Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AerSale CorpASLE · Entity 1521 | See Remarks | June 07, 2024 | June 11, 2024 |
| Yellow CorpYRCW · Entity 109736 | VP, General Counsel & Secy. | June 05, 2019 | June 06, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AerSale Corp
Report date June 07, 2024 · Filed June 11, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,014 |
Reported balance
After 2024-06-07 transaction · row 1
1 source rowRow 1 · 2024-06-07 · Grant · Acquired 20,528 · Balance 37,014 F1: Represents an award of restricted stock units granted under the Aersale Corporation 2020 Equity Incentive Plan, as amended (the "Plan"), that will vest in one-third increments on each of June 7, 2025, June 7, 2026, and June 7, 2027. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.02 · Expires 2034-06-07 | Direct | 38,646 |
Reported balance
After 2024-06-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-06-07 · Grant · Acquired 38,646 · Balance 38,646 F2: Represents stock options granted under the Plan that will vest in one-third increments on each of June 7, 2025, June 7, 2026, and June 7, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of restricted stock units granted under the Aersale Corporation 2020 Equity Incentive Plan, as amended (the "Plan"), that will vest in one-third increments on each of June 7, 2025, June 7, 2026, and June 7, 2027.
F2: Represents stock options granted under the Plan that will vest in one-third increments on each of June 7, 2025, June 7, 2026, and June 7, 2027.
Yellow Corp
Report date June 05, 2019 · Filed June 06, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 180,093 |
Reported balance
After 2019-06-05 transaction · row 1
1 source rowRow 1 · 2019-06-05 · Grant · Acquired 99,010 · Balance 180,093 F1: On February 11, 2019, these shares were granted by the Board of the Company subject to stockholder approval of the 2019 Incentive and Equity Award Plan (the "2019 Plan") by the Company stockholders. On June 5, 2019, the 2019 Plan was approved by the stockholders. One-third of the restricted stock will vest upon the Company's common stock achieving a 30-calendar day weighted-volume average stock price of $11.75 per share on or before December 31, 2020 (the "Initial Vesting"). The remaining two-thirds of the restricted stock will vest 12 months after the Initial Vesting. The reporting person must be employed by the Company, or one of its affiliates, to be entitled to the shares at each vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 11, 2019, these shares were granted by the Board of the Company subject to stockholder approval of the 2019 Incentive and Equity Award Plan (the "2019 Plan") by the Company stockholders. On June 5, 2019, the 2019 Plan was approved by the stockholders. One-third of the restricted stock will vest upon the Company's common stock achieving a 30-calendar day weighted-volume average stock price of $11.75 per share on or before December 31, 2020 (the "Initial Vesting"). The remaining two-thirds of the restricted stock will vest 12 months after the Initial Vesting. The reporting person must be employed by the Company, or one of its affiliates, to be entitled to the shares at each vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 07, 2024 Filed Jun 11, 2024 21:36 UTC | AerSale Corp ASLE · Entity 1521 | GrantStock Option (right to buy) · Derivative | 38,646 | $0.00 Strike: $7.02 | $0.00 |
DisclosureSEC source: 0001104659-24-070493 · tm2416991-4_4seq1.xml · derivative · entry 2 Fry James · CIK 0001506795 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,646 Underlying: Common Stock · 38,646 shares Expires 2034-06-07 F2 · derivative.exercise_date: Represents stock options granted under the Plan that will vest in one-third increments on each of June 7, 2025, June 7, 2026, and June 7, 2027. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 21:36 UTC | AerSale Corp ASLE · Entity 1521 | GrantCommon Stock | 20,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-070493 · tm2416991-4_4seq1.xml · nonDerivative · entry 1 Fry James · CIK 0001506795 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,014 F1 · shares: Represents an award of restricted stock units granted under the Aersale Corporation 2020 Equity Incentive Plan, as amended (the "Plan"), that will vest in one-third increments on each of June 7, 2025, June 7, 2026, and June 7, 2027. Read SEC document |
| March 18, 2024 Filed Mar 20, 2024 13:26 UTC | AerSale Corp ASLE · Entity 1521 | Tax withholdingCommon Stock | 1,452 | $7.32 | $10,628.64 |
DisclosureSEC source: 0001104659-24-036481 · tm249300-1_4seq1.xml · nonDerivative · entry 1 Fry James · CIK 0001506795 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,486 F1 · shares: Upon the vesting of 3,467 restricted stock units ("RSUs") previously granted to Mr. Fry, AerSale Corporation withheld 1,452 shares of its common stock, par value $0.0001 per share, to cover Mr. Fry's tax withholding obligations with respect to the vesting of such PSUs. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 01:02 UTC | AerSale Corp ASLE · Entity 1521 | Tax withholdingCommon Stock | 1,120 | $6.84 | $7,660.80 |
DisclosureSEC source: 0001104659-24-035752 · tm249176-2_4seq1.xml · nonDerivative · entry 1 Fry James · CIK 0001506795 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,938 F1 · shares: Upon the vesting and distribution of 2,738 restricted stock units ("RSUs") previously granted to Mr. Fry, 1,120 shares were sold in a "sell to cover" transaction to cover Mr. Fry's tax withholding obligations with respect to the vesting of such RSUs and does not represent a discretionary trade made by the Reporting Person. Read SEC document |
| October 04, 2023 Filed Oct 6, 2023 20:55 UTC | AerSale Corp ASLE · Entity 1521 | GrantCommon Stock | 8,214 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-107534 · tm2328007-2_4seq1.xml · nonDerivative · entry 2 Fry James · CIK 0001506795 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,058 F2 · shares: Represents an award of RSUs that will vest according to the following schedule - 2,738 RSUs vest on March 13, 2024; 2,738 RSUs vest on March 13, 2025; and 2,738 RSUs vest on March 13, 2026. F2 · price: Represents an award of RSUs that will vest according to the following schedule - 2,738 RSUs vest on March 13, 2024; 2,738 RSUs vest on March 13, 2025; and 2,738 RSUs vest on March 13, 2026. Read SEC document |
| August 18, 2023 Filed Aug 21, 2023 21:26 UTC | AerSale Corp ASLE · Entity 1521 | PurchaseCommon Stock | 1,750 | $12.74 | $22,295.00 |
DisclosureSEC source: 0001104659-23-093993 · tm2324310-1_4seq1.xml · nonDerivative · entry 1 Fry James · CIK 0001506795 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,153 F1 · shares: On August 18, 2023, the Reporting Person made a private purchase in the open market of 1,750 shares of Common Stock, par value $0.001 per share. Read SEC document |
| March 18, 2023 Filed Oct 6, 2023 20:55 UTC | AerSale Corp ASLE · Entity 1521 | Tax withholdingCommon Stock | 1,309 | $15.64 | $20,472.76 |
DisclosureSEC source: 0001104659-23-107534 · tm2328007-2_4seq1.xml · nonDerivative · entry 1 Fry James · CIK 0001506795 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,844 F1 · shares: Upon the vesting of 3,467 restricted stock units ("RSUs") previously granted to Mr. Fry, AerSale Corporation withheld 1,309 shares to cover Mr. Fry's tax withholding obligations with respect to the vesting of such RSUs. Read SEC document |
| March 18, 2021 Filed Mar 22, 2022 18:31 UTC | AerSale Corp ASLE · Entity 1521 | GrantCommon Stock | 10,403 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-036465 · tm2210159d1_4seq1.xml · nonDerivative · entry 1 Fry James · CIK 0001506795 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,403 F1 · price: Represents an award of restricted stock units which will vest according to the following schedule - 1/3 vests on 3/18/2023, 1/3 vest on 3/18/2024 and 1/3 vest on 3/18/2025. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 16:57 UTC | Yellow Corp YRCW · Entity 109736 | GrantCommon Stock | 99,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001014108-19-000087 · primary_doc.xml · nonDerivative · entry 1 Fry James · CIK 0001506795 · VP, General Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,093 F1 · kind: On February 11, 2019, these shares were granted by the Board of the Company subject to stockholder approval of the 2019 Incentive and Equity Award Plan (the "2019 Plan") by the Company stockholders. On June 5, 2019, the 2019 Plan was approved by the stockholders. One-third of the restricted stock will vest upon the Company's common stock achieving a 30-calendar day weighted-volume average stock price of $11.75 per share on or before December 31, 2020 (the "Initial Vesting"). The remaining two-thirds of the restricted stock will vest 12 months after the Initial Vesting. The reporting person must be employed by the Company, or one of its affiliates, to be entitled to the shares at each vesting. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 15:18 UTC | Yellow Corp YRCW · Entity 109736 | Tax withholdingCommon Stock | 3,211 | $8.19 | $26,298.09 |
DisclosureSEC source: 0001014108-19-000045 · primary_doc.xml · nonDerivative · entry 1 Fry James · CIK 0001506795 · VP, General Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,083 F1 · kind: On February 26, 2019, 7,238 restricted shares of Mr. Fry's Company stock, granted February 26, 2016, vested. On February 26, 2019, Mr. Fry automatically surrendered 3,211 of the 7,238 newly-vested shares to the Company to satisfy the tax withholding obligation triggered upon the February 26th vesting. The automatic surrender of newly-vested shares is the Company's default process for paying tax withholding obligations triggered upon the vesting of restricted stock. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 14:32 UTC | Yellow Corp YRCW · Entity 109736 | Tax withholdingCommon Stock | 2,301 | $7.28 | $16,751.28 |
DisclosureSEC source: 0001014108-19-000031 · primary_doc.xml · nonDerivative · entry 1 Fry James · CIK 0001506795 · VP, General Counsel & Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,294 F1 · kind: On February 13, 2019, 4,633 restricted shares of Mr. Fry's Company stock, granted February 13, 2018, vested. On February 13, 2019, Mr. Fry automatically surrendered 2,301 of the 4,633 newly-vested shares to the Company to satisfy the tax withholding obligation triggered upon the February 13th vesting. The automatic surrender of newly-vested shares is the Company's default process for paying tax withholding obligations triggered upon the vesting of restricted stock. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 16:38 UTC | Yellow Corp YRCW · Entity 109736 | GrantCommon Stock | 33,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001014108-19-000018 · primary_doc.xml · nonDerivative · entry 1 Fry James · CIK 0001506795 · VP, General Counsel and Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,595 F1 · kind: The shares will vest upon the Company's common stock achieving a 30-calendar day weighted-volume average stock price of $11.75 per share on or before December 31, 2020. The recipient must be employed by the Company or one of its affiliates to be entitled to the shares at vesting. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 18:41 UTC | Yellow Corp YRCW · Entity 109736 | Tax withholdingCommon Stock | 3,162 | $9.42 | $29,786.04 |
DisclosureSEC source: 0001014108-18-000033 · primary_doc.xml · nonDerivative · entry 3 Fry James · CIK 0001506795 · VP, General Counsel and Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,592 F3 · kind: On February 26, 2018, 7,238 restricted shares of Mr. Fry's Company stock, granted February 26, 2016, vested. On February 26, 2018, Mr. Fry automatically surrendered 3,162 of the 7,238 newly-vested shares to the Company to satisfy the tax withholding obligation triggered upon the February 26th vesting. The automatic surrender of newly-vested shares is the Company's default process for paying tax withholding obligations triggered upon the vesting of restricted stock. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 18:41 UTC | Yellow Corp YRCW · Entity 109736 | Tax withholdingCommon Stock | 1,642 | $9.36 | $15,369.12 |
DisclosureSEC source: 0001014108-18-000033 · primary_doc.xml · nonDerivative · entry 2 Fry James · CIK 0001506795 · VP, General Counsel and Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,754 F2 · kind: On February 23, 2018, 3,584 restricted shares of Mr. Fry's Company stock, granted April 20, 2015, vested. On February 23, 2018, Mr. Fry automatically surrendered 1,642 of the 3,584 newly-vested shares to the Company to satisfy the tax withholding obligation triggered upon the February 23rd vesting. The automatic surrender of newly-vested shares is the Company's default process for paying tax withholding obligations triggered upon the vesting of restricted stock. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 18:41 UTC | Yellow Corp YRCW · Entity 109736 | Tax withholdingCommon Stock | 3,488 | $9.36 | $32,647.68 |
DisclosureSEC source: 0001014108-18-000033 · primary_doc.xml · nonDerivative · entry 1 Fry James · CIK 0001506795 · VP, General Counsel and Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,396 F1 · kind: On February 23, 2018, 7,024 performance stock units of Mr. Fry's Company stock, granted April 20, 2015 and earned February 15, 2016, vested. On February 23, 2018, Mr. Fry automatically surrendered 3,488 of the 7,024 newly-vested shares to the Company to satisfy the tax withholding obligation triggered upon the February 23rd vesting. The automatic surrender of newly-vested shares is the Company's default process for paying tax withholding obligations triggered upon the vesting of performance stock units. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 16:49 UTC | Yellow Corp YRCW · Entity 109736 | GrantCommon Stock | 13,899 | $0.00 | $0.00 |
DisclosureSEC source: 0001014108-18-000016 · primary_doc.xml · nonDerivative · entry 1 Fry James · CIK 0001506795 · VP, General Counsel and Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,884 F1 · kind: Restricted stock award that will vest in one-third installments on the first, second and third anniversaries of the grant date. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 16:57 UTC | Yellow Corp YRCW · Entity 109736 | SaleCommon Stock | 10,000 | $13.05 | $130,500.00 |
DisclosureSEC source: 0001014108-17-000057 · primary_doc.xml · nonDerivative · entry 2 Fry James · CIK 0001506795 · VP, General Counsel and Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,985 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.04 to $13.05, inclusive. Mr. Fry undertakes to provide to YRC Worldwide Inc., any security holder of YRC Worldwide Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 16:57 UTC | Yellow Corp YRCW · Entity 109736 | Tax withholdingCommon Stock | 2,291 | $12.58 | $28,820.78 |
DisclosureSEC source: 0001014108-17-000057 · primary_doc.xml · nonDerivative · entry 1 Fry James · CIK 0001506795 · VP, General Counsel and Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,985 F1 · kind: On February 26, 2017, 7,238 restricted shares of Mr. Fry's Company stock, granted February 26, 2016, vested. On February 27, 2017, Mr. Fry automatically surrendered 2,291 of the 7,238 newly-vested shares to the Company to satisfy the tax withholding obligation triggered upon the February 26th vesting. The automatic surrender of newly-vested shares is the Company's default process for paying tax withholding obligations triggered upon the vesting of restricted stock. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 17:46 UTC | Yellow Corp YRCW · Entity 109736 | Tax withholdingCommon Stock | 2,579 | $12.56 | $32,392.24 |
DisclosureSEC source: 0001014108-17-000043 · primary_doc.xml · nonDerivative · entry 2 Fry James · CIK 0001506795 · VP, General Counsel and Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,276 F2 · kind: On February 23, 2017, 7,023 restricted shares of Mr. Fry's Company stock, earned February 15, 2016, vested. On February 23, 2017, Mr. Fry automatically surrendered 2,579 of the 7,023 newly-vested shares to the Company to satisfy the tax withholding obligation triggered upon the February 23rd vesting. The automatic surrender of newly-vested shares is the Company's default process for paying tax withholding obligations triggered upon the vesting of restricted stock. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 17:46 UTC | Yellow Corp YRCW · Entity 109736 | Tax withholdingCommon Stock | 1,109 | $12.56 | $13,929.04 |
DisclosureSEC source: 0001014108-17-000043 · primary_doc.xml · nonDerivative · entry 1 Fry James · CIK 0001506795 · VP, General Counsel and Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,855 F1 · kind: On February 23, 2017, 3,583 restricted shares of Mr. Fry's Company stock, granted March 9, 2015, vested. On February 23, 2017, Mr. Fry automatically surrendered 1,109 of the 3,583 newly-vested shares to the Company to satisfy the tax withholding obligation triggered upon the February 23rd vesting. The automatic surrender of newly-vested shares is the Company's default process for paying tax withholding obligations triggered upon the vesting of restricted stock. Read SEC document |
| February 22, 2017 Filed Feb 22, 2017 16:25 UTC | Yellow Corp YRCW · Entity 109736 | GrantCommon Stock | 14,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001014108-17-000022 · primary_doc.xml · nonDerivative · entry 1 Fry James · CIK 0001506795 · VP, General Counsel and Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,964 F1 · kind: Restricted stock award that will vest on February 14, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.