Tapewire

Nasdaq · USD

ASLE

AerSale Corp

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1521
SEC CIK
0001754170
Parsed reports
238

Last 12 months

Inside the activity.

4 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202500
Jan 202601
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202606
Jul 202601
Aug 202600
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 08, 2021 Filed Jun 10, 2021 23:53 UTC
Finazzo NicolasDirector · CEO & Division Pres., TechOps.
PurchaseWarrant · Derivative 11,377 $2.97 Strike: $11.50 $33,755.56
Disclosure

SEC source: 0001104659-21-079641 · tm2119447-1_4seq1.xml · derivative · entry 1

Finazzo Nicholas · CIK 0001838102 · Director · CEO & Division Pres., TechOps.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 87,957

Underlying: Common Stock · 11,377 shares

Expires not disclosed

F1 · derivative.exercise_date: The warrants are currently exercisable and will expire on December 22, 2025.s

F1 · derivative.expiration_date: The warrants are currently exercisable and will expire on December 22, 2025.s

F2 · ownership.nature: The warrants are held directly by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Mr. Finazzo disclaims any beneficial ownership of such warrants except to the extend of any pecuniary interest herein.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 00:52 UTC
Finazzo NicolasDirector · CEO & Division Pres., TechOps.
PurchaseWarrant · Derivative 11,377 $2.90 Strike: $11.50 $33,033.12
Disclosure

SEC source: 0001104659-21-077880 · tm2119082d1_4.xml · derivative · entry 3

Finazzo Nicholas · CIK 0001838102 · Director · CEO & Division Pres., TechOps.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 76,580

Underlying: Common Stock · 11,377 shares

Expires not disclosed

F1 · derivative.exercise_date: The warrants are currently exercisable and will expire on December 22, 2025.

F1 · derivative.expiration_date: The warrants are currently exercisable and will expire on December 22, 2025.

F2 · ownership.nature: The warrants are held directly by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Mr. Finazzo disclaims any beneficial ownership of such warrants except to the extend of any pecuniary interest herein.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 00:52 UTC
Finazzo NicolasDirector · CEO & Division Pres., TechOps.
PurchaseWarrant · Derivative 2,822 $2.72 Strike: $11.50 $7,686.56
Disclosure

SEC source: 0001104659-21-077880 · tm2119082d1_4.xml · derivative · entry 2

Finazzo Nicholas · CIK 0001838102 · Director · CEO & Division Pres., TechOps.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 65,203

Underlying: Common Stock · 2,822 shares

Expires not disclosed

F1 · derivative.exercise_date: The warrants are currently exercisable and will expire on December 22, 2025.

F1 · derivative.expiration_date: The warrants are currently exercisable and will expire on December 22, 2025.

F2 · ownership.nature: The warrants are held directly by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Mr. Finazzo disclaims any beneficial ownership of such warrants except to the extend of any pecuniary interest herein.

Read SEC document
June 03, 2021 Filed Jun 8, 2021 00:52 UTC
Finazzo NicolasDirector · CEO & Division Pres., TechOps.
PurchaseWarrant · Derivative 400 $2.57 Strike: $11.50 $1,028.00
Disclosure

SEC source: 0001104659-21-077880 · tm2119082d1_4.xml · derivative · entry 1

Finazzo Nicholas · CIK 0001838102 · Director · CEO & Division Pres., TechOps.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 62,381

Underlying: Common Stock · 400 shares

Expires not disclosed

F1 · derivative.exercise_date: The warrants are currently exercisable and will expire on December 22, 2025.

F1 · derivative.expiration_date: The warrants are currently exercisable and will expire on December 22, 2025.

F2 · ownership.nature: The warrants are held directly by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Mr. Finazzo disclaims any beneficial ownership of such warrants except to the extend of any pecuniary interest herein.

Read SEC document
June 02, 2021 Filed Jun 2, 2021 22:21 UTC
Finazzo NicolasDirector · CEO & Division Pres., TechOps.
PurchaseWarrant · Derivative 800 $2.53 Strike: $11.50 $2,024.00
Disclosure

SEC source: 0001104659-21-075884 · tm2117848-1_4seq1.xml · derivative · entry 3

Finazzo Nicholas · CIK 0001838102 · Director · CEO & Division Pres., TechOps.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 61,981

Underlying: Common Stock · 800 shares

Expires not disclosed

F1 · derivative.exercise_date: The warrants are currently exercisable and will expire on December 22, 2025.

F1 · derivative.expiration_date: The warrants are currently exercisable and will expire on December 22, 2025.

F2 · ownership.nature: The warrants are held directly by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Mr. Finazzo disclaims any beneficial ownership of such warrants except to the extend of any pecuniary interest herein.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 22:21 UTC
Finazzo NicolasDirector · CEO & Division Pres., TechOps.
PurchaseWarrant · Derivative 5,338 $2.54 Strike: $11.50 $13,553.72
Disclosure

SEC source: 0001104659-21-075884 · tm2117848-1_4seq1.xml · derivative · entry 2

Finazzo Nicholas · CIK 0001838102 · Director · CEO & Division Pres., TechOps.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 61,181

Underlying: Common Stock · 5,338 shares

Expires not disclosed

F1 · derivative.exercise_date: The warrants are currently exercisable and will expire on December 22, 2025.

F1 · derivative.expiration_date: The warrants are currently exercisable and will expire on December 22, 2025.

F2 · ownership.nature: The warrants are held directly by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Mr. Finazzo disclaims any beneficial ownership of such warrants except to the extend of any pecuniary interest herein.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 22:21 UTC
Finazzo NicolasDirector · CEO & Division Pres., TechOps.
PurchaseWarrant · Derivative 6 $2.50 Strike: $11.50 $15.00
Disclosure

SEC source: 0001104659-21-075884 · tm2117848-1_4seq1.xml · derivative · entry 1

Finazzo Nicholas · CIK 0001838102 · Director · CEO & Division Pres., TechOps.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 55,843

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_date: The warrants are currently exercisable and will expire on December 22, 2025.

F1 · derivative.expiration_date: The warrants are currently exercisable and will expire on December 22, 2025.

F2 · ownership.nature: The warrants are held directly by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Mr. Finazzo disclaims any beneficial ownership of such warrants except to the extend of any pecuniary interest herein.

Read SEC document
May 26, 2021 Filed May 27, 2021 22:05 UTC
Finazzo NicolasDirector · CEO & Division Pres., TechOps.
PurchaseWarrant · Derivative 75 $2.47 Strike: $11.50 $185.25
Disclosure

SEC source: 0001104659-21-073414 · tm2117848-1_4seq1.xml · derivative · entry 2

Finazzo Nicholas · CIK 0001838102 · Director · CEO & Division Pres., TechOps.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 55,837

Underlying: Common Stock · 75 shares

Expires not disclosed

F1 · derivative.exercise_date: The warrants are currently exercisable and will expire on December 22, 2025.

F1 · derivative.expiration_date: The warrants are currently exercisable and will expire on December 22, 2025.

F2 · ownership.nature: The warrants are held directly by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Mr. Finazzo disclaims any beneficial ownership of such warrants except to the extend of any pecuniary interest herein.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:05 UTC
Finazzo NicolasDirector · CEO & Division Pres., TechOps.
PurchaseWarrant · Derivative 6,317 $2.50 Strike: $11.50 $15,790.60
Disclosure

SEC source: 0001104659-21-073414 · tm2117848-1_4seq1.xml · derivative · entry 1

Finazzo Nicholas · CIK 0001838102 · Director · CEO & Division Pres., TechOps.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 55,762

Underlying: Common Stock · 6,317 shares

Expires not disclosed

F1 · derivative.exercise_date: The warrants are currently exercisable and will expire on December 22, 2025.

F1 · derivative.expiration_date: The warrants are currently exercisable and will expire on December 22, 2025.

F2 · ownership.nature: The warrants are held directly by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Mr. Finazzo disclaims any beneficial ownership of such warrants except to the extend of any pecuniary interest herein.

Read SEC document
May 24, 2021 Filed May 24, 2021 23:49 UTC
Finazzo NicolasDirector · CEO & Division Pres., TechOps.
PurchaseWarrant · Derivative 1,102 $2.50 Strike: $11.50 $2,755.00
Disclosure

SEC source: 0001104659-21-071415 · tm2117405-1_4seq1.xml · derivative · entry 2

Finazzo Nicholas · CIK 0001838102 · Director · CEO & Division Pres., TechOps.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,102

Underlying: Common Stock · 1,102 shares

Expires not disclosed

F1 · derivative.exercise_date: The warrants are currently exercisable and will expire on December 22, 2025.

F1 · derivative.expiration_date: The warrants are currently exercisable and will expire on December 22, 2025.

F2 · ownership.nature: The warrants are held directly by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Mr. Finazzo disclaims any beneficial ownership of such warrants except to the extend of any pecuniary interest herein.

Read SEC document
May 20, 2021 Filed May 24, 2021 23:49 UTC
Finazzo NicolasDirector · CEO & Division Pres., TechOps.
PurchaseWarrant · Derivative 4,900 $2.49 Strike: $11.50 $12,219.62
Disclosure

SEC source: 0001104659-21-071415 · tm2117405-1_4seq1.xml · derivative · entry 1

Finazzo Nicholas · CIK 0001838102 · Director · CEO & Division Pres., TechOps.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,900

Underlying: Common Stock · 4,900 shares

Expires not disclosed

F1 · derivative.exercise_date: The warrants are currently exercisable and will expire on December 22, 2025.

F1 · derivative.expiration_date: The warrants are currently exercisable and will expire on December 22, 2025.

F2 · ownership.nature: The warrants are held directly by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Mr. Finazzo disclaims any beneficial ownership of such warrants except to the extend of any pecuniary interest herein.

Read SEC document
May 19, 2021 Filed May 19, 2021 22:30 UTC
Finazzo NicolasDirector · CEO & Division Pres., TechOps.
PurchaseWarrant · Derivative 4,700 $2.45 Strike: $11.50 $11,509.83
Disclosure

SEC source: 0001104659-21-069447 · tm2117014-1_4seq1.xml · derivative · entry 3

Finazzo Nicholas · CIK 0001838102 · Director · CEO & Division Pres., TechOps.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,700

Underlying: Common Stock · 4,700 shares

Expires not disclosed

F1 · derivative.exercise_date: The warrants are currently exercisable and will expire on December 22, 2025.

F1 · derivative.expiration_date: The warrants are currently exercisable and will expire on December 22, 2025.

F2 · ownership.nature: The warrants are held directly by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Mr. Finazzo disclaims any beneficial ownership of such warrants except to the extend of any pecuniary interest herein.

Read SEC document
May 18, 2021 Filed May 19, 2021 22:30 UTC
Finazzo NicolasDirector · CEO & Division Pres., TechOps.
PurchaseWarrant · Derivative 700 $2.50 Strike: $11.50 $1,750.00
Disclosure

SEC source: 0001104659-21-069447 · tm2117014-1_4seq1.xml · derivative · entry 2

Finazzo Nicholas · CIK 0001838102 · Director · CEO & Division Pres., TechOps.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 700

Underlying: Common Stock · 700 shares

Expires not disclosed

F1 · derivative.exercise_date: The warrants are currently exercisable and will expire on December 22, 2025.

F1 · derivative.expiration_date: The warrants are currently exercisable and will expire on December 22, 2025.

F2 · ownership.nature: The warrants are held directly by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Mr. Finazzo disclaims any beneficial ownership of such warrants except to the extend of any pecuniary interest herein.

Read SEC document
May 17, 2021 Filed May 19, 2021 22:30 UTC
Finazzo NicolasDirector · CEO & Division Pres., TechOps.
PurchaseWarrant · Derivative 1,200 $2.50 Strike: $11.50 $3,000.00
Disclosure

SEC source: 0001104659-21-069447 · tm2117014-1_4seq1.xml · derivative · entry 1

Finazzo Nicholas · CIK 0001838102 · Director · CEO & Division Pres., TechOps.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,200

Underlying: Common Stock · 1,200 shares

Expires not disclosed

F1 · derivative.exercise_date: The warrants are currently exercisable and will expire on December 22, 2025.

F1 · derivative.expiration_date: The warrants are currently exercisable and will expire on December 22, 2025.

F2 · ownership.nature: The warrants are held directly by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Mr. Finazzo disclaims any beneficial ownership of such warrants except to the extend of any pecuniary interest herein.

Read SEC document
May 14, 2021 Filed May 17, 2021 23:11 UTC
Finazzo NicolasDirector · CEO & Division Pres., TechOps.
PurchaseWarrant · Derivative 30,325 $2.29 Strike: $11.50 $69,368.44
Disclosure

SEC source: 0001104659-21-068379 · tm2116763-1_4seq1.xml · derivative · entry 2

Finazzo Nicholas · CIK 0001838102 · Director · CEO & Division Pres., TechOps.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 30,325

Underlying: Common Stock · 30,325 shares

Expires not disclosed

F1 · derivative.exercise_date: The warrants are currently exercisable and will expire on December 22, 2025

F1 · derivative.expiration_date: The warrants are currently exercisable and will expire on December 22, 2025

F2 · ownership.nature: The warrants are held directly by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Mr. Finazzo disclaims any beneficial ownership of such warrants except to the extend of any pecuniary interest herein.

Read SEC document
May 13, 2021 Filed May 17, 2021 23:11 UTC
Finazzo NicolasDirector · CEO & Division Pres., TechOps.
PurchaseWarrant · Derivative 6,518 $2.17 Strike: $11.50 $14,158.40
Disclosure

SEC source: 0001104659-21-068379 · tm2116763-1_4seq1.xml · derivative · entry 1

Finazzo Nicholas · CIK 0001838102 · Director · CEO & Division Pres., TechOps.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,518

Underlying: Common Stock · 6,518 shares

Expires not disclosed

F1 · derivative.exercise_date: The warrants are currently exercisable and will expire on December 22, 2025

F1 · derivative.expiration_date: The warrants are currently exercisable and will expire on December 22, 2025

F2 · ownership.nature: The warrants are held directly by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Mr. Finazzo disclaims any beneficial ownership of such warrants except to the extend of any pecuniary interest herein.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 21:13 UTC
Kirton MichaelDirector · 10% owner
OtherContingent Earnout Shares · Derivative 967,117 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027699 · doc4.xml · derivative · entry 4

Kirton Michael · CIK 0001837767 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 967,117

Underlying: Common Stock · 967,117 shares

Expires not disclosed

F7 · derivative.exercise_price: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.

F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction").

F10 · shares: Represents Contingent Earnout Shares acquired by Main CF, Side CF, and Associates CF pursuant to the Transaction. Of the shares acquired, 692,066 were acquired by Main CF, 274,910 were acquired by Side CF, and 141 were acquired by Associates CF.

F7 · derivative.exercise_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.

F7 · derivative.expiration_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.

F11 · balance_after: Represents Contingent Earnout Shares owned by Main CF, Side CF, and Associates CF. Of the shares reported, 692,066 are owned by Main CF, 274,910 are owned by Side CF, and 141 are owned by Associates CF.

F4 · ownership.nature: Mr. Kirton directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by GEI V, GEI Side V, and Coinvest, and Main CF, Side CF, and Associates CF. Mr. Kirton disclaims beneficial ownership of the shares of Common Stock reported herein, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 21:13 UTC
Kirton MichaelDirector · 10% owner
OtherContingent Earnout Shares · Derivative 967,117 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027699 · doc4.xml · derivative · entry 3

Kirton Michael · CIK 0001837767 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 0

Underlying: Common Stock · 967,117 shares

Expires not disclosed

F7 · derivative.exercise_price: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.

F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction").

F8 · shares: Represents Contingent Earnout Shares contributed by GEI V, GEI Side V, and Coinvest pursuant to the Transaction. Of the shares contributed, 743,522 were contributed by GEI V, 223,032 were contributed by GEI Side V, and 563 were contributed by Coinvest.

F7 · derivative.exercise_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.

F7 · derivative.expiration_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.

F9 · balance_after: Represents Contingent Earnout Shares owned by GEI V, GEI Side V, and Coinvest. Of the shares reported, 0 are owned by GEI V, 0 are owned by GEI Side V, and 0 are owned Coinvest.

F4 · ownership.nature: Mr. Kirton directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by GEI V, GEI Side V, and Coinvest, and Main CF, Side CF, and Associates CF. Mr. Kirton disclaims beneficial ownership of the shares of Common Stock reported herein, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 21:13 UTC
Kirton MichaelDirector · 10% owner
OtherCommon Stock 27,017,623 $12.55 $339,071,168.65
Disclosure

SEC source: 0001209191-21-027699 · doc4.xml · nonDerivative · entry 2

Kirton Michael · CIK 0001837767 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 27,017,623

F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction").

F5 · shares: Represents shares of Common Stock of the Issuer acquired by Main CF, Side CF, and Associates CF pursuant to the Transaction. Of the shares of Common Stock acquired, 19,333,716 were acquired by Main CF, 7,679,974 were acquired by Side CF, and 3,933 were acquired by Associates CF.

F6 · balance_after: Represents shares of Common Stock of the Issuer owned by Main CF, Side CF, and Associates CF. Of the shares of Common Stock reported, 19,333,716 are owned by Main CF, 7,679,974 are owned by Side CF, and 3,933 are owned by Associates CF.

F4 · ownership.nature: Mr. Kirton directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by GEI V, GEI Side V, and Coinvest, and Main CF, Side CF, and Associates CF. Mr. Kirton disclaims beneficial ownership of the shares of Common Stock reported herein, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 21:13 UTC
Kirton MichaelDirector · 10% owner
OtherCommon Stock 27,017,623 $12.55 $339,071,168.65
Disclosure

SEC source: 0001209191-21-027699 · doc4.xml · nonDerivative · entry 1

Kirton Michael · CIK 0001837767 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 0

F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction").

F2 · shares: Represents shares of Common Stock of the Issuer contributed by GEI V, GEI Side V, and Coinvest pursuant to the Transaction. Of the shares of Common Stock contributed, 20,771,203 were contributed by GEI V, 6,230,686 were contributed by GEI Side V, and 15,734 were contributed by Coinvest.

F3 · balance_after: Represents shares of Common Stock of the Issuer owned by GEI V, GEI Side V, and Coinvest. Of the shares of Common Stock reported, 0 are owned by GEI V, 0 are owned by GEI Side V, and 0 are owned by Coinvest.

F4 · ownership.nature: Mr. Kirton directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by GEI V, GEI Side V, and Coinvest, and Main CF, Side CF, and Associates CF. Mr. Kirton disclaims beneficial ownership of the shares of Common Stock reported herein, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 16, 2021 Filed Apr 21, 2021 01:02 UTC
SEIFFER JONATHAN ADirector · 10% owner
OtherContingent Earnout Shares · Derivative 967,117 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027695 · doc4.xml · derivative · entry 4

SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 967,117

Underlying: Common Stock · 967,117 shares

Expires not disclosed

F7 · derivative.exercise_price: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.

F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction").

F10 · shares: Represents Contingent Earnout Shares acquired by Main CF, Side CF, and Associates CF pursuant to the Transaction. Of the shares acquired, 692,066 were acquired by Main CF, 274,910 were acquired by Side CF, and 141 were acquired by Associates CF.

F7 · derivative.exercise_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.

F7 · derivative.expiration_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.

F11 · balance_after: Represents Contingent Earnout Shares owned by Main CF, Side CF, and Associates CF pursuant to the Transaction. Of the shares acquired, 692,066 were acquired by Main CF, 274,910 were acquired by Side CF, and 141 were acquired by Associates CF.

F4 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by GEI V, GEI Side V, and Coinvest, and Main CF, Side CF, and Associates CF. Mr. Seiffer disclaims beneficial ownership of the shares of Common Stock reported herein, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 16, 2021 Filed Apr 21, 2021 01:02 UTC
SEIFFER JONATHAN ADirector · 10% owner
OtherContingent Earnout Shares · Derivative 967,117 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027695 · doc4.xml · derivative · entry 3

SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 0

Underlying: Common Stock · 967,117 shares

Expires not disclosed

F7 · derivative.exercise_price: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.

F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction").

F8 · shares: Represents Contingent Earnout Shares contributed by GEI V, GEI Side V, and Coinvest pursuant to the Transaction. Of the shares contributed, 743,522 were contributed by GEI V, 223,032 were contributed by GEI Side V, and 563 were contributed by Coinvest.

F7 · derivative.exercise_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.

F7 · derivative.expiration_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.

F9 · balance_after: Represents Contingent Earnout Shares owned by GEI V, GEI Side V, and Coinvest. Of the shares reported, 0 are owned by GEI V, 0 are owned by GEI Side V, and 0 are owned Coinvest.

F4 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by GEI V, GEI Side V, and Coinvest, and Main CF, Side CF, and Associates CF. Mr. Seiffer disclaims beneficial ownership of the shares of Common Stock reported herein, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 16, 2021 Filed Apr 21, 2021 01:02 UTC
SEIFFER JONATHAN ADirector · 10% owner
OtherCommon Stock 27,017,623 $12.55 $339,071,168.65
Disclosure

SEC source: 0001209191-21-027695 · doc4.xml · nonDerivative · entry 2

SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 27,017,623

F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction").

F5 · shares: Represents shares of Common Stock of the Issuer acquired by Main CF, Side CF, and Associates CF pursuant to the Transaction. Of the shares of Common Stock acquired, 19,333,716 were acquired by Main CF, 7,679,974 were acquired by Side CF, and 3,933 were acquired by Associates CF.

F6 · balance_after: Represents shares of Common Stock of the Issuer owned by Main CF, Side CF, and Associates CF. Of the shares of Common Stock reported, 19,333,716 are owned by Main CF, 7,679,974 are owned by Side CF, and 3,933 are owned by Associates CF.

F4 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by GEI V, GEI Side V, and Coinvest, and Main CF, Side CF, and Associates CF. Mr. Seiffer disclaims beneficial ownership of the shares of Common Stock reported herein, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 16, 2021 Filed Apr 21, 2021 01:02 UTC
SEIFFER JONATHAN ADirector · 10% owner
OtherCommon Stock 27,017,623 $12.55 $339,071,168.65
Disclosure

SEC source: 0001209191-21-027695 · doc4.xml · nonDerivative · entry 1

SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 0

F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction").

F2 · shares: Represents shares of Common Stock of the Issuer contributed by GEI V, GEI Side V, and Coinvest pursuant to the Transaction. Of the shares of Common Stock contributed, 20,771,203 were contributed by GEI V, 6,230,686 were contributed by GEI Side V, and 15,734 were contributed by Coinvest.

F3 · balance_after: Represents shares of Common Stock of the Issuer owned by GEI V, GEI Side V, and Coinvest. Of the shares of Common Stock reported, 0 are owned by GEI V, 0 are owned by GEI Side V, and 0 are owned by Coinvest.

F4 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by GEI V, GEI Side V, and Coinvest, and Main CF, Side CF, and Associates CF. Mr. Seiffer disclaims beneficial ownership of the shares of Common Stock reported herein, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 16, 2021 Filed Apr 21, 2021 00:44 UTC
Green Equity Investors V, L.P.Director · 10% owner
LGP Parts Coinvest LLCDirector · 10% owner
LGP Associates V LLCDirector · 10% owner
GEI Capital V, LLCDirector · 10% owner
Green V Holdings, LLCDirector · 10% owner
OtherContingent Earnout Share · Derivative 563 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-027694 · doc4.xml · derivative · entry 6

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

LGP Parts Coinvest LLC · CIK 0001838197 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 563 shares

Expires not disclosed

F11 · derivative.exercise_price: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.

F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction").

F16 · shares: Represents Contingent Earnout Shares contributed by Coinvest to Associates CF and Main CF as part of the Transaction.

F11 · price: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.

F11 · derivative.exercise_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.

F11 · derivative.expiration_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.

F17 · balance_after: Represents Contingent Earnout Shares owned by Coinvest.

Read SEC document
April 16, 2021 Filed Apr 21, 2021 00:44 UTC
Green Equity Investors V, L.P.Director · 10% owner
LGP Parts Coinvest LLCDirector · 10% owner
LGP Associates V LLCDirector · 10% owner
GEI Capital V, LLCDirector · 10% owner
Green V Holdings, LLCDirector · 10% owner
OtherContingent Earnout Share · Derivative 223,032 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-027694 · doc4.xml · derivative · entry 5

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

LGP Parts Coinvest LLC · CIK 0001838197 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 223,032 shares

Expires not disclosed

F11 · derivative.exercise_price: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.

F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction").

F14 · shares: Represents Contingent Earnout Shares contributed by GEI Side V to Side CF as part of the Transaction.

F11 · price: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.

F11 · derivative.exercise_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.

F11 · derivative.expiration_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.

F15 · balance_after: Represents Contingent Earnout Shares owned by GEI Side V.

Read SEC document
April 16, 2021 Filed Apr 21, 2021 00:44 UTC
Green Equity Investors V, L.P.Director · 10% owner
LGP Parts Coinvest LLCDirector · 10% owner
LGP Associates V LLCDirector · 10% owner
GEI Capital V, LLCDirector · 10% owner
Green V Holdings, LLCDirector · 10% owner
OtherContingent Earnout Share · Derivative 743,522 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-027694 · doc4.xml · derivative · entry 4

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

LGP Parts Coinvest LLC · CIK 0001838197 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 743,522 shares

Expires not disclosed

F11 · derivative.exercise_price: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.

F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction").

F12 · shares: Represents Contingent Earnout Shares contributed by GEI V to Main CF and Side CF as part of the Transaction.

F11 · price: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.

F11 · derivative.exercise_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.

F11 · derivative.expiration_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.

F13 · balance_after: Represents Contingent Earnout Shares owned by GEI V.

Read SEC document
April 16, 2021 Filed Apr 21, 2021 00:44 UTC
Green Equity Investors V, L.P.Director · 10% owner
LGP Parts Coinvest LLCDirector · 10% owner
LGP Associates V LLCDirector · 10% owner
GEI Capital V, LLCDirector · 10% owner
Green V Holdings, LLCDirector · 10% owner
OtherCommon Stock 15,734 $12.55 $197,461.70
Disclosure

SEC source: 0001209191-21-027694 · doc4.xml · nonDerivative · entry 3

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

LGP Parts Coinvest LLC · CIK 0001838197 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction").

F9 · shares: Represents shares of Common Stock contributed by Coinvest to Associates CF and Main CF as part of the Transaction.

F4 · balance_after: GEI Capital V, LLC ("Capital") is the general partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Coinvest. Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates.

F5 · balance_after: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F6 · balance_after: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

F10 · balance_after: Represents shares of Common Stock owned by Coinvest.

Read SEC document
April 16, 2021 Filed Apr 21, 2021 00:44 UTC
Green Equity Investors V, L.P.Director · 10% owner
LGP Parts Coinvest LLCDirector · 10% owner
LGP Associates V LLCDirector · 10% owner
GEI Capital V, LLCDirector · 10% owner
Green V Holdings, LLCDirector · 10% owner
OtherCommon Stock 6,230,686 $12.55 $78,195,109.30
Disclosure

SEC source: 0001209191-21-027694 · doc4.xml · nonDerivative · entry 2

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

LGP Parts Coinvest LLC · CIK 0001838197 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction").

F7 · shares: Represents shares of Common Stock contributed by GEI Side V to Side CF as part of the Transaction.

F4 · balance_after: GEI Capital V, LLC ("Capital") is the general partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Coinvest. Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates.

F5 · balance_after: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F6 · balance_after: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

F8 · balance_after: Represents shares of Common Stock owned by GEI Side V.

Read SEC document
April 16, 2021 Filed Apr 21, 2021 00:44 UTC
Green Equity Investors V, L.P.Director · 10% owner
LGP Parts Coinvest LLCDirector · 10% owner
LGP Associates V LLCDirector · 10% owner
GEI Capital V, LLCDirector · 10% owner
Green V Holdings, LLCDirector · 10% owner
OtherCommon Stock 20,771,203 $12.55 $260,678,597.65
Disclosure

SEC source: 0001209191-21-027694 · doc4.xml · nonDerivative · entry 1

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

LGP Parts Coinvest LLC · CIK 0001838197 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction").

F2 · shares: Represents shares of Common Stock of the Issuer contributed by GEI V to Main CF and Side CF as part of the Transaction.

F3 · balance_after: Represents shares owned by GEI V.

F4 · balance_after: GEI Capital V, LLC ("Capital") is the general partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Coinvest. Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates.

F5 · balance_after: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F6 · balance_after: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

Read SEC document
March 18, 2021 Filed Mar 22, 2022 18:31 UTC
Fry JamesSee Remarks
GrantCommon Stock 10,403 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-036465 · tm2210159d1_4seq1.xml · nonDerivative · entry 1

Fry James · CIK 0001506795 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,403

F1 · price: Represents an award of restricted stock units which will vest according to the following schedule - 1/3 vests on 3/18/2023, 1/3 vest on 3/18/2024 and 1/3 vest on 3/18/2025.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 16:36 UTC GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-008425 · doc4.xml · nonDerivative · entry 1

TOWNSEND RICHARD J · CIK 0001035462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F1 · shares: Represents an award of restricted stock units which will vest on 12/22/2021. The restricted stock units will be settled in shares of the Issuer's common stock upon vesting.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 16:32 UTC GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-008420 · doc4.xml · nonDerivative · entry 1

KEHLER CLAUDE ROBERT · CIK 0001760138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

F1 · shares: Represents an award of restricted stock units which will vest on 12/22/2021. The restricted stock units will be settled in shares of the Issuer's common stock upon vesting.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:33 UTC GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-008421 · doc4.xml · nonDerivative · entry 1

DEVABHAKTUNI SAI S · CIK 0001341022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F1 · shares: Represents an award of restricted stock units which will vest on 12/22/2021. The restricted stock units will be settled in shares of the Issuer's common stock upon vesting.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:38 UTC GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-008426 · doc4.xml · nonDerivative · entry 1

ZAHLER ERIC J · CIK 0001233526 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F1 · shares: Represents an award of restricted stock units which will vest on 12/22/2021. The restricted stock units will be settled in shares of the Issuer's common stock upon vesting.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:31 UTC GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-008417 · doc4.xml · nonDerivative · entry 1

NOLAN PETER J · CIK 0001243589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F1 · shares: Represents an award of restricted stock units which will vest on 12/22/2021. The restricted stock units will be settled in shares of the Issuer's common stock upon vesting.

Read SEC document
February 08, 2021 Filed Apr 2, 2021 23:07 UTC
Green Equity Investors V, L.P.Director · 10% owner
GEI Capital V, LLCDirector · 10% owner
Green V Holdings, LLCDirector · 10% owner
Leonard Green & Partners, L.P.Director · 10% owner
LGP Associates V LLCDirector · 10% owner
LGP MANAGEMENT INCDirector · 10% owner
LGP Parts Coinvest LLCDirector · 10% owner
PERIDOT COINVEST MANAGER LLCDirector · 10% owner
OtherContingent Earnout Shares · Derivative 563 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-024814 · doc4.xml · derivative · entry 6

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

LGP Parts Coinvest LLC · CIK 0001838197 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 563 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · derivative.exercise_price: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F1 · kind: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · kind: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F16 · shares: Represents Contingent Earnout shares settled as shares of Common Stock and issued to Coinvest pursuant to the "earnout" provision in the Merger Agreement.

F1 · price: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · price: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F1 · derivative.exercise_date: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · derivative.exercise_date: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F1 · derivative.expiration_date: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · derivative.expiration_date: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F17 · balance_after: Represents Contingent Earnout shares owned by Coinvest.

Read SEC document
February 08, 2021 Filed Apr 2, 2021 23:07 UTC
Green Equity Investors V, L.P.Director · 10% owner
GEI Capital V, LLCDirector · 10% owner
Green V Holdings, LLCDirector · 10% owner
Leonard Green & Partners, L.P.Director · 10% owner
LGP Associates V LLCDirector · 10% owner
LGP MANAGEMENT INCDirector · 10% owner
LGP Parts Coinvest LLCDirector · 10% owner
PERIDOT COINVEST MANAGER LLCDirector · 10% owner
OtherContingent Earnout Shares · Derivative 223,032 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-024814 · doc4.xml · derivative · entry 5

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

LGP Parts Coinvest LLC · CIK 0001838197 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 223,032 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · derivative.exercise_price: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F1 · kind: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · kind: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F14 · shares: Represents Contingent Earnout Shares settled as shares of Common Stock and issued to GEI Side V pursuant to the "earnout" provision in the Merger Agreement.

F1 · price: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · price: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F1 · derivative.exercise_date: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · derivative.exercise_date: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F1 · derivative.expiration_date: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · derivative.expiration_date: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F15 · balance_after: Represents Contingent Earnout Shares owned by GEI Side V.

Read SEC document
February 08, 2021 Filed Apr 2, 2021 23:07 UTC
Green Equity Investors V, L.P.Director · 10% owner
GEI Capital V, LLCDirector · 10% owner
Green V Holdings, LLCDirector · 10% owner
Leonard Green & Partners, L.P.Director · 10% owner
LGP Associates V LLCDirector · 10% owner
LGP MANAGEMENT INCDirector · 10% owner
LGP Parts Coinvest LLCDirector · 10% owner
PERIDOT COINVEST MANAGER LLCDirector · 10% owner
OtherContingent Earnout Shares · Derivative 743,522 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-024814 · doc4.xml · derivative · entry 4

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

LGP Parts Coinvest LLC · CIK 0001838197 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 743,522 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · derivative.exercise_price: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F1 · kind: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · kind: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F12 · shares: Represents Contingent Earnout Shares settled as shares of Common Stock and issued to GEI V pursuant to the "earnout" provision in the Merger Agreement.

F1 · price: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · price: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F1 · derivative.exercise_date: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · derivative.exercise_date: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F1 · derivative.expiration_date: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · derivative.expiration_date: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F13 · balance_after: Represents Contingent Earnout Shares owned by GEI V.

Read SEC document
February 08, 2021 Filed Apr 2, 2021 23:07 UTC
Green Equity Investors V, L.P.Director · 10% owner
GEI Capital V, LLCDirector · 10% owner
Green V Holdings, LLCDirector · 10% owner
Leonard Green & Partners, L.P.Director · 10% owner
LGP Associates V LLCDirector · 10% owner
LGP MANAGEMENT INCDirector · 10% owner
LGP Parts Coinvest LLCDirector · 10% owner
PERIDOT COINVEST MANAGER LLCDirector · 10% owner
OtherCommon Stock 563 $13.50 $7,600.50
Disclosure

SEC source: 0001209191-21-024814 · doc4.xml · nonDerivative · entry 3

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

LGP Parts Coinvest LLC · CIK 0001838197 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,734

F1 · kind: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · kind: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F10 · shares: Represents shares of Common Stock acquired by Coinvest pursuant to the "earnout" provision in the Merger Agreement.

F5 · balance_after: GEI Capital V, LLC ("Capital") is the general partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Coinvest. Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates.

F6 · balance_after: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F7 · balance_after: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

F11 · balance_after: Represents shares of Common Stock owned by Coinvest.

Read SEC document
February 08, 2021 Filed Apr 2, 2021 23:07 UTC
Green Equity Investors V, L.P.Director · 10% owner
GEI Capital V, LLCDirector · 10% owner
Green V Holdings, LLCDirector · 10% owner
Leonard Green & Partners, L.P.Director · 10% owner
LGP Associates V LLCDirector · 10% owner
LGP MANAGEMENT INCDirector · 10% owner
LGP Parts Coinvest LLCDirector · 10% owner
PERIDOT COINVEST MANAGER LLCDirector · 10% owner
OtherCommon Stock 223,032 $13.50 $3,010,932.00
Disclosure

SEC source: 0001209191-21-024814 · doc4.xml · nonDerivative · entry 2

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

LGP Parts Coinvest LLC · CIK 0001838197 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,230,686

F1 · kind: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · kind: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F8 · shares: Represents shares of Common Stock of the Issuer acquired by GEI Side V pursuant to the "earnout" provision in the Merger Agreement.

F5 · balance_after: GEI Capital V, LLC ("Capital") is the general partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Coinvest. Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates.

F6 · balance_after: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F7 · balance_after: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

F9 · balance_after: Represents shares of Common Stock owned by GEI Side V.

Read SEC document
February 08, 2021 Filed Apr 2, 2021 23:07 UTC
Green Equity Investors V, L.P.Director · 10% owner
GEI Capital V, LLCDirector · 10% owner
Green V Holdings, LLCDirector · 10% owner
Leonard Green & Partners, L.P.Director · 10% owner
LGP Associates V LLCDirector · 10% owner
LGP MANAGEMENT INCDirector · 10% owner
LGP Parts Coinvest LLCDirector · 10% owner
PERIDOT COINVEST MANAGER LLCDirector · 10% owner
OtherCommon Stock 743,522 $13.50 $10,037,547.00
Disclosure

SEC source: 0001209191-21-024814 · doc4.xml · nonDerivative · entry 1

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

LGP Parts Coinvest LLC · CIK 0001838197 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,771,203

F1 · kind: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · kind: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F3 · shares: Represents shares of Common Stock of the Issuer acquired by GEI V pursuant to the "earnout" provision in the Merger Agreement.

F4 · balance_after: Represents shares of Common Stock owned by GEI V.

F5 · balance_after: GEI Capital V, LLC ("Capital") is the general partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Coinvest. Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates.

F6 · balance_after: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F7 · balance_after: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

Read SEC document
February 08, 2021 Filed Apr 2, 2021 19:13 UTC
Kirton MichaelDirector · 10% owner
OtherContingent Earnout Shares · Derivative 967,117 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-024821 · doc4.xml · derivative · entry 2

Kirton Michael · CIK 0001837767 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 0

Underlying: Common Stock · 967,117 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · derivative.exercise_price: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F1 · kind: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · kind: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F6 · shares: Represents Contingent Earnout Shares settled as shares of Common Stock and issued to GEI V, GEI Side V, and Coinvest. Of the Contingent Earnout Shares reported, 743,522 were issued to GEI V, 223,032 were issued to GEI Side V, and 563 were issued to Coinvest.

F1 · price: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · price: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F1 · derivative.exercise_date: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · derivative.exercise_date: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F1 · derivative.expiration_date: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · derivative.expiration_date: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F7 · balance_after: Represents Contingent Earnout Shares owned by GEI V, GEI Side V, and Coinvest. Of the Contingent Earnout Shares reported, 0 are owned by GEI V, 0 are owned by GEI Side V, and 0 are owned by Coinvest.

F5 · ownership.nature: Mr. Kirton directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by GEI V, GEI Side V, and Coinvest. Mr. Kirton disclaims beneficial ownership of the shares of Common Stock owned by each of GEI V, GEI Side V, and Coinvest, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 08, 2021 Filed Apr 2, 2021 19:13 UTC
Kirton MichaelDirector · 10% owner
OtherCommon Stock 967,117 $13.50 $13,056,079.50
Disclosure

SEC source: 0001209191-21-024821 · doc4.xml · nonDerivative · entry 1

Kirton Michael · CIK 0001837767 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 27,017,623

F1 · kind: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · kind: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F3 · shares: Represents shares of Common Stock acquired by GEI V, GEI Side V, and Coinvest pursuant to the "earnout" provision in the Merger Agreement. Of the shares of Common Stock reported, 743,522 were acquired by GEI V, 223,032 were acquired by GEI Side V, and 563 were acquired by Coinvest.

F4 · balance_after: Represents shares of Common Stock owned by GEI V, GEI Side V, and Coinvest. Of the shares of Common Stock reported, 20,771,203 are owned by GEI V, 6,230,686 are owned by GEI Side V, and 15,734 are owned by Coinvest.

F5 · ownership.nature: Mr. Kirton directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by GEI V, GEI Side V, and Coinvest. Mr. Kirton disclaims beneficial ownership of the shares of Common Stock owned by each of GEI V, GEI Side V, and Coinvest, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 08, 2021 Filed Apr 2, 2021 23:10 UTC
SEIFFER JONATHAN ADirector · 10% owner
OtherContingent Earnout Shares · Derivative 967,117 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-024818 · doc4.xml · derivative · entry 2

SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 0

Underlying: Common Stock · 967,117 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · derivative.exercise_price: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F1 · kind: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · kind: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F6 · shares: Represents Contingent Earnout Shares settled as shares of Common Stock and issued to GEI V, GEI Side V, and Coinvest. Of the Contingent Earnout Shares reported, 743,522 were issued to GEI V, 223,032 were issued to GEI Side V, and 563 were issued to Coinvest.

F1 · price: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · price: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F1 · derivative.exercise_date: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · derivative.exercise_date: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F1 · derivative.expiration_date: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · derivative.expiration_date: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F7 · balance_after: Represents Contingent Earnout Shares owned by GEI V, GEI Side V, and Coinvest. Of the Contingent Earnout Shares reported, 0 are owned by GEI V, 0 are owned by GEI Side V, and 0 are owned by Coinvest.

F5 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by GEI V, GEI Side V, and Coinvest. Mr. Seiffer disclaims beneficial ownership of the shares of Common Stock owned by each of GEI V, GEI Side V, and Coinvest, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 08, 2021 Filed Apr 2, 2021 23:10 UTC
SEIFFER JONATHAN ADirector · 10% owner
OtherCommon Stock 967,117 $13.50 $13,056,079.50
Disclosure

SEC source: 0001209191-21-024818 · doc4.xml · nonDerivative · entry 1

SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 27,017,623

F1 · kind: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · kind: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F3 · shares: Represents shares of Common Stock acquired by GEI V, GEI Side V, and Coinvest pursuant to the "earnout" provision in the Merger Agreement. Of the shares of Common Stock reported, 743,522 were acquired by GEI V, 223,032 were acquired by GEI Side V, and 563 were acquired by Coinvest.

F4 · balance_after: Represents shares of Common Stock owned by GEI V, GEI Side V, and Coinvest. Of the shares of Common Stock reported, 20,771,203 are owned by GEI V, 6,230,686 are owned by GEI Side V, and 15,734 are owned by Coinvest.

F5 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by GEI V, GEI Side V, and Coinvest. Mr. Seiffer disclaims beneficial ownership of the shares of Common Stock owned by each of GEI V, GEI Side V, and Coinvest, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
January 27, 2021 Filed Feb 13, 2021 01:28 UTC
Nichols Robert B.Director · See Remarks
ConversionContingent Earnout Shares · Derivative 403,373 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006414 · doc4.xml · derivative · entry 4

Nichols Robert B. · CIK 0001837754 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 403,373 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement").

F2 · derivative.exercise_date: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement").

F2 · derivative.expiration_date: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement").

F1 · ownership.nature: Represents shares of common stock held by ThoughtValley L.P. ("ThoughtValley"). Mr. Nichols is the sole member and manager of ThoughtValley, LLC, which is the sole general partner of ThoughtValley. Accordingly, all of the shares held by ThoughtValley may be deemed to be beneficially held by Mr. NIchols.

Read SEC document
January 27, 2021 Filed Feb 13, 2021 01:28 UTC
Nichols Robert B.Director · See Remarks
ConversionCommon Stock 403,373 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-006414 · doc4.xml · nonDerivative · entry 1

Nichols Robert B. · CIK 0001837754 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,425,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of common stock held by ThoughtValley L.P. ("ThoughtValley"). Mr. Nichols is the sole member and manager of ThoughtValley, LLC, which is the sole general partner of ThoughtValley. Accordingly, all of the shares held by ThoughtValley may be deemed to be beneficially held by Mr. NIchols.

F1 · ownership.nature: Represents shares of common stock held by ThoughtValley L.P. ("ThoughtValley"). Mr. Nichols is the sole member and manager of ThoughtValley, LLC, which is the sole general partner of ThoughtValley. Accordingly, all of the shares held by ThoughtValley may be deemed to be beneficially held by Mr. NIchols.

Read SEC document
January 27, 2021 Filed Feb 13, 2021 01:35 UTC
Barimo BasilSee Remarks
ConversionContingent Earnout Shares · Derivative 17,267 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006422 · doc4.xml · derivative · entry 5

Barimo Basil · CIK 0001837788 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement").

F1 · derivative.exercise_date: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement").

F1 · derivative.expiration_date: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement").

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January 27, 2021 Filed Feb 13, 2021 01:35 UTC
Barimo BasilSee Remarks
Tax withholdingCommon Stock 4,533 $15.05 $68,221.65
Disclosure

SEC source: 0000899243-21-006422 · doc4.xml · nonDerivative · entry 2

Barimo Basil · CIK 0001837788 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,106

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.