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ASPN

ASPEN AEROGELS INC

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5645
SEC CIK
0001145986
Parsed reports
358

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 13, 2020 Filed Nov 16, 2020 22:59 UTC
Whitaker Corby CSVP, Sales and Marketing
Exercise / conversionStock Option (Right to Buy) · Derivative 9,487 $0.00 Strike: $3.99 $0.00
Disclosure

SEC source: 0001209191-20-058526 · doc4.xml · derivative · entry 4

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,445

Underlying: Common Stock · 9,487 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 22:59 UTC
Whitaker Corby CSVP, Sales and Marketing
SaleCommon Stock 9,487 $11.29 $107,108.23
Disclosure

SEC source: 0001209191-20-058526 · doc4.xml · nonDerivative · entry 3

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,951

F3 · price: Average price with actual price ranging from $11.17 and $11.71. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F1 · balance_after: Represents 76,064 shares of Common Stock and 37,887 Restricted Stock Units.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 22:59 UTC
Whitaker Corby CSVP, Sales and Marketing
Exercise / conversionCommon Stock 9,487 $3.99 $37,853.13
Disclosure

SEC source: 0001209191-20-058526 · doc4.xml · nonDerivative · entry 2

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Represents 85,551 shares of Common Stock and 37,887 Restricted Stock Units.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 22:59 UTC
Whitaker Corby CSVP, Sales and Marketing
SaleCommon Stock 1,500 $11.35 $17,025.00
Disclosure

SEC source: 0001209191-20-058526 · doc4.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,951

F1 · balance_after: Represents 76,064 shares of Common Stock and 37,887 Restricted Stock Units.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 21:39 UTC
Whitaker Corby CSVP, Sales and Marketing
Exercise / conversionStock Option (Right to Buy) · Derivative 2,850 $0.00 Strike: $3.99 $0.00
Disclosure

SEC source: 0001209191-20-057973 · doc4.xml · derivative · entry 9

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,932

Underlying: Common Stock · 2,850 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 21:39 UTC
Whitaker Corby CSVP, Sales and Marketing
SaleCommon Stock 2,850 $11.70 $33,345.00
Disclosure

SEC source: 0001209191-20-057973 · doc4.xml · nonDerivative · entry 6

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,451

F3 · balance_after: Represents 77,564 shares of Common Stock and 37,887 Restricted Stock Units.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 21:39 UTC
Whitaker Corby CSVP, Sales and Marketing
Exercise / conversionCommon Stock 2,850 $3.99 $11,371.50
Disclosure

SEC source: 0001209191-20-057973 · doc4.xml · nonDerivative · entry 5

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · balance_after: Represents 80,414 shares of Common Stock and 37,887 Restricted Stock Units.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:39 UTC
Whitaker Corby CSVP, Sales and Marketing
Exercise / conversionStock Option (Right to Buy) · Derivative 15,608 $0.00 Strike: $3.99 $0.00
Disclosure

SEC source: 0001209191-20-057973 · doc4.xml · derivative · entry 8

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,782

Underlying: Common Stock · 15,608 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:39 UTC
Whitaker Corby CSVP, Sales and Marketing
SaleCommon Stock 15,608 $11.70 $182,613.60
Disclosure

SEC source: 0001209191-20-057973 · doc4.xml · nonDerivative · entry 4

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,451

F5 · price: Average price with actual price ranging from $11.70 and $11.73. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security, holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Represents 77,564 shares of Common Stock and 37,887 Restricted Stock Units.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:39 UTC
Whitaker Corby CSVP, Sales and Marketing
Exercise / conversionCommon Stock 15,608 $3.99 $62,275.92
Disclosure

SEC source: 0001209191-20-057973 · doc4.xml · nonDerivative · entry 3

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · balance_after: Represents 93,172 shares of Common Stock and 37,887 Restricted Stock Units.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:39 UTC
Whitaker Corby CSVP, Sales and Marketing
Exercise / conversionStock Option (Right to Buy) · Derivative 16,462 $0.00 Strike: $3.99 $0.00
Disclosure

SEC source: 0001209191-20-057973 · doc4.xml · derivative · entry 7

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,390

Underlying: Common Stock · 16,462 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:39 UTC
Whitaker Corby CSVP, Sales and Marketing
SaleCommon Stock 16,462 $11.78 $193,922.36
Disclosure

SEC source: 0001209191-20-057973 · doc4.xml · nonDerivative · entry 2

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,451

F2 · price: Average price with actual price ranging from $11.70 and $12.21.The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security, holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Represents 77,564 shares of Common Stock and 37,887 Restricted Stock Units.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:39 UTC
Whitaker Corby CSVP, Sales and Marketing
Exercise / conversionCommon Stock 16,462 $3.99 $65,683.38
Disclosure

SEC source: 0001209191-20-057973 · doc4.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents 94,026 shares of Common Stock and 37,887 Restricted Stock Units.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 20:36 UTC GrantStock Option (right to buy) · Derivative 9,817 $0.00 Strike: $6.79 $0.00
Disclosure

SEC source: 0001209191-20-038202 · doc4.xml · derivative · entry 2

NOGLOWS WILLIAM P · CIK 0001201094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,817

Underlying: Common Stock · 9,817 shares

Expires 2030-06-18

F2 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 18, 2021 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2021.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 20:36 UTC GrantCommon Stock 7,511 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-038202 · doc4.xml · nonDerivative · entry 1

NOGLOWS WILLIAM P · CIK 0001201094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,043

F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 18, 2021 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2021.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 20:36 UTC GrantStock Option (right to buy · Derivative 9,817 $0.00 Strike: $6.79 $0.00
Disclosure

SEC source: 0001209191-20-038203 · doc4.xml · derivative · entry 2

Reilly Richard F · CIK 0001610275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,817

Underlying: Common Stock · 9,817 shares

Expires 2030-06-18

F2 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 18, 2021 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2021.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 20:36 UTC GrantCommon Stock 7,511 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-038203 · doc4.xml · nonDerivative · entry 1

Reilly Richard F · CIK 0001610275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,043

F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 18, 2021 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2021.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 20:35 UTC GrantStock Option (right to buy) · Derivative 9,817 $0.00 Strike: $6.79 $0.00
Disclosure

SEC source: 0001209191-20-038201 · doc4.xml · derivative · entry 2

Noetzel Mark L · CIK 0001472264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,817

Underlying: Common Stock · 9,817 shares

Expires 2030-06-18

F2 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 18, 2021 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2021.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 20:35 UTC GrantCommon Stock 7,511 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-038201 · doc4.xml · nonDerivative · entry 1

Noetzel Mark L · CIK 0001472264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,619

F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 18, 2021 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2021.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 20:34 UTC GrantStock Option (right to buy) · Derivative 9,817 $0.00 Strike: $6.79 $0.00
Disclosure

SEC source: 0001209191-20-038200 · doc4.xml · derivative · entry 2

Mitchell Steven R · CIK 0001610279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,817

Underlying: Common Stock · 9,817 shares

Expires 2030-06-18

F2 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 18, 2021 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2021.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 20:34 UTC GrantCommon Stock 7,511 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-038200 · doc4.xml · nonDerivative · entry 1

Mitchell Steven R · CIK 0001610279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,043

F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 18, 2021 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2021.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 20:33 UTC GrantStock Option (right to buy) · Derivative 9,817 $0.00 Strike: $6.79 $0.00
Disclosure

SEC source: 0001209191-20-038194 · doc4.xml · derivative · entry 2

Blalock Rebecca · CIK 0001677366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,817

Underlying: Common Stock · 9,817 shares

Expires 2030-06-18

F2 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 18, 2021 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2021.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 20:33 UTC GrantCommon Stock 7,511 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-038194 · doc4.xml · nonDerivative · entry 1

Blalock Rebecca · CIK 0001677366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,601

F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 18, 2021 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2021.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 20:34 UTC GrantStock Option (right to buy) · Derivative 9,817 $0.00 Strike: $6.79 $0.00
Disclosure

SEC source: 0001209191-20-038197 · doc4.xml · derivative · entry 3

Gervis Robert M. · CIK 0001472399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,817

Underlying: Common Stock · 9,817 shares

Expires 2030-06-18

F3 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 18, 2021 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2021.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 20:34 UTC GrantCommon Stock 7,511 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-038197 · doc4.xml · nonDerivative · entry 1

Gervis Robert M. · CIK 0001472399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,794

F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 18, 2021 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2021.

Read SEC document
March 09, 2020 Filed Mar 10, 2020 20:16 UTC
Young Donald RDirector · President and CEO
PurchaseCommon Stock 1,000 $7.01 $7,010.00
Disclosure

SEC source: 0001209191-20-017649 · doc4.xml · nonDerivative · entry 2

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,216

F2 · balance_after: Represents 148,833 shares of Common Stock, 112,258 RSUs and 78,125 restricted shares of Common Stock.

Read SEC document
March 09, 2020 Filed Mar 10, 2020 20:16 UTC
Young Donald RDirector · President and CEO
PurchaseCommon Stock 1,000 $7.35 $7,350.00
Disclosure

SEC source: 0001209191-20-017649 · doc4.xml · nonDerivative · entry 1

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,216

F1 · balance_after: Represents 147,833 shares of Common Stock, 112,258 Restricted Stock Units ("RSU") and 78,125 restricted shares of Common Stock.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 16:29 UTC
FAIRBANKS JOHN FVP, CFO and Treasurer
Tax withholdingCommon Stock 6,698 $7.95 $53,249.10
Disclosure

SEC source: 0001209191-20-014465 · doc4.xml · nonDerivative · entry 2

FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,105

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSU").

F3 · balance_after: Represents 101,336 shares of Common Stock and 47,769 RSUs.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 21:31 UTC
Gould George LChief Technology Officer
Tax withholdingCommon Stock 4,421 $7.95 $35,146.95
Disclosure

SEC source: 0001209191-20-014475 · doc4.xml · nonDerivative · entry 2

Gould George L · CIK 0001610260 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,041

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSU").

F3 · balance_after: Represents 61,505 shares of Common Stock and 35,536 RSUs.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 21:30 UTC
Landes GreggSVP, Operations and Strat Dev
Tax withholdingCommon Stock 3,737 $7.95 $29,709.15
Disclosure

SEC source: 0001209191-20-014469 · doc4.xml · nonDerivative · entry 2

Landes Gregg · CIK 0001731877 · SVP, Operations and Strat Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,551

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSU").

F3 · balance_after: Represents 30,304 shares of Common Stock and 37,247 RSUs.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 21:27 UTC
Conte KelleyVice President,Human Resources
Tax withholdingCommon Stock 4,466 $7.95 $35,504.70
Disclosure

SEC source: 0001209191-20-014461 · doc4.xml · nonDerivative · entry 2

Conte Kelley · CIK 0001668364 · Vice President,Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,971

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSU").

F3 · balance_after: Represents 31,811 shares of Common Stock and 36,160 RSUs.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 21:26 UTC
Young Donald RDirector · President and CEO
Tax withholdingCommon Stock 7,497 $7.95 $59,601.15
Disclosure

SEC source: 0001209191-20-014458 · doc4.xml · nonDerivative · entry 2

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,216

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSU").

F3 · balance_after: Represents 146,833 shares of Common Stock, 112,258 RSUs and 78,125 restricted shares of Common Stock.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 21:26 UTC
Whitaker Corby CSVP, Sales and Marketing
Tax withholdingCommon Stock 5,046 $7.95 $40,115.70
Disclosure

SEC source: 0001209191-20-014455 · doc4.xml · nonDerivative · entry 2

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,451

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSU").

F3 · balance_after: Represents 77,564 shares of Common Stock and 37,887 RSUs.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 16:29 UTC
FAIRBANKS JOHN FVP, CFO and Treasurer
Tax withholdingCommon Stock 4,551 $7.92 $36,043.92
Disclosure

SEC source: 0001209191-20-014465 · doc4.xml · nonDerivative · entry 1

FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,803

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSU").

F2 · balance_after: Represents 85,088 shares of Common Stock and 70,715 RSUs.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:31 UTC
Gould George LChief Technology Officer
Tax withholdingCommon Stock 3,655 $7.92 $28,947.60
Disclosure

SEC source: 0001209191-20-014475 · doc4.xml · nonDerivative · entry 1

Gould George L · CIK 0001610260 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,462

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSU").

F2 · balance_after: Represents 50,628 shares of Common Stock and 50,834 shares of RSUs.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:30 UTC
Landes GreggSVP, Operations and Strat Dev
Tax withholdingCommon Stock 3,660 $7.92 $28,987.20
Disclosure

SEC source: 0001209191-20-014469 · doc4.xml · nonDerivative · entry 1

Landes Gregg · CIK 0001731877 · SVP, Operations and Strat Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,288

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSU").

F2 · balance_after: Represents 21,078 shares of Common Stock and 50,210 RSUs.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:27 UTC
Conte KelleyVice President,Human Resources
Tax withholdingCommon Stock 3,660 $7.92 $28,987.20
Disclosure

SEC source: 0001209191-20-014461 · doc4.xml · nonDerivative · entry 1

Conte Kelley · CIK 0001668364 · Vice President,Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,437

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSU").

F2 · balance_after: Represents 20,979 shares of Common Stock and 51,458 RSUs.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:26 UTC
Young Donald RDirector · President and CEO
Tax withholdingCommon Stock 9,695 $7.92 $76,784.40
Disclosure

SEC source: 0001209191-20-014458 · doc4.xml · nonDerivative · entry 1

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,713

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSU").

F2 · balance_after: Represents 128,787 shares of Common Stock, 137,801 RSUs and 78,125 restricted shares of Common Stock.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:26 UTC
Whitaker Corby CSVP, Sales and Marketing
Tax withholdingCommon Stock 3,616 $7.92 $28,638.72
Disclosure

SEC source: 0001209191-20-014455 · doc4.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,497

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSU").

F2 · balance_after: Represents 65,239 shares of Common Stock and 55,258 RSUs.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 16:54 UTC
FAIRBANKS JOHN FVP, CFO and Treasurer
GrantStock Options (Right to Buy) · Derivative 57,479 $0.00 Strike: $8.02 $0.00
Disclosure

SEC source: 0001209191-20-013956 · doc4.xml · derivative · entry 2

FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,479

Underlying: Common Stock · 57,479 shares

Expires 2030-02-26

F3 · derivative.exercise_date: The options vest as to one-third of the shares on February 26, 2021, an additional one-third of the shares on February 26, 2022 and the remaining one-third of the shares on February 26, 2023.

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February 26, 2020 Filed Feb 28, 2020 16:54 UTC
FAIRBANKS JOHN FVP, CFO and Treasurer
GrantCommon Stock 9,351 $8.02 $74,995.02
Disclosure

SEC source: 0001209191-20-013956 · doc4.xml · nonDerivative · entry 1

FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,354

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs vest as to one-third of the shares on February 26, 2021, an additional one-third of the shares on February 26, 2022 and the remaining one-third of the shares on February 26, 2023.

F2 · balance_after: Represents 75,865 shares of Common Stock and 84,489 shares of Restricted Stock Units.

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February 26, 2020 Filed Feb 28, 2020 22:00 UTC
Gould George LChief Technology Officer
GrantStock Options (right to Buy) · Derivative 44,067 $0.00 Strike: $8.02 $0.00
Disclosure

SEC source: 0001209191-20-013977 · doc4.xml · derivative · entry 2

Gould George L · CIK 0001610260 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,067

Underlying: Common Stock · 44,067 shares

Expires 2030-02-26

F3 · derivative.exercise_date: The options vest as to one-third of the shares on February 26, 2021, an additional one-third of the shares on February 26, 2022 and the remaining one-third of the shares on February 26, 2023.

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February 26, 2020 Filed Feb 28, 2020 22:00 UTC
Gould George LChief Technology Officer
GrantCommon Stock 7,169 $8.02 $57,495.38
Disclosure

SEC source: 0001209191-20-013977 · doc4.xml · nonDerivative · entry 1

Gould George L · CIK 0001610260 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,117

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs vest as to one-third of the shares on February 26, 2021, an additional one-third of the shares on February 26, 2022 and the remaining one-third of the shares on February 26, 2023.

F2 · balance_after: Represents 43,723 shares of Common Stock and 61,394 shares of Restricted Stock Units.

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February 26, 2020 Filed Feb 28, 2020 21:59 UTC
Landes GreggSVP, Operations and Strat Dev
GrantStock Options (Right to Buy) · Derivative 47,899 $0.00 Strike: $8.02 $0.00
Disclosure

SEC source: 0001209191-20-013969 · doc4.xml · derivative · entry 2

Landes Gregg · CIK 0001731877 · SVP, Operations and Strat Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,899

Underlying: Common Stock · 47,899 shares

Expires 2030-02-26

F3 · derivative.exercise_date: The options vest as to one-third of the shares on February 26, 2021, an additional one-third of the shares on February 26, 2022 and the remaining one-third of the shares on February 26, 2023.

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February 26, 2020 Filed Feb 28, 2020 21:59 UTC
Landes GreggSVP, Operations and Strat Dev
GrantCommon Stock 7,793 $8.02 $62,499.86
Disclosure

SEC source: 0001209191-20-013969 · doc4.xml · nonDerivative · entry 1

Landes Gregg · CIK 0001731877 · SVP, Operations and Strat Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,948

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs vest as to one-third of the shares on February 26, 2021, an additional one-third of the shares on February 26, 2022 and the remaining one-third of the shares on February 26, 2023.

F2 · balance_after: Represents 14,178 shares of Common Stock and 60,770 shares of Restricted Stock Units.

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February 26, 2020 Filed Feb 28, 2020 21:58 UTC
Conte KelleyVice President,Human Resources
GrantStock Options (Right to Buy) · Derivative 47,899 $0.00 Strike: $8.02 $0.00
Disclosure

SEC source: 0001209191-20-013965 · doc4.xml · derivative · entry 2

Conte Kelley · CIK 0001668364 · Vice President,Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,899

Underlying: Common Stock · 47,899 shares

Expires 2030-02-26

F3 · derivative.exercise_date: The options vest as to one-third of the shares on February 26, 2021, an additional one-third of the shares on February 26, 2022 and the remaining one-third of the shares on February 26, 2023.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 21:58 UTC
Conte KelleyVice President,Human Resources
GrantCommon Stock 7,793 $8.02 $62,499.86
Disclosure

SEC source: 0001209191-20-013965 · doc4.xml · nonDerivative · entry 1

Conte Kelley · CIK 0001668364 · Vice President,Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,097

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs vest as to one-third of the shares on February 26, 2021, an additional one-third of the shares on February 26, 2022 and the remaining one-third of the shares on February 26, 2023.

F2 · balance_after: Represents 14,079 shares of Common Stock and 62,018 shares of Restricted Stock Units.

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February 26, 2020 Filed Feb 28, 2020 21:57 UTC
Whitaker Corby CSVP, Sales and Marketing
GrantStockOptions (Right to Buy) · Derivative 47,899 $0.00 Strike: $8.02 $0.00
Disclosure

SEC source: 0001209191-20-013963 · doc4.xml · derivative · entry 2

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,899

Underlying: Common Stock · 47,899 shares

Expires 2030-02-26

F3 · derivative.exercise_date: The options vest as to one-third of the shares on February 26, 2021, an additional one-third of the shares on February 26, 2022 and the remaining one-third of the shares on February 26, 2023.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 21:57 UTC
Whitaker Corby CSVP, Sales and Marketing
GrantCommon Stock 7,793 $8.02 $62,499.86
Disclosure

SEC source: 0001209191-20-013963 · doc4.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,113

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs vest as to one-third of the shares on February 26, 2021, an additional one-third of the shares on February 26, 2022 and the remaining one-third of the shares on February 26, 2023.

F2 · balance_after: Represents 58,065 shares of Common Stock and 66,048 shares of Restricted Stock Units.

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February 26, 2020 Filed Feb 28, 2020 21:56 UTC
Young Donald RDirector · President and CEO
GrantStock Option (Right-to-Buy) · Derivative 135,077 $0.00 Strike: $8.02 $0.00
Disclosure

SEC source: 0001209191-20-013959 · doc4.xml · derivative · entry 2

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,077

Underlying: Common Stock · 135,077 shares

Expires 2030-02-26

F3 · derivative.exercise_date: The options vest as to one-third of the shares on February 26, 2021, an additional one-third of the shares on February 26, 2022 and the remaining one-third of the shares on February 26, 2023.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.