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LGP Associates V LLC

Disclosed activity across 5 companies

Tapewire entity
87893
SEC CIK
0001642447

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Container Store Group, Inc.TCS · Entity 87876Director · 10% ownerAugust 28, 2024August 31, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01SEC Table I · non-derivativeIndirectSee footnote.221,914 Reported balance After 2024-08-28 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2024-08-28 · Grant · Acquired 24,390 · Balance 221,914

F1: Represents shares of restricted common stock, par value $0.01 per share (the "Common Stock") of Container Store Group, Inc. (the "Issuer") awarded to Mr. J. Kristofer Galashan on August 28, 2024 as compensation for services as a director of the Issuer.

F2: Granted as compensation for services.

F3: Represents shares of restricted Common Stock owned by Mr. Galashan and Jonathan D. Sokoloff. Mr. Galashan holds 135,347 shares of restricted Common Stock. Mr. Sokoloff previously served on the Issuer's board of directors as an appointee of Leonard Green & Partners, L.P. ("LGP"), and owns 86,567 shares, which are held for the benefit of LGP.

Common Stock, par value $0.01SEC Table I · non-derivativeDirect11,680,206 Reported balance Holding disclosure · report date 2024-08-28 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 11,680,206

F4: Represents shares of the Common Stock held directly by Green Equity Investors V, L.P. ("GEI V").

F5: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. LGP is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F6: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F7: Each of GEI Side V, TCS, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $0.01SEC Table I · non-derivativeDirect3,503,776 Reported balance Holding disclosure · report date 2024-08-28 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 3,503,776

F5: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. LGP is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F6: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F8: Represents shares of Common Stock held directly by GEI Side V.

F9: Each of GEI V, TCS, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $0.01SEC Table I · non-derivativeDirect150,024 Reported balance Holding disclosure · report date 2024-08-28 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 150,024

F5: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. LGP is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F6: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F10: Represents shares of Common Stock held directly by TCS.

F11: Each of GEI V, GEI Side V, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.53 · Expires 2024-10-27IndirectSee footnote.10,132 Reported balance Holding disclosure · report date 2024-08-28 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 10,132

F12: The options reported on this row are fully vested.

F13: The options reported on this row were granted to Mr. Galashan in respect of his service on the Issuer's board of directors for the benefit of LGP. Mr. Galashan disclaims beneficial ownership of such options, except to the extent of his pecuniary interest therein. LGP directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of such options.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.28 · Expires 2025-08-03IndirectSee footnote.11,821 Reported balance Holding disclosure · report date 2024-08-28 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 11,821

F12: The options reported on this row are fully vested.

F13: The options reported on this row were granted to Mr. Galashan in respect of his service on the Issuer's board of directors for the benefit of LGP. Mr. Galashan disclaims beneficial ownership of such options, except to the extent of his pecuniary interest therein. LGP directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of such options.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.35 · Expires 2026-08-01IndirectSee footnote.30,675 Reported balance Holding disclosure · report date 2024-08-28 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 30,675

F12: The options reported on this row are fully vested.

F13: The options reported on this row were granted to Mr. Galashan in respect of his service on the Issuer's board of directors for the benefit of LGP. Mr. Galashan disclaims beneficial ownership of such options, except to the extent of his pecuniary interest therein. LGP directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of such options.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.10 · Expires 2027-09-12IndirectSee footnote.42,919 Reported balance Holding disclosure · report date 2024-08-28 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 42,919

F12: The options reported on this row are fully vested.

F13: The options reported on this row were granted to Mr. Galashan in respect of his service on the Issuer's board of directors for the benefit of LGP. Mr. Galashan disclaims beneficial ownership of such options, except to the extent of his pecuniary interest therein. LGP directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of such options.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of restricted common stock, par value $0.01 per share (the "Common Stock") of Container Store Group, Inc. (the "Issuer") awarded to Mr. J. Kristofer Galashan on August 28, 2024 as compensation for services as a director of the Issuer.

F2: Granted as compensation for services.

F3: Represents shares of restricted Common Stock owned by Mr. Galashan and Jonathan D. Sokoloff. Mr. Galashan holds 135,347 shares of restricted Common Stock. Mr. Sokoloff previously served on the Issuer's board of directors as an appointee of Leonard Green & Partners, L.P. ("LGP"), and owns 86,567 shares, which are held for the benefit of LGP.

F4: Represents shares of the Common Stock held directly by Green Equity Investors V, L.P. ("GEI V").

F5: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. LGP is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F6: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F7: Each of GEI Side V, TCS, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

F8: Represents shares of Common Stock held directly by GEI Side V.

F9: Each of GEI V, TCS, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

F10: Represents shares of Common Stock held directly by TCS.

F11: Each of GEI V, GEI Side V, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

F12: The options reported on this row are fully vested.

F13: The options reported on this row were granted to Mr. Galashan in respect of his service on the Issuer's board of directors for the benefit of LGP. Mr. Galashan disclaims beneficial ownership of such options, except to the extent of his pecuniary interest therein. LGP directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of such options.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2021-04-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-04-16 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-04-16 · Other · Disposed 20,771,203 · Balance 0

F1: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction").

F2: Represents shares of Common Stock of the Issuer contributed by GEI V to Main CF and Side CF as part of the Transaction.

F3: Represents shares owned by GEI V.

F4: GEI Capital V, LLC ("Capital") is the general partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Coinvest. Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates.

F5: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F6: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-04-16 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2021-04-16 · Other · Disposed 6,230,686 · Balance 0

F1: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction").

F7: Represents shares of Common Stock contributed by GEI Side V to Side CF as part of the Transaction.

F4: GEI Capital V, LLC ("Capital") is the general partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Coinvest. Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates.

F5: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F6: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

F8: Represents shares of Common Stock owned by GEI Side V.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-04-16 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2021-04-16 · Other · Disposed 15,734 · Balance 0

F1: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction").

F9: Represents shares of Common Stock contributed by Coinvest to Associates CF and Main CF as part of the Transaction.

F4: GEI Capital V, LLC ("Capital") is the general partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Coinvest. Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates.

F5: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F6: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

F10: Represents shares of Common Stock owned by Coinvest.

Contingent Earnout ShareSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-04-16 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-04-16 · Other · Disposed 743,522 · Balance 0

F11: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.

F1: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction").

F12: Represents Contingent Earnout Shares contributed by GEI V to Main CF and Side CF as part of the Transaction.

F13: Represents Contingent Earnout Shares owned by GEI V.

Contingent Earnout ShareSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-04-16 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-04-16 · Other · Disposed 223,032 · Balance 0

F11: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.

F1: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction").

F14: Represents Contingent Earnout Shares contributed by GEI Side V to Side CF as part of the Transaction.

F15: Represents Contingent Earnout Shares owned by GEI Side V.

Contingent Earnout ShareSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-04-16 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2021-04-16 · Other · Disposed 563 · Balance 0

F11: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.

F1: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction").

F16: Represents Contingent Earnout Shares contributed by Coinvest to Associates CF and Main CF as part of the Transaction.

F17: Represents Contingent Earnout Shares owned by Coinvest.

Filing footnotes · ownership attribution and instrument terms

F1: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction").

F2: Represents shares of Common Stock of the Issuer contributed by GEI V to Main CF and Side CF as part of the Transaction.

F3: Represents shares owned by GEI V.

F4: GEI Capital V, LLC ("Capital") is the general partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Coinvest. Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates.

F5: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F6: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

F7: Represents shares of Common Stock contributed by GEI Side V to Side CF as part of the Transaction.

F8: Represents shares of Common Stock owned by GEI Side V.

F9: Represents shares of Common Stock contributed by Coinvest to Associates CF and Main CF as part of the Transaction.

F10: Represents shares of Common Stock owned by Coinvest.

F11: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.

F12: Represents Contingent Earnout Shares contributed by GEI V to Main CF and Side CF as part of the Transaction.

F13: Represents Contingent Earnout Shares owned by GEI V.

F14: Represents Contingent Earnout Shares contributed by GEI Side V to Side CF as part of the Transaction.

F15: Represents Contingent Earnout Shares owned by GEI Side V.

F16: Represents Contingent Earnout Shares contributed by Coinvest to Associates CF and Main CF as part of the Transaction.

F17: Represents Contingent Earnout Shares owned by Coinvest.

Section 16 reporting ended · disclosed 2019-06-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect7,441,554 Reported balance After 2019-06-07 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2019-06-07 · Sale · Disposed 6,526,354 · Balance 7,441,554

F1: Represents shares of common stock, par value $0.01 per share ("Common Stock") of BJ's Wholesale Club Holdings, Inc. (the "Issuer") sold by Green Equity Investors V, L.P. ("GEI V").

F2: Represents Common Stock owned by GEI V. The Common Stock reported on this row is subject to a customary lock-up agreement and cannot be sold without underwriter consent until 30 days after the date of the prospectus relating to the transactions reported hereon.

F3: GEI Capital V, LLC ("Capital") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Associates V LLC ("LGP Associates"), which is the management company of Beacon Coinvest LLC ("Beacon") and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.

F4: Each of GEI V, GEI Side V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Common Stock owned by GEI V, GEI Side V, or Beacon, and therefore, a "ten percent holder" hereunder.

F5: Each of GEI Side V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Common Stock reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI V, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeDirect2,232,287 Reported balance After 2019-06-07 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2019-06-07 · Sale · Disposed 1,957,749 · Balance 2,232,287

F6: Represents Common Stock sold by GEI Side V.

F7: Represents Common Stock owned by GEI Side V. The Common Stock reported on this row is subject to a customary lock-up agreement and cannot be sold without underwriter consent until 30 days after the date of the prospectus relating to the transactions reported hereon.

F3: GEI Capital V, LLC ("Capital") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Associates V LLC ("LGP Associates"), which is the management company of Beacon Coinvest LLC ("Beacon") and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.

F4: Each of GEI V, GEI Side V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Common Stock owned by GEI V, GEI Side V, or Beacon, and therefore, a "ten percent holder" hereunder.

F8: Each of GEI V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Common Stock reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI Side V, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeDirect303,183 Reported balance After 2019-06-07 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2019-06-07 · Sale · Disposed 265,897 · Balance 303,183

F9: Represents Common Stock sold by Beacon.

F10: Represents Common Stock owned by Beacon. The Common Stock reported on this row is subject to a customary lock-up agreement and cannot be sold without underwriter consent until 30 days after the date of the prospectus relating to the transactions reported hereon.

F3: GEI Capital V, LLC ("Capital") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Associates V LLC ("LGP Associates"), which is the management company of Beacon Coinvest LLC ("Beacon") and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.

F4: Each of GEI V, GEI Side V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Common Stock owned by GEI V, GEI Side V, or Beacon, and therefore, a "ten percent holder" hereunder.

F11: Each of GEI V, GEI Side V, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Common Stock reported on this row, except to the extent of its pecuniary interest therein, and, with respect to Beacon, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of common stock, par value $0.01 per share ("Common Stock") of BJ's Wholesale Club Holdings, Inc. (the "Issuer") sold by Green Equity Investors V, L.P. ("GEI V").

F2: Represents Common Stock owned by GEI V. The Common Stock reported on this row is subject to a customary lock-up agreement and cannot be sold without underwriter consent until 30 days after the date of the prospectus relating to the transactions reported hereon.

F3: GEI Capital V, LLC ("Capital") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital and Holdings. Peridot Coinvest Manager LLC ("Peridot") is the management company of LGP Associates V LLC ("LGP Associates"), which is the management company of Beacon Coinvest LLC ("Beacon") and an affiliate of Capital and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP.

F4: Each of GEI V, GEI Side V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Common Stock owned by GEI V, GEI Side V, or Beacon, and therefore, a "ten percent holder" hereunder.

F5: Each of GEI Side V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Common Stock reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI V, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

F6: Represents Common Stock sold by GEI Side V.

F7: Represents Common Stock owned by GEI Side V. The Common Stock reported on this row is subject to a customary lock-up agreement and cannot be sold without underwriter consent until 30 days after the date of the prospectus relating to the transactions reported hereon.

F8: Each of GEI V, Beacon, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Common Stock reported on this row, except to the extent of its pecuniary interest therein, and, with respect to GEI Side V, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

F9: Represents Common Stock sold by Beacon.

F10: Represents Common Stock owned by Beacon. The Common Stock reported on this row is subject to a customary lock-up agreement and cannot be sold without underwriter consent until 30 days after the date of the prospectus relating to the transactions reported hereon.

F11: Each of GEI V, GEI Side V, LGP Associates, Peridot, LGP, LGPM, Capital, and Holdings disclaims beneficial ownership of the Common Stock reported on this row, except to the extent of its pecuniary interest therein, and, with respect to Beacon, except to the extent of its direct ownership reported herein, and this report shall not otherwise be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Section 16 reporting ended · disclosed 2016-10-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2016-10-03 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2016-10-03 · Disposition to issuer · Disposed 14,579,471 · Balance 0

F1: On October 3, 2016, pursuant to an Agreement and Plan of Merger entered into by and between the Issuer and Quintiles Transnational Holdings Inc., each outstanding share of common stock of the Issuer ("Share") was automatically converted into the right to receive 0.3840 of a share of common stock, par value $0.01 per share, of Quintiles IMS Holdings, Inc. (the "Conversion"). The Shares reported on this row were owned by Green Equity Investors V, L.P. ("GEI V").

F2: As of the effective time of the Conversion, GEI V, Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Iceberg Coinvest, LLC ("LGP Ice") no longer own, directly or indirectly, any Shares.

F3: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and GEI Side V. Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of LGP Ice.

F4: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of LGP Ice, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and the Shares owned by LGP Ice (the "Ice Shares"), in the case of GEI V, the GEI Side V Shares and the Ice Shares, and in the case of LGP Ice, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V or LGP Ice.

F5: Each of GEI Side V, LGP Ice, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the Shares reported on this row, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2016-10-03 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2016-10-03 · Disposition to issuer · Disposed 4,373,491 · Balance 0

F6: The Shares reported on this row were owned by GEI Side V and were automatically converted pursuant to the Conversion described in note 1 to this Form 4.

F2: As of the effective time of the Conversion, GEI V, Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Iceberg Coinvest, LLC ("LGP Ice") no longer own, directly or indirectly, any Shares.

F3: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and GEI Side V. Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of LGP Ice.

F4: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of LGP Ice, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and the Shares owned by LGP Ice (the "Ice Shares"), in the case of GEI V, the GEI Side V Shares and the Ice Shares, and in the case of LGP Ice, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V or LGP Ice.

F7: Each of GEI V, LGP Ice, GEIC, Holdings, LGP, LGPM, Peridot and Associates V disclaims beneficial ownership of the Shares reported on this row, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2016-10-03 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2016-10-03 · Disposition to issuer · Disposed 138,733 · Balance 0

F8: The Shares reported on this row were owned by LGP Ice and were automatically converted pursuant to the Conversion described in note 1 to this Form 4.

F2: As of the effective time of the Conversion, GEI V, Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Iceberg Coinvest, LLC ("LGP Ice") no longer own, directly or indirectly, any Shares.

F3: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and GEI Side V. Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of LGP Ice.

F4: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of LGP Ice, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and the Shares owned by LGP Ice (the "Ice Shares"), in the case of GEI V, the GEI Side V Shares and the Ice Shares, and in the case of LGP Ice, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V or LGP Ice.

F9: Each of GEI V, GEI Side V, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the Shares reported on this row, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: On October 3, 2016, pursuant to an Agreement and Plan of Merger entered into by and between the Issuer and Quintiles Transnational Holdings Inc., each outstanding share of common stock of the Issuer ("Share") was automatically converted into the right to receive 0.3840 of a share of common stock, par value $0.01 per share, of Quintiles IMS Holdings, Inc. (the "Conversion"). The Shares reported on this row were owned by Green Equity Investors V, L.P. ("GEI V").

F2: As of the effective time of the Conversion, GEI V, Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Iceberg Coinvest, LLC ("LGP Ice") no longer own, directly or indirectly, any Shares.

F3: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and GEI Side V. Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of LGP Ice.

F4: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of LGP Ice, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and the Shares owned by LGP Ice (the "Ice Shares"), in the case of GEI V, the GEI Side V Shares and the Ice Shares, and in the case of LGP Ice, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V or LGP Ice.

F5: Each of GEI Side V, LGP Ice, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the Shares reported on this row, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

F6: The Shares reported on this row were owned by GEI Side V and were automatically converted pursuant to the Conversion described in note 1 to this Form 4.

F7: Each of GEI V, LGP Ice, GEIC, Holdings, LGP, LGPM, Peridot and Associates V disclaims beneficial ownership of the Shares reported on this row, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

F8: The Shares reported on this row were owned by LGP Ice and were automatically converted pursuant to the Conversion described in note 1 to this Form 4.

F9: Each of GEI V, GEI Side V, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the Shares reported on this row, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

Section 16 reporting ended · disclosed 2021-04-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-04-16 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-04-16 · Other · Disposed 21,117,204 · Balance 0

F1: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and Needle Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction").

F2: Represents shares of Common Stock contributed by GEI V to Main CF and Side CF as part of the Transaction.

F3: Represents shares owned by GEI V.

F4: GEI Capital V, LLC ("Capital") is the general partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Needle Coinvest LLC ("Coinvest"). Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates.

F5: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F6: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-04-16 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2021-04-16 · Other · Disposed 6,334,611 · Balance 0

F1: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and Needle Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction").

F7: Represents shares of Common Stock contributed by GEI Side V to Side CF as part of the Transaction.

F4: GEI Capital V, LLC ("Capital") is the general partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Needle Coinvest LLC ("Coinvest"). Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates.

F5: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F6: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

F8: Represents shares of Common Stock owned by GEI Side V.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-04-16 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2021-04-16 · Other · Disposed 375,542 · Balance 0

F1: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and Needle Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction").

F9: Represents shares of Common Stock contributed by Coinvest to Associates CF and Main CF as part of the Transaction.

F4: GEI Capital V, LLC ("Capital") is the general partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Needle Coinvest LLC ("Coinvest"). Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates.

F5: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F6: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

F10: Represents shares of Common Stock owned by Coinvest.

Restricted Stock UnitsSEC Table II · derivative / convertible securityIndirectSee footnote.23,436 Reported balance After 2021-03-17 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-03-17 · Grant · Acquired 23,436 · Balance 23,436

F11: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F12: Represents restricted stock units granted to Messrs. Jonathan Sokoloff and John Yoon and Ms. Chang, as members of the board of directors of the Issuer. Each of Messrs. Sokoloff and Yoon and Ms. Chang received 7,812 restricted stock units.

F13: The restricted stock units vest on March 17, 2022.

F14: Represents restricted stock units held by Messrs. Sokoloff and Yoon and Ms. Chang. Of the 23,436 shares, 7,812 are held by Mr. Sokoloff, 7,812 are held by Mr. Yoon, and 7,812 are held by Ms. Chang. The shares are held for the benefit of LGP and each of Messrs. Sokoloff and Yoon and Ms. Chang disclaims beneficial ownership of such shares, except to the extent of his or her pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and Needle Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction").

F2: Represents shares of Common Stock contributed by GEI V to Main CF and Side CF as part of the Transaction.

F3: Represents shares owned by GEI V.

F4: GEI Capital V, LLC ("Capital") is the general partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Needle Coinvest LLC ("Coinvest"). Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates.

F5: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F6: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

F7: Represents shares of Common Stock contributed by GEI Side V to Side CF as part of the Transaction.

F8: Represents shares of Common Stock owned by GEI Side V.

F9: Represents shares of Common Stock contributed by Coinvest to Associates CF and Main CF as part of the Transaction.

F10: Represents shares of Common Stock owned by Coinvest.

F11: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F12: Represents restricted stock units granted to Messrs. Jonathan Sokoloff and John Yoon and Ms. Chang, as members of the board of directors of the Issuer. Each of Messrs. Sokoloff and Yoon and Ms. Chang received 7,812 restricted stock units.

F13: The restricted stock units vest on March 17, 2022.

F14: Represents restricted stock units held by Messrs. Sokoloff and Yoon and Ms. Chang. Of the 23,436 shares, 7,812 are held by Mr. Sokoloff, 7,812 are held by Mr. Yoon, and 7,812 are held by Ms. Chang. The shares are held for the benefit of LGP and each of Messrs. Sokoloff and Yoon and Ms. Chang disclaims beneficial ownership of such shares, except to the extent of his or her pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 28, 2024 Filed Aug 31, 2024 00:38 UTC Container Store Group, Inc. TCS · Entity 87876 GrantCommon Stock, par value $0.01 24,390 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-102513 · ownership.xml · nonDerivative · entry 1

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote.

Disclosed balance after: 221,914

F1 · shares: Represents shares of restricted common stock, par value $0.01 per share (the "Common Stock") of Container Store Group, Inc. (the "Issuer") awarded to Mr. J. Kristofer Galashan on August 28, 2024 as compensation for services as a director of the Issuer.

F2 · price: Granted as compensation for services.

F3 · balance_after: Represents shares of restricted Common Stock owned by Mr. Galashan and Jonathan D. Sokoloff. Mr. Galashan holds 135,347 shares of restricted Common Stock. Mr. Sokoloff previously served on the Issuer's board of directors as an appointee of Leonard Green & Partners, L.P. ("LGP"), and owns 86,567 shares, which are held for the benefit of LGP.

F3 · ownership.nature: Represents shares of restricted Common Stock owned by Mr. Galashan and Jonathan D. Sokoloff. Mr. Galashan holds 135,347 shares of restricted Common Stock. Mr. Sokoloff previously served on the Issuer's board of directors as an appointee of Leonard Green & Partners, L.P. ("LGP"), and owns 86,567 shares, which are held for the benefit of LGP.

Read SEC document
March 27, 2024 Filed Mar 29, 2024 22:40 UTC Container Store Group, Inc. TCS · Entity 87876 Disposition to issuerCommon Stock, par value $0.01 31,165 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-038797 · ownership.xml · nonDerivative · entry 1

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote.

Disclosed balance after: 197,524

F1 · kind: When determining the number of shares subject to the restricted stock awards granted to the directors of the Issuer on August 30, 2023, including J. Kristofer Galashan, the Issuer inadvertently granted 31,165 shares of restricted stock (the "Excess Shares") in excess of the number to which the directors were entitled pursuant to the Issuer's plans and policies. On March 27, 2024, the directors forfeited the Excess Shares.

F2 · balance_after: Represents shares of restricted common stock of the Issuer, par value $0.01 per share (the "Common Stock"), owned by Mr. Galashan and Jonathan D. Sokoloff. Mr. Galashan holds 110,957 shares of restricted Common Stock. Mr. Sokoloff previously served on the Issuer's board of directors as an appointee of Leonard Green & Partners, L.P. ("LGP") and owns 86,567 shares, which are held for the benefit of LGP.

F2 · ownership.nature: Represents shares of restricted common stock of the Issuer, par value $0.01 per share (the "Common Stock"), owned by Mr. Galashan and Jonathan D. Sokoloff. Mr. Galashan holds 110,957 shares of restricted Common Stock. Mr. Sokoloff previously served on the Issuer's board of directors as an appointee of Leonard Green & Partners, L.P. ("LGP") and owns 86,567 shares, which are held for the benefit of LGP.

Read SEC document
August 30, 2023 Filed Sep 2, 2023 01:18 UTC Container Store Group, Inc. TCS · Entity 87876 GrantCommon Stock, par value $0.01 55,555 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-048043 · doc4.xml · nonDerivative · entry 4

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote.

Disclosed balance after: 228,689

F9 · shares: Represents shares of restricted Common Stock of the Issuer awarded to J. Kristofer Galashan pursuant to the Issuer's Amended and Restated 2013 Incentive Award Plan on August 30, 2023.

F10 · price: Granted as compensation for services.

F11 · balance_after: Represents shares of restricted Common Stock owned by Mr. Galashan and Jonathan D. Sokoloff. Mr. Galashan holds 142,122 shares of restricted Common Stock. Mr. Sokoloff previously served on the Issuer's board of directors as an appointee of LGP, and owns 86,567 shares, which are held for the benefit of LGP.

F11 · ownership.nature: Represents shares of restricted Common Stock owned by Mr. Galashan and Jonathan D. Sokoloff. Mr. Galashan holds 142,122 shares of restricted Common Stock. Mr. Sokoloff previously served on the Issuer's board of directors as an appointee of LGP, and owns 86,567 shares, which are held for the benefit of LGP.

Read SEC document
September 07, 2022 Filed Sep 8, 2022 23:46 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 72,806 $6.48 $472,081.38
Disclosure

SEC source: 0001209191-22-049233 · doc4.xml · nonDerivative · entry 5

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 173,134

F9 · shares: Represents shares of Common Stock sold by Timothy J. Flynn. Mr. Flynn previously served on the Issuer's board of directors as an appointee of LGP, and held the shares of Common Stock for the benefit of LGP. Mr. Flynn sold these shares of Common Stock in connection with Mr. Flynn ceasing to serve on the Issuer's board of directors.

F12 · price: This transaction was executed in multiple trades at prices ranging from $6.33 to $6.535. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a securityholder of the Issuer full information regarding the number of shares of Common Stock and prices at which the trades were effected.

F13 · balance_after: Represents shares of restricted Common Stock owned by Messrs. Sokoloff and Galashan. Each of Messrs. Sokoloff and Galashan hold 86,567 shares of restricted Common Stock.

F13 · ownership.nature: Represents shares of restricted Common Stock owned by Messrs. Sokoloff and Galashan. Each of Messrs. Sokoloff and Galashan hold 86,567 shares of restricted Common Stock.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 23:46 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 32,805 $6.43 $210,949.27
Disclosure

SEC source: 0001209191-22-049233 · doc4.xml · nonDerivative · entry 4

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 245,940

F9 · shares: Represents shares of Common Stock sold by Timothy J. Flynn. Mr. Flynn previously served on the Issuer's board of directors as an appointee of LGP, and held the shares of Common Stock for the benefit of LGP. Mr. Flynn sold these shares of Common Stock in connection with Mr. Flynn ceasing to serve on the Issuer's board of directors.

F10 · price: This transaction was executed in multiple trades at prices ranging from $6.36 to $6.525. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a securityholder of the Issuer full information regarding the number of shares of Common Stock and prices at which the trades were effected.

F11 · balance_after: Represents shares of restricted Common Stock owned by Messrs. Sokoloff, Galashan and Flynn. Each of Messrs. Sokoloff and Galashan hold 86,567 shares of restricted Common Stock. Mr. Flynn previously served on the Issuer's board of directors as an appointee of LGP, and owns 72,806 shares which are held for the benefit of LGP.

F11 · ownership.nature: Represents shares of restricted Common Stock owned by Messrs. Sokoloff, Galashan and Flynn. Each of Messrs. Sokoloff and Galashan hold 86,567 shares of restricted Common Stock. Mr. Flynn previously served on the Issuer's board of directors as an appointee of LGP, and owns 72,806 shares which are held for the benefit of LGP.

Read SEC document
August 31, 2022 Filed Sep 3, 2022 01:48 UTC Container Store Group, Inc. TCS · Entity 87876 GrantCommon Stock, par value $0.01 38,348 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-048621 · doc4.xml · nonDerivative · entry 4

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 278,745

F9 · shares: Represents shares of restricted Common Stock of the Issuer awarded to Jonathan D. Sokoloff and J. Kristofer Galashan pursuant to the Issuer's Amended and Restated 2013 Incentive Award Plan on August 31, 2022.

F10 · price: Granted as compensation for services.

F11 · balance_after: Represents shares of restricted Common Stock owned by Messrs. Sokoloff, Galashan and Timothy J. Flynn. Each of Messrs. Sokoloff and Galashan hold 86,567 shares of restricted Common Stock. Mr. Flynn previously served on the Issuer's board of directors as an appointee of LGP, and owns 105,611 shares which are held for the benefit of LGP.

F11 · ownership.nature: Represents shares of restricted Common Stock owned by Messrs. Sokoloff, Galashan and Timothy J. Flynn. Each of Messrs. Sokoloff and Galashan hold 86,567 shares of restricted Common Stock. Mr. Flynn previously served on the Issuer's board of directors as an appointee of LGP, and owns 105,611 shares which are held for the benefit of LGP.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 22:03 UTC Container Store Group, Inc. TCS · Entity 87876 GrantCommon Stock, par value $0.01 33,765 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-054867 · doc4.xml · nonDerivative · entry 4

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 202,179

F9 · shares: Represents shares of restricted Common Stock of the Issuer awarded to Jonathan D. Sokoloff, Timothy J. Flynn, and J. Kristofer Galashan pursuant to the Issuer's Amended and Restated 2013 Incentive Award Plan on September 1, 2021.

F10 · price: Granted as compensation for services.

F11 · balance_after: Represents shares of restricted Common Stock owned by Messrs. Sokoloff, Flynn, and Galashan, each of whom hold 67,393 shares of restricted Common Stock.

F11 · ownership.nature: Represents shares of restricted Common Stock owned by Messrs. Sokoloff, Flynn, and Galashan, each of whom hold 67,393 shares of restricted Common Stock.

Read SEC document
April 16, 2021 Filed Apr 21, 2021 00:44 UTC AerSale Corp ASLE · Entity 1521 OtherContingent Earnout Share · Derivative 563 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-027694 · doc4.xml · derivative · entry 6

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

LGP Parts Coinvest LLC · CIK 0001838197 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 563 shares

Expires not disclosed

F11 · derivative.exercise_price: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.

F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction").

F16 · shares: Represents Contingent Earnout Shares contributed by Coinvest to Associates CF and Main CF as part of the Transaction.

F11 · price: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.

F11 · derivative.exercise_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.

F11 · derivative.expiration_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.

F17 · balance_after: Represents Contingent Earnout Shares owned by Coinvest.

Read SEC document
April 16, 2021 Filed Apr 21, 2021 00:44 UTC AerSale Corp ASLE · Entity 1521 OtherContingent Earnout Share · Derivative 223,032 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-027694 · doc4.xml · derivative · entry 5

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

LGP Parts Coinvest LLC · CIK 0001838197 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 223,032 shares

Expires not disclosed

F11 · derivative.exercise_price: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.

F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction").

F14 · shares: Represents Contingent Earnout Shares contributed by GEI Side V to Side CF as part of the Transaction.

F11 · price: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.

F11 · derivative.exercise_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.

F11 · derivative.expiration_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.

F15 · balance_after: Represents Contingent Earnout Shares owned by GEI Side V.

Read SEC document
April 16, 2021 Filed Apr 21, 2021 00:44 UTC AerSale Corp ASLE · Entity 1521 OtherContingent Earnout Share · Derivative 743,522 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-027694 · doc4.xml · derivative · entry 4

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

LGP Parts Coinvest LLC · CIK 0001838197 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 743,522 shares

Expires not disclosed

F11 · derivative.exercise_price: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.

F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction").

F12 · shares: Represents Contingent Earnout Shares contributed by GEI V to Main CF and Side CF as part of the Transaction.

F11 · price: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.

F11 · derivative.exercise_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.

F11 · derivative.expiration_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P.

F13 · balance_after: Represents Contingent Earnout Shares owned by GEI V.

Read SEC document
April 16, 2021 Filed Apr 21, 2021 00:44 UTC AerSale Corp ASLE · Entity 1521 OtherCommon Stock 15,734 $12.55 $197,461.70
Disclosure

SEC source: 0001209191-21-027694 · doc4.xml · nonDerivative · entry 3

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

LGP Parts Coinvest LLC · CIK 0001838197 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction").

F9 · shares: Represents shares of Common Stock contributed by Coinvest to Associates CF and Main CF as part of the Transaction.

F4 · balance_after: GEI Capital V, LLC ("Capital") is the general partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Coinvest. Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates.

F5 · balance_after: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F6 · balance_after: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

F10 · balance_after: Represents shares of Common Stock owned by Coinvest.

Read SEC document
April 16, 2021 Filed Apr 21, 2021 00:44 UTC AerSale Corp ASLE · Entity 1521 OtherCommon Stock 6,230,686 $12.55 $78,195,109.30
Disclosure

SEC source: 0001209191-21-027694 · doc4.xml · nonDerivative · entry 2

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

LGP Parts Coinvest LLC · CIK 0001838197 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction").

F7 · shares: Represents shares of Common Stock contributed by GEI Side V to Side CF as part of the Transaction.

F4 · balance_after: GEI Capital V, LLC ("Capital") is the general partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Coinvest. Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates.

F5 · balance_after: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F6 · balance_after: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

F8 · balance_after: Represents shares of Common Stock owned by GEI Side V.

Read SEC document
April 16, 2021 Filed Apr 21, 2021 00:44 UTC AerSale Corp ASLE · Entity 1521 OtherCommon Stock 20,771,203 $12.55 $260,678,597.65
Disclosure

SEC source: 0001209191-21-027694 · doc4.xml · nonDerivative · entry 1

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

LGP Parts Coinvest LLC · CIK 0001838197 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction").

F2 · shares: Represents shares of Common Stock of the Issuer contributed by GEI V to Main CF and Side CF as part of the Transaction.

F3 · balance_after: Represents shares owned by GEI V.

F4 · balance_after: GEI Capital V, LLC ("Capital") is the general partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Coinvest. Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates.

F5 · balance_after: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F6 · balance_after: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 20:09 UTC JOANN Inc. JOAN · Entity 93003 OtherCommon Stock 375,542 $11.38 $4,273,667.96
Disclosure

SEC source: 0001209191-21-027688 · doc4.xml · nonDerivative · entry 3

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Needle Coinvest LLC · CIK 0001517337 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and Needle Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction").

F9 · shares: Represents shares of Common Stock contributed by Coinvest to Associates CF and Main CF as part of the Transaction.

F4 · balance_after: GEI Capital V, LLC ("Capital") is the general partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Needle Coinvest LLC ("Coinvest"). Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates.

F5 · balance_after: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F6 · balance_after: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

F10 · balance_after: Represents shares of Common Stock owned by Coinvest.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 20:09 UTC JOANN Inc. JOAN · Entity 93003 OtherCommon Stock 6,334,611 $11.38 $72,087,873.18
Disclosure

SEC source: 0001209191-21-027688 · doc4.xml · nonDerivative · entry 2

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Needle Coinvest LLC · CIK 0001517337 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and Needle Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction").

F7 · shares: Represents shares of Common Stock contributed by GEI Side V to Side CF as part of the Transaction.

F4 · balance_after: GEI Capital V, LLC ("Capital") is the general partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Needle Coinvest LLC ("Coinvest"). Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates.

F5 · balance_after: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F6 · balance_after: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

F8 · balance_after: Represents shares of Common Stock owned by GEI Side V.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 20:09 UTC JOANN Inc. JOAN · Entity 93003 OtherCommon Stock 21,117,204 $11.38 $240,313,781.52
Disclosure

SEC source: 0001209191-21-027688 · doc4.xml · nonDerivative · entry 1

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Needle Coinvest LLC · CIK 0001517337 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and Needle Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction").

F2 · shares: Represents shares of Common Stock contributed by GEI V to Main CF and Side CF as part of the Transaction.

F3 · balance_after: Represents shares owned by GEI V.

F4 · balance_after: GEI Capital V, LLC ("Capital") is the general partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Needle Coinvest LLC ("Coinvest"). Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates.

F5 · balance_after: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F6 · balance_after: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 22:46 UTC JOANN Inc. JOAN · Entity 93003 GrantRestricted Stock Units · Derivative 23,436 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021897 · doc4.xml · derivative · entry 4

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

Needle Coinvest LLC · CIK 0001517337 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 23,436

Underlying: Common Stock · 23,436 shares

Expires not disclosed

F10 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F11 · shares: Represents restricted stock units granted to Messrs. Jonathan Sokoloff and John Yoon and Ms. Lily Chang, as members of the board of directors of the Issuer. Each of Messrs. Sokoloff and Yoon and Ms. Chang received 7,812 restricted stock units.

F12 · derivative.exercise_date: The restricted stock unit vests on March 17, 2022.

F12 · derivative.expiration_date: The restricted stock unit vests on March 17, 2022.

F13 · ownership.nature: Represents restricted stock units held by Messrs. Sokoloff and Yoon and Ms. Chang. Of the 23,436 shares reported, 7,812 are held by Mr. Sokoloff, 7,812 are held by Mr. Yoon, and 7,812 are held by Ms. Chang. The shares are held for the benefit of LGP and each of Messrs. Sokoloff and Yoon and Ms. Chang disclaims beneficial ownership of such shares, except to the extent of his or her pecuniary interest therein.

Read SEC document
March 17, 2021 Filed Apr 20, 2021 20:09 UTC JOANN Inc. JOAN · Entity 93003 GrantRestricted Stock Units · Derivative 23,436 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027688 · doc4.xml · derivative · entry 4

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Needle Coinvest LLC · CIK 0001517337 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 23,436

Underlying: Common Stock · 23,436 shares

Expires not disclosed

F11 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F12 · shares: Represents restricted stock units granted to Messrs. Jonathan Sokoloff and John Yoon and Ms. Chang, as members of the board of directors of the Issuer. Each of Messrs. Sokoloff and Yoon and Ms. Chang received 7,812 restricted stock units.

F13 · derivative.exercise_date: The restricted stock units vest on March 17, 2022.

F13 · derivative.expiration_date: The restricted stock units vest on March 17, 2022.

F14 · ownership.nature: Represents restricted stock units held by Messrs. Sokoloff and Yoon and Ms. Chang. Of the 23,436 shares, 7,812 are held by Mr. Sokoloff, 7,812 are held by Mr. Yoon, and 7,812 are held by Ms. Chang. The shares are held for the benefit of LGP and each of Messrs. Sokoloff and Yoon and Ms. Chang disclaims beneficial ownership of such shares, except to the extent of his or her pecuniary interest therein.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 22:46 UTC JOANN Inc. JOAN · Entity 93003 SaleCommon Stock 71,038 $11.20 $795,625.60
Disclosure

SEC source: 0001209191-21-021897 · doc4.xml · nonDerivative · entry 3

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

Needle Coinvest LLC · CIK 0001517337 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,542

F8 · shares: Represents shares of Common Stock sold by Needle Coinvest LLC.

F3 · balance_after: GEI Capital V, LLC ("Capital") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Needle Coinvest LLC ("Coinvest"). Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates.

F4 · balance_after: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F5 · balance_after: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

F9 · balance_after: Represents shares of Common Stock owned by Needle Coinvest LLC.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 22:46 UTC JOANN Inc. JOAN · Entity 93003 SaleCommon Stock 1,198,257 $11.20 $13,420,478.40
Disclosure

SEC source: 0001209191-21-021897 · doc4.xml · nonDerivative · entry 2

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

Needle Coinvest LLC · CIK 0001517337 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,334,611

F6 · shares: Represents shares of Common Stock sold by GEI Side V.

F3 · balance_after: GEI Capital V, LLC ("Capital") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Needle Coinvest LLC ("Coinvest"). Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates.

F4 · balance_after: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F5 · balance_after: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

F7 · balance_after: Represents shares of Common Stock owned by GEI Side V .

Read SEC document
March 16, 2021 Filed Mar 18, 2021 22:46 UTC JOANN Inc. JOAN · Entity 93003 SaleCommon Stock 3,994,539 $11.20 $44,738,836.80
Disclosure

SEC source: 0001209191-21-021897 · doc4.xml · nonDerivative · entry 1

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

Needle Coinvest LLC · CIK 0001517337 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,117,204

F1 · shares: Represents shares of Common Stock of the Issuer sold by Green Equity Investors V, L.P. ("GEI V").

F2 · balance_after: Represents shares owned by GEI V.

F3 · balance_after: GEI Capital V, LLC ("Capital") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Needle Coinvest LLC ("Coinvest"). Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates.

F4 · balance_after: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F5 · balance_after: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 23:47 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 48,919 $15.15 $741,122.85
Disclosure

SEC source: 0001209191-21-010404 · doc4.xml · nonDerivative · entry 3

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,024

F10 · shares: Represents shares of Common Stock sold by TCS.

F3 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F4 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F6 · balance_after: The Common Stock reported on this row is subject to a lock-up agreement and cannot be sold without underwriter consent until 30 days after the date of the prospectus relating to the transactions reported hereon.

F11 · balance_after: Each of GEI V, GEI Side V, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

F12 · balance_after: Represents shares of Common Stock owned by TCS.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 23:47 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 1,142,485 $15.15 $17,308,647.75
Disclosure

SEC source: 0001209191-21-010404 · doc4.xml · nonDerivative · entry 2

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,503,776

F7 · shares: Represents shares of Common Stock sold by GEI Side V.

F3 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F4 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F6 · balance_after: The Common Stock reported on this row is subject to a lock-up agreement and cannot be sold without underwriter consent until 30 days after the date of the prospectus relating to the transactions reported hereon.

F8 · balance_after: Represents shares owned by GEI Side V.

F9 · balance_after: Each of GEI V, TCS, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 23:47 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 3,808,596 $15.15 $57,700,229.40
Disclosure

SEC source: 0001209191-21-010404 · doc4.xml · nonDerivative · entry 1

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,680,206

F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock") sold by Green Equity Investors V, L.P. ("GEI V").

F2 · balance_after: Represents shares owned by GEI V.

F3 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F4 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F5 · balance_after: Each of GEI Side V, TCS, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

F6 · balance_after: The Common Stock reported on this row is subject to a lock-up agreement and cannot be sold without underwriter consent until 30 days after the date of the prospectus relating to the transactions reported hereon.

Read SEC document
February 08, 2021 Filed Apr 2, 2021 23:07 UTC AerSale Corp ASLE · Entity 1521 OtherContingent Earnout Shares · Derivative 563 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-024814 · doc4.xml · derivative · entry 6

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

LGP Parts Coinvest LLC · CIK 0001838197 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 563 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · derivative.exercise_price: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F1 · kind: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · kind: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F16 · shares: Represents Contingent Earnout shares settled as shares of Common Stock and issued to Coinvest pursuant to the "earnout" provision in the Merger Agreement.

F1 · price: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · price: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F1 · derivative.exercise_date: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · derivative.exercise_date: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F1 · derivative.expiration_date: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · derivative.expiration_date: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F17 · balance_after: Represents Contingent Earnout shares owned by Coinvest.

Read SEC document
February 08, 2021 Filed Apr 2, 2021 23:07 UTC AerSale Corp ASLE · Entity 1521 OtherContingent Earnout Shares · Derivative 223,032 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-024814 · doc4.xml · derivative · entry 5

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

LGP Parts Coinvest LLC · CIK 0001838197 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 223,032 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · derivative.exercise_price: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F1 · kind: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · kind: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F14 · shares: Represents Contingent Earnout Shares settled as shares of Common Stock and issued to GEI Side V pursuant to the "earnout" provision in the Merger Agreement.

F1 · price: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · price: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F1 · derivative.exercise_date: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · derivative.exercise_date: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F1 · derivative.expiration_date: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · derivative.expiration_date: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F15 · balance_after: Represents Contingent Earnout Shares owned by GEI Side V.

Read SEC document
February 08, 2021 Filed Apr 2, 2021 23:07 UTC AerSale Corp ASLE · Entity 1521 OtherContingent Earnout Shares · Derivative 743,522 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-024814 · doc4.xml · derivative · entry 4

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

LGP Parts Coinvest LLC · CIK 0001838197 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 743,522 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · derivative.exercise_price: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F1 · kind: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · kind: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F12 · shares: Represents Contingent Earnout Shares settled as shares of Common Stock and issued to GEI V pursuant to the "earnout" provision in the Merger Agreement.

F1 · price: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · price: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F1 · derivative.exercise_date: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · derivative.exercise_date: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F1 · derivative.expiration_date: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · derivative.expiration_date: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F13 · balance_after: Represents Contingent Earnout Shares owned by GEI V.

Read SEC document
February 08, 2021 Filed Apr 2, 2021 23:07 UTC AerSale Corp ASLE · Entity 1521 OtherCommon Stock 563 $13.50 $7,600.50
Disclosure

SEC source: 0001209191-21-024814 · doc4.xml · nonDerivative · entry 3

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

LGP Parts Coinvest LLC · CIK 0001838197 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,734

F1 · kind: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · kind: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F10 · shares: Represents shares of Common Stock acquired by Coinvest pursuant to the "earnout" provision in the Merger Agreement.

F5 · balance_after: GEI Capital V, LLC ("Capital") is the general partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Coinvest. Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates.

F6 · balance_after: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F7 · balance_after: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

F11 · balance_after: Represents shares of Common Stock owned by Coinvest.

Read SEC document
February 08, 2021 Filed Apr 2, 2021 23:07 UTC AerSale Corp ASLE · Entity 1521 OtherCommon Stock 223,032 $13.50 $3,010,932.00
Disclosure

SEC source: 0001209191-21-024814 · doc4.xml · nonDerivative · entry 2

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

LGP Parts Coinvest LLC · CIK 0001838197 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,230,686

F1 · kind: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · kind: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F8 · shares: Represents shares of Common Stock of the Issuer acquired by GEI Side V pursuant to the "earnout" provision in the Merger Agreement.

F5 · balance_after: GEI Capital V, LLC ("Capital") is the general partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Coinvest. Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates.

F6 · balance_after: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F7 · balance_after: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

F9 · balance_after: Represents shares of Common Stock owned by GEI Side V.

Read SEC document
February 08, 2021 Filed Apr 2, 2021 23:07 UTC AerSale Corp ASLE · Entity 1521 OtherCommon Stock 743,522 $13.50 $10,037,547.00
Disclosure

SEC source: 0001209191-21-024814 · doc4.xml · nonDerivative · entry 1

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

LGP Parts Coinvest LLC · CIK 0001838197 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,771,203

F1 · kind: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earnout" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2021 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2)

F2 · kind: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement.

F3 · shares: Represents shares of Common Stock of the Issuer acquired by GEI V pursuant to the "earnout" provision in the Merger Agreement.

F4 · balance_after: Represents shares of Common Stock owned by GEI V.

F5 · balance_after: GEI Capital V, LLC ("Capital") is the general partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the management company of GEI V and GEI Side V, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Green V Holdings, LLC is a limited partner of GEI V and GEI Side V. LGP Associates V LLC ("Associates") is the manager of Coinvest. Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates.

F6 · balance_after: Each of GEI V, GEI Side V, Coinvest, Associates, Capital, LGP, LGPM, Holdings and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI V, GEI Side V, and Coinvest (together, the "Investors") and, therefore, a "ten percent holder" hereunder.

F7 · balance_after: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 23:34 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 53,811 $10.00 $538,110.00
Disclosure

SEC source: 0001209191-20-060074 · doc4.xml · nonDerivative · entry 3

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,943

F9 · shares: Represents shares of Common Stock sold by TCS.

F3 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F4 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F10 · balance_after: Each of GEI V, GEI Side V, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

F11 · balance_after: Represents shares of Common Stock owned by TCS.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 23:34 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 1,256,734 $10.00 $12,567,340.00
Disclosure

SEC source: 0001209191-20-060074 · doc4.xml · nonDerivative · entry 2

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,646,261

F6 · shares: Represents shares of Common Stock sold by GEI Side V.

F3 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F4 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F7 · balance_after: Represents shares owned by GEI Side V.

F8 · balance_after: Each of GEI V, TCS, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 23:34 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 4,189,455 $10.00 $41,894,550.00
Disclosure

SEC source: 0001209191-20-060074 · doc4.xml · nonDerivative · entry 1

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,488,802

F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock") sold by Green Equity Investors V, L.P. ("GEI V").

F2 · balance_after: Represents shares owned by GEI V.

F3 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F4 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F5 · balance_after: Each of GEI Side V, TCS, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 17, 2020 Filed Nov 17, 2020 23:01 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 3,777 $9.92 $37,467.84
Disclosure

SEC source: 0001209191-20-058843 · doc4.xml · nonDerivative · entry 9

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,754

F10 · shares: Represents shares of Common Stock sold by TCS.

F14 · price: This transaction was executed in multiple trades at prices ranging from $9.75 to $10.195. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F11 · balance_after: Represents shares of Common Stock owned by TCS.

F12 · balance_after: Each of GEI V, GEI Side V, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 17, 2020 Filed Nov 17, 2020 23:01 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 88,200 $9.92 $874,944.00
Disclosure

SEC source: 0001209191-20-058843 · doc4.xml · nonDerivative · entry 8

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,902,995

F7 · shares: Represents shares of Common Stock sold by GEI Side V.

F14 · price: This transaction was executed in multiple trades at prices ranging from $9.75 to $10.195. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F8 · balance_after: Represents shares owned by GEI Side V.

F9 · balance_after: Each of GEI V, TCS, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 17, 2020 Filed Nov 17, 2020 23:01 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 294,024 $9.92 $2,916,718.08
Disclosure

SEC source: 0001209191-20-058843 · doc4.xml · nonDerivative · entry 7

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,678,257

F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock") sold by Green Equity Investors V, L.P. ("GEI V").

F14 · price: This transaction was executed in multiple trades at prices ranging from $9.75 to $10.195. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F3 · balance_after: Represents shares owned by GEI V.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F6 · balance_after: Each of GEI Side V, TCS, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 23:01 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 533 $9.75 $5,196.75
Disclosure

SEC source: 0001209191-20-058843 · doc4.xml · nonDerivative · entry 6

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,531

F10 · shares: Represents shares of Common Stock sold by TCS.

F13 · price: This transaction was executed in multiple trades at prices ranging from $9.67 to $10.065. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F11 · balance_after: Represents shares of Common Stock owned by TCS.

F12 · balance_after: Each of GEI V, GEI Side V, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 23:01 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 12,452 $9.75 $121,407.00
Disclosure

SEC source: 0001209191-20-058843 · doc4.xml · nonDerivative · entry 5

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,991,195

F7 · shares: Represents shares of Common Stock sold by GEI Side V.

F13 · price: This transaction was executed in multiple trades at prices ranging from $9.67 to $10.065. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F8 · balance_after: Represents shares owned by GEI Side V.

F9 · balance_after: Each of GEI V, TCS, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 23:01 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 41,510 $9.75 $404,722.50
Disclosure

SEC source: 0001209191-20-058843 · doc4.xml · nonDerivative · entry 4

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,972,281

F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock") sold by Green Equity Investors V, L.P. ("GEI V").

F13 · price: This transaction was executed in multiple trades at prices ranging from $9.67 to $10.065. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F3 · balance_after: Represents shares owned by GEI V.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F6 · balance_after: Each of GEI Side V, TCS, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 23:01 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 1,321 $10.09 $13,328.89
Disclosure

SEC source: 0001209191-20-058843 · doc4.xml · nonDerivative · entry 3

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,064

F10 · shares: Represents shares of Common Stock sold by TCS.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.00 to $10.37. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F11 · balance_after: Represents shares of Common Stock owned by TCS.

F12 · balance_after: Each of GEI V, GEI Side V, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 23:01 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 30,855 $10.09 $311,326.95
Disclosure

SEC source: 0001209191-20-058843 · doc4.xml · nonDerivative · entry 2

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,003,647

F7 · shares: Represents shares of Common Stock sold by GEI Side V.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.00 to $10.37. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F8 · balance_after: Represents shares owned by GEI Side V.

F9 · balance_after: Each of GEI V, TCS, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 23:01 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 102,860 $10.09 $1,037,857.40
Disclosure

SEC source: 0001209191-20-058843 · doc4.xml · nonDerivative · entry 1

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,013,791

F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock") sold by Green Equity Investors V, L.P. ("GEI V").

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.00 to $10.37. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F3 · balance_after: Represents shares owned by GEI V.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F6 · balance_after: Each of GEI Side V, TCS, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 12, 2020 Filed Nov 12, 2020 23:09 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 1,491 $10.07 $15,014.37
Disclosure

SEC source: 0001209191-20-058107 · doc4.xml · nonDerivative · entry 9

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,385

F10 · shares: Represents shares of Common Stock sold by TCS.

F14 · price: This transaction was executed in multiple trades at prices ranging from $9.98 to $10.385. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F11 · balance_after: Represents shares of Common Stock owned by TCS.

F12 · balance_after: Each of GEI V, GEI Side V, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 12, 2020 Filed Nov 12, 2020 23:09 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 34,815 $10.07 $350,587.05
Disclosure

SEC source: 0001209191-20-058107 · doc4.xml · nonDerivative · entry 8

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,034,502

F7 · shares: Represents shares of Common Stock sold by GEI Side V.

F14 · price: This transaction was executed in multiple trades at prices ranging from $9.98 to $10.385. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F8 · balance_after: Represents shares owned by GEI Side V.

F9 · balance_after: Each of GEI V, TCS, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 12, 2020 Filed Nov 12, 2020 23:09 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 116,061 $10.07 $1,168,734.27
Disclosure

SEC source: 0001209191-20-058107 · doc4.xml · nonDerivative · entry 7

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,116,651

F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock") sold by Green Equity Investors V, L.P. ("GEI V").

F14 · price: This transaction was executed in multiple trades at prices ranging from $9.98 to $10.385. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F3 · balance_after: Represents shares owned by GEI V.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F6 · balance_after: Each of GEI Side V, TCS, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 23:09 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 1,460 $10.15 $14,819.00
Disclosure

SEC source: 0001209191-20-058107 · doc4.xml · nonDerivative · entry 6

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,876

F10 · shares: Represents shares of Common Stock sold by TCS.

F13 · price: This transaction was executed in multiple trades at prices ranging from $10.05 to $10.325. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F11 · balance_after: Represents shares of Common Stock owned by TCS.

F12 · balance_after: Each of GEI V, GEI Side V, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 23:09 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 34,098 $10.15 $346,094.70
Disclosure

SEC source: 0001209191-20-058107 · doc4.xml · nonDerivative · entry 5

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,069,317

F7 · shares: Represents shares of Common Stock sold by GEI Side V.

F13 · price: This transaction was executed in multiple trades at prices ranging from $10.05 to $10.325. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F8 · balance_after: Represents shares owned by GEI Side V.

F9 · balance_after: Each of GEI V, TCS, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 23:09 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 113,668 $10.15 $1,153,730.20
Disclosure

SEC source: 0001209191-20-058107 · doc4.xml · nonDerivative · entry 4

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,232,712

F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock") sold by Green Equity Investors V, L.P. ("GEI V").

F13 · price: This transaction was executed in multiple trades at prices ranging from $10.05 to $10.325. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F3 · balance_after: Represents shares owned by GEI V.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F6 · balance_after: Each of GEI Side V, TCS, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 23:09 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 1,811 $10.30 $18,653.30
Disclosure

SEC source: 0001209191-20-058107 · doc4.xml · nonDerivative · entry 3

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,336

F10 · shares: Represents shares of Common Stock sold by TCS.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.10 to $10.525. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F11 · balance_after: Represents shares of Common Stock owned by TCS.

F12 · balance_after: Each of GEI V, GEI Side V, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

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November 10, 2020 Filed Nov 12, 2020 23:09 UTC Container Store Group, Inc. TCS · Entity 87876 SaleCommon Stock, par value $0.01 42,285 $10.30 $435,535.50
Disclosure

SEC source: 0001209191-20-058107 · doc4.xml · nonDerivative · entry 2

Green Equity Investors V, L.P. · CIK 0001449644 · Director · 10% owner

TCS Co-Invest, LLC · CIK 0001590842 · Director · 10% owner

GEI Capital V, LLC · CIK 0001449640 · Director · 10% owner

Green V Holdings, LLC · CIK 0001449645 · Director · 10% owner

Leonard Green & Partners, L.P. · CIK 0001175523 · Director · 10% owner

LGP MANAGEMENT INC · CIK 0001175525 · Director · 10% owner

PERIDOT COINVEST MANAGER LLC · CIK 0001632725 · Director · 10% owner

LGP Associates V LLC · CIK 0001642447 · Director · 10% owner

Green Equity Investors Side V, L.P. · CIK 0001449643 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,103,415

F7 · shares: Represents shares of Common Stock sold by GEI Side V.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.10 to $10.525. The price reported above reflects the weighted average sale price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

F4 · balance_after: GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").

F5 · balance_after: GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.

F8 · balance_after: Represents shares owned by GEI Side V.

F9 · balance_after: Each of GEI V, TCS, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.