.

F2 · balance_after: Includes 5,600 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the second, third and fourth anniversaries of the April 15, 2015 grant date (i.e., April 15, 2017, April 15, 2018 and April 15, 2019). Mr. Bhandari has no voting rights with respect to these shares until they vest.

Read SEC document
March 27, 2017 Filed Mar 30, 2017 00:43 UTC SaleCall Option (Right to Buy) · Derivative 1,200 $298.86 Strike: $30.00 $358,635.00
Disclosure

SEC source: 0000905148-17-000448 · form4.xml · derivative · entry 2

Deer Park Road Management Company, LP · CIK 0001655028 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,034

Underlying: Common Stock · 120,000 shares

Expires 2017-04-21

F1 · ownership.nature: These options to acquire shares of the Issuer's common stock ("Shares") are held for the account of STS Master Fund, Ltd. Deer Park Road Management Company, LP ("Deer Park") serves as investment adviser to STS Master Fund, Ltd.

F2 · ownership.nature: Deer Park Road Management GP, LLC ("DPRM") is the general partner of Deer Park. Deer Park Road Corporation ("DPRC") is the managing member of DPRM. Michael David Craig-Scheckman is the Chief Executive Officer of each of Deer Park and DPRC and the sole owner of DPRC. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
March 27, 2017 Filed Mar 30, 2017 00:43 UTC SaleCall Option (Right to Buy) · Derivative 1,000 $40.00 Strike: $35.00 $40,000.00
Disclosure

SEC source: 0000905148-17-000448 · form4.xml · derivative · entry 1

Deer Park Road Management Company, LP · CIK 0001655028 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2017-04-21

F1 · ownership.nature: These options to acquire shares of the Issuer's common stock ("Shares") are held for the account of STS Master Fund, Ltd. Deer Park Road Management Company, LP ("Deer Park") serves as investment adviser to STS Master Fund, Ltd.

F2 · ownership.nature: Deer Park Road Management GP, LLC ("DPRM") is the general partner of Deer Park. Deer Park Road Corporation ("DPRC") is the managing member of DPRM. Michael David Craig-Scheckman is the Chief Executive Officer of each of Deer Park and DPRC and the sole owner of DPRC. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
March 24, 2017 Filed Mar 28, 2017 00:58 UTC PurchaseCall Option (Right to Buy) · Derivative 1,000 $32.25 Strike: $35.00 $32,250.00
Disclosure

SEC source: 0000905148-17-000437 · form4.xml · derivative · entry 3

Deer Park Road Management Company, LP · CIK 0001655028 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,000

Underlying: Common Stock · 100,000 shares

Expires 2017-04-21

F1 · ownership.nature: These shares of the Issuer's common stock ("Shares") and options to acquire Shares are held for the account of STS Master Fund, Ltd. Deer Park Road Management Company, LP ("Deer Park") serves as investment adviser to STS Master Fund, Ltd.

F3 · ownership.nature: Deer Park Road Management GP, LLC ("DPRM") is the general partner of Deer Park. Deer Park Road Corporation ("DPRC") is the managing member of DPRM. Michael David Craig-Scheckman is the Chief Executive Officer of each of Deer Park and DPRC and the sole owner of DPRC. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
March 23, 2017 Filed Mar 28, 2017 00:58 UTC PurchaseCommon Stock 43,404 $28.15 $1,221,822.60
Disclosure

SEC source: 0000905148-17-000437 · form4.xml · nonDerivative · entry 1

Deer Park Road Management Company, LP · CIK 0001655028 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,580,679

F4 · price: This price reflects the weighted average price for open-market purchases of Shares made by the Reporting Persons on March 23, 2017 within a $1.00 range. The actual prices for these transactions range from $27.91 to $28.442112, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price reported herein.

F1 · ownership.nature: These shares of the Issuer's common stock ("Shares") and options to acquire Shares are held for the account of STS Master Fund, Ltd. Deer Park Road Management Company, LP ("Deer Park") serves as investment adviser to STS Master Fund, Ltd.

F3 · ownership.nature: Deer Park Road Management GP, LLC ("DPRM") is the general partner of Deer Park. Deer Park Road Corporation ("DPRC") is the managing member of DPRM. Michael David Craig-Scheckman is the Chief Executive Officer of each of Deer Park and DPRC and the sole owner of DPRC. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 15:47 UTC PurchaseCommon Stock 25,000 $21.91 $547,667.50
Disclosure

SEC source: 0001225208-17-004700 · doc4.xml · nonDerivative · entry 1

KRAMER ORIN S · CIK 0001030444 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Boston Provident Partners, L.P.

Disclosed balance after: 117,108

F1 · shares: Represents shares purchased in the open market on February 24, 2017.

F2 · ownership.nature: Mr. Kramer is the General Partner of Boston Provident Partners, L.P.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.