Last 12 months
Inside the activity.
4 purchase rows · 9 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 3 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 6 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 08, 2021 Filed Jun 10, 2021 23:53 UTC |
Finazzo NicolasDirector · CEO & Division Pres., TechOps.
|
PurchaseWarrant · Derivative | 11,377 | $2.97 Strike: $11.50 | $33,755.56 |
DisclosureSEC source: 0001104659-21-079641 · tm2119447-1_4seq1.xml · derivative · entry 1 Finazzo Nicholas · CIK 0001838102 · Director · CEO & Division Pres., TechOps. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 87,957 Underlying: Common Stock · 11,377 shares Expires not disclosed F1 · derivative.exercise_date: The warrants are currently exercisable and will expire on December 22, 2025.s F1 · derivative.expiration_date: The warrants are currently exercisable and will expire on December 22, 2025.s F2 · ownership.nature: The warrants are held directly by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Mr. Finazzo disclaims any beneficial ownership of such warrants except to the extend of any pecuniary interest herein. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 00:52 UTC |
Finazzo NicolasDirector · CEO & Division Pres., TechOps.
|
PurchaseWarrant · Derivative | 11,377 | $2.90 Strike: $11.50 | $33,033.12 |
DisclosureSEC source: 0001104659-21-077880 · tm2119082d1_4.xml · derivative · entry 3 Finazzo Nicholas · CIK 0001838102 · Director · CEO & Division Pres., TechOps. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 76,580 Underlying: Common Stock · 11,377 shares Expires not disclosed F1 · derivative.exercise_date: The warrants are currently exercisable and will expire on December 22, 2025. F1 · derivative.expiration_date: The warrants are currently exercisable and will expire on December 22, 2025. F2 · ownership.nature: The warrants are held directly by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Mr. Finazzo disclaims any beneficial ownership of such warrants except to the extend of any pecuniary interest herein. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 00:52 UTC |
Finazzo NicolasDirector · CEO & Division Pres., TechOps.
|
PurchaseWarrant · Derivative | 2,822 | $2.72 Strike: $11.50 | $7,686.56 |
DisclosureSEC source: 0001104659-21-077880 · tm2119082d1_4.xml · derivative · entry 2 Finazzo Nicholas · CIK 0001838102 · Director · CEO & Division Pres., TechOps. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 65,203 Underlying: Common Stock · 2,822 shares Expires not disclosed F1 · derivative.exercise_date: The warrants are currently exercisable and will expire on December 22, 2025. F1 · derivative.expiration_date: The warrants are currently exercisable and will expire on December 22, 2025. F2 · ownership.nature: The warrants are held directly by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Mr. Finazzo disclaims any beneficial ownership of such warrants except to the extend of any pecuniary interest herein. Read SEC document |
| June 03, 2021 Filed Jun 8, 2021 00:52 UTC |
Finazzo NicolasDirector · CEO & Division Pres., TechOps.
|
PurchaseWarrant · Derivative | 400 | $2.57 Strike: $11.50 | $1,028.00 |
DisclosureSEC source: 0001104659-21-077880 · tm2119082d1_4.xml · derivative · entry 1 Finazzo Nicholas · CIK 0001838102 · Director · CEO & Division Pres., TechOps. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 62,381 Underlying: Common Stock · 400 shares Expires not disclosed F1 · derivative.exercise_date: The warrants are currently exercisable and will expire on December 22, 2025. F1 · derivative.expiration_date: The warrants are currently exercisable and will expire on December 22, 2025. F2 · ownership.nature: The warrants are held directly by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Mr. Finazzo disclaims any beneficial ownership of such warrants except to the extend of any pecuniary interest herein. Read SEC document |
| June 02, 2021 Filed Jun 2, 2021 22:21 UTC |
Finazzo NicolasDirector · CEO & Division Pres., TechOps.
|
PurchaseWarrant · Derivative | 800 | $2.53 Strike: $11.50 | $2,024.00 |
DisclosureSEC source: 0001104659-21-075884 · tm2117848-1_4seq1.xml · derivative · entry 3 Finazzo Nicholas · CIK 0001838102 · Director · CEO & Division Pres., TechOps. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 61,981 Underlying: Common Stock · 800 shares Expires not disclosed F1 · derivative.exercise_date: The warrants are currently exercisable and will expire on December 22, 2025. F1 · derivative.expiration_date: The warrants are currently exercisable and will expire on December 22, 2025. F2 · ownership.nature: The warrants are held directly by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Mr. Finazzo disclaims any beneficial ownership of such warrants except to the extend of any pecuniary interest herein. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 22:21 UTC |
Finazzo NicolasDirector · CEO & Division Pres., TechOps.
|
PurchaseWarrant · Derivative | 5,338 | $2.54 Strike: $11.50 | $13,553.72 |
DisclosureSEC source: 0001104659-21-075884 · tm2117848-1_4seq1.xml · derivative · entry 2 Finazzo Nicholas · CIK 0001838102 · Director · CEO & Division Pres., TechOps. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 61,181 Underlying: Common Stock · 5,338 shares Expires not disclosed F1 · derivative.exercise_date: The warrants are currently exercisable and will expire on December 22, 2025. F1 · derivative.expiration_date: The warrants are currently exercisable and will expire on December 22, 2025. F2 · ownership.nature: The warrants are held directly by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Mr. Finazzo disclaims any beneficial ownership of such warrants except to the extend of any pecuniary interest herein. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 22:21 UTC |
Finazzo NicolasDirector · CEO & Division Pres., TechOps.
|
PurchaseWarrant · Derivative | 6 | $2.50 Strike: $11.50 | $15.00 |
DisclosureSEC source: 0001104659-21-075884 · tm2117848-1_4seq1.xml · derivative · entry 1 Finazzo Nicholas · CIK 0001838102 · Director · CEO & Division Pres., TechOps. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 55,843 Underlying: Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_date: The warrants are currently exercisable and will expire on December 22, 2025. F1 · derivative.expiration_date: The warrants are currently exercisable and will expire on December 22, 2025. F2 · ownership.nature: The warrants are held directly by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Mr. Finazzo disclaims any beneficial ownership of such warrants except to the extend of any pecuniary interest herein. Read SEC document |
| May 26, 2021 Filed May 27, 2021 22:05 UTC |
Finazzo NicolasDirector · CEO & Division Pres., TechOps.
|
PurchaseWarrant · Derivative | 75 | $2.47 Strike: $11.50 | $185.25 |
DisclosureSEC source: 0001104659-21-073414 · tm2117848-1_4seq1.xml · derivative · entry 2 Finazzo Nicholas · CIK 0001838102 · Director · CEO & Division Pres., TechOps. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 55,837 Underlying: Common Stock · 75 shares Expires not disclosed F1 · derivative.exercise_date: The warrants are currently exercisable and will expire on December 22, 2025. F1 · derivative.expiration_date: The warrants are currently exercisable and will expire on December 22, 2025. F2 · ownership.nature: The warrants are held directly by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Mr. Finazzo disclaims any beneficial ownership of such warrants except to the extend of any pecuniary interest herein. Read SEC document |
| May 25, 2021 Filed May 27, 2021 22:05 UTC |
Finazzo NicolasDirector · CEO & Division Pres., TechOps.
|
PurchaseWarrant · Derivative | 6,317 | $2.50 Strike: $11.50 | $15,790.60 |
DisclosureSEC source: 0001104659-21-073414 · tm2117848-1_4seq1.xml · derivative · entry 1 Finazzo Nicholas · CIK 0001838102 · Director · CEO & Division Pres., TechOps. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 55,762 Underlying: Common Stock · 6,317 shares Expires not disclosed F1 · derivative.exercise_date: The warrants are currently exercisable and will expire on December 22, 2025. F1 · derivative.expiration_date: The warrants are currently exercisable and will expire on December 22, 2025. F2 · ownership.nature: The warrants are held directly by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Mr. Finazzo disclaims any beneficial ownership of such warrants except to the extend of any pecuniary interest herein. Read SEC document |
| May 24, 2021 Filed May 24, 2021 23:49 UTC |
Finazzo NicolasDirector · CEO & Division Pres., TechOps.
|
PurchaseWarrant · Derivative | 1,102 | $2.50 Strike: $11.50 | $2,755.00 |
DisclosureSEC source: 0001104659-21-071415 · tm2117405-1_4seq1.xml · derivative · entry 2 Finazzo Nicholas · CIK 0001838102 · Director · CEO & Division Pres., TechOps. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,102 Underlying: Common Stock · 1,102 shares Expires not disclosed F1 · derivative.exercise_date: The warrants are currently exercisable and will expire on December 22, 2025. F1 · derivative.expiration_date: The warrants are currently exercisable and will expire on December 22, 2025. F2 · ownership.nature: The warrants are held directly by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Mr. Finazzo disclaims any beneficial ownership of such warrants except to the extend of any pecuniary interest herein. Read SEC document |
| May 20, 2021 Filed May 24, 2021 23:49 UTC |
Finazzo NicolasDirector · CEO & Division Pres., TechOps.
|
PurchaseWarrant · Derivative | 4,900 | $2.49 Strike: $11.50 | $12,219.62 |
DisclosureSEC source: 0001104659-21-071415 · tm2117405-1_4seq1.xml · derivative · entry 1 Finazzo Nicholas · CIK 0001838102 · Director · CEO & Division Pres., TechOps. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,900 Underlying: Common Stock · 4,900 shares Expires not disclosed F1 · derivative.exercise_date: The warrants are currently exercisable and will expire on December 22, 2025. F1 · derivative.expiration_date: The warrants are currently exercisable and will expire on December 22, 2025. F2 · ownership.nature: The warrants are held directly by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Mr. Finazzo disclaims any beneficial ownership of such warrants except to the extend of any pecuniary interest herein. Read SEC document |
| May 19, 2021 Filed May 19, 2021 22:30 UTC |
Finazzo NicolasDirector · CEO & Division Pres., TechOps.
|
PurchaseWarrant · Derivative | 4,700 | $2.45 Strike: $11.50 | $11,509.83 |
DisclosureSEC source: 0001104659-21-069447 · tm2117014-1_4seq1.xml · derivative · entry 3 Finazzo Nicholas · CIK 0001838102 · Director · CEO & Division Pres., TechOps. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,700 Underlying: Common Stock · 4,700 shares Expires not disclosed F1 · derivative.exercise_date: The warrants are currently exercisable and will expire on December 22, 2025. F1 · derivative.expiration_date: The warrants are currently exercisable and will expire on December 22, 2025. F2 · ownership.nature: The warrants are held directly by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Mr. Finazzo disclaims any beneficial ownership of such warrants except to the extend of any pecuniary interest herein. Read SEC document |
| May 18, 2021 Filed May 19, 2021 22:30 UTC |
Finazzo NicolasDirector · CEO & Division Pres., TechOps.
|
PurchaseWarrant · Derivative | 700 | $2.50 Strike: $11.50 | $1,750.00 |
DisclosureSEC source: 0001104659-21-069447 · tm2117014-1_4seq1.xml · derivative · entry 2 Finazzo Nicholas · CIK 0001838102 · Director · CEO & Division Pres., TechOps. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 700 Underlying: Common Stock · 700 shares Expires not disclosed F1 · derivative.exercise_date: The warrants are currently exercisable and will expire on December 22, 2025. F1 · derivative.expiration_date: The warrants are currently exercisable and will expire on December 22, 2025. F2 · ownership.nature: The warrants are held directly by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Mr. Finazzo disclaims any beneficial ownership of such warrants except to the extend of any pecuniary interest herein. Read SEC document |
| May 17, 2021 Filed May 19, 2021 22:30 UTC |
Finazzo NicolasDirector · CEO & Division Pres., TechOps.
|
PurchaseWarrant · Derivative | 1,200 | $2.50 Strike: $11.50 | $3,000.00 |
DisclosureSEC source: 0001104659-21-069447 · tm2117014-1_4seq1.xml · derivative · entry 1 Finazzo Nicholas · CIK 0001838102 · Director · CEO & Division Pres., TechOps. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,200 Underlying: Common Stock · 1,200 shares Expires not disclosed F1 · derivative.exercise_date: The warrants are currently exercisable and will expire on December 22, 2025. F1 · derivative.expiration_date: The warrants are currently exercisable and will expire on December 22, 2025. F2 · ownership.nature: The warrants are held directly by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Mr. Finazzo disclaims any beneficial ownership of such warrants except to the extend of any pecuniary interest herein. Read SEC document |
| May 14, 2021 Filed May 17, 2021 23:11 UTC |
Finazzo NicolasDirector · CEO & Division Pres., TechOps.
|
PurchaseWarrant · Derivative | 30,325 | $2.29 Strike: $11.50 | $69,368.44 |
DisclosureSEC source: 0001104659-21-068379 · tm2116763-1_4seq1.xml · derivative · entry 2 Finazzo Nicholas · CIK 0001838102 · Director · CEO & Division Pres., TechOps. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 30,325 Underlying: Common Stock · 30,325 shares Expires not disclosed F1 · derivative.exercise_date: The warrants are currently exercisable and will expire on December 22, 2025 F1 · derivative.expiration_date: The warrants are currently exercisable and will expire on December 22, 2025 F2 · ownership.nature: The warrants are held directly by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Mr. Finazzo disclaims any beneficial ownership of such warrants except to the extend of any pecuniary interest herein. Read SEC document |
| May 13, 2021 Filed May 17, 2021 23:11 UTC |
Finazzo NicolasDirector · CEO & Division Pres., TechOps.
|
PurchaseWarrant · Derivative | 6,518 | $2.17 Strike: $11.50 | $14,158.40 |
DisclosureSEC source: 0001104659-21-068379 · tm2116763-1_4seq1.xml · derivative · entry 1 Finazzo Nicholas · CIK 0001838102 · Director · CEO & Division Pres., TechOps. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,518 Underlying: Common Stock · 6,518 shares Expires not disclosed F1 · derivative.exercise_date: The warrants are currently exercisable and will expire on December 22, 2025 F1 · derivative.expiration_date: The warrants are currently exercisable and will expire on December 22, 2025 F2 · ownership.nature: The warrants are held directly by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Mr. Finazzo disclaims any beneficial ownership of such warrants except to the extend of any pecuniary interest herein. Read SEC document |
| April 16, 2021 Filed Apr 20, 2021 21:13 UTC |
Kirton MichaelDirector · 10% owner
|
OtherContingent Earnout Shares · Derivative | 967,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-027699 · doc4.xml · derivative · entry 4 Kirton Michael · CIK 0001837767 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 967,117 Underlying: Common Stock · 967,117 shares Expires not disclosed F7 · derivative.exercise_price: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction"). F10 · shares: Represents Contingent Earnout Shares acquired by Main CF, Side CF, and Associates CF pursuant to the Transaction. Of the shares acquired, 692,066 were acquired by Main CF, 274,910 were acquired by Side CF, and 141 were acquired by Associates CF. F7 · derivative.exercise_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. F7 · derivative.expiration_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. F11 · balance_after: Represents Contingent Earnout Shares owned by Main CF, Side CF, and Associates CF. Of the shares reported, 692,066 are owned by Main CF, 274,910 are owned by Side CF, and 141 are owned by Associates CF. F4 · ownership.nature: Mr. Kirton directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by GEI V, GEI Side V, and Coinvest, and Main CF, Side CF, and Associates CF. Mr. Kirton disclaims beneficial ownership of the shares of Common Stock reported herein, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 16, 2021 Filed Apr 20, 2021 21:13 UTC |
Kirton MichaelDirector · 10% owner
|
OtherContingent Earnout Shares · Derivative | 967,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-027699 · doc4.xml · derivative · entry 3 Kirton Michael · CIK 0001837767 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 0 Underlying: Common Stock · 967,117 shares Expires not disclosed F7 · derivative.exercise_price: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction"). F8 · shares: Represents Contingent Earnout Shares contributed by GEI V, GEI Side V, and Coinvest pursuant to the Transaction. Of the shares contributed, 743,522 were contributed by GEI V, 223,032 were contributed by GEI Side V, and 563 were contributed by Coinvest. F7 · derivative.exercise_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. F7 · derivative.expiration_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. F9 · balance_after: Represents Contingent Earnout Shares owned by GEI V, GEI Side V, and Coinvest. Of the shares reported, 0 are owned by GEI V, 0 are owned by GEI Side V, and 0 are owned Coinvest. F4 · ownership.nature: Mr. Kirton directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by GEI V, GEI Side V, and Coinvest, and Main CF, Side CF, and Associates CF. Mr. Kirton disclaims beneficial ownership of the shares of Common Stock reported herein, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 16, 2021 Filed Apr 20, 2021 21:13 UTC |
Kirton MichaelDirector · 10% owner
|
OtherCommon Stock | 27,017,623 | $12.55 | $339,071,168.65 |
DisclosureSEC source: 0001209191-21-027699 · doc4.xml · nonDerivative · entry 2 Kirton Michael · CIK 0001837767 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 27,017,623 F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction"). F5 · shares: Represents shares of Common Stock of the Issuer acquired by Main CF, Side CF, and Associates CF pursuant to the Transaction. Of the shares of Common Stock acquired, 19,333,716 were acquired by Main CF, 7,679,974 were acquired by Side CF, and 3,933 were acquired by Associates CF. F6 · balance_after: Represents shares of Common Stock of the Issuer owned by Main CF, Side CF, and Associates CF. Of the shares of Common Stock reported, 19,333,716 are owned by Main CF, 7,679,974 are owned by Side CF, and 3,933 are owned by Associates CF. F4 · ownership.nature: Mr. Kirton directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by GEI V, GEI Side V, and Coinvest, and Main CF, Side CF, and Associates CF. Mr. Kirton disclaims beneficial ownership of the shares of Common Stock reported herein, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 16, 2021 Filed Apr 20, 2021 21:13 UTC |
Kirton MichaelDirector · 10% owner
|
OtherCommon Stock | 27,017,623 | $12.55 | $339,071,168.65 |
DisclosureSEC source: 0001209191-21-027699 · doc4.xml · nonDerivative · entry 1 Kirton Michael · CIK 0001837767 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 0 F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction"). F2 · shares: Represents shares of Common Stock of the Issuer contributed by GEI V, GEI Side V, and Coinvest pursuant to the Transaction. Of the shares of Common Stock contributed, 20,771,203 were contributed by GEI V, 6,230,686 were contributed by GEI Side V, and 15,734 were contributed by Coinvest. F3 · balance_after: Represents shares of Common Stock of the Issuer owned by GEI V, GEI Side V, and Coinvest. Of the shares of Common Stock reported, 0 are owned by GEI V, 0 are owned by GEI Side V, and 0 are owned by Coinvest. F4 · ownership.nature: Mr. Kirton directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by GEI V, GEI Side V, and Coinvest, and Main CF, Side CF, and Associates CF. Mr. Kirton disclaims beneficial ownership of the shares of Common Stock reported herein, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 16, 2021 Filed Apr 21, 2021 01:02 UTC |
SEIFFER JONATHAN ADirector · 10% owner
|
OtherContingent Earnout Shares · Derivative | 967,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-027695 · doc4.xml · derivative · entry 4 SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 967,117 Underlying: Common Stock · 967,117 shares Expires not disclosed F7 · derivative.exercise_price: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction"). F10 · shares: Represents Contingent Earnout Shares acquired by Main CF, Side CF, and Associates CF pursuant to the Transaction. Of the shares acquired, 692,066 were acquired by Main CF, 274,910 were acquired by Side CF, and 141 were acquired by Associates CF. F7 · derivative.exercise_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. F7 · derivative.expiration_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. F11 · balance_after: Represents Contingent Earnout Shares owned by Main CF, Side CF, and Associates CF pursuant to the Transaction. Of the shares acquired, 692,066 were acquired by Main CF, 274,910 were acquired by Side CF, and 141 were acquired by Associates CF. F4 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by GEI V, GEI Side V, and Coinvest, and Main CF, Side CF, and Associates CF. Mr. Seiffer disclaims beneficial ownership of the shares of Common Stock reported herein, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 16, 2021 Filed Apr 21, 2021 01:02 UTC |
SEIFFER JONATHAN ADirector · 10% owner
|
OtherContingent Earnout Shares · Derivative | 967,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-027695 · doc4.xml · derivative · entry 3 SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 0 Underlying: Common Stock · 967,117 shares Expires not disclosed F7 · derivative.exercise_price: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction"). F8 · shares: Represents Contingent Earnout Shares contributed by GEI V, GEI Side V, and Coinvest pursuant to the Transaction. Of the shares contributed, 743,522 were contributed by GEI V, 223,032 were contributed by GEI Side V, and 563 were contributed by Coinvest. F7 · derivative.exercise_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. F7 · derivative.expiration_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. F9 · balance_after: Represents Contingent Earnout Shares owned by GEI V, GEI Side V, and Coinvest. Of the shares reported, 0 are owned by GEI V, 0 are owned by GEI Side V, and 0 are owned Coinvest. F4 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by GEI V, GEI Side V, and Coinvest, and Main CF, Side CF, and Associates CF. Mr. Seiffer disclaims beneficial ownership of the shares of Common Stock reported herein, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 16, 2021 Filed Apr 21, 2021 01:02 UTC |
SEIFFER JONATHAN ADirector · 10% owner
|
OtherCommon Stock | 27,017,623 | $12.55 | $339,071,168.65 |
DisclosureSEC source: 0001209191-21-027695 · doc4.xml · nonDerivative · entry 2 SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 27,017,623 F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction"). F5 · shares: Represents shares of Common Stock of the Issuer acquired by Main CF, Side CF, and Associates CF pursuant to the Transaction. Of the shares of Common Stock acquired, 19,333,716 were acquired by Main CF, 7,679,974 were acquired by Side CF, and 3,933 were acquired by Associates CF. F6 · balance_after: Represents shares of Common Stock of the Issuer owned by Main CF, Side CF, and Associates CF. Of the shares of Common Stock reported, 19,333,716 are owned by Main CF, 7,679,974 are owned by Side CF, and 3,933 are owned by Associates CF. F4 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by GEI V, GEI Side V, and Coinvest, and Main CF, Side CF, and Associates CF. Mr. Seiffer disclaims beneficial ownership of the shares of Common Stock reported herein, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 16, 2021 Filed Apr 21, 2021 01:02 UTC |
SEIFFER JONATHAN ADirector · 10% owner
|
OtherCommon Stock | 27,017,623 | $12.55 | $339,071,168.65 |
DisclosureSEC source: 0001209191-21-027695 · doc4.xml · nonDerivative · entry 1 SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 0 F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction"). F2 · shares: Represents shares of Common Stock of the Issuer contributed by GEI V, GEI Side V, and Coinvest pursuant to the Transaction. Of the shares of Common Stock contributed, 20,771,203 were contributed by GEI V, 6,230,686 were contributed by GEI Side V, and 15,734 were contributed by Coinvest. F3 · balance_after: Represents shares of Common Stock of the Issuer owned by GEI V, GEI Side V, and Coinvest. Of the shares of Common Stock reported, 0 are owned by GEI V, 0 are owned by GEI Side V, and 0 are owned by Coinvest. F4 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by GEI V, GEI Side V, and Coinvest, and Main CF, Side CF, and Associates CF. Mr. Seiffer disclaims beneficial ownership of the shares of Common Stock reported herein, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 16, 2021 Filed Apr 21, 2021 00:44 UTC |
Green Equity Investors V, L.P.Director · 10% owner
Green Equity Investors Side V, L.P.Director · 10% owner
LGP Parts Coinvest LLCDirector · 10% owner
LGP Associates V LLCDirector · 10% owner
GEI Capital V, LLCDirector · 10% owner
Green V Holdings, LLCDirector · 10% owner
|
OtherContingent Earnout Share · Derivative | 563 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-027694 · doc4.xml · derivative · entry 6 Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner LGP Parts Coinvest LLC · CIK 0001838197 · Director · 10% owner LGP Associates V LLC · CIK 0001642447 · Director · 10% owner GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 563 shares Expires not disclosed F11 · derivative.exercise_price: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction"). F16 · shares: Represents Contingent Earnout Shares contributed by Coinvest to Associates CF and Main CF as part of the Transaction. F11 · price: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. F11 · derivative.exercise_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. F11 · derivative.expiration_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. F17 · balance_after: Represents Contingent Earnout Shares owned by Coinvest. Read SEC document |
| April 16, 2021 Filed Apr 21, 2021 00:44 UTC |
Green Equity Investors V, L.P.Director · 10% owner
Green Equity Investors Side V, L.P.Director · 10% owner
LGP Parts Coinvest LLCDirector · 10% owner
LGP Associates V LLCDirector · 10% owner
GEI Capital V, LLCDirector · 10% owner
Green V Holdings, LLCDirector · 10% owner
|
OtherContingent Earnout Share · Derivative | 223,032 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-027694 · doc4.xml · derivative · entry 5 Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner LGP Parts Coinvest LLC · CIK 0001838197 · Director · 10% owner LGP Associates V LLC · CIK 0001642447 · Director · 10% owner GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 223,032 shares Expires not disclosed F11 · derivative.exercise_price: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction"). F14 · shares: Represents Contingent Earnout Shares contributed by GEI Side V to Side CF as part of the Transaction. F11 · price: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. F11 · derivative.exercise_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. F11 · derivative.expiration_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. F15 · balance_after: Represents Contingent Earnout Shares owned by GEI Side V. Read SEC document |
| April 16, 2021 Filed Apr 21, 2021 00:44 UTC |
Green Equity Investors V, L.P.Director · 10% owner
Green Equity Investors Side V, L.P.Director · 10% owner
LGP Parts Coinvest LLCDirector · 10% owner
LGP Associates V LLCDirector · 10% owner
GEI Capital V, LLCDirector · 10% owner
Green V Holdings, LLCDirector · 10% owner
|
OtherContingent Earnout Share · Derivative | 743,522 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-027694 · doc4.xml · derivative · entry 4 Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner LGP Parts Coinvest LLC · CIK 0001838197 · Director · 10% owner LGP Associates V LLC · CIK 0001642447 · Director · 10% owner GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 743,522 shares Expires not disclosed F11 · derivative.exercise_price: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction"). F12 · shares: Represents Contingent Earnout Shares contributed by GEI V to Main CF and Side CF as part of the Transaction. F11 · price: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. F11 · derivative.exercise_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. F11 · derivative.expiration_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. F13 · balance_after: Represents Contingent Earnout Shares owned by GEI V. Read SEC document |
| April 16, 2021 Filed Apr 21, 2021 00:44 UTC |
Green Equity Investors V, L.P.Director · 10% owner
Green Equity Investors Side V, L.P.Director · 10% owner
LGP Parts Coinvest LLCDirector · 10% owner
LGP Associates V LLCDirector · 10% owner
GEI Capital V, LLCDirector · 10% owner
Green V Holdings, LLCDirector · 10% owner
|
OtherCommon Stock | 15,734 | $12.55 | $197,461.70 |
DisclosureSEC source: 0001209191-21-027694 · doc4.xml · nonDerivative · entry 3 Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner LGP Parts Coinvest LLC · CIK 0001838197 · Director · 10% owner LGP Associates V LLC · CIK 0001642447 · Director · 10% owner GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction"). F9 · shares: Represents shares of Common Stock contributed by Coinvest to Associates CF and Main CF as part of the Transaction. F4 · balance_after: GEI Capital V, LLC ("Capital") is the general partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Coinvest. Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates. F5 · balance_after: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder. F6 · balance_after: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose. F10 · balance_after: Represents shares of Common Stock owned by Coinvest. Read SEC document |
| April 16, 2021 Filed Apr 21, 2021 00:44 UTC |
Green Equity Investors V, L.P.Director · 10% owner
Green Equity Investors Side V, L.P.Director · 10% owner
LGP Parts Coinvest LLCDirector · 10% owner
LGP Associates V LLCDirector · 10% owner
GEI Capital V, LLCDirector · 10% owner
Green V Holdings, LLCDirector · 10% owner
|
OtherCommon Stock | 6,230,686 | $12.55 | $78,195,109.30 |
DisclosureSEC source: 0001209191-21-027694 · doc4.xml · nonDerivative · entry 2 Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner LGP Parts Coinvest LLC · CIK 0001838197 · Director · 10% owner LGP Associates V LLC · CIK 0001642447 · Director · 10% owner GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction"). F7 · shares: Represents shares of Common Stock contributed by GEI Side V to Side CF as part of the Transaction. F4 · balance_after: GEI Capital V, LLC ("Capital") is the general partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Coinvest. Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates. F5 · balance_after: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder. F6 · balance_after: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose. F8 · balance_after: Represents shares of Common Stock owned by GEI Side V. Read SEC document |
| April 16, 2021 Filed Apr 21, 2021 00:44 UTC |
Green Equity Investors V, L.P.Director · 10% owner
Green Equity Investors Side V, L.P.Director · 10% owner
LGP Parts Coinvest LLCDirector · 10% owner
LGP Associates V LLCDirector · 10% owner
GEI Capital V, LLCDirector · 10% owner
Green V Holdings, LLCDirector · 10% owner
|
OtherCommon Stock | 20,771,203 | $12.55 | $260,678,597.65 |
DisclosureSEC source: 0001209191-21-027694 · doc4.xml · nonDerivative · entry 1 Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner LGP Parts Coinvest LLC · CIK 0001838197 · Director · 10% owner LGP Associates V LLC · CIK 0001642447 · Director · 10% owner GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction"). F2 · shares: Represents shares of Common Stock of the Issuer contributed by GEI V to Main CF and Side CF as part of the Transaction. F3 · balance_after: Represents shares owned by GEI V. F4 · balance_after: GEI Capital V, LLC ("Capital") is the general partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Coinvest. Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates. F5 · balance_after: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder. F6 · balance_after: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose. Read SEC document |
| March 18, 2021 Filed Mar 22, 2022 18:31 UTC |
Fry JamesSee Remarks
|
GrantCommon Stock | 10,403 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-036465 · tm2210159d1_4seq1.xml · nonDerivative · entry 1 Fry James · CIK 0001506795 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,403 F1 · price: Represents an award of restricted stock units which will vest according to the following schedule - 1/3 vests on 3/18/2023, 1/3 vest on 3/18/2024 and 1/3 vest on 3/18/2025. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 16:36 UTC |
TOWNSEND RICHARD JDirector
|
GrantCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-008425 · doc4.xml · nonDerivative · entry 1 TOWNSEND RICHARD J · CIK 0001035462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 F1 · shares: Represents an award of restricted stock units which will vest on 12/22/2021. The restricted stock units will be settled in shares of the Issuer's common stock upon vesting. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 16:32 UTC |
KEHLER CLAUDE ROBERTDirector
|
GrantCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-008420 · doc4.xml · nonDerivative · entry 1 KEHLER CLAUDE ROBERT · CIK 0001760138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,000 F1 · shares: Represents an award of restricted stock units which will vest on 12/22/2021. The restricted stock units will be settled in shares of the Issuer's common stock upon vesting. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:33 UTC |
DEVABHAKTUNI SAI SDirector
|
GrantCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-008421 · doc4.xml · nonDerivative · entry 1 DEVABHAKTUNI SAI S · CIK 0001341022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 F1 · shares: Represents an award of restricted stock units which will vest on 12/22/2021. The restricted stock units will be settled in shares of the Issuer's common stock upon vesting. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:38 UTC |
ZAHLER ERIC JDirector
|
GrantCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-008426 · doc4.xml · nonDerivative · entry 1 ZAHLER ERIC J · CIK 0001233526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 F1 · shares: Represents an award of restricted stock units which will vest on 12/22/2021. The restricted stock units will be settled in shares of the Issuer's common stock upon vesting. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:31 UTC |
NOLAN PETER JDirector
|
GrantCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-008417 · doc4.xml · nonDerivative · entry 1 NOLAN PETER J · CIK 0001243589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 F1 · shares: Represents an award of restricted stock units which will vest on 12/22/2021. The restricted stock units will be settled in shares of the Issuer's common stock upon vesting. Read SEC document |
| February 08, 2021 Filed Apr 2, 2021 23:07 UTC |
Green Equity Investors V, L.P.Director · 10% owner
GEI Capital V, LLCDirector · 10% owner
Green Equity Investors Side V, L.P.Director · 10% owner
Green V Holdings, LLCDirector · 10% owner
Leonard Green & Partners, L.P.Director · 10% owner
LGP Associates V LLCDirector · 10% owner
LGP MANAGEMENT INCDirector · 10% owner
LGP Parts Coinvest LLCDirector · 10% owner
PERIDOT COINVEST MANAGER LLCDirector · 10% owner
|
OtherContingent Earnout Shares · Derivative | 563 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-024814 · doc4.xml · derivative · entry 6 Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP Associates V LLC · CIK 0001642447 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner LGP Parts Coinvest LLC · CIK 0001838197 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 563 shares Expires not disclosed F1 · derivative.exercise_price: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · derivative.exercise_price: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F1 · kind: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · kind: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F16 · shares: Represents Contingent Earnout shares settled as shares of Common Stock and issued to Coinvest pursuant to the "earnout" provision in the Merger Agreement. F1 · price: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · price: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F1 · derivative.exercise_date: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · derivative.exercise_date: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F1 · derivative.expiration_date: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · derivative.expiration_date: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F17 · balance_after: Represents Contingent Earnout shares owned by Coinvest. Read SEC document |
| February 08, 2021 Filed Apr 2, 2021 23:07 UTC |
Green Equity Investors V, L.P.Director · 10% owner
GEI Capital V, LLCDirector · 10% owner
Green Equity Investors Side V, L.P.Director · 10% owner
Green V Holdings, LLCDirector · 10% owner
Leonard Green & Partners, L.P.Director · 10% owner
LGP Associates V LLCDirector · 10% owner
LGP MANAGEMENT INCDirector · 10% owner
LGP Parts Coinvest LLCDirector · 10% owner
PERIDOT COINVEST MANAGER LLCDirector · 10% owner
|
OtherContingent Earnout Shares · Derivative | 223,032 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-024814 · doc4.xml · derivative · entry 5 Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP Associates V LLC · CIK 0001642447 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner LGP Parts Coinvest LLC · CIK 0001838197 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 223,032 shares Expires not disclosed F1 · derivative.exercise_price: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · derivative.exercise_price: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F1 · kind: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · kind: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F14 · shares: Represents Contingent Earnout Shares settled as shares of Common Stock and issued to GEI Side V pursuant to the "earnout" provision in the Merger Agreement. F1 · price: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · price: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F1 · derivative.exercise_date: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · derivative.exercise_date: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F1 · derivative.expiration_date: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · derivative.expiration_date: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F15 · balance_after: Represents Contingent Earnout Shares owned by GEI Side V. Read SEC document |
| February 08, 2021 Filed Apr 2, 2021 23:07 UTC |
Green Equity Investors V, L.P.Director · 10% owner
GEI Capital V, LLCDirector · 10% owner
Green Equity Investors Side V, L.P.Director · 10% owner
Green V Holdings, LLCDirector · 10% owner
Leonard Green & Partners, L.P.Director · 10% owner
LGP Associates V LLCDirector · 10% owner
LGP MANAGEMENT INCDirector · 10% owner
LGP Parts Coinvest LLCDirector · 10% owner
PERIDOT COINVEST MANAGER LLCDirector · 10% owner
|
OtherContingent Earnout Shares · Derivative | 743,522 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-024814 · doc4.xml · derivative · entry 4 Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP Associates V LLC · CIK 0001642447 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner LGP Parts Coinvest LLC · CIK 0001838197 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 743,522 shares Expires not disclosed F1 · derivative.exercise_price: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · derivative.exercise_price: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F1 · kind: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · kind: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F12 · shares: Represents Contingent Earnout Shares settled as shares of Common Stock and issued to GEI V pursuant to the "earnout" provision in the Merger Agreement. F1 · price: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · price: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F1 · derivative.exercise_date: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · derivative.exercise_date: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F1 · derivative.expiration_date: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · derivative.expiration_date: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F13 · balance_after: Represents Contingent Earnout Shares owned by GEI V. Read SEC document |
| February 08, 2021 Filed Apr 2, 2021 23:07 UTC |
Green Equity Investors V, L.P.Director · 10% owner
GEI Capital V, LLCDirector · 10% owner
Green Equity Investors Side V, L.P.Director · 10% owner
Green V Holdings, LLCDirector · 10% owner
Leonard Green & Partners, L.P.Director · 10% owner
LGP Associates V LLCDirector · 10% owner
LGP MANAGEMENT INCDirector · 10% owner
LGP Parts Coinvest LLCDirector · 10% owner
PERIDOT COINVEST MANAGER LLCDirector · 10% owner
|
OtherCommon Stock | 563 | $13.50 | $7,600.50 |
DisclosureSEC source: 0001209191-21-024814 · doc4.xml · nonDerivative · entry 3 Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP Associates V LLC · CIK 0001642447 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner LGP Parts Coinvest LLC · CIK 0001838197 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,734 F1 · kind: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · kind: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F10 · shares: Represents shares of Common Stock acquired by Coinvest pursuant to the "earnout" provision in the Merger Agreement. F5 · balance_after: GEI Capital V, LLC ("Capital") is the general partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Coinvest. Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates. F6 · balance_after: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder. F7 · balance_after: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose. F11 · balance_after: Represents shares of Common Stock owned by Coinvest. Read SEC document |
| February 08, 2021 Filed Apr 2, 2021 23:07 UTC |
Green Equity Investors V, L.P.Director · 10% owner
GEI Capital V, LLCDirector · 10% owner
Green Equity Investors Side V, L.P.Director · 10% owner
Green V Holdings, LLCDirector · 10% owner
Leonard Green & Partners, L.P.Director · 10% owner
LGP Associates V LLCDirector · 10% owner
LGP MANAGEMENT INCDirector · 10% owner
LGP Parts Coinvest LLCDirector · 10% owner
PERIDOT COINVEST MANAGER LLCDirector · 10% owner
|
OtherCommon Stock | 223,032 | $13.50 | $3,010,932.00 |
DisclosureSEC source: 0001209191-21-024814 · doc4.xml · nonDerivative · entry 2 Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP Associates V LLC · CIK 0001642447 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner LGP Parts Coinvest LLC · CIK 0001838197 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,230,686 F1 · kind: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · kind: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F8 · shares: Represents shares of Common Stock of the Issuer acquired by GEI Side V pursuant to the "earnout" provision in the Merger Agreement. F5 · balance_after: GEI Capital V, LLC ("Capital") is the general partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Coinvest. Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates. F6 · balance_after: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder. F7 · balance_after: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose. F9 · balance_after: Represents shares of Common Stock owned by GEI Side V. Read SEC document |
| February 08, 2021 Filed Apr 2, 2021 23:07 UTC |
Green Equity Investors V, L.P.Director · 10% owner
GEI Capital V, LLCDirector · 10% owner
Green Equity Investors Side V, L.P.Director · 10% owner
Green V Holdings, LLCDirector · 10% owner
Leonard Green & Partners, L.P.Director · 10% owner
LGP Associates V LLCDirector · 10% owner
LGP MANAGEMENT INCDirector · 10% owner
LGP Parts Coinvest LLCDirector · 10% owner
PERIDOT COINVEST MANAGER LLCDirector · 10% owner
|
OtherCommon Stock | 743,522 | $13.50 | $10,037,547.00 |
DisclosureSEC source: 0001209191-21-024814 · doc4.xml · nonDerivative · entry 1 Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner LGP Associates V LLC · CIK 0001642447 · Director · 10% owner LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner LGP Parts Coinvest LLC · CIK 0001838197 · Director · 10% owner PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,771,203 F1 · kind: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · kind: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F3 · shares: Represents shares of Common Stock of the Issuer acquired by GEI V pursuant to the "earnout" provision in the Merger Agreement. F4 · balance_after: Represents shares of Common Stock owned by GEI V. F5 · balance_after: GEI Capital V, LLC ("Capital") is the general partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Coinvest. Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates. F6 · balance_after: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder. F7 · balance_after: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose. Read SEC document |
| February 08, 2021 Filed Apr 2, 2021 19:13 UTC |
Kirton MichaelDirector · 10% owner
|
OtherContingent Earnout Shares · Derivative | 967,117 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-024821 · doc4.xml · derivative · entry 2 Kirton Michael · CIK 0001837767 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 0 Underlying: Common Stock · 967,117 shares Expires not disclosed F1 · derivative.exercise_price: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · derivative.exercise_price: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F1 · kind: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · kind: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F6 · shares: Represents Contingent Earnout Shares settled as shares of Common Stock and issued to GEI V, GEI Side V, and Coinvest. Of the Contingent Earnout Shares reported, 743,522 were issued to GEI V, 223,032 were issued to GEI Side V, and 563 were issued to Coinvest. F1 · price: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · price: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F1 · derivative.exercise_date: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · derivative.exercise_date: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F1 · derivative.expiration_date: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · derivative.expiration_date: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F7 · balance_after: Represents Contingent Earnout Shares owned by GEI V, GEI Side V, and Coinvest. Of the Contingent Earnout Shares reported, 0 are owned by GEI V, 0 are owned by GEI Side V, and 0 are owned by Coinvest. F5 · ownership.nature: Mr. Kirton directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by GEI V, GEI Side V, and Coinvest. Mr. Kirton disclaims beneficial ownership of the shares of Common Stock owned by each of GEI V, GEI Side V, and Coinvest, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 08, 2021 Filed Apr 2, 2021 19:13 UTC |
Kirton MichaelDirector · 10% owner
|
OtherCommon Stock | 967,117 | $13.50 | $13,056,079.50 |
DisclosureSEC source: 0001209191-21-024821 · doc4.xml · nonDerivative · entry 1 Kirton Michael · CIK 0001837767 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 27,017,623 F1 · kind: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · kind: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F3 · shares: Represents shares of Common Stock acquired by GEI V, GEI Side V, and Coinvest pursuant to the "earnout" provision in the Merger Agreement. Of the shares of Common Stock reported, 743,522 were acquired by GEI V, 223,032 were acquired by GEI Side V, and 563 were acquired by Coinvest. F4 · balance_after: Represents shares of Common Stock owned by GEI V, GEI Side V, and Coinvest. Of the shares of Common Stock reported, 20,771,203 are owned by GEI V, 6,230,686 are owned by GEI Side V, and 15,734 are owned by Coinvest. F5 · ownership.nature: Mr. Kirton directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by GEI V, GEI Side V, and Coinvest. Mr. Kirton disclaims beneficial ownership of the shares of Common Stock owned by each of GEI V, GEI Side V, and Coinvest, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 08, 2021 Filed Apr 2, 2021 23:10 UTC |
SEIFFER JONATHAN ADirector · 10% owner
|
OtherContingent Earnout Shares · Derivative | 967,117 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-024818 · doc4.xml · derivative · entry 2 SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 0 Underlying: Common Stock · 967,117 shares Expires not disclosed F1 · derivative.exercise_price: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · derivative.exercise_price: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F1 · kind: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · kind: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F6 · shares: Represents Contingent Earnout Shares settled as shares of Common Stock and issued to GEI V, GEI Side V, and Coinvest. Of the Contingent Earnout Shares reported, 743,522 were issued to GEI V, 223,032 were issued to GEI Side V, and 563 were issued to Coinvest. F1 · price: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · price: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F1 · derivative.exercise_date: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · derivative.exercise_date: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F1 · derivative.expiration_date: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · derivative.expiration_date: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F7 · balance_after: Represents Contingent Earnout Shares owned by GEI V, GEI Side V, and Coinvest. Of the Contingent Earnout Shares reported, 0 are owned by GEI V, 0 are owned by GEI Side V, and 0 are owned by Coinvest. F5 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by GEI V, GEI Side V, and Coinvest. Mr. Seiffer disclaims beneficial ownership of the shares of Common Stock owned by each of GEI V, GEI Side V, and Coinvest, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 08, 2021 Filed Apr 2, 2021 23:10 UTC |
SEIFFER JONATHAN ADirector · 10% owner
|
OtherCommon Stock | 967,117 | $13.50 | $13,056,079.50 |
DisclosureSEC source: 0001209191-21-024818 · doc4.xml · nonDerivative · entry 1 SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 27,017,623 F1 · kind: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · kind: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F3 · shares: Represents shares of Common Stock acquired by GEI V, GEI Side V, and Coinvest pursuant to the "earnout" provision in the Merger Agreement. Of the shares of Common Stock reported, 743,522 were acquired by GEI V, 223,032 were acquired by GEI Side V, and 563 were acquired by Coinvest. F4 · balance_after: Represents shares of Common Stock owned by GEI V, GEI Side V, and Coinvest. Of the shares of Common Stock reported, 20,771,203 are owned by GEI V, 6,230,686 are owned by GEI Side V, and 15,734 are owned by Coinvest. F5 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by GEI V, GEI Side V, and Coinvest. Mr. Seiffer disclaims beneficial ownership of the shares of Common Stock owned by each of GEI V, GEI Side V, and Coinvest, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| January 27, 2021 Filed Feb 13, 2021 01:28 UTC |
Nichols Robert B.Director · See Remarks
|
ConversionContingent Earnout Shares · Derivative | 403,373 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-006414 · doc4.xml · derivative · entry 4 Nichols Robert B. · CIK 0001837754 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 403,373 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement"). F2 · derivative.exercise_date: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement"). F2 · derivative.expiration_date: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement"). F1 · ownership.nature: Represents shares of common stock held by ThoughtValley L.P. ("ThoughtValley"). Mr. Nichols is the sole member and manager of ThoughtValley, LLC, which is the sole general partner of ThoughtValley. Accordingly, all of the shares held by ThoughtValley may be deemed to be beneficially held by Mr. NIchols. Read SEC document |
| January 27, 2021 Filed Feb 13, 2021 01:28 UTC |
Nichols Robert B.Director · See Remarks
|
ConversionCommon Stock | 403,373 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006414 · doc4.xml · nonDerivative · entry 1 Nichols Robert B. · CIK 0001837754 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,425,513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of common stock held by ThoughtValley L.P. ("ThoughtValley"). Mr. Nichols is the sole member and manager of ThoughtValley, LLC, which is the sole general partner of ThoughtValley. Accordingly, all of the shares held by ThoughtValley may be deemed to be beneficially held by Mr. NIchols. F1 · ownership.nature: Represents shares of common stock held by ThoughtValley L.P. ("ThoughtValley"). Mr. Nichols is the sole member and manager of ThoughtValley, LLC, which is the sole general partner of ThoughtValley. Accordingly, all of the shares held by ThoughtValley may be deemed to be beneficially held by Mr. NIchols. Read SEC document |
| January 27, 2021 Filed Feb 13, 2021 01:35 UTC |
Barimo BasilSee Remarks
|
ConversionContingent Earnout Shares · Derivative | 17,267 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-006422 · doc4.xml · derivative · entry 5 Barimo Basil · CIK 0001837788 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,267 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement"). F1 · derivative.exercise_date: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement"). F1 · derivative.expiration_date: Represents shares of Common Stock that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P (the "Merger Agreement"). Read SEC document |
| January 27, 2021 Filed Feb 13, 2021 01:35 UTC |
Barimo BasilSee Remarks
|
Tax withholdingCommon Stock | 4,533 | $15.05 | $68,221.65 |
DisclosureSEC source: 0000899243-21-006422 · doc4.xml · nonDerivative · entry 2 Barimo Basil · CIK 0001837788 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,106 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.