TapewireFind a company

person · Reporting owner

Chatterjee Indroneel

Disclosed activity across 2 companies

Tapewire entity
142155
SEC CIK
0001717094

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALTISOURCE PORTFOLIO SOLUTIONS S.A.ASPS · Entity 7079Chief Financial OfficerFebruary 12, 2018February 14, 2018
Altisource Asset Management CorpAAMC · Entity 111602Director · Chief Executive OfficerFebruary 24, 2021February 26, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALTISOURCE PORTFOLIO SOLUTIONS S.A.

Report date February 12, 2018 · Filed February 14, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect41,719 Reported balance After 2018-02-12 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2018-02-12 · Grant · Acquired 22,186 · Balance 41,719

F1: In accordance with his employment agreement (as disclosed on August 9, 2017), on February 12, 2018, Mr. Chatterjee received a grant of 22,186 restricted shares of ASPS common stock with an award value of $540,000. The restricted shares are scheduled to vest in four equal installments on the first, second, third and fourth anniversaries of the grant date (i.e., February 12, 2019, February 12, 2020, February 12, 2021 and February 12, 2022). Mr. Chatterjee has no voting rights with respect to these shares until they vest.

F2: Includes 19,533 time-based restricted shares of ASPS common stock, which are scheduled to vest in four equal installments on the first, second, third and fourth anniversaries of the October 5, 2017 grant date (i.e., October 5, 2018, October 5, 2019, October 5, 2020 and October 5, 2021). Mr. Chatterjee has no voting rights with respect to these shares until they vest.

Common StockSEC Table I · non-derivativeIndirectBy Spouse1,200 Reported balance Holding disclosure · report date 2018-02-12 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,200

Filing footnotes · ownership attribution and instrument terms

F1: In accordance with his employment agreement (as disclosed on August 9, 2017), on February 12, 2018, Mr. Chatterjee received a grant of 22,186 restricted shares of ASPS common stock with an award value of $540,000. The restricted shares are scheduled to vest in four equal installments on the first, second, third and fourth anniversaries of the grant date (i.e., February 12, 2019, February 12, 2020, February 12, 2021 and February 12, 2022). Mr. Chatterjee has no voting rights with respect to these shares until they vest.

F2: Includes 19,533 time-based restricted shares of ASPS common stock, which are scheduled to vest in four equal installments on the first, second, third and fourth anniversaries of the October 5, 2017 grant date (i.e., October 5, 2018, October 5, 2019, October 5, 2020 and October 5, 2021). Mr. Chatterjee has no voting rights with respect to these shares until they vest.

Altisource Asset Management Corp

Report date February 24, 2021 · Filed February 26, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect98,027 Last balance in matching sequence After 2021-02-24 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2021-02-24 · Grant · Acquired 60,606 · Balance 115,551

F1: Effective February 24, 2021 (the "Grant Date"), the compensation committee of the board of directors of the Company granted the reporting person an aggregate of 60,606 shares (the "Shares") of common stock. The Shares vest immediately on the Grant Date.

F2: The price per share was calculated based on the average of the high and low price of the Company's common stock on the vesting date, which was February 24, 2021.

F3: Includes 40,000 remaining unvested restricted shares of common stock, which, upon vesting, settle for shares of common stock, subject to acceleration or forfeiture.

Row 2 · 2021-02-24 · Tax withholding · Disposed 17,524 · Balance 98,027

F4: Such 17,524 shares were forfeited by the reporting person to cover the tax withholdings on the vesting of his Common Stock pursuant to the terms of the Company's 2020 Equity Incentive Plan.

F5: The price per share used to determine the tax withholdings was the average of the high and low sale prices of the Company's common stock on the vesting date, which was February 24, 2020.

F3: Includes 40,000 remaining unvested restricted shares of common stock, which, upon vesting, settle for shares of common stock, subject to acceleration or forfeiture.

Filing footnotes · ownership attribution and instrument terms

F1: Effective February 24, 2021 (the "Grant Date"), the compensation committee of the board of directors of the Company granted the reporting person an aggregate of 60,606 shares (the "Shares") of common stock. The Shares vest immediately on the Grant Date.

F2: The price per share was calculated based on the average of the high and low price of the Company's common stock on the vesting date, which was February 24, 2021.

F3: Includes 40,000 remaining unvested restricted shares of common stock, which, upon vesting, settle for shares of common stock, subject to acceleration or forfeiture.

F4: Such 17,524 shares were forfeited by the reporting person to cover the tax withholdings on the vesting of his Common Stock pursuant to the terms of the Company's 2020 Equity Incentive Plan.

F5: The price per share used to determine the tax withholdings was the average of the high and low sale prices of the Company's common stock on the vesting date, which was February 24, 2020.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2021 Filed Feb 26, 2021 15:08 UTC Altisource Asset Management Corp AAMC · Entity 111602 Tax withholdingCommon Stock 17,524 $23.72 $415,669.28
Disclosure

SEC source: 0001225208-21-003920 · doc4.xml · nonDerivative · entry 2

Chatterjee Indroneel · CIK 0001717094 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,027

F4 · kind: Such 17,524 shares were forfeited by the reporting person to cover the tax withholdings on the vesting of his Common Stock pursuant to the terms of the Company's 2020 Equity Incentive Plan.

F4 · shares: Such 17,524 shares were forfeited by the reporting person to cover the tax withholdings on the vesting of his Common Stock pursuant to the terms of the Company's 2020 Equity Incentive Plan.

F5 · price: The price per share used to determine the tax withholdings was the average of the high and low sale prices of the Company's common stock on the vesting date, which was February 24, 2020.

F3 · balance_after: Includes 40,000 remaining unvested restricted shares of common stock, which, upon vesting, settle for shares of common stock, subject to acceleration or forfeiture.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 15:08 UTC Altisource Asset Management Corp AAMC · Entity 111602 GrantCommon Stock 60,606 $23.72 $1,437,574.32
Disclosure

SEC source: 0001225208-21-003920 · doc4.xml · nonDerivative · entry 1

Chatterjee Indroneel · CIK 0001717094 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,551

F1 · kind: Effective February 24, 2021 (the "Grant Date"), the compensation committee of the board of directors of the Company granted the reporting person an aggregate of 60,606 shares (the "Shares") of common stock. The Shares vest immediately on the Grant Date.

F2 · price: The price per share was calculated based on the average of the high and low price of the Company's common stock on the vesting date, which was February 24, 2021.

F3 · balance_after: Includes 40,000 remaining unvested restricted shares of common stock, which, upon vesting, settle for shares of common stock, subject to acceleration or forfeiture.

Read SEC document
January 30, 2021 Filed Feb 16, 2021 16:49 UTC Altisource Asset Management Corp AAMC · Entity 111602 Tax withholdingCommon Stock 5,055 $20.92 $105,750.60
Disclosure

SEC source: 0001225208-21-002508 · doc4.xml · nonDerivative · entry 1

Chatterjee Indroneel · CIK 0001717094 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,945

Read SEC document
August 17, 2020 Filed Aug 19, 2020 19:34 UTC Altisource Asset Management Corp AAMC · Entity 111602 GrantSeries L Preferred Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-010759 · doc4.xml · nonDerivative · entry 1

Chatterjee Indroneel · CIK 0001717094 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

F1 · price: 100 shares of Series L Preferred Stock were issued to the Reporting Person pursuant to a Preferred Stock Agreement, dated August 17, 2020, under the Company's 2016 Employee Preferred Stock Plan.

Read SEC document
January 30, 2020 Filed Jan 31, 2020 17:51 UTC Altisource Asset Management Corp AAMC · Entity 111602 GrantStock Options · Derivative 60,000 $0.00 Strike: $13.11 $0.00
Disclosure

SEC source: 0001225208-20-001425 · doc4.xml · derivative · entry 2

Chatterjee Indroneel · CIK 0001717094 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2030-01-30

F3 · derivative.exercise_date: The options were awarded on January 30, 2020. 40,000 of such options will vest in three equal annual installments commencing on the date on the first date on which the closing price of common stock of the Company is equal to or exceeds four times the exercise price of the options, subject to acceleration or forfeiture. 20,000 of such options will vest in three equal annual installments commencing on the date on the first date on which the closing price of common stock of the Company is equal to or exceeds eight times the exercise price of the options, subject to acceleration or forfeiture.

F4 · derivative.expiration_date: In no event shall all or any portion of the option be exercisable after the tenth anniversary of the date of grant (such ten-year period, the "Option Period"), and any unexercised portion of the option shall terminate at the end of the Option Period. Subject to certain exceptions in connection with the death, disability or termination of the reporting person without cause or for good reason, the option may only be exercised while the reporting person is employed by the Company or one of its subsidiaries.

F3 · derivative.underlying_shares: The options were awarded on January 30, 2020. 40,000 of such options will vest in three equal annual installments commencing on the date on the first date on which the closing price of common stock of the Company is equal to or exceeds four times the exercise price of the options, subject to acceleration or forfeiture. 20,000 of such options will vest in three equal annual installments commencing on the date on the first date on which the closing price of common stock of the Company is equal to or exceeds eight times the exercise price of the options, subject to acceleration or forfeiture.

Read SEC document
January 30, 2020 Filed Jan 31, 2020 17:51 UTC Altisource Asset Management Corp AAMC · Entity 111602 GrantCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001425 · doc4.xml · nonDerivative · entry 1

Chatterjee Indroneel · CIK 0001717094 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

F1 · kind: On January 30, 2020 (the "Date of Grant"), the compensation committee of the board of directors of the Company granted the reporting person an aggregate of 60,000 restricted shares (the "Shares") of common stock pursuant to a Restricted Stock Award Agreement. The Shares vest in equal annual installments on each of the first four anniversaries of the Date of Grant, subject to acceleration or forfeiture in certain circumstances.

F1 · price: On January 30, 2020 (the "Date of Grant"), the compensation committee of the board of directors of the Company granted the reporting person an aggregate of 60,000 restricted shares (the "Shares") of common stock pursuant to a Restricted Stock Award Agreement. The Shares vest in equal annual installments on each of the first four anniversaries of the Date of Grant, subject to acceleration or forfeiture in certain circumstances.

F2 · balance_after: Includes 60,000 remaining unvested restricted shares of common stock, which, upon vesting, settle for shares of common stock, subject to acceleration or forfeiture.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 22:51 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 GrantCommon Stock 22,186 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002939 · doc4.xml · nonDerivative · entry 1

Chatterjee Indroneel · CIK 0001717094 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,719

F1 · shares: In accordance with his employment agreement (as disclosed on August 9, 2017), on February 12, 2018, Mr. Chatterjee received a grant of 22,186 restricted shares of ASPS common stock with an award value of $540,000. The restricted shares are scheduled to vest in four equal installments on the first, second, third and fourth anniversaries of the grant date (i.e., February 12, 2019, February 12, 2020, February 12, 2021 and February 12, 2022). Mr. Chatterjee has no voting rights with respect to these shares until they vest.

F2 · balance_after: Includes 19,533 time-based restricted shares of ASPS common stock, which are scheduled to vest in four equal installments on the first, second, third and fourth anniversaries of the October 5, 2017 grant date (i.e., October 5, 2018, October 5, 2019, October 5, 2020 and October 5, 2021). Mr. Chatterjee has no voting rights with respect to these shares until they vest.

Read SEC document
October 31, 2017 Filed Nov 1, 2017 19:30 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 PurchaseCommon Stock 300 $26.31 $7,893.00
Disclosure

SEC source: 0001225208-17-016727 · doc4.xml · nonDerivative · entry 2

Chatterjee Indroneel · CIK 0001717094 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,200

Read SEC document
October 31, 2017 Filed Nov 1, 2017 19:30 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 PurchaseCommon Stock 900 $26.32 $23,688.00
Disclosure

SEC source: 0001225208-17-016727 · doc4.xml · nonDerivative · entry 1

Chatterjee Indroneel · CIK 0001717094 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 900

Read SEC document
October 05, 2017 Filed Oct 10, 2017 22:12 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 GrantStock Options · Derivative 20,000 $0.00 Strike: $27.29 $0.00
Disclosure

SEC source: 0001225208-17-016174 · doc4.xml · derivative · entry 2

Chatterjee Indroneel · CIK 0001717094 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2027-10-05

F2 · derivative.exercise_date: Upon joining on October 5, 2017, Mr. Chatterjee was granted 20,000 market-based options. 13,333 of the market-based options vest in 3 increments: (a) 4,444 of the options vest when: (i) the share price doubles the exercise price and (ii) investors achieve a 20% Annualized Rate of Return based on the exercise price; and (b) thereafter, 4,444 of the options vest on the first anniversary of the initial vesting and 4,445 of the options vest on the second anniversary of the initial vesting. The remaining 6,667 market-based options vest in 3 increments: (a) 2,222 of the options vest when: (i) the share price triples the exercise price and (ii) investors achieve a 25% Annualized Rate of Return based on the exercise price; and (b) thereafter, 2,222 of the options vest on the first anniversary of the initial vesting and 2,223 of the options vest on the second anniversary of the initial vesting.

Read SEC document
October 05, 2017 Filed Oct 10, 2017 22:12 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 GrantCommon Stock 19,533 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-016174 · doc4.xml · nonDerivative · entry 1

Chatterjee Indroneel · CIK 0001717094 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,533

F1 · shares: Upon joining on October 5, 2017, Mr. Chatterjee was granted 19,533 time-based restricted shares of ASPS common stock, which are scheduled to vest in four equal installments on the first, second, third and fourth anniversaries of the October 5, 2017 grant date (i.e., October 5, 2018, October 5, 2019, October 5, 2020 and October 5, 2021). Mr. Chatterjee has no voting rights with respect to these shares until they vest.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.