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ASPN

ASPEN AEROGELS INC

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5645
SEC CIK
0001145986
Parsed reports
358

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 03, 2021 Filed Nov 4, 2021 01:28 UTC
Young Donald RDirector · President and CEO
SaleCommon Stock 17,399 $51.92 $903,356.08
Disclosure

SEC source: 0001209191-21-062858 · doc4.xml · nonDerivative · entry 8

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598,822

F1 · kind: The sales of shares were effected pursuant to a Rule 10b5-1 trading plan of the Reporting Person adopted on August 9, 2021.

F16 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $51.51 to $52.40 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F17 · balance_after: Represents 82,882 shares of common stock, 54,324 shares of restricted stock units and 461,616 shares of restricted common stock.

Read SEC document
November 03, 2021 Filed Nov 4, 2021 01:28 UTC
Young Donald RDirector · President and CEO
SaleCommon Stock 18,703 $51.10 $955,723.30
Disclosure

SEC source: 0001209191-21-062858 · doc4.xml · nonDerivative · entry 7

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616,221

F1 · kind: The sales of shares were effected pursuant to a Rule 10b5-1 trading plan of the Reporting Person adopted on August 9, 2021.

F14 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $50.52 to $51.50 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F15 · balance_after: Represents 100,281 shares of common stock, 54,324 shares of restricted stock units and 461,616 shares of restricted common stock.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 01:28 UTC
Young Donald RDirector · President and CEO
SaleCommon Stock 4,225 $51.83 $218,981.75
Disclosure

SEC source: 0001209191-21-062858 · doc4.xml · nonDerivative · entry 6

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 634,924

F1 · kind: The sales of shares were effected pursuant to a Rule 10b5-1 trading plan of the Reporting Person adopted on August 9, 2021.

F12 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $51.44 to $51.98 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F13 · balance_after: Represents 118,984 shares of common stock, 54,324 shares of restricted stock units and 461,616 shares of restricted common stock.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 01:28 UTC
Young Donald RDirector · President and CEO
SaleCommon Stock 31,878 $52.43 $1,671,363.54
Disclosure

SEC source: 0001209191-21-062858 · doc4.xml · nonDerivative · entry 5

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639,149

F1 · kind: The sales of shares were effected pursuant to a Rule 10b5-1 trading plan of the Reporting Person adopted on August 9, 2021.

F10 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $51.98 to $52.98 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F11 · balance_after: Represents 123,209 shares of common stock, 54,324 shares of restricted stock units and 461,616 shares of restricted common stock.

Read SEC document
November 01, 2021 Filed Nov 4, 2021 01:28 UTC
Young Donald RDirector · President and CEO
SaleCommon Stock 4,702 $52.17 $245,303.34
Disclosure

SEC source: 0001209191-21-062858 · doc4.xml · nonDerivative · entry 4

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 671,027

F1 · kind: The sales of shares were effected pursuant to a Rule 10b5-1 trading plan of the Reporting Person adopted on August 9, 2021.

F8 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $51.73 to $52.53 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F9 · balance_after: Represents 155,087 shares of common stock, 54,324 shares of restricted stock units and 461,616 shares of restricted common stock.

Read SEC document
November 01, 2021 Filed Nov 4, 2021 01:28 UTC
Young Donald RDirector · President and CEO
SaleCommon Stock 22,241 $53.05 $1,179,885.05
Disclosure

SEC source: 0001209191-21-062858 · doc4.xml · nonDerivative · entry 3

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675,729

F1 · kind: The sales of shares were effected pursuant to a Rule 10b5-1 trading plan of the Reporting Person adopted on August 9, 2021.

F6 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $52.54 to $53.54 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F7 · balance_after: Represents 159,789 shares of common stock, 54,324 shares of restricted stock units and 461,616 shares of restricted common stock.

Read SEC document
November 01, 2021 Filed Nov 4, 2021 01:28 UTC
Young Donald RDirector · President and CEO
SaleCommon Stock 5,760 $53.87 $310,291.20
Disclosure

SEC source: 0001209191-21-062858 · doc4.xml · nonDerivative · entry 2

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 697,970

F1 · kind: The sales of shares were effected pursuant to a Rule 10b5-1 trading plan of the Reporting Person adopted on August 9, 2021.

F4 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $53.54 to $54.53 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F5 · balance_after: Represents 182,030 shares of common stock, 54,324 shares of restricted stock units and 461,616 shares of restricted common stock.

Read SEC document
November 01, 2021 Filed Nov 4, 2021 01:28 UTC
Young Donald RDirector · President and CEO
SaleCommon Stock 3,400 $54.92 $186,728.00
Disclosure

SEC source: 0001209191-21-062858 · doc4.xml · nonDerivative · entry 1

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 703,730

F1 · kind: The sales of shares were effected pursuant to a Rule 10b5-1 trading plan of the Reporting Person adopted on August 9, 2021.

F2 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $54.54 to $55.54 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Represents 187,790 shares of common stock, 54,324 shares of restricted stock units and 461,616 shares of restricted common stock.

Read SEC document
October 08, 2021 Filed Feb 11, 2022 23:39 UTC GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009003 · doc5.xml · nonDerivative · entry 6

NOGLOWS WILLIAM P · CIK 0001201094 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,000

F5 · shares: These shares of common stock were transferred by Trust I, to a trust for the benefit of another one of Mr. Noglows' children ("Trust III"), as a bona fide gift for which no payment of consideration was received by Trust I. Mr. Noglows is the Trustee of Trust III.

F6 · ownership.nature: The shares of common stock are held by Trust III, of which the reporting person is the Trustee.

Read SEC document
October 08, 2021 Filed Feb 11, 2022 23:39 UTC GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009003 · doc5.xml · nonDerivative · entry 5

NOGLOWS WILLIAM P · CIK 0001201094 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F5 · shares: These shares of common stock were transferred by Trust I, to a trust for the benefit of another one of Mr. Noglows' children ("Trust III"), as a bona fide gift for which no payment of consideration was received by Trust I. Mr. Noglows is the Trustee of Trust III.

F2 · ownership.nature: The shares of common stock are held by Trust I, of which the reporting person's spouse is the Trustee.

Read SEC document
October 08, 2021 Filed Feb 11, 2022 23:39 UTC GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009003 · doc5.xml · nonDerivative · entry 4

NOGLOWS WILLIAM P · CIK 0001201094 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,000

F3 · shares: These shares of common stock were transferred by Trust I, to a trust for the benefit of one Mr. Noglows' children ("Trust II"), as a bona fide gift for which no payment of consideration was received by Trust I. Mr. Noglows is the Trustee of Trust II.

F4 · ownership.nature: The shares of common stock are held by Trust II, of which the reporting person is the Trustee.

Read SEC document
October 08, 2021 Filed Feb 11, 2022 23:39 UTC GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009003 · doc5.xml · nonDerivative · entry 3

NOGLOWS WILLIAM P · CIK 0001201094 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,000

F3 · shares: These shares of common stock were transferred by Trust I, to a trust for the benefit of one Mr. Noglows' children ("Trust II"), as a bona fide gift for which no payment of consideration was received by Trust I. Mr. Noglows is the Trustee of Trust II.

F2 · ownership.nature: The shares of common stock are held by Trust I, of which the reporting person's spouse is the Trustee.

Read SEC document
September 07, 2021 Filed Feb 11, 2022 23:39 UTC GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009003 · doc5.xml · nonDerivative · entry 2

NOGLOWS WILLIAM P · CIK 0001201094 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 20,000

F1 · shares: These shares of common stock were transferred by the reporting person to a trust, of which the reporting person's spouse is the Trustee ("Trust I"), as a bona fide gift for which no payment of consideration was received by Mr. Noglows.

F2 · ownership.nature: The shares of common stock are held by Trust I, of which the reporting person's spouse is the Trustee.

Read SEC document
September 07, 2021 Filed Feb 11, 2022 23:39 UTC GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009003 · doc5.xml · nonDerivative · entry 1

NOGLOWS WILLIAM P · CIK 0001201094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,532

F1 · shares: These shares of common stock were transferred by the reporting person to a trust, of which the reporting person's spouse is the Trustee ("Trust I"), as a bona fide gift for which no payment of consideration was received by Mr. Noglows.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 20:22 UTC
Conte KelleyVice President,Human Resources
Exercise / conversionStock Option (Right to Buy) · Derivative 36,717 $0.00 Strike: $3.99 $0.00
Disclosure

SEC source: 0001209191-21-053620 · doc4.xml · derivative · entry 4

Conte Kelley · CIK 0001668364 · Vice President,Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,717 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 20:22 UTC
Conte KelleyVice President,Human Resources
SaleCommon Stock 2,137 $43.55 $93,066.35
Disclosure

SEC source: 0001209191-21-053620 · doc4.xml · nonDerivative · entry 3

Conte Kelley · CIK 0001668364 · Vice President,Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,097

F4 · price: Average price with actual price ranging from $43.35 and $43.76. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate pric

F5 · balance_after: Represents 43,493 shares of Common Stock and 18,604 Restricted Stock Units.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 20:22 UTC
Conte KelleyVice President,Human Resources
SaleCommon Stock 34,580 $42.70 $1,476,566.00
Disclosure

SEC source: 0001209191-21-053620 · doc4.xml · nonDerivative · entry 2

Conte Kelley · CIK 0001668364 · Vice President,Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,234

F2 · price: Average price with actual price ranging from $42.34 and $43.76. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Represents 45,630 shares of Common Stock and 18,604 Restricted Stock Units.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 20:22 UTC
Conte KelleyVice President,Human Resources
Exercise / conversionCommon Stock 36,717 $3.99 $146,500.83
Disclosure

SEC source: 0001209191-21-053620 · doc4.xml · nonDerivative · entry 1

Conte Kelley · CIK 0001668364 · Vice President,Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents 80,210 shares of Common Stock and 18,604 Restricted Stock Units.

Read SEC document
August 03, 2021 Filed Aug 4, 2021 20:27 UTC
Whitaker Corby CSVP, Sales and Marketing
Exercise / conversionStock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $4.60 $0.00
Disclosure

SEC source: 0001209191-21-049624 · doc4.xml · derivative · entry 8

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,735

Underlying: Common Stock · 11,657 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
August 03, 2021 Filed Aug 4, 2021 20:27 UTC
Whitaker Corby CSVP, Sales and Marketing
SaleCommon Stock 8,000 $37.78 $302,240.00
Disclosure

SEC source: 0001209191-21-049624 · doc4.xml · nonDerivative · entry 5

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,180

F6 · price: Average price with actual price ranging from $37.6200 and $37.9950. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F4 · balance_after: Represents 91,346 shares of Common Stock and 18,834 Restricted Stock Units.

Read SEC document
August 03, 2021 Filed Aug 4, 2021 20:27 UTC
Whitaker Corby CSVP, Sales and Marketing
Exercise / conversionCommon Stock 8,000 $4.60 $36,800.00
Disclosure

SEC source: 0001209191-21-049624 · doc4.xml · nonDerivative · entry 4

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · balance_after: Represents 99,346 shares of Common Stock and 18,834 Restricted Stock Units.

Read SEC document
August 03, 2021 Filed Aug 4, 2021 20:26 UTC
Landes GreggSVP, Operations and Strat Dev
SaleCommon Stock 5,470 $37.01 $202,444.70
Disclosure

SEC source: 0001209191-21-049623 · doc4.xml · nonDerivative · entry 1

Landes Gregg · CIK 0001731877 · SVP, Operations and Strat Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,167

F1 · price: Average price with actual price ranging from $36.46 and $37.66. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Represents 39,563 shares of Common Stock and 18,604 Restricted Stock Units.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 20:27 UTC
Whitaker Corby CSVP, Sales and Marketing
Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $4.60 $0.00
Disclosure

SEC source: 0001209191-21-049624 · doc4.xml · derivative · entry 7

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,735

Underlying: Common Stock · 30,000 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 20:27 UTC
Whitaker Corby CSVP, Sales and Marketing
Exercise / conversionStock Option (Right to Buy) · Derivative 4,258 $0.00 Strike: $7.54 $0.00
Disclosure

SEC source: 0001209191-21-049624 · doc4.xml · derivative · entry 6

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,258 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 20:27 UTC
Whitaker Corby CSVP, Sales and Marketing
SaleCommon Stock 34,258 $36.27 $1,242,537.66
Disclosure

SEC source: 0001209191-21-049624 · doc4.xml · nonDerivative · entry 3

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,180

F3 · price: Average price with actual price ranging from $35.7600 and $37.05. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F4 · balance_after: Represents 91,346 shares of Common Stock and 18,834 Restricted Stock Units.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 20:27 UTC
Whitaker Corby CSVP, Sales and Marketing
Exercise / conversionCommon Stock 30,000 $4.60 $138,000.00
Disclosure

SEC source: 0001209191-21-049624 · doc4.xml · nonDerivative · entry 2

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Represents 125,604 shares of Common Stock and 18,834 Restricted Stock Units.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 20:27 UTC
Whitaker Corby CSVP, Sales and Marketing
Exercise / conversionCommon Stock 4,258 $7.54 $32,105.32
Disclosure

SEC source: 0001209191-21-049624 · doc4.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents 95,604 shares of Common Stock and 18,834 Restricted Stock Units.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 22:43 UTC
Young Donald RDirector · President and CEO
GrantCommon Stock 461,616 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-044570 · doc4.xml · nonDerivative · entry 1

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 730,011

F1 · shares: The reporting person was granted restricted shares of common stock (the "Award") pursuant to a Performance-Based Restricted Stock Agreement by and between Aspen Aerogels, Inc. and the reporting person subject to the 2014 Employee, Director and Consultant Equity Incentive Plan. In order for a tranche of this Award to vest, both time and performance vesting conditions must be satisfied. For the time vesting condition, a tranche will vest at the later of (i) three years from the grant date or (ii) one year from the date when an applicable performance hurdle is achieved, subject to a maximum five-year vesting period for shares with respect to which the performance hurdle has been achieved. With respect to the performance vesting condition, there are three tranches with different share price hurdles and a five-year total performance period. If a share price hurdle is not met after five years, the applicable tranche is forfeited.

F2 · shares: (cont.) The share price hurdle is met by reference to a 30-day volume weighted average price (VWAP) that is maintained for 60 days (the "Share Price Hurdle"). The first tranche consists of 34% of the restricted shares of common stock granted under the Award, with the Share Price Hurdle equal to $43.33. The second tranche consists of 33% of the restricted shares of common stock granted under the Award, with the Share Price Hurdle equal to $64.99. The third tranche consists of 33% of the restricted shares of common stock granted under the Award, with the Share Price Hurdle equal to $86.65.

F1 · price: The reporting person was granted restricted shares of common stock (the "Award") pursuant to a Performance-Based Restricted Stock Agreement by and between Aspen Aerogels, Inc. and the reporting person subject to the 2014 Employee, Director and Consultant Equity Incentive Plan. In order for a tranche of this Award to vest, both time and performance vesting conditions must be satisfied. For the time vesting condition, a tranche will vest at the later of (i) three years from the grant date or (ii) one year from the date when an applicable performance hurdle is achieved, subject to a maximum five-year vesting period for shares with respect to which the performance hurdle has been achieved. With respect to the performance vesting condition, there are three tranches with different share price hurdles and a five-year total performance period. If a share price hurdle is not met after five years, the applicable tranche is forfeited.

F2 · price: (cont.) The share price hurdle is met by reference to a 30-day volume weighted average price (VWAP) that is maintained for 60 days (the "Share Price Hurdle"). The first tranche consists of 34% of the restricted shares of common stock granted under the Award, with the Share Price Hurdle equal to $43.33. The second tranche consists of 33% of the restricted shares of common stock granted under the Award, with the Share Price Hurdle equal to $64.99. The third tranche consists of 33% of the restricted shares of common stock granted under the Award, with the Share Price Hurdle equal to $86.65.

F3 · balance_after: Represents 191,190 shares of common stock, 54,324 restricted stock units and 461,616 shares of restricted stock.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:55 UTC GrantStock Option (Right-to-Buy) · Derivative 3,088 $0.00 Strike: $20.49 $0.00
Disclosure

SEC source: 0001209191-21-037850 · doc4.xml · derivative · entry 2

Mitchell Steven R · CIK 0001610279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,088

Underlying: Common Stock · 3,088 shares

Expires 2031-06-01

F2 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 1, 2022, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2022.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:55 UTC GrantCommon Stock 2,489 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037850 · doc4.xml · nonDerivative · entry 1

Mitchell Steven R · CIK 0001610279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,532

F1 · balance_after: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 1, 2022, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2022.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:47 UTC GrantStock Option (Right-to-Buy) · Derivative 3,088 $0.00 Strike: $20.49 $0.00
Disclosure

SEC source: 0001209191-21-037712 · doc4.xml · derivative · entry 2

Reilly Richard F · CIK 0001610275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,088

Underlying: Common Stock · 3,088 shares

Expires 2031-06-01

F2 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 1, 2022, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2022.

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June 01, 2021 Filed Jun 3, 2021 20:47 UTC GrantCommon Stock 2,489 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037712 · doc4.xml · nonDerivative · entry 1

Reilly Richard F · CIK 0001610275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,532

F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 1, 2022, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2022.

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June 01, 2021 Filed Jun 3, 2021 20:45 UTC GrantStock Option (Right-to-Buy) · Derivative 3,088 $0.00 Strike: $20.49 $0.00
Disclosure

SEC source: 0001209191-21-037706 · doc4.xml · derivative · entry 2

NOGLOWS WILLIAM P · CIK 0001201094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,088

Underlying: Common Stock · 3,088 shares

Expires 2031-06-01

F2 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 1, 2022, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2022.

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June 01, 2021 Filed Jun 3, 2021 20:45 UTC GrantCommon Stock 2,489 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037706 · doc4.xml · nonDerivative · entry 1

NOGLOWS WILLIAM P · CIK 0001201094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,532

F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 1, 2022, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2022.

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June 01, 2021 Filed Jun 3, 2021 20:43 UTC GrantStock Option (Right-to-Buy) · Derivative 3,088 $0.00 Strike: $20.49 $0.00
Disclosure

SEC source: 0001209191-21-037694 · doc4.xml · derivative · entry 2

Noetzel Mark L · CIK 0001472264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,088

Underlying: Common Stock · 3,088 shares

Expires 2031-06-01

F2 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 1, 2022, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2022.

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June 01, 2021 Filed Jun 3, 2021 20:43 UTC GrantCommon Stock 2,489 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037694 · doc4.xml · nonDerivative · entry 1

Noetzel Mark L · CIK 0001472264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,108

F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 1, 2022, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2022.

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June 01, 2021 Filed Jun 3, 2021 20:24 UTC GrantCommon Stock (Right-to-Buy) · Derivative 3,088 $0.00 Strike: $20.49 $0.00
Disclosure

SEC source: 0001209191-21-037651 · doc4.xml · derivative · entry 3

Gervis Robert M. · CIK 0001472399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,088

Underlying: Common Stock · 3,088 shares

Expires 2031-06-01

F3 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 1, 2022, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2022.

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June 01, 2021 Filed Jun 3, 2021 20:24 UTC GrantCommon Stock 2,489 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037651 · doc4.xml · nonDerivative · entry 1

Gervis Robert M. · CIK 0001472399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,283

F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 1, 2022, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2022.

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June 01, 2021 Filed Jun 3, 2021 20:22 UTC GrantStock Option (Right to Buy) · Derivative 3,088 $0.00 Strike: $20.49 $0.00
Disclosure

SEC source: 0001209191-21-037648 · doc4.xml · derivative · entry 2

Blalock Rebecca · CIK 0001677366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,088

Underlying: Common Stock · 3,088 shares

Expires 2031-06-01

F2 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 1, 2022, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2022.

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June 01, 2021 Filed Jun 3, 2021 20:22 UTC GrantCommon Stock 2,489 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037648 · doc4.xml · nonDerivative · entry 1

Blalock Rebecca · CIK 0001677366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,090

F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 1, 2022, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2022.

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March 11, 2021 Filed Mar 12, 2021 21:20 UTC
Whitaker Corby CSVP, Sales and Marketing
Exercise / conversionStock Option (Right to Buy) · Derivative 14,500 $0.00 Strike: $7.54 $0.00
Disclosure

SEC source: 0001209191-21-020155 · doc4.xml · derivative · entry 3

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,258

Underlying: Common Stock · 14,500 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

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March 11, 2021 Filed Mar 12, 2021 21:20 UTC
Whitaker Corby CSVP, Sales and Marketing
SaleCommon Stock 14,500 $22.65 $328,425.00
Disclosure

SEC source: 0001209191-21-020155 · doc4.xml · nonDerivative · entry 2

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,180

F2 · price: Average price with actual price ranging from $22.25 and $22.865. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Represents 91,346 shares of Common Stock and 18,834 Restricted Stock Units.

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March 11, 2021 Filed Mar 12, 2021 21:20 UTC
Whitaker Corby CSVP, Sales and Marketing
Exercise / conversionCommon Stock 14,500 $7.54 $109,330.00
Disclosure

SEC source: 0001209191-21-020155 · doc4.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents 105,846 shares of Common Stock and 18,834 Restricted Stock Units.

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March 01, 2021 Filed Mar 2, 2021 21:32 UTC
Conte KelleyVice President,Human Resources
SaleCommon Stock 2,500 $24.00 $60,000.00
Disclosure

SEC source: 0001209191-21-015993 · doc4.xml · nonDerivative · entry 4

Conte Kelley · CIK 0001668364 · Vice President,Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,097

F5 · balance_after: Represents 43,493 shares of Common Stock and 18,604 Restricted Stock Units.

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February 28, 2021 Filed Mar 2, 2021 16:33 UTC
FAIRBANKS JOHN FVP, CFO and Treasurer
Tax withholdingCommon Stock 3,191 $22.25 $70,999.75
Disclosure

SEC source: 0001209191-21-016002 · doc4.xml · nonDerivative · entry 3

FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,849

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units ("RSUs").

F4 · balance_after: Represents 120,733 shares of Common Stock and 23,116 Restricted Stock Units.

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February 28, 2021 Filed Mar 2, 2021 21:39 UTC
Young Donald RDirector · President and CEO
Tax withholdingCommon Stock 11,112 $22.25 $247,242.00
Disclosure

SEC source: 0001209191-21-016066 · doc4.xml · nonDerivative · entry 3

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,514

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units ("RSUs").

F4 · balance_after: Represents 191,190 shares of Common Stock and 54,324 Restricted Stock Units.

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February 28, 2021 Filed Mar 2, 2021 21:38 UTC
Whitaker Corby CSVP, Sales and Marketing
Tax withholdingCommon Stock 2,500 $22.25 $55,625.00
Disclosure

SEC source: 0001209191-21-016049 · doc4.xml · nonDerivative · entry 3

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,180

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units ("RSUs").

F4 · balance_after: Represents 91,346 Shares of Common Stock and 18,834 Restricted Stock Units.

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February 28, 2021 Filed Mar 2, 2021 21:34 UTC
Gould George LChief Technology Officer
Tax withholdingCommon Stock 2,127 $22.25 $47,325.75
Disclosure

SEC source: 0001209191-21-016014 · doc4.xml · nonDerivative · entry 3

Gould George L · CIK 0001610260 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,280

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units ("RSUs").

F4 · balance_after: Represents 75,559 shares of Common Stock and 17,721 Restricted Stock Units.

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February 28, 2021 Filed Mar 2, 2021 21:36 UTC
Landes GreggSVP, Operations and Strat Dev
Tax withholdingCommon Stock 2,529 $22.25 $56,270.25
Disclosure

SEC source: 0001209191-21-016033 · doc4.xml · nonDerivative · entry 3

Landes Gregg · CIK 0001731877 · SVP, Operations and Strat Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,637

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units ("RSUs").

F4 · balance_after: Represents 45,033 shares of Common Stock and 18,604 Restricted Stock Units.

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February 28, 2021 Filed Mar 2, 2021 21:32 UTC
Conte KelleyVice President,Human Resources
Tax withholdingCommon Stock 2,127 $22.25 $47,325.75
Disclosure

SEC source: 0001209191-21-015993 · doc4.xml · nonDerivative · entry 3

Conte Kelley · CIK 0001668364 · Vice President,Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,597

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units ("RSUs").

F4 · balance_after: Represents 45,993 shares of Common Stock and 18,604 Restricted Stock Units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.