Last 12 months
Inside the activity.
7 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 4 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2018 Filed May 17, 2018 13:36 UTC |
KRAMER ORIN SDirector
|
GrantCommon Stock | 5,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-18-000048 · f4_a1e1n00000gboqkuah-live.xml · nonDerivative · entry 1 KRAMER ORIN S · CIK 0001030444 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,889 F1 · shares: Director stock award. F2 · balance_after: Includes 250 restricted shares of ASPS common stock scheduled to vest in two equal installments on the dates of the next two annual meetings of shareholders of the Issuer. Read SEC document |
| May 15, 2018 Filed May 17, 2018 13:38 UTC |
MUELLER-INEICHEN ROLANDDirector
|
GrantCommon Stock | 5,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-18-000051 · f4_a1e1n00000gboqauah-live.xml · nonDerivative · entry 1 MUELLER-INEICHEN ROLAND · CIK 0001470464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,879 F1 · shares: Director stock award. Read SEC document |
| May 15, 2018 Filed May 17, 2018 13:39 UTC |
Vatto TimoDirector
|
GrantCommon Stock | 5,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-18-000052 · f4_a1e1n00000gboqluax-live.xml · nonDerivative · entry 1 Vatto Timo · CIK 0001470563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,179 F1 · shares: Director stock award. Read SEC document |
| May 15, 2018 Filed May 17, 2018 17:38 UTC |
MORETTINI JOSEPH LDirector
|
GrantCommon Stock | 5,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-18-000050 · f4_a1e1n00000gboqpuah-live.xml · nonDerivative · entry 1 MORETTINI JOSEPH L · CIK 0001706137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,262 F1 · shares: Director stock award. F2 · balance_after: Includes 375 restricted shares of ASPS common stock scheduled to vest in three equal installments on the dates of the next three annual meetings of shareholders of the Issuer. Read SEC document |
| May 15, 2018 Filed May 17, 2018 17:37 UTC |
LINN W MICHAELDirector
|
GrantCommon Stock | 5,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-18-000049 · f4_a1e1n00000gboqfuah-live.xml · nonDerivative · entry 1 LINN W MICHAEL · CIK 0001215021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,147 F1 · shares: Director stock award. Read SEC document |
| April 27, 2018 Filed Apr 30, 2018 21:11 UTC |
Deer Park Road Corp10% owner
Craig-Scheckman Michael10% owner
Deer Park Road Management GP, LLC10% owner
AgateCreek LLC10% owner
Burg Scott Edward10% owner
|
PurchaseCommon Stock | 19,567 | $25.95 | $507,839.96 |
DisclosureSEC source: 0000905148-18-000472 · form4.xml · nonDerivative · entry 1 Deer Park Road Management Company, LP · CIK 0001655028 · 10% owner Deer Park Road Corp · CIK 0001702490 · 10% owner Craig-Scheckman Michael David · CIK 0001702931 · 10% owner Deer Park Road Management GP, LLC · CIK 0001702367 · 10% owner AgateCreek LLC · CIK 0001721440 · 10% owner Burg Scott Edward · CIK 0001721438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,076,210 F3 · price: This price reflects the weighted average price for open-market purchases of Shares made by the Reporting Persons on April 27, 2018 within a $1.00 range. The actual prices for these transactions range between $25.7399 to $25.9801. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price reported herein. F1 · ownership.nature: These shares of the Issuer's common stock ("Shares") are held for the account of STS Master Fund, Ltd. Deer Park Road Management Company, LP ("Deer Park") serves as investment adviser to STS Master Fund, Ltd. F2 · ownership.nature: Deer Park Road Management GP, LLC ("DPRM") is the general partner of Deer Park. Each of Deer Park Road Corporation ("DPRC") and AgateCreek LLC ("AgateCreek") is a member of DPRM. Michael David Craig-Scheckman is the Chief Executive Officer of each of Deer Park and DPRC and the sole owner of DPRC. Scott Edward Burg is the Chief Investment Officer of Deer Park and the sole member of AgateCreek. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 15, 2018 Filed Apr 17, 2018 17:20 UTC |
RITTS GREGORY J.Chief Legal/Compliance Officer
|
Tax withholdingCommon Stock | 879 | $25.55 | $22,458.45 |
DisclosureSEC source: 0001664272-18-000042 · f4_a1e1n00000gbo8muax-live.xml · nonDerivative · entry 1 RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,612 F1 · shares: Represents shares surrendered by Mr. Ritts for tax withholdings due as a result of the vesting of 1,866 restricted shares of ASPS common stock. The shares were surrendered pursuant to the terms of his April 15, 2015 Restricted Stock Award Agreement. Pursuant to the terms of the Restricted Stock Award Agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on April 16, 2018. F2 · balance_after: Includes (i) 1,867 time-based restricted shares of ASPS common stock (hereinafter Restricted Shares), which are scheduled to vest (and will be issued) on the 4th anniversary of the 4/15/15 grant date (i.e., 4/15/19); (ii) 1,005 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 2 equal installments on the 2nd and 3rd anniversaries of the 4/7/17 grant date (i.e., 4/7/19 and 4/7/20); (iii) 5,000 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 3 equal installments on the 1st, 2nd and 3rd anniversaries of the 7/27/17 grant date (i.e., 7/27/18, 7/27/19 and 7/27/20); and (iv) 15,000 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 4 equal installments on the 1st, 2nd, 3rd and 4th anniversaries of the 11/13/17 grant date (i.e., 11/13/18, 11/13/19, 11/13/20 and 11/13/21). Mr. Ritts has no voting rights with respect to these shares until they vest. Read SEC document |
| April 15, 2018 Filed Apr 17, 2018 17:19 UTC |
Esterman Michelle D.EVP, Finance
|
Tax withholdingCommon Stock | 1,628 | $25.55 | $41,595.40 |
DisclosureSEC source: 0001664272-18-000041 · f4_a1e1n00000deugluaz-live.xml · nonDerivative · entry 1 Esterman Michelle D. · CIK 0001544019 · EVP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,402 F1 · shares: Represents shares surrendered by Ms. Esterman for tax withholdings due as a result of the vesting of 4,834 restricted shares of ASPS common stock. The shares were surrendered pursuant to the terms of her April 15, 2015 Restricted Stock Award Agreement. Pursuant to the terms of the Restricted Stock Award Agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on April 16, 2018. F2 · balance_after: Includes (i) 4,833 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the fourth anniversary of the April 15, 2015 grant date (i.e., April 15, 2019); and (ii) 1,207 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the second and third anniversaries of the April 7, 2017 grant date (i.e., April 7, 2019 and April 7, 2020). Ms. Esterman has no voting rights with respect to these shares until they vest. Read SEC document |
| April 15, 2018 Filed Apr 17, 2018 17:18 UTC |
DAVILA JOSEPH A.President, Servicer Solutions
|
Tax withholdingCommon Stock | 880 | $25.55 | $22,484.00 |
DisclosureSEC source: 0001664272-18-000040 · f4_a1e1n00000gbo8ruax-live.xml · nonDerivative · entry 1 DAVILA JOSEPH A. · CIK 0001609339 · President, Servicer Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,161 F1 · shares: Represents shares surrendered by Mr. Davila for tax withholdings due as a result of the vesting of 1,866 restricted shares of ASPS common stock. The shares were surrendered pursuant to the terms of his April 15, 2015 Restricted Stock Award Agreement. Pursuant to the terms of the Restricted Stock Award Agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on April 16, 2018. F2 · balance_after: Includes (i) 1,867 time-based restricted shares of ASPS common stock (hereinafter Restricted Shares), which are scheduled to vest (and will be issued) on the 4th anniversary of the 4/15/15 grant date (i.e., 4/15/19); (ii) 1,005 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 2 equal installments on the 2nd and 3rd anniversaries of the 4/7/17 grant date (i.e., 4/7/19 and 4/7/20); (iii) 5,000 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 3 equal installments on the 1st, 2nd and 3rd anniversaries of the 7/27/17 grant date (i.e., 7/27/18, 7/27/19 and 7/27/20); and (iv) 15,000 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 4 equal installments on the 1st, 2nd, 3rd and 4th anniversaries of the 11/13/17 grant date (i.e., 11/13/18, 11/13/19, 11/13/20 and 11/13/21). Mr. Davila has no voting rights with respect to these shares until they vest. Read SEC document |
| April 07, 2018 Filed Apr 10, 2018 18:05 UTC |
DAVILA JOSEPH A.President, Servicer Solutions
|
Tax withholdingCommon Stock | 237 | $26.09 | $6,183.33 |
DisclosureSEC source: 0001664272-18-000035 · f4_a1e1n00000deubquaz-live.xml · nonDerivative · entry 1 DAVILA JOSEPH A. · CIK 0001609339 · President, Servicer Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,041 F1 · shares: Represents shares surrendered by Mr. Davila for tax withholdings due as a result of the vesting of 503 restricted shares of ASPS common stock. The shares were surrendered pursuant to the terms of his April 7, 2017 Restricted Stock Award Agreement. Pursuant to the terms of the Restricted Stock Award Agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on April 9, 2018. F2 · balance_after: Includes (i) 3,733 time-based restricted shares of ASPS common stock (hereinafter Restricted Shares), which are scheduled to vest (and will be issued) in 2 equal installments on the 3rd and 4th anniversaries of the 4/15/15 grant date (i.e., 4/15/18 and 4/15/19); (ii) 1,005 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 2 equal installments on the 2nd and 3rd anniversaries of the 4/7/17 grant date (i.e., 4/7/19 and 4/7/20); (iii) 5,000 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 3 equal installments on the 1st, 2nd and 3rd anniversaries of the 7/27/17 grant date (i.e., 7/27/18, 7/27/19 and 7/27/20); and (iv) 15,000 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 4 equal installments on the 1st, 2nd, 3rd and 4th anniversaries of the 11/13/17 grant date (i.e., 11/13/18, 11/13/19, 11/13/20 and 11/13/21). Mr. Davila has no voting rights with respect to these shares until they vest. Read SEC document |
| April 07, 2018 Filed Apr 10, 2018 18:06 UTC |
RITTS GREGORY J.Chief Legal/Compliance Officer
|
Tax withholdingCommon Stock | 237 | $26.09 | $6,183.33 |
DisclosureSEC source: 0001664272-18-000036 · f4_a1e1n00000deubguaz-live.xml · nonDerivative · entry 1 RITTS GREGORY J. · CIK 0001621907 · Chief Legal/Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,491 F1 · shares: Represents shares surrendered by Mr. Ritts for tax withholdings due as a result of the vesting of 503 restricted shares of ASPS common stock. The shares were surrendered pursuant to the terms of his April 7, 2017 Restricted Stock Award Agreement. Pursuant to the terms of the Restricted Stock Award Agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on April 9, 2018. F2 · balance_after: Includes (i) 3,733 time-based restricted shares of ASPS common stock (hereinafter Restricted Shares), which are scheduled to vest (and will be issued) in 2 equal installments on the 3rd and 4th anniversaries of the 4/15/15 grant date (i.e., 4/15/18 and 4/15/19); (ii) 1,005 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 2 equal installments on the 2nd and 3rd anniversaries of the 4/7/17 grant date (i.e., 4/7/19 and 4/7/20); (iii) 5,000 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 3 equal installments on the 1st, 2nd and 3rd anniversaries of the 7/27/17 grant date (i.e., 7/27/18, 7/27/19 and 7/27/20); and (iv) 15,000 time-based Restricted Shares, which are scheduled to vest (and will be issued) in 4 equal installments on the 1st, 2nd, 3rd and 4th anniversaries of the 11/13/17 grant date (i.e., 11/13/18, 11/13/19, 11/13/20 and 11/13/21). Mr. Ritts has no voting rights with respect to these shares until they vest. Read SEC document |
| April 05, 2018 Filed Apr 9, 2018 12:31 UTC |
Deer Park Road Corp10% owner
Craig-Scheckman Michael10% owner
Deer Park Road Management GP, LLC10% owner
AgateCreek LLC10% owner
Burg Scott Edward10% owner
|
PurchaseCommon Stock | 111,516 | $25.93 | $2,891,297.64 |
DisclosureSEC source: 0000905148-18-000417 · form4.xml · nonDerivative · entry 1 Deer Park Road Management Company, LP · CIK 0001655028 · 10% owner Deer Park Road Corp · CIK 0001702490 · 10% owner Craig-Scheckman Michael David · CIK 0001702931 · 10% owner Deer Park Road Management GP, LLC · CIK 0001702367 · 10% owner AgateCreek LLC · CIK 0001721440 · 10% owner Burg Scott Edward · CIK 0001721438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,056,643 F3 · price: This price reflects the weighted average price for open-market purchases of Shares made by the Reporting Persons on April 5, 2018 within a $1.00 range. The actual prices for these transactions range between $25.36 to $26.31. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price reported herein. F1 · ownership.nature: These shares of the Issuer's common stock ("Shares") are held for the account of STS Master Fund, Ltd. Deer Park Road Management Company, LP ("Deer Park") serves as investment adviser to STS Master Fund, Ltd. F2 · ownership.nature: Deer Park Road Management GP, LLC ("DPRM") is the general partner of Deer Park. Each of Deer Park Road Corporation ("DPRC") and AgateCreek LLC ("AgateCreek") is a member of DPRM. Michael David Craig-Scheckman is the Chief Executive Officer of each of Deer Park and DPRC and the sole owner of DPRC. Scott Edward Burg is the Chief Investment Officer of Deer Park and the sole member of AgateCreek. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:20 UTC |
Deer Park Road Corp10% owner
Craig-Scheckman Michael10% owner
Deer Park Road Management GP, LLC10% owner
AgateCreek LLC10% owner
Burg Scott Edward10% owner
|
PurchaseCommon Stock | 24,807 | $26.55 | $658,511.74 |
DisclosureSEC source: 0000905148-18-000396 · form4.xml · nonDerivative · entry 2 Deer Park Road Management Company, LP · CIK 0001655028 · 10% owner Deer Park Road Corp · CIK 0001702490 · 10% owner Craig-Scheckman Michael David · CIK 0001702931 · 10% owner Deer Park Road Management GP, LLC · CIK 0001702367 · 10% owner AgateCreek LLC · CIK 0001721440 · 10% owner Burg Scott Edward · CIK 0001721438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,945,127 F4 · price: This price reflects the weighted average price for open-market purchases of Shares made by the Reporting Persons on March 29, 2018 within a $1.00 range. The actual prices for these transactions range between $26.46 to $26.60. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price reported herein. F1 · ownership.nature: These shares of the Issuer's common stock ("Shares") are held for the account of STS Master Fund, Ltd. Deer Park Road Management Company, LP ("Deer Park") serves as investment adviser to STS Master Fund, Ltd. F2 · ownership.nature: Deer Park Road Management GP, LLC ("DPRM") is the general partner of Deer Park. Each of Deer Park Road Corporation ("DPRC") and AgateCreek LLC ("AgateCreek") is a member of DPRM. Michael David Craig-Scheckman is the Chief Executive Officer of each of Deer Park and DPRC and the sole owner of DPRC. Scott Edward Burg is the Chief Investment Officer of Deer Park and the sole member of AgateCreek. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:20 UTC |
Deer Park Road Corp10% owner
Craig-Scheckman Michael10% owner
Deer Park Road Management GP, LLC10% owner
AgateCreek LLC10% owner
Burg Scott Edward10% owner
|
PurchaseCommon Stock | 76,552 | $26.06 | $1,995,014.02 |
DisclosureSEC source: 0000905148-18-000396 · form4.xml · nonDerivative · entry 1 Deer Park Road Management Company, LP · CIK 0001655028 · 10% owner Deer Park Road Corp · CIK 0001702490 · 10% owner Craig-Scheckman Michael David · CIK 0001702931 · 10% owner Deer Park Road Management GP, LLC · CIK 0001702367 · 10% owner AgateCreek LLC · CIK 0001721440 · 10% owner Burg Scott Edward · CIK 0001721438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,920,320 F3 · price: This price reflects the weighted average price for open-market purchases of Shares made by the Reporting Persons on March 29, 2018 within a $1.00 range. The actual prices for these transactions range between $25.46 to $26.46. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price reported herein. F1 · ownership.nature: These shares of the Issuer's common stock ("Shares") are held for the account of STS Master Fund, Ltd. Deer Park Road Management Company, LP ("Deer Park") serves as investment adviser to STS Master Fund, Ltd. F2 · ownership.nature: Deer Park Road Management GP, LLC ("DPRM") is the general partner of Deer Park. Each of Deer Park Road Corporation ("DPRC") and AgateCreek LLC ("AgateCreek") is a member of DPRM. Michael David Craig-Scheckman is the Chief Executive Officer of each of Deer Park and DPRC and the sole owner of DPRC. Scott Edward Burg is the Chief Investment Officer of Deer Park and the sole member of AgateCreek. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 16:00 UTC |
Deer Park Road Corp10% owner
Craig-Scheckman Michael10% owner
Deer Park Road Management GP, LLC10% owner
AgateCreek LLC10% owner
Burg Scott Edward10% owner
|
PurchaseCommon Stock | 200,000 | $24.72 | $4,944,000.00 |
DisclosureSEC source: 0000905148-18-000281 · form4.xml · nonDerivative · entry 2 Deer Park Road Management Company, LP · CIK 0001655028 · 10% owner Deer Park Road Corp · CIK 0001702490 · 10% owner Craig-Scheckman Michael David · CIK 0001702931 · 10% owner Deer Park Road Management GP, LLC · CIK 0001702367 · 10% owner AgateCreek LLC · CIK 0001721440 · 10% owner Burg Scott Edward · CIK 0001721438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,843,768 F1 · ownership.nature: These shares of the Issuer's common stock ("Shares") are held for the account of STS Master Fund, Ltd. Deer Park Road Management Company, LP ("Deer Park") serves as investment adviser to STS Master Fund, Ltd. F2 · ownership.nature: Deer Park Road Management GP, LLC ("DPRM") is the general partner of Deer Park. Each of Deer Park Road Corporation ("DPRC") and AgateCreek LLC ("AgateCreek") is a member of DPRM. Michael David Craig-Scheckman is the Chief Executive Officer of each of Deer Park and DPRC and the sole owner of DPRC. Scott Edward Burg is the Chief Investment Officer of Deer Park and the sole member of AgateCreek. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 16:00 UTC |
Deer Park Road Corp10% owner
Craig-Scheckman Michael10% owner
Deer Park Road Management GP, LLC10% owner
AgateCreek LLC10% owner
Burg Scott Edward10% owner
|
PurchaseCommon Stock | 200,000 | $23.75 | $4,750,000.00 |
DisclosureSEC source: 0000905148-18-000281 · form4.xml · nonDerivative · entry 1 Deer Park Road Management Company, LP · CIK 0001655028 · 10% owner Deer Park Road Corp · CIK 0001702490 · 10% owner Craig-Scheckman Michael David · CIK 0001702931 · 10% owner Deer Park Road Management GP, LLC · CIK 0001702367 · 10% owner AgateCreek LLC · CIK 0001721440 · 10% owner Burg Scott Edward · CIK 0001721438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,643,768 F1 · ownership.nature: These shares of the Issuer's common stock ("Shares") are held for the account of STS Master Fund, Ltd. Deer Park Road Management Company, LP ("Deer Park") serves as investment adviser to STS Master Fund, Ltd. F2 · ownership.nature: Deer Park Road Management GP, LLC ("DPRM") is the general partner of Deer Park. Each of Deer Park Road Corporation ("DPRC") and AgateCreek LLC ("AgateCreek") is a member of DPRM. Michael David Craig-Scheckman is the Chief Executive Officer of each of Deer Park and DPRC and the sole owner of DPRC. Scott Edward Burg is the Chief Investment Officer of Deer Park and the sole member of AgateCreek. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 18:10 UTC |
WILCOX KEVIN JAMESChief Admin & Risk Officer
|
GrantRestricted Share Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002944 · doc4.xml · derivative · entry 1 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: On February 12, 2018, Mr. Wilcox was granted 50,000 restricted share units ("RSUs"). Each RSU represents a contingent right to receive one share of ASPS common stock. F2 · derivative.exercise_date: The RSUs are scheduled to vest in four equal installments on the first, second, third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2019, February 12, 2020, February 12, 2021 and February 12, 2022). F2 · derivative.expiration_date: The RSUs are scheduled to vest in four equal installments on the first, second, third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2019, February 12, 2020, February 12, 2021 and February 12, 2022). Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 23:15 UTC |
Shepro William BDirector · Chief Executive Officer
|
GrantRestricted Share Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002954 · doc4.xml · derivative · entry 1 Shepro William B · CIK 0001289315 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: On February 12, 2018, Mr. Shepro was granted 100,000 restricted share units ("RSUs"). Each RSU represents a contingent right to receive one share of ASPS common stock. F2 · derivative.exercise_date: The RSUs are scheduled to vest in four equal installments on the first, second, third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2019, February 12, 2020, February 12, 2021 and February 12, 2022). F2 · derivative.expiration_date: The RSUs are scheduled to vest in four equal installments on the first, second, third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2019, February 12, 2020, February 12, 2021 and February 12, 2022). Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 22:51 UTC |
Esterman Michelle D.EVP, Finance
|
GrantRestricted Share Units · Derivative | 4,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002940 · doc4.xml · derivative · entry 1 Esterman Michelle D. · CIK 0001544019 · EVP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,957 Underlying: Common Stock · 4,957 shares Expires not disclosed F1 · derivative.exercise_price: On February 12, 2018, Ms. Esterman was granted 4,957 restricted share units ("RSUs"). Each RSU represents a contingent right to receive one share of ASPS common stock. F2 · derivative.exercise_date: The RSUs are scheduled to vest in four equal installments on the first, second, third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2019, February 12, 2020, February 12, 2021 and February 12, 2022). F2 · derivative.expiration_date: The RSUs are scheduled to vest in four equal installments on the first, second, third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2019, February 12, 2020, February 12, 2021 and February 12, 2022). Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 22:51 UTC |
Chatterjee IndroneelChief Financial Officer
|
GrantCommon Stock | 22,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002939 · doc4.xml · nonDerivative · entry 1 Chatterjee Indroneel · CIK 0001717094 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,719 F1 · shares: In accordance with his employment agreement (as disclosed on August 9, 2017), on February 12, 2018, Mr. Chatterjee received a grant of 22,186 restricted shares of ASPS common stock with an award value of $540,000. The restricted shares are scheduled to vest in four equal installments on the first, second, third and fourth anniversaries of the grant date (i.e., February 12, 2019, February 12, 2020, February 12, 2021 and February 12, 2022). Mr. Chatterjee has no voting rights with respect to these shares until they vest. F2 · balance_after: Includes 19,533 time-based restricted shares of ASPS common stock, which are scheduled to vest in four equal installments on the first, second, third and fourth anniversaries of the October 5, 2017 grant date (i.e., October 5, 2018, October 5, 2019, October 5, 2020 and October 5, 2021). Mr. Chatterjee has no voting rights with respect to these shares until they vest. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 22:48 UTC |
RITTS GREGORY J.General Counsel
|
GrantRestricted Share Units · Derivative | 4,249 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002938 · doc4.xml · derivative · entry 1 RITTS GREGORY J. · CIK 0001621907 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,249 Underlying: Common Stock · 4,249 shares Expires not disclosed F1 · derivative.exercise_price: On February 12, 2018, Mr. Ritts was granted 4,249 restricted share units ("RSUs"). Each RSU represents a contingent right to receive one share of ASPS common stock. F2 · derivative.exercise_date: The RSUs are scheduled to vest in four equal installments on the first, second, third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2019, February 12, 2020, February 12, 2021 and February 12, 2022). F2 · derivative.expiration_date: The RSUs are scheduled to vest in four equal installments on the first, second, third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2019, February 12, 2020, February 12, 2021 and February 12, 2022). Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 22:25 UTC |
DAVILA JOSEPH A.President, Servicer Solutions
|
GrantRestricted Share Units · Derivative | 6,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-18-000014 · f4_a1e1n000005fnjquai-live.xml · derivative · entry 1 DAVILA JOSEPH A. · CIK 0001609339 · President, Servicer Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,196 Underlying: Common Stock · 6,196 shares Expires not disclosed F1 · derivative.exercise_price: On February 12, 2018, Mr. Davila was granted 6,196 restricted share units ("RSUs"). Each RSU represents a contingent right to receive one share of ASPS common stock. F2 · derivative.exercise_date: The RSUs are scheduled to vest in four equal installments on the first, second, third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2019, February 12, 2020, February 12, 2021 and February 12, 2022). F2 · derivative.expiration_date: The RSUs are scheduled to vest in four equal installments on the first, second, third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2019, February 12, 2020, February 12, 2021 and February 12, 2022). Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 07:44 UTC |
WILCOX KEVIN JAMESChief Admin & Risk Officer
|
Exercise / conversionStock Options · Derivative | 25,833 | $0.00 Strike: $9.14 | $0.00 |
DisclosureSEC source: 0001470461-18-000001 · primary_doc.xml · derivative · entry 9 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,833 shares Expires 2018-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: Following the reported transaction, Mr. Wilcox holds no vested options relating to this grant. Mr. Wilcox holds a total of 132,667 vested options from other grants. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 07:44 UTC |
WILCOX KEVIN JAMESChief Admin & Risk Officer
|
Exercise / conversionStock Options · Derivative | 25,833 | $0.00 Strike: $9.14 | $0.00 |
DisclosureSEC source: 0001470461-18-000001 · primary_doc.xml · derivative · entry 8 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,833 Underlying: Common Stock · 25,833 shares Expires 2018-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 07:44 UTC |
WILCOX KEVIN JAMESChief Admin & Risk Officer
|
Exercise / conversionStock Options · Derivative | 1,252 | $0.00 Strike: $9.14 | $0.00 |
DisclosureSEC source: 0001470461-18-000001 · primary_doc.xml · derivative · entry 7 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,666 Underlying: Common Stock · 1,252 shares Expires 2018-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 07:44 UTC |
WILCOX KEVIN JAMESChief Admin & Risk Officer
|
Exercise / conversionStock Options · Derivative | 12,916 | $0.00 Strike: $9.14 | $0.00 |
DisclosureSEC source: 0001470461-18-000001 · primary_doc.xml · derivative · entry 6 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,918 Underlying: Common Stock · 12,916 shares Expires 2018-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 07:44 UTC |
WILCOX KEVIN JAMESChief Admin & Risk Officer
|
Exercise / conversionStock Options · Derivative | 12,917 | $0.00 Strike: $9.14 | $0.00 |
DisclosureSEC source: 0001470461-18-000001 · primary_doc.xml · derivative · entry 5 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,834 Underlying: Common Stock · 12,917 shares Expires 2018-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 07:44 UTC |
WILCOX KEVIN JAMESChief Admin & Risk Officer
|
Exercise / conversionStock Options · Derivative | 12,916 | $0.00 Strike: $9.14 | $0.00 |
DisclosureSEC source: 0001470461-18-000001 · primary_doc.xml · derivative · entry 4 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,751 Underlying: Common Stock · 12,916 shares Expires 2018-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 07:44 UTC |
WILCOX KEVIN JAMESChief Admin & Risk Officer
|
Exercise / conversionStock Options · Derivative | 12,917 | $0.00 Strike: $9.14 | $0.00 |
DisclosureSEC source: 0001470461-18-000001 · primary_doc.xml · derivative · entry 3 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,667 Underlying: Common Stock · 12,917 shares Expires 2018-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 07:44 UTC |
WILCOX KEVIN JAMESChief Admin & Risk Officer
|
Exercise / conversionStock Options · Derivative | 12,917 | $0.00 Strike: $9.14 | $0.00 |
DisclosureSEC source: 0001470461-18-000001 · primary_doc.xml · derivative · entry 2 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,584 Underlying: Common Stock · 12,917 shares Expires 2018-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 07:44 UTC |
WILCOX KEVIN JAMESChief Admin & Risk Officer
|
Exercise / conversionCommon Stock | 117,501 | $9.14 | $1,073,959.14 |
DisclosureSEC source: 0001470461-18-000001 · primary_doc.xml · nonDerivative · entry 1 WILCOX KEVIN JAMES · CIK 0001470461 · Chief Admin & Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,470 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Acquired by the exercise of options granted pursuant to a stock option award that expires on July 14, 2018. Mr. Wilcox elected to pay the exercise price and taxes associated with all 117,501 exercised options and retain the resulting 117,501 shares. F2 · balance_after: Includes (i) 13,667 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the third and fourth anniversaries of the April 15, 2015 grant date (i.e., April 15, 2018 and April 15, 2019) and (ii) 3,016 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the April 7, 2017 grant date (i.e., April 7, 2018, April 7, 2019 and April 7, 2020). Mr. Wilcox has no voting rights with respect to these shares until they vest. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 13:17 UTC |
Shepro William BDirector · Chief Executive Officer
|
Exercise / conversionStock Options · Derivative | 34,375 | $0.00 Strike: $9.14 | $0.00 |
DisclosureSEC source: 0001470461-18-000002 · primary_doc.xml · derivative · entry 11 Shepro William B · CIK 0001289315 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,375 shares Expires 2018-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · balance_after: Following the reported transaction, Mr. Shepro holds no vested options relating to this grant. Mr. Shepro owns a total of 274,933 vested options from other grants. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 13:17 UTC |
Shepro William BDirector · Chief Executive Officer
|
Exercise / conversionStock Options · Derivative | 34,375 | $0.00 Strike: $9.14 | $0.00 |
DisclosureSEC source: 0001470461-18-000002 · primary_doc.xml · derivative · entry 10 Shepro William B · CIK 0001289315 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,375 Underlying: Common Stock · 34,375 shares Expires 2018-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 13:17 UTC |
Shepro William BDirector · Chief Executive Officer
|
Exercise / conversionStock Options · Derivative | 14,064 | $0.00 Strike: $9.14 | $0.00 |
DisclosureSEC source: 0001470461-18-000002 · primary_doc.xml · derivative · entry 9 Shepro William B · CIK 0001289315 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,750 Underlying: Common Stock · 14,064 shares Expires 2018-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 13:17 UTC |
Shepro William BDirector · Chief Executive Officer
|
Exercise / conversionStock Options · Derivative | 17,187 | $0.00 Strike: $9.14 | $0.00 |
DisclosureSEC source: 0001470461-18-000002 · primary_doc.xml · derivative · entry 8 Shepro William B · CIK 0001289315 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,814 Underlying: Common Stock · 17,187 shares Expires 2018-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 13:17 UTC |
Shepro William BDirector · Chief Executive Officer
|
Exercise / conversionStock Options · Derivative | 17,188 | $0.00 Strike: $9.14 | $0.00 |
DisclosureSEC source: 0001470461-18-000002 · primary_doc.xml · derivative · entry 7 Shepro William B · CIK 0001289315 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,001 Underlying: Common Stock · 17,188 shares Expires 2018-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 13:17 UTC |
Shepro William BDirector · Chief Executive Officer
|
Exercise / conversionStock Options · Derivative | 17,187 | $0.00 Strike: $9.14 | $0.00 |
DisclosureSEC source: 0001470461-18-000002 · primary_doc.xml · derivative · entry 6 Shepro William B · CIK 0001289315 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,189 Underlying: Common Stock · 17,187 shares Expires 2018-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 13:17 UTC |
Shepro William BDirector · Chief Executive Officer
|
Exercise / conversionStock Options · Derivative | 17,187 | $0.00 Strike: $9.14 | $0.00 |
DisclosureSEC source: 0001470461-18-000002 · primary_doc.xml · derivative · entry 5 Shepro William B · CIK 0001289315 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,376 Underlying: Common Stock · 17,187 shares Expires 2018-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 13:17 UTC |
Shepro William BDirector · Chief Executive Officer
|
Exercise / conversionStock Options · Derivative | 17,188 | $0.00 Strike: $9.14 | $0.00 |
DisclosureSEC source: 0001470461-18-000002 · primary_doc.xml · derivative · entry 4 Shepro William B · CIK 0001289315 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,563 Underlying: Common Stock · 17,188 shares Expires 2018-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 13:17 UTC |
Shepro William BDirector · Chief Executive Officer
|
GiftCommon Stock | 168,751 | $0.00 | $0.00 |
DisclosureSEC source: 0001470461-18-000002 · primary_doc.xml · nonDerivative · entry 3 Shepro William B · CIK 0001289315 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By William B. Shepro Revocable Trust Disclosed balance after: 375,319 Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 13:17 UTC |
Shepro William BDirector · Chief Executive Officer
|
GiftCommon Stock | 168,751 | $0.00 | $0.00 |
DisclosureSEC source: 0001470461-18-000002 · primary_doc.xml · nonDerivative · entry 2 Shepro William B · CIK 0001289315 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,660 F2 · shares: Represents a transfer by Mr. Shepro of 168,751 shares acquired upon the exercise of options and transferred by gift from his direct ownership to his indirect ownership. The transfer to the William B. Shepro Revocable Trust is reportable on Form 5, but Mr. Shepro is voluntarily reporting early on Form 4. F3 · balance_after: Represents (i) 37,733 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the third and fourth anniversaries of the April 15, 2015 grant date (i.e., April 15, 2018 and April 15, 2019) and (ii) 12,927 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the April 7, 2017 grant date (i.e., April 7, 2018, April 7, 2019 and April 7, 2020). Mr. Shepro has no voting rights with respect to these shares until they vest. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 13:17 UTC |
Shepro William BDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 168,751 | $9.14 | $1,542,384.14 |
DisclosureSEC source: 0001470461-18-000002 · primary_doc.xml · nonDerivative · entry 1 Shepro William B · CIK 0001289315 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Acquired by the exercise of options granted pursuant to a stock option award that expires on July 14, 2018. Mr. Shepro elected to pay the exercise price and taxes associated with all 168,751 exercised options and retain the resulting 168,751 shares through the William B. Shepro Revocable Trust. Read SEC document |
| January 10, 2018 Filed Jan 11, 2018 19:38 UTC |
Deer Park Road Corp10% owner
Craig-Scheckman Michael10% owner
Deer Park Road Management GP, LLC10% owner
AgateCreek LLC10% owner
Burg Scott Edward10% owner
|
PurchaseCommon Stock | 5,269 | $27.33 | $143,993.87 |
DisclosureSEC source: 0000905148-18-000061 · form4.xml · nonDerivative · entry 2 Deer Park Road Management Company, LP · CIK 0001655028 · 10% owner Deer Park Road Corp · CIK 0001702490 · 10% owner Craig-Scheckman Michael David · CIK 0001702931 · 10% owner Deer Park Road Management GP, LLC · CIK 0001702367 · 10% owner AgateCreek LLC · CIK 0001721440 · 10% owner Burg Scott Edward · CIK 0001721438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,443,768 F3 · price: This price reflects the weighted average price for open-market purchases of Shares made by the Reporting Persons on January 10, 2018 within a $1.00 range. The actual prices for these transactions range from $27.26 to $27.40, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price reported herein. F1 · ownership.nature: These shares of the Issuer's common stock ("Shares") are held for the account of STS Master Fund, Ltd. Deer Park Road Management Company, LP ("Deer Park") serves as investment adviser to STS Master Fund, Ltd. F2 · ownership.nature: Deer Park Road Management GP, LLC ("DPRM") is the general partner of Deer Park. Each of Deer Park Road Corporation ("DPRC") and AgateCreek LLC ("AgateCreek") is a member of DPRM. Michael David Craig-Scheckman is the Chief Executive Officer of each of Deer Park and DPRC and the sole owner of DPRC. Scott Edward Burg is the Chief Investment Officer of Deer Park and the sole member of AgateCreek. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 09, 2018 Filed Jan 11, 2018 19:38 UTC |
Deer Park Road Corp10% owner
Craig-Scheckman Michael10% owner
Deer Park Road Management GP, LLC10% owner
AgateCreek LLC10% owner
Burg Scott Edward10% owner
|
PurchaseCommon Stock | 350,000 | $27.93 | $9,775,500.00 |
DisclosureSEC source: 0000905148-18-000061 · form4.xml · nonDerivative · entry 1 Deer Park Road Management Company, LP · CIK 0001655028 · 10% owner Deer Park Road Corp · CIK 0001702490 · 10% owner Craig-Scheckman Michael David · CIK 0001702931 · 10% owner Deer Park Road Management GP, LLC · CIK 0001702367 · 10% owner AgateCreek LLC · CIK 0001721440 · 10% owner Burg Scott Edward · CIK 0001721438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,438,499 F1 · ownership.nature: These shares of the Issuer's common stock ("Shares") are held for the account of STS Master Fund, Ltd. Deer Park Road Management Company, LP ("Deer Park") serves as investment adviser to STS Master Fund, Ltd. F2 · ownership.nature: Deer Park Road Management GP, LLC ("DPRM") is the general partner of Deer Park. Each of Deer Park Road Corporation ("DPRC") and AgateCreek LLC ("AgateCreek") is a member of DPRM. Michael David Craig-Scheckman is the Chief Executive Officer of each of Deer Park and DPRC and the sole owner of DPRC. Scott Edward Burg is the Chief Investment Officer of Deer Park and the sole member of AgateCreek. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 21:43 UTC |
RITTS GREGORY J.General Counsel
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017357 · doc4.xml · nonDerivative · entry 1 RITTS GREGORY J. · CIK 0001621907 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,728 F1 · shares: On November 13, 2017, Mr. Ritts was granted 15,000 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in four equal installments on the first, second, third and fourth anniversaries of the grant date (i.e., November 13, 2018, November 13, 2019, November 13, 2020 and November 13, 2021). Mr. Ritts has no voting rights with respect to these shares until they vest. F2 · balance_after: Includes (i) 3,733 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the third and fourth anniversaries of the April 15, 2015 grant date (i.e., April 15, 2018 and April 15, 2019), (ii) 1,508 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the April 7, 2017 grant date (i.e., April 7, 2018, April 7, 2019 and April 7, 2020) and (iii) 5,000 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the July 27, 2017 grant date (i.e., July 27, 2018, July 27, 2019 and July 27, 2020). Mr. Ritts has no voting rights with respect to these shares until they vest. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 21:43 UTC |
DAVILA JOSEPH A.President, Servicer Solutions
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017356 · doc4.xml · nonDerivative · entry 1 DAVILA JOSEPH A. · CIK 0001609339 · President, Servicer Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,278 F1 · shares: On November 13, 2017, Mr. Davila was granted 15,000 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in four equal installments on the first, second, third and fourth anniversaries of the grant date (i.e., November 13, 2018, November 13, 2019, November 13, 2020 and November 13, 2021). Mr. Davila has no voting rights with respect to these shares until they vest. F2 · balance_after: Includes (i) 3,733 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the third and fourth anniversaries of the April 15, 2015 grant date (i.e., April 15, 2018 and April 15, 2019), (ii) 1,508 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the April 7, 2017 grant date (i.e., April 7, 2018, April 7, 2019 and April 7, 2020) and (iii) 5,000 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the July 27, 2017 grant date (i.e., July 27, 2018, July 27, 2019 and July 27, 2020). Mr. Davila has no voting rights with respect to these shares until they vest. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 17:45 UTC |
Deer Park Road Corp10% owner
Craig-Scheckman Michael10% owner
Deer Park Road Management GP, LLC10% owner
AgateCreek LLC10% owner
Burg Scott Edward10% owner
|
PurchaseCommon Stock | 27,506 | $25.11 | $690,609.65 |
DisclosureSEC source: 0000905148-17-000880 · form4.xml · nonDerivative · entry 1 Deer Park Road Management Company, LP · CIK 0001655028 · 10% owner Deer Park Road Corp · CIK 0001702490 · 10% owner Craig-Scheckman Michael David · CIK 0001702931 · 10% owner Deer Park Road Management GP, LLC · CIK 0001702367 · 10% owner AgateCreek LLC · CIK 0001721440 · 10% owner Burg Scott Edward · CIK 0001721438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,088,499 F3 · price: This price reflects the weighted average price for open-market purchases of Shares made by the Reporting Persons on November 8, 2017 within a $1.00 range. The actual prices for these transactions are between $24.71 to $25.40. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price reported herein. F1 · ownership.nature: These shares of the Issuer's common stock ("Shares") are held for the account of STS Master Fund, Ltd. Deer Park Road Management Company, LP ("Deer Park") serves as investment adviser to STS Master Fund, Ltd. F2 · ownership.nature: Deer Park Road Management GP, LLC ("DPRM") is the general partner of Deer Park. Each of Deer Park Road Corporation ("DPRC") and AgateCreek LLC ("AgateCreek") is a member of DPRM. Michael David Craig- Scheckman is the Chief Executive Officer of each of Deer Park and DPRC and the sole owner of DPRC. Scott Edward Burg is the Chief Investment Officer of Deer Park and the sole member of AgateCreek. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 02, 2017 Filed Nov 13, 2017 17:42 UTC |
Deer Park Road Corp10% owner
Craig-Scheckman Michael10% owner
Deer Park Road Management GP, LLC10% owner
AgateCreek LLC10% owner
Burg Scott Edward10% owner
|
PurchaseCommon Stock | 15,236 | $25.83 | $393,608.35 |
DisclosureSEC source: 0000905148-17-000879 · form4.xml · nonDerivative · entry 1 Deer Park Road Management Company, LP · CIK 0001655028 · 10% owner Deer Park Road Corp · CIK 0001702490 · 10% owner Craig-Scheckman Michael David · CIK 0001702931 · 10% owner Deer Park Road Management GP, LLC · CIK 0001702367 · 10% owner AgateCreek LLC · CIK 0001721440 · 10% owner Burg Scott Edward · CIK 0001721438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,060,993 F3 · price: This price reflects the weighted average price for open-market purchases of Shares made by the Reporting Persons on November 2, 2017 within a $1.00 range. The actual prices for these transactions range from $25.69 to $25.97, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price reported herein. F1 · ownership.nature: These shares of the Issuer's common stock ("Shares") are held for the account of STS Master Fund, Ltd. Deer Park Road Management Company, LP ("Deer Park") serves as investment adviser to STS Master Fund, Ltd. F2 · ownership.nature: Deer Park Road Management GP, LLC ("DPRM") is the general partner of Deer Park. Each of Deer Park Road Corporation ("DPRC") and AgateCreek LLC ("AgateCreek") is a member of DPRM. Michael David Craig- Scheckman is the Chief Executive Officer of each of Deer Park and DPRC and the sole owner of DPRC. Scott Edward Burg is the Chief Investment Officer of Deer Park and the sole member of AgateCreek. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 19:30 UTC |
Chatterjee IndroneelChief Financial Officer
|
PurchaseCommon Stock | 300 | $26.31 | $7,893.00 |
DisclosureSEC source: 0001225208-17-016727 · doc4.xml · nonDerivative · entry 2 Chatterjee Indroneel · CIK 0001717094 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,200 Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 19:30 UTC |
Chatterjee IndroneelChief Financial Officer
|
PurchaseCommon Stock | 900 | $26.32 | $23,688.00 |
DisclosureSEC source: 0001225208-17-016727 · doc4.xml · nonDerivative · entry 1 Chatterjee Indroneel · CIK 0001717094 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 900 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.