Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALTISOURCE PORTFOLIO SOLUTIONS S.A.ASPS · Entity 7079 | President, Servicer Solutions | November 13, 2018 | November 15, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALTISOURCE PORTFOLIO SOLUTIONS S.A.
Report date November 13, 2018 · Filed November 15, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,606 |
Reported balance
After 2018-11-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-11-13 · Tax withholding · Disposed 1,769 · Balance 26,606 F1: Represents shares surrendered by Mr. Davila for tax withholdings due as a result of the vesting of 3,750 restricted shares of ASPS common stock. The shares were surrendered pursuant to the terms of his November 13, 2017 Restricted Stock Award Agreement. Pursuant to the terms of the Restricted Stock Award Agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on November 13, 2018. F2: Includes (i) 1,867 time-based restricted shares of ASPS common stock (hereinafter Restricted Shares), which are scheduled to vest (and will be issued) on the 4th anniversary of the 4/15/15 grant date (i.e., 4/15/19); (ii) 1,005 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 2 equal installments on the 2nd and 3rd anniversaries of the 4/7/17 grant date (i.e., 4/7/19 and 4/7/20); (iii) 3,333 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 2 equal installments on the 2nd and 3rd anniversaries of the 7/27/17 grant date (i.e., 7/27/19 and 7/27/20); and (iv) 11,250 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 3 equal installments on the 2nd, 3rd and 4th anniversaries of the 11/13/17 grant date (i.e., 11/13/19, 11/13/20 and 11/13/21). Mr. Davila has no voting rights with respect to these shares until they vest. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares surrendered by Mr. Davila for tax withholdings due as a result of the vesting of 3,750 restricted shares of ASPS common stock. The shares were surrendered pursuant to the terms of his November 13, 2017 Restricted Stock Award Agreement. Pursuant to the terms of the Restricted Stock Award Agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on November 13, 2018.
F2: Includes (i) 1,867 time-based restricted shares of ASPS common stock (hereinafter Restricted Shares), which are scheduled to vest (and will be issued) on the 4th anniversary of the 4/15/15 grant date (i.e., 4/15/19); (ii) 1,005 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 2 equal installments on the 2nd and 3rd anniversaries of the 4/7/17 grant date (i.e., 4/7/19 and 4/7/20); (iii) 3,333 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 2 equal installments on the 2nd and 3rd anniversaries of the 7/27/17 grant date (i.e., 7/27/19 and 7/27/20); and (iv) 11,250 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 3 equal installments on the 2nd, 3rd and 4th anniversaries of the 11/13/17 grant date (i.e., 11/13/19, 11/13/20 and 11/13/21). Mr. Davila has no voting rights with respect to these shares until they vest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 13, 2018 Filed Nov 15, 2018 20:41 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | Tax withholdingCommon Stock | 1,769 | $22.84 | $40,403.96 |
DisclosureSEC source: 0001664272-18-000056 · f4_a1e1n00000k1qruuaz-live.xml · nonDerivative · entry 1 DAVILA JOSEPH A. · CIK 0001609339 · President, Servicer Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,606 F1 · shares: Represents shares surrendered by Mr. Davila for tax withholdings due as a result of the vesting of 3,750 restricted shares of ASPS common stock. The shares were surrendered pursuant to the terms of his November 13, 2017 Restricted Stock Award Agreement. Pursuant to the terms of the Restricted Stock Award Agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on November 13, 2018. F2 · balance_after: Includes (i) 1,867 time-based restricted shares of ASPS common stock (hereinafter Restricted Shares), which are scheduled to vest (and will be issued) on the 4th anniversary of the 4/15/15 grant date (i.e., 4/15/19); (ii) 1,005 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 2 equal installments on the 2nd and 3rd anniversaries of the 4/7/17 grant date (i.e., 4/7/19 and 4/7/20); (iii) 3,333 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 2 equal installments on the 2nd and 3rd anniversaries of the 7/27/17 grant date (i.e., 7/27/19 and 7/27/20); and (iv) 11,250 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 3 equal installments on the 2nd, 3rd and 4th anniversaries of the 11/13/17 grant date (i.e., 11/13/19, 11/13/20 and 11/13/21). Mr. Davila has no voting rights with respect to these shares until they vest. Read SEC document |
| July 27, 2018 Filed Jul 30, 2018 20:16 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | Tax withholdingCommon Stock | 786 | $33.83 | $26,590.38 |
DisclosureSEC source: 0001664272-18-000053 · f4_a1e1n00000gbqeyuap-live.xml · nonDerivative · entry 1 DAVILA JOSEPH A. · CIK 0001609339 · President, Servicer Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,375 F1 · shares: Represents shares surrendered by Mr. Davila for tax withholdings due as a result of the vesting of 1,667 restricted shares of ASPS common stock. The shares were surrendered pursuant to the terms of his July 27, 2017 Restricted Stock Award Agreement. Pursuant to the terms of the Restricted Stock Award Agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on July 27, 2018. F2 · balance_after: Includes (i) 1,867 time-based restricted shares of ASPS common stock (hereinafter Restricted Shares), which are scheduled to vest (and will be issued) on the 4th anniversary of the 4/15/15 grant date (i.e., 4/15/19); (ii) 1,005 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 2 equal installments on the 2nd and 3rd anniversaries of the 4/7/17 grant date (i.e., 4/7/19 and 4/7/20); (iii) 3,333 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 2 equal installments on the 2nd and 3rd anniversaries of the 7/27/17 grant date (i.e., 7/27/19 and 7/27/20); and (iv) 15,000 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 4 equal installments on the 1st, 2nd, 3rd and 4th anniversaries of the 11/13/17 grant date (i.e., 11/13/18, 11/13/19, 11/13/20 and 11/13/21). Mr. Davila has no voting rights with respect to these shares until they vest. Read SEC document |
| April 15, 2018 Filed Apr 17, 2018 17:18 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | Tax withholdingCommon Stock | 880 | $25.55 | $22,484.00 |
DisclosureSEC source: 0001664272-18-000040 · f4_a1e1n00000gbo8ruax-live.xml · nonDerivative · entry 1 DAVILA JOSEPH A. · CIK 0001609339 · President, Servicer Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,161 F1 · shares: Represents shares surrendered by Mr. Davila for tax withholdings due as a result of the vesting of 1,866 restricted shares of ASPS common stock. The shares were surrendered pursuant to the terms of his April 15, 2015 Restricted Stock Award Agreement. Pursuant to the terms of the Restricted Stock Award Agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on April 16, 2018. F2 · balance_after: Includes (i) 1,867 time-based restricted shares of ASPS common stock (hereinafter Restricted Shares), which are scheduled to vest (and will be issued) on the 4th anniversary of the 4/15/15 grant date (i.e., 4/15/19); (ii) 1,005 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 2 equal installments on the 2nd and 3rd anniversaries of the 4/7/17 grant date (i.e., 4/7/19 and 4/7/20); (iii) 5,000 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 3 equal installments on the 1st, 2nd and 3rd anniversaries of the 7/27/17 grant date (i.e., 7/27/18, 7/27/19 and 7/27/20); and (iv) 15,000 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 4 equal installments on the 1st, 2nd, 3rd and 4th anniversaries of the 11/13/17 grant date (i.e., 11/13/18, 11/13/19, 11/13/20 and 11/13/21). Mr. Davila has no voting rights with respect to these shares until they vest. Read SEC document |
| April 07, 2018 Filed Apr 10, 2018 18:05 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | Tax withholdingCommon Stock | 237 | $26.09 | $6,183.33 |
DisclosureSEC source: 0001664272-18-000035 · f4_a1e1n00000deubquaz-live.xml · nonDerivative · entry 1 DAVILA JOSEPH A. · CIK 0001609339 · President, Servicer Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,041 F1 · shares: Represents shares surrendered by Mr. Davila for tax withholdings due as a result of the vesting of 503 restricted shares of ASPS common stock. The shares were surrendered pursuant to the terms of his April 7, 2017 Restricted Stock Award Agreement. Pursuant to the terms of the Restricted Stock Award Agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on April 9, 2018. F2 · balance_after: Includes (i) 3,733 time-based restricted shares of ASPS common stock (hereinafter Restricted Shares), which are scheduled to vest (and will be issued) in 2 equal installments on the 3rd and 4th anniversaries of the 4/15/15 grant date (i.e., 4/15/18 and 4/15/19); (ii) 1,005 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 2 equal installments on the 2nd and 3rd anniversaries of the 4/7/17 grant date (i.e., 4/7/19 and 4/7/20); (iii) 5,000 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 3 equal installments on the 1st, 2nd and 3rd anniversaries of the 7/27/17 grant date (i.e., 7/27/18, 7/27/19 and 7/27/20); and (iv) 15,000 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 4 equal installments on the 1st, 2nd, 3rd and 4th anniversaries of the 11/13/17 grant date (i.e., 11/13/18, 11/13/19, 11/13/20 and 11/13/21). Mr. Davila has no voting rights with respect to these shares until they vest. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 22:25 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | GrantRestricted Share Units · Derivative | 6,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-18-000014 · f4_a1e1n000005fnjquai-live.xml · derivative · entry 1 DAVILA JOSEPH A. · CIK 0001609339 · President, Servicer Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,196 Underlying: Common Stock · 6,196 shares Expires not disclosed F1 · derivative.exercise_price: On February 12, 2018, Mr. Davila was granted 6,196 restricted share units ("RSUs"). Each RSU represents a contingent right to receive one share of ASPS common stock. F2 · derivative.exercise_date: The RSUs are scheduled to vest in four equal installments on the first, second, third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2019, February 12, 2020, February 12, 2021 and February 12, 2022). F2 · derivative.expiration_date: The RSUs are scheduled to vest in four equal installments on the first, second, third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2019, February 12, 2020, February 12, 2021 and February 12, 2022). Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 21:43 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017356 · doc4.xml · nonDerivative · entry 1 DAVILA JOSEPH A. · CIK 0001609339 · President, Servicer Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,278 F1 · shares: On November 13, 2017, Mr. Davila was granted 15,000 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in four equal installments on the first, second, third and fourth anniversaries of the grant date (i.e., November 13, 2018, November 13, 2019, November 13, 2020 and November 13, 2021). Mr. Davila has no voting rights with respect to these shares until they vest. F2 · balance_after: Includes (i) 3,733 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the third and fourth anniversaries of the April 15, 2015 grant date (i.e., April 15, 2018 and April 15, 2019), (ii) 1,508 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the April 7, 2017 grant date (i.e., April 7, 2018, April 7, 2019 and April 7, 2020) and (iii) 5,000 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the July 27, 2017 grant date (i.e., July 27, 2018, July 27, 2019 and July 27, 2020). Mr. Davila has no voting rights with respect to these shares until they vest. Read SEC document |
| September 06, 2017 Filed Sep 7, 2017 19:41 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | Exercise / conversionStock Options · Derivative | 1,100 | $0.00 Strike: $18.79 | $0.00 |
DisclosureSEC source: 0001609339-17-000001 · primary_doc.xml · derivative · entry 2 DAVILA JOSEPH A. · CIK 0001609339 · President, Servicer Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,100 Underlying: Common Stock · 1,100 shares Expires 2025-04-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 06, 2017 Filed Sep 7, 2017 19:41 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | Exercise / conversionCommon Stock | 1,100 | $18.79 | $20,669.00 |
DisclosureSEC source: 0001609339-17-000001 · primary_doc.xml · nonDerivative · entry 1 DAVILA JOSEPH A. · CIK 0001609339 · President, Servicer Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,278 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Acquired by the exercise of options granted pursuant to a stock option award. Mr. Davila elected to pay the exercise price and taxes associated with all 1,100 exercised options and retain the resulting 1,100 shares. F2 · balance_after: Includes (i) 3,733 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the third and fourth anniversaries of the April 15, 2015 grant date (i.e., April 15, 2018 and April 15, 2019), (ii) 1,508 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued)in three equal installments on the first, second and third anniversaries of the April 7, 2017 grant date (i.e., April 7, 2018, April 7, 2019 and April 7, 2020) and (iii) 5,000 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the July 27, 2017 grant date (i.e., July 27, 2018, July 27, 2019 and July 27, 2020). Mr. Davila has no voting rights with respect to these shares until they vest. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 13:03 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | GrantStock Options · Derivative | 5,000 | $0.00 Strike: $27.65 | $0.00 |
DisclosureSEC source: 0001225208-17-012998 · doc4.xml · derivative · entry 2 DAVILA JOSEPH A. · CIK 0001609339 · President, Servicer Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2027-07-27 F3 · derivative.exercise_date: On July 27, 2017, Mr. Davila was granted 5,000 market-based options. 3,333 of the market-based options vest in 3 increments: (a) 1,111 of the options vest when (i) the share price doubles the exercise price and (ii) investors achieve a 20% Annualized Rate of Return based on the exercise price; and (b) thereafter, 1,111 of the options vest on each of the first two anniversaries of the initial vesting. The remaining 1,667 market-based options vest in 3 increments: (a) 555 of the options vest when (i) the share price triples the exercise price and (ii) investors achieve a 25% Annualized Rate of Return based on the exercise price; and (b) thereafter, 556 of the options vest on each of the first two anniversaries of the initial vesting. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 13:03 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-012998 · doc4.xml · nonDerivative · entry 1 DAVILA JOSEPH A. · CIK 0001609339 · President, Servicer Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,178 F1 · shares: On July 27, 2017, Mr. Davila was granted 5,000 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the grant date (i.e., July 27, 2018, July 27, 2019 and July 27, 2020). Mr. Davila has no voting rights with respect to these shares until they vest. F2 · balance_after: Includes (i) 3,733 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the third and fourth anniversaries of the April 15, 2015 grant date (i.e., April 15, 2018 and April 15, 2019) and (ii) 1,508 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the April 7, 2017 grant date (i.e., April 7, 2018, April 7, 2019 and April 7, 2020). Mr. Davila has no voting rights with respect to these shares until they vest. Read SEC document |
| April 15, 2017 Filed Apr 18, 2017 20:12 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | Tax withholdingCommon Stock | 880 | $42.78 | $37,646.40 |
DisclosureSEC source: 0001225208-17-008108 · doc4.xml · nonDerivative · entry 1 DAVILA JOSEPH A. · CIK 0001609339 · President, Servicer Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,178 F1 · shares: Represents shares surrendered by Mr. Davila for tax withholdings due as a result of the vesting of 1,867 restricted shares. The shares were surrendered pursuant to the terms of his April 15, 2015 Restricted Stock Award Agreement. Pursuant to the terms of the Restricted Stock Award Agreement, the price per share used to determine the tax withholdings was the opening price of the Company's common stock on April 17, 2017. F2 · balance_after: Includes (i) 3,733 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the third and fourth anniversaries of the April 15, 2015 grant date (i.e., April 15, 2018 and April 15, 2019) and (ii) 1,508 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the April 7, 2017 grant date (i.e., April 7, 2018, April 7, 2019 and April 7, 2020). Mr. Davila has no voting rights with respect to these shares until they vest. Read SEC document |
| April 07, 2017 Filed Apr 11, 2017 15:58 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | GrantCommon Stock | 1,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007944 · doc4.xml · nonDerivative · entry 1 DAVILA JOSEPH A. · CIK 0001609339 · President, Servicer Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,058 F1 · shares: On April 7, 2017, Mr. Davila was granted 1,508 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the grant date (i.e., April 7, 2018, April 7, 2019 and April 7, 2020). Mr. Davila has no voting rights with respect to these shares until they vest. F2 · balance_after: Includes 5,600 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the second, third and fourth anniversaries of the April 15, 2015 grant date (i.e., April 15, 2017, April 15, 2018 and April 15, 2019). Mr. Davila has no voting rights with respect to these shares until they vest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.