Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALTISOURCE PORTFOLIO SOLUTIONS S.A.ASPS · Entity 7079 | Chief Admin & Risk Officer | March 21, 2020 | March 24, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALTISOURCE PORTFOLIO SOLUTIONS S.A.
Report date March 21, 2020 · Filed March 24, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 250,112 |
Reported balance
After 2020-03-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-03-21 · Tax withholding · Disposed 1,884 · Balance 250,112 F3: Of the 3,994 RSUs vesting into shares reported above, 1,884 shares were foregone to pay for the tax withholding with a net issuance to Mr. Wilcox of 2,110 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 23, 2020. F2: Includes 1,005 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Mr. Wilcox has no voting rights with respect to these shares until they vest. |
| Common StockSEC Table I · non-derivative | Direct | 251,996 |
Reported balance
After 2020-03-21 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-03-21 · Grant · Acquired 3,994 · Balance 251,996 F1: 3,994 shares of ASPS common stock received upon the vesting of previously granted performance-based restricted share units ("RSUs") pursuant to an award under the 2019 Long Term Incentive Plan. F2: Includes 1,005 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Mr. Wilcox has no voting rights with respect to these shares until they vest. |
Filing footnotes · ownership attribution and instrument terms
F1: 3,994 shares of ASPS common stock received upon the vesting of previously granted performance-based restricted share units ("RSUs") pursuant to an award under the 2019 Long Term Incentive Plan.
F2: Includes 1,005 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Mr. Wilcox has no voting rights with respect to these shares until they vest.
F3: Of the 3,994 RSUs vesting into shares reported above, 1,884 shares were foregone to pay for the tax withholding with a net issuance to Mr. Wilcox of 2,110 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 23, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 21, 2020 Filed Mar 24, 2020 16:47 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | GrantCommon Stock | 3,994 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-20-000078 · f4_a1e2k00000jxxx0uaj-live.xml · nonDerivative · entry 2 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,996 F1 · shares: 3,994 shares of ASPS common stock received upon the vesting of previously granted performance-based restricted share units ("RSUs") pursuant to an award under the 2019 Long Term Incentive Plan. F2 · balance_after: Includes 1,005 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Mr. Wilcox has no voting rights with respect to these shares until they vest. Read SEC document |
| March 21, 2020 Filed Mar 24, 2020 16:47 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | Tax withholdingCommon Stock | 1,884 | $8.26 | $15,561.84 |
DisclosureSEC source: 0001664272-20-000078 · f4_a1e2k00000jxxx0uaj-live.xml · nonDerivative · entry 1 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,112 F3 · shares: Of the 3,994 RSUs vesting into shares reported above, 1,884 shares were foregone to pay for the tax withholding with a net issuance to Mr. Wilcox of 2,110 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 23, 2020. F2 · balance_after: Includes 1,005 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Mr. Wilcox has no voting rights with respect to these shares until they vest. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 20:11 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | Exercise / conversionRestricted Share Units · Derivative | 2,175 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001664272-20-000065 · f4_a1e2k00000jm4wruaz-live.xml · derivative · entry 4 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,175 Underlying: Common Stock · 4,350 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 2,175 RSUs are expected to vest on May 15, 2020, pursuant to the October 11, 2019 Agreement among Altisource Sarl and Kevin J. Wilcox. Each RSU represents a contingent right to receive one share of ASPS common stock. F4 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 2,175 RSUs are expected to vest on May 15, 2020, pursuant to the October 11, 2019 Agreement among Altisource Sarl and Kevin J. Wilcox. Each RSU represents a contingent right to receive one share of ASPS common stock. F4 · balance_after: Represents the vesting of RSUs. The remaining 2,175 RSUs are expected to vest on May 15, 2020, pursuant to the October 11, 2019 Agreement among Altisource Sarl and Kevin J. Wilcox. Each RSU represents a contingent right to receive one share of ASPS common stock. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 20:11 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | Exercise / conversionRestricted Share Units · Derivative | 5,438 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001664272-20-000065 · f4_a1e2k00000jm4wruaz-live.xml · derivative · entry 3 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,438 Underlying: Common Stock · 10,876 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 5,438 RSUs are expected to vest on May 15, 2020, pursuant to the October 11, 2019 Agreement among Altisource Sarl and Kevin J. Wilcox. Each RSU represents a contingent right to receive one share of ASPS common stock. F5 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 5,438 RSUs are expected to vest on May 15, 2020, pursuant to the October 11, 2019 Agreement among Altisource Sarl and Kevin J. Wilcox. Each RSU represents a contingent right to receive one share of ASPS common stock. F5 · balance_after: Represents the vesting of RSUs. The remaining 5,438 RSUs are expected to vest on May 15, 2020, pursuant to the October 11, 2019 Agreement among Altisource Sarl and Kevin J. Wilcox. Each RSU represents a contingent right to receive one share of ASPS common stock. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 20:11 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | Exercise / conversionCommon Stock | 7,613 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-20-000065 · f4_a1e2k00000jm4wruaz-live.xml · nonDerivative · entry 2 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 7,613 shares of ASPS common stock received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2009 Equity Incentive Plan, as amended and the 2018 Annual Incentive Plan. F2 · balance_after: Includes 1,005 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Mr. Wilcox has no voting rights with respect to these shares until they vest. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 20:11 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | Tax withholdingCommon Stock | 3,590 | $18.91 | $67,886.90 |
DisclosureSEC source: 0001664272-20-000065 · f4_a1e2k00000jm4wruaz-live.xml · nonDerivative · entry 1 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,002 F3 · shares: Of the 7,613 RSUs vesting into shares reported above 3,590 shares were foregone to pay for the tax withholding with a net issuance to Mr. Wilcox of 4,023 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 25, 2020. F2 · balance_after: Includes 1,005 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Mr. Wilcox has no voting rights with respect to these shares until they vest. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 16:33 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | Exercise / conversionRestricted Share Units · Derivative | 12,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001664272-20-000034 · f4_a1e2k00000jtljsuap-live.xml · derivative · entry 3 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 25,000 RSUs are expected to vest on May 15, 2020, pursuant to the October 11, 2019 Agreement among Altisource Sarl and Kevin J. Wilcox. Each RSU represents a contingent right to receive one share of ASPS common stock. F4 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 25,000 RSUs are expected to vest on May 15, 2020, pursuant to the October 11, 2019 Agreement among Altisource Sarl and Kevin J. Wilcox. Each RSU represents a contingent right to receive one share of ASPS common stock. F4 · balance_after: Represents the vesting of RSUs. The remaining 25,000 RSUs are expected to vest on May 15, 2020, pursuant to the October 11, 2019 Agreement among Altisource Sarl and Kevin J. Wilcox. Each RSU represents a contingent right to receive one share of ASPS common stock. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 16:33 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | Exercise / conversionCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-20-000034 · f4_a1e2k00000jtljsuap-live.xml · nonDerivative · entry 2 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 12,500 shares of ASPS common stock received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2018 Long Term Incentive Plan. F2 · balance_after: Includes 1,005 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Mr. Wilcox has no voting rights with respect to these shares until they vest. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 16:33 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | Tax withholdingCommon Stock | 5,897 | $19.60 | $115,581.20 |
DisclosureSEC source: 0001664272-20-000034 · f4_a1e2k00000jtljsuap-live.xml · nonDerivative · entry 1 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,979 F3 · shares: Of the 12,500 RSUs vesting into shares reported above, 5,897 shares were foregone to pay for the tax withholding with a net issuance to Mr. Wilcox of 6,603 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 12, 2020. F2 · balance_after: Includes 1,005 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Mr. Wilcox has no voting rights with respect to these shares until they vest. Read SEC document |
| April 15, 2019 Filed Apr 16, 2019 16:25 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | Tax withholdingCommon Stock | 3,223 | $24.86 | $80,123.78 |
DisclosureSEC source: 0001664272-19-000050 · f4_a1e1n00000odbr2uaj-live.xml · nonDerivative · entry 1 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,376 F1 · shares: 3,223 shares of the 6,833 shares of ASPS common stock received upon the vesting of 6,833 shares pursuant to the terms of Mr. Wilcox's April 15, 2015 Restricted Stock Award Agreement were foregone to pay for tax withholdings. Pursuant to the terms of the agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on April 15, 2019. F2 · balance_after: Includes 1,005 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the 4/7/17 grant date (i.e., 4/7/20). Mr. Wilcox has no voting rights with respect to these shares until they vest. Read SEC document |
| April 07, 2019 Filed Apr 9, 2019 16:29 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | Tax withholdingCommon Stock | 474 | $24.76 | $11,736.24 |
DisclosureSEC source: 0001664272-19-000044 · f4_a1e1n00000nowpvua1-live.xml · nonDerivative · entry 1 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,599 F1 · shares: 474 shares of the 1,006 shares of ASPS common stock received upon the vesting of 1,006 restricted shares pursuant to the terms of Mr. Wilcox's April 7, 2017 Restricted Stock Award Agreement were foregone to pay for tax withholdings. Pursuant to the terms of the agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on April 8, 2019. F2 · balance_after: Includes (i) 6,833 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the fourth anniversary of the April 15, 2015 grant date (i.e., April 15, 2019) and (ii) 1,005 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Mr. Wilcox has no voting rights with respect to these shares until they vest. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 16:42 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | GrantRestricted Share Units · Derivative | 10,876 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-19-000028 · f4_a1e1n00000nmayauah-live.xml · derivative · entry 2 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,876 Underlying: Common Stock · 10,876 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock. F2 · derivative.exercise_date: Award granted as part of Mr. Wilcox's annual incentive compensation for the 2018 service year ("2018 Annual Incentive Compensation") based on his personal scorecard performance. As previously reported in a Form 8-K filed on February 16, 2018, the annual incentive award program was amended to require executives to elect to have a minimum of 25% of their annual incentive compensation that was previously paid in cash paid in RSUs. Mr. Wilcox elected to receive 50% of his 2018 Annual Incentive Compensation in cash and 50% in RSUs, resulting in the grant of 10,876 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021). F2 · derivative.expiration_date: Award granted as part of Mr. Wilcox's annual incentive compensation for the 2018 service year ("2018 Annual Incentive Compensation") based on his personal scorecard performance. As previously reported in a Form 8-K filed on February 16, 2018, the annual incentive award program was amended to require executives to elect to have a minimum of 25% of their annual incentive compensation that was previously paid in cash paid in RSUs. Mr. Wilcox elected to receive 50% of his 2018 Annual Incentive Compensation in cash and 50% in RSUs, resulting in the grant of 10,876 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021). F2 · balance_after: Award granted as part of Mr. Wilcox's annual incentive compensation for the 2018 service year ("2018 Annual Incentive Compensation") based on his personal scorecard performance. As previously reported in a Form 8-K filed on February 16, 2018, the annual incentive award program was amended to require executives to elect to have a minimum of 25% of their annual incentive compensation that was previously paid in cash paid in RSUs. Mr. Wilcox elected to receive 50% of his 2018 Annual Incentive Compensation in cash and 50% in RSUs, resulting in the grant of 10,876 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021). Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 16:42 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | GrantRestricted Share Units · Derivative | 4,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-19-000028 · f4_a1e1n00000nmayauah-live.xml · derivative · entry 1 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,350 Underlying: Common Stock · 4,350 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock. F3 · derivative.exercise_date: As previously reported in a Form 8-K filed on February 16, 2018, a one-time additional equity award was granted to Mr. Wilcox for the Company's achievement of 2018 target adjusted earnings per share and Mr. Wilcox's achievement of a designated level of scorecard performance for the 2018 service year. Mr. Wilcox was granted 4,350 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021). F3 · derivative.expiration_date: As previously reported in a Form 8-K filed on February 16, 2018, a one-time additional equity award was granted to Mr. Wilcox for the Company's achievement of 2018 target adjusted earnings per share and Mr. Wilcox's achievement of a designated level of scorecard performance for the 2018 service year. Mr. Wilcox was granted 4,350 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021). F3 · balance_after: As previously reported in a Form 8-K filed on February 16, 2018, a one-time additional equity award was granted to Mr. Wilcox for the Company's achievement of 2018 target adjusted earnings per share and Mr. Wilcox's achievement of a designated level of scorecard performance for the 2018 service year. Mr. Wilcox was granted 4,350 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021). Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 17:45 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | Exercise / conversionRestricted Share Units · Derivative | 12,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001664272-19-000013 · f4_a1e1n00000nfv83uab-live.xml · derivative · entry 4 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 37,500 RSUs are scheduled to vest in three equal installments on the second, third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2020; February 12, 2021; and February 12, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock. F4 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 37,500 RSUs are scheduled to vest in three equal installments on the second, third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2020; February 12, 2021; and February 12, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock. F4 · balance_after: Represents the vesting of RSUs. The remaining 37,500 RSUs are scheduled to vest in three equal installments on the second, third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2020; February 12, 2021; and February 12, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 17:45 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | GrantStock Options · Derivative | 100,000 | $0.00 Strike: $24.82 | $0.00 |
DisclosureSEC source: 0001664272-19-000013 · f4_a1e1n00000nfv83uab-live.xml · derivative · entry 3 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F5 · derivative.exercise_date: Consists of 25,000 options that vested on February 12, 2019 due to stated criteria and 75,000 options that are scheduled to vest in three equal installments on the first, second and third anniversaries of the February 12, 2019 initial vesting date (i.e., February 12, 2020; February 12, 2021; and February 12, 2022), pursuant to an award under the 2018 LTIP. F5 · derivative.expiration_date: Consists of 25,000 options that vested on February 12, 2019 due to stated criteria and 75,000 options that are scheduled to vest in three equal installments on the first, second and third anniversaries of the February 12, 2019 initial vesting date (i.e., February 12, 2020; February 12, 2021; and February 12, 2022), pursuant to an award under the 2018 LTIP. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 17:45 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | Exercise / conversionCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-19-000013 · f4_a1e1n00000nfv83uab-live.xml · nonDerivative · entry 2 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,970 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 12,500 shares of ASPS common stock received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2018 Long Term Incentive Plan ("2018 LTIP"). F2 · balance_after: Includes (i) 6,833 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the fourth anniversary of the April 15, 2015 grant date (i.e., April 15, 2019) and (ii) 2,011 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the second and third anniversaries of the April 7, 2017 grant date (i.e., April 7, 2019 and April 7, 2020). Mr. Wilcox has no voting rights with respect to these shares until they vest. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 17:45 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | Tax withholdingCommon Stock | 5,897 | $24.41 | $143,945.77 |
DisclosureSEC source: 0001664272-19-000013 · f4_a1e1n00000nfv83uab-live.xml · nonDerivative · entry 1 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,073 F3 · shares: 5,897 shares of the 12,500 shares received upon vesting of RSUs awarded under the 2018 LTIP were foregone to pay for the tax withholdings. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 12, 2019. F2 · balance_after: Includes (i) 6,833 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the fourth anniversary of the April 15, 2015 grant date (i.e., April 15, 2019) and (ii) 2,011 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the second and third anniversaries of the April 7, 2017 grant date (i.e., April 7, 2019 and April 7, 2020). Mr. Wilcox has no voting rights with respect to these shares until they vest. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 18:10 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | GrantRestricted Share Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002944 · doc4.xml · derivative · entry 1 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: On February 12, 2018, Mr. Wilcox was granted 50,000 restricted share units ("RSUs"). Each RSU represents a contingent right to receive one share of ASPS common stock. F2 · derivative.exercise_date: The RSUs are scheduled to vest in four equal installments on the first, second, third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2019, February 12, 2020, February 12, 2021 and February 12, 2022). F2 · derivative.expiration_date: The RSUs are scheduled to vest in four equal installments on the first, second, third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2019, February 12, 2020, February 12, 2021 and February 12, 2022). Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 07:44 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | Exercise / conversionStock Options · Derivative | 25,833 | $0.00 Strike: $9.14 | $0.00 |
DisclosureSEC source: 0001470461-18-000001 · primary_doc.xml · derivative · entry 9 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,833 shares Expires 2018-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: Following the reported transaction, Mr. Wilcox holds no vested options relating to this grant. Mr. Wilcox holds a total of 132,667 vested options from other grants. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 07:44 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | Exercise / conversionStock Options · Derivative | 25,833 | $0.00 Strike: $9.14 | $0.00 |
DisclosureSEC source: 0001470461-18-000001 · primary_doc.xml · derivative · entry 8 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,833 Underlying: Common Stock · 25,833 shares Expires 2018-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 07:44 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | Exercise / conversionStock Options · Derivative | 1,252 | $0.00 Strike: $9.14 | $0.00 |
DisclosureSEC source: 0001470461-18-000001 · primary_doc.xml · derivative · entry 7 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,666 Underlying: Common Stock · 1,252 shares Expires 2018-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 07:44 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | Exercise / conversionStock Options · Derivative | 12,916 | $0.00 Strike: $9.14 | $0.00 |
DisclosureSEC source: 0001470461-18-000001 · primary_doc.xml · derivative · entry 6 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,918 Underlying: Common Stock · 12,916 shares Expires 2018-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 07:44 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | Exercise / conversionStock Options · Derivative | 12,917 | $0.00 Strike: $9.14 | $0.00 |
DisclosureSEC source: 0001470461-18-000001 · primary_doc.xml · derivative · entry 5 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,834 Underlying: Common Stock · 12,917 shares Expires 2018-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 07:44 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | Exercise / conversionStock Options · Derivative | 12,916 | $0.00 Strike: $9.14 | $0.00 |
DisclosureSEC source: 0001470461-18-000001 · primary_doc.xml · derivative · entry 4 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,751 Underlying: Common Stock · 12,916 shares Expires 2018-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 07:44 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | Exercise / conversionStock Options · Derivative | 12,917 | $0.00 Strike: $9.14 | $0.00 |
DisclosureSEC source: 0001470461-18-000001 · primary_doc.xml · derivative · entry 3 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,667 Underlying: Common Stock · 12,917 shares Expires 2018-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 07:44 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | Exercise / conversionStock Options · Derivative | 12,917 | $0.00 Strike: $9.14 | $0.00 |
DisclosureSEC source: 0001470461-18-000001 · primary_doc.xml · derivative · entry 2 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,584 Underlying: Common Stock · 12,917 shares Expires 2018-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 07:44 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | Exercise / conversionCommon Stock | 117,501 | $9.14 | $1,073,959.14 |
DisclosureSEC source: 0001470461-18-000001 · primary_doc.xml · nonDerivative · entry 1 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,470 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Acquired by the exercise of options granted pursuant to a stock option award that expires on July 14, 2018. Mr. Wilcox elected to pay the exercise price and taxes associated with all 117,501 exercised options and retain the resulting 117,501 shares. F2 · balance_after: Includes (i) 13,667 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the third and fourth anniversaries of the April 15, 2015 grant date (i.e., April 15, 2018 and April 15, 2019) and (ii) 3,016 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the April 7, 2017 grant date (i.e., April 7, 2018, April 7, 2019 and April 7, 2020). Mr. Wilcox has no voting rights with respect to these shares until they vest. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 12:52 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | Exercise / conversionStock Options · Derivative | 24,582 | $0.00 Strike: $9.14 | $0.00 |
DisclosureSEC source: 0001289315-17-000002 · primary_doc.xml · derivative · entry 4 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,501 Underlying: Common Stock · 24,582 shares Expires 2018-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: Following the reported transaction, Mr. Wilcox holds 117,501 vested options relating to this grant and an additional 132,667 vested options from other grants for a total of 250,168 vested options. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 12:52 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | Exercise / conversionStock Options · Derivative | 12,917 | $0.00 Strike: $9.14 | $0.00 |
DisclosureSEC source: 0001289315-17-000002 · primary_doc.xml · derivative · entry 3 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,083 Underlying: Common Stock · 12,917 shares Expires 2018-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 12:52 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | Exercise / conversionStock Options · Derivative | 1,668 | $0.00 Strike: $9.14 | $0.00 |
DisclosureSEC source: 0001289315-17-000002 · primary_doc.xml · derivative · entry 2 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,000 Underlying: Common Stock · 1,668 shares Expires 2018-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 12:52 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | Exercise / conversionCommon Stock | 39,167 | $9.14 | $357,986.38 |
DisclosureSEC source: 0001289315-17-000002 · primary_doc.xml · nonDerivative · entry 1 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Acquired by the exercise of options granted pursuant to a stock option award that expires on July 14, 2018. Mr. Wilcox elected to pay the exercise price and taxes associated with all 39,167 exercised options and retain the resulting 39,167 shares. F2 · balance_after: Includes (i) 13,667 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the third and fourth anniversaries of the April 15, 2015 grant date (i.e., April 15, 2018 and April 15, 2019) and (ii) 3,016 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the April 7, 2017 grant date (i.e., April 7, 2018, April 7, 2019 and April 7, 2020). Mr. Wilcox has no voting rights with respect to these shares until they vest. Read SEC document |
| April 15, 2017 Filed Apr 18, 2017 16:06 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | Tax withholdingCommon Stock | 3,223 | $42.78 | $137,879.94 |
DisclosureSEC source: 0001225208-17-008105 · doc4.xml · nonDerivative · entry 1 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,802 F1 · shares: Represents shares surrendered by Mr. Wilcox for tax withholdings due as a result of the vesting of 6,833 restricted shares. The shares were surrendered pursuant to the terms of his April 15, 2015 Restricted Stock Award Agreement. Pursuant to the terms of the Restricted Stock Award Agreement, the price per share used to determine the tax withholdings was the opening price of the Company's common stock on April 17, 2017. F2 · balance_after: Includes (i) 13,667 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the third and fourth anniversaries of the April 15, 2015 grant date (i.e., April 15, 2018 and April 15, 2019) and (ii) 3,016 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the April 7, 2017 grant date (i.e., April 7, 2018, April 7, 2019 and April 7, 2020). Mr. Wilcox has no voting rights with respect to these shares until they vest. Read SEC document |
| April 07, 2017 Filed Apr 11, 2017 11:55 UTC | ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 | GrantCommon Stock | 3,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007942 · doc4.xml · nonDerivative · entry 1 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,025 F1 · shares: On April 7, 2017, Mr. Wilcox was granted 3,016 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the grant date (i.e., April 7, 2018, April 7, 2019 and April 7, 2020). Mr. Wilcox has no voting rights with respect to these shares until they vest. F2 · balance_after: Includes 20,500 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the second, third and fourth anniversaries of the April 15, 2015 grant date (i.e., April 15, 2017, April 15, 2018 and April 15, 2019). Mr. Wilcox has no voting rights with respect to these shares until they vest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.