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ASHLAND INC.

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SEC CIK
0001674862
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626

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 17, 2023 Filed Nov 22, 2023 23:15 UTC Amendment
ASHLAND INC.Sr. Vice President
Tax withholdingCommon Stock 337 $76.90 $25,915.30
Disclosure

SEC source: 0000950170-23-065917 · ownership.xml · nonDerivative · entry 4

ASHLAND INC. · CIK 0001674862 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,329

F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 17, 2023 Filed Nov 22, 2023 23:15 UTC Amendment
ASHLAND INC.Sr. Vice President
Exercise / conversionCommon Stock 931 $76.90 $71,593.90
Disclosure

SEC source: 0000950170-23-065917 · ownership.xml · nonDerivative · entry 3

ASHLAND INC. · CIK 0001674862 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2023 Filed Nov 22, 2023 23:15 UTC Amendment
ASHLAND INC.Sr. Vice President
Tax withholdingCommon Stock 493 $76.90 $37,911.70
Disclosure

SEC source: 0000950170-23-065917 · ownership.xml · nonDerivative · entry 2

ASHLAND INC. · CIK 0001674862 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,735

F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 17, 2023 Filed Nov 22, 2023 23:15 UTC Amendment
ASHLAND INC.Sr. Vice President
Exercise / conversionCommon Stock 1,437 $76.90 $110,505.30
Disclosure

SEC source: 0000950170-23-065917 · ownership.xml · nonDerivative · entry 1

ASHLAND INC. · CIK 0001674862 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This amended Form 4 is filed to WITHDRAW the original Form 4, which was filed erroneously under this Reporting Person's CIK code.

Read SEC document
November 17, 2023 Filed Nov 22, 2023 11:29 UTC
ASHLAND LLCSVP, Operations
Tax withholdingCommon Stock 10 $76.90 $769.00
Disclosure

SEC source: 0000950170-23-065718 · ownership.xml · nonDerivative · entry 2

ASHLAND LLC · CIK 0001305014 · SVP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,268

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Performance Share Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 17, 2023 Filed Nov 22, 2023 11:29 UTC
ASHLAND LLCSVP, Operations
GrantCommon Stock 412 $76.90 $31,682.80
Disclosure

SEC source: 0000950170-23-065718 · ownership.xml · nonDerivative · entry 1

ASHLAND LLC · CIK 0001305014 · SVP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,278

Read SEC document
November 17, 2023 Filed Nov 22, 2023 11:30 UTC
NOVO GUILLERMODirector · Chair of the Board and CEO
Exercise / conversionRestricted Stock Units · Derivative 5,850 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-065719 · ownership.xml · derivative · entry 10

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,699

Underlying: Common Stock · 5,850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock.

F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
November 17, 2023 Filed Nov 22, 2023 11:30 UTC
NOVO GUILLERMODirector · Chair of the Board and CEO
Exercise / conversionRestricted Stock Units · Derivative 8,084 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-065719 · ownership.xml · derivative · entry 9

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,084 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock.

F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
November 17, 2023 Filed Nov 22, 2023 11:30 UTC
NOVO GUILLERMODirector · Chair of the Board and CEO
Tax withholdingCommon Stock 3,228 $76.90 $248,233.20
Disclosure

SEC source: 0000950170-23-065719 · ownership.xml · nonDerivative · entry 6

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,963

F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Performance Share Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 17, 2023 Filed Nov 22, 2023 11:30 UTC
NOVO GUILLERMODirector · Chair of the Board and CEO
GrantCommon Stock 12,022 $76.90 $924,491.80
Disclosure

SEC source: 0000950170-23-065719 · ownership.xml · nonDerivative · entry 5

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,191

Read SEC document
November 17, 2023 Filed Nov 22, 2023 11:30 UTC
NOVO GUILLERMODirector · Chair of the Board and CEO
Tax withholdingCommon Stock 2,449 $76.90 $188,328.10
Disclosure

SEC source: 0000950170-23-065719 · ownership.xml · nonDerivative · entry 4

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,169

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 17, 2023 Filed Nov 22, 2023 11:30 UTC
NOVO GUILLERMODirector · Chair of the Board and CEO
Exercise / conversionCommon Stock 5,850 $76.90 $449,865.00
Disclosure

SEC source: 0000950170-23-065719 · ownership.xml · nonDerivative · entry 3

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2023 Filed Nov 22, 2023 11:30 UTC
NOVO GUILLERMODirector · Chair of the Board and CEO
Tax withholdingCommon Stock 3,384 $76.90 $260,229.60
Disclosure

SEC source: 0000950170-23-065719 · ownership.xml · nonDerivative · entry 2

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,768

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 17, 2023 Filed Nov 22, 2023 11:30 UTC
NOVO GUILLERMODirector · Chair of the Board and CEO
Exercise / conversionCommon Stock 8,084 $76.90 $621,659.60
Disclosure

SEC source: 0000950170-23-065719 · ownership.xml · nonDerivative · entry 1

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2023 Filed Nov 27, 2023 11:45 UTC
BOSTAPH KARL R.SVP, OPERATIONS
Exercise / conversionRestricted Stock Units · Derivative 378 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-066052 · ownership.xml · derivative · entry 10

BOSTAPH KARL R. · CIK 0001989570 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 758

Underlying: Common Stock · 378 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock.

F5 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F5 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
November 17, 2023 Filed Nov 27, 2023 11:45 UTC
BOSTAPH KARL R.SVP, OPERATIONS
Exercise / conversionRestricted Stock Units · Derivative 278 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-066052 · ownership.xml · derivative · entry 9

BOSTAPH KARL R. · CIK 0001989570 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock.

F5 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F5 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
November 17, 2023 Filed Nov 27, 2023 11:45 UTC
BOSTAPH KARL R.SVP, OPERATIONS
Tax withholdingCommon Stock 10 $76.90 $769.00
Disclosure

SEC source: 0000950170-23-066052 · ownership.xml · nonDerivative · entry 6

BOSTAPH KARL R. · CIK 0001989570 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,268

F1 · date: Due to a delay in the receipt of information from the third party administrator, these transactions are being reported late.

F3 · kind: Payment of tax liability by withholding securities incident to the vesting of Performance Share Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 17, 2023 Filed Nov 27, 2023 11:45 UTC
BOSTAPH KARL R.SVP, OPERATIONS
GrantCommon Stock 412 $76.90 $31,682.80
Disclosure

SEC source: 0000950170-23-066052 · ownership.xml · nonDerivative · entry 5

BOSTAPH KARL R. · CIK 0001989570 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,278

F1 · date: Due to a delay in the receipt of information from the third party administrator, these transactions are being reported late.

Read SEC document
November 17, 2023 Filed Nov 27, 2023 11:45 UTC
BOSTAPH KARL R.SVP, OPERATIONS
Tax withholdingCommon Stock 146 $76.90 $11,227.40
Disclosure

SEC source: 0000950170-23-066052 · ownership.xml · nonDerivative · entry 4

BOSTAPH KARL R. · CIK 0001989570 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,269

F1 · date: Due to a delay in the receipt of information from the third party administrator, these transactions are being reported late.

F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 17, 2023 Filed Nov 27, 2023 11:45 UTC
BOSTAPH KARL R.SVP, OPERATIONS
Exercise / conversionCommon Stock 378 $76.90 $29,068.20
Disclosure

SEC source: 0000950170-23-066052 · ownership.xml · nonDerivative · entry 3

BOSTAPH KARL R. · CIK 0001989570 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Due to a delay in the receipt of information from the third party administrator, these transactions are being reported late.

Read SEC document
November 17, 2023 Filed Nov 27, 2023 11:45 UTC
BOSTAPH KARL R.SVP, OPERATIONS
Tax withholdingCommon Stock 107 $76.90 $8,228.30
Disclosure

SEC source: 0000950170-23-066052 · ownership.xml · nonDerivative · entry 2

BOSTAPH KARL R. · CIK 0001989570 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,037

F1 · date: Due to a delay in the receipt of information from the third party administrator, these transactions are being reported late.

F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 17, 2023 Filed Nov 27, 2023 11:45 UTC
BOSTAPH KARL R.SVP, OPERATIONS
Exercise / conversionCommon Stock 278 $76.90 $21,378.20
Disclosure

SEC source: 0000950170-23-066052 · ownership.xml · nonDerivative · entry 1

BOSTAPH KARL R. · CIK 0001989570 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Due to a delay in the receipt of information from the third party administrator, these transactions are being reported late.

Read SEC document
November 17, 2023 Filed Dec 7, 2023 17:08 UTC Amendment
BOSTAPH KARL R.SVP Operations
Tax withholdingCommon Stock 159 $76.90 $12,227.10
Disclosure

SEC source: 0001127602-23-029061 · form4a.xml · nonDerivative · entry 2

BOSTAPH KARL R. · CIK 0001989570 · SVP Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,522

F2 · kind: Revised to correct the number of shares withheld in connection with the payment of tax liability incident to the vesting of Performance Share Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F1 · balance_after: Revised to correct the calculation of the final securities beneficially owned following the reported transactions.

Read SEC document
November 17, 2023 Filed Dec 7, 2023 17:08 UTC Amendment
BOSTAPH KARL R.SVP Operations
GrantCommon Stock 412 $76.90 $31,682.80
Disclosure

SEC source: 0001127602-23-029061 · form4a.xml · nonDerivative · entry 1

BOSTAPH KARL R. · CIK 0001989570 · SVP Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,681

F1 · balance_after: Revised to correct the calculation of the final securities beneficially owned following the reported transactions.

Read SEC document
November 14, 2023 Filed Nov 16, 2023 19:44 UTC
BOSTAPH KARL R.SVP Operations
GrantRestricted Stock Units · Derivative 3,123 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027677 · form4.xml · derivative · entry 1

BOSTAPH KARL R. · CIK 0001989570 · SVP Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,123

Underlying: Common Stock · 3,123 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The Restricted Stock Units in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F2 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The Restricted Stock Units in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
November 14, 2023 Filed Nov 16, 2023 19:40 UTC
Drury EileenSVP and Chief Human Resources
GrantRestricted Stock Units · Derivative 3,731 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027674 · form4.xml · derivative · entry 1

Drury Eileen · CIK 0001896343 · SVP and Chief Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,731

Underlying: Common Stock · 3,731 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The Restricted Stock Units in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F2 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The Restricted Stock Units in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
November 14, 2023 Filed Nov 16, 2023 19:45 UTC
BONI ERIC NPrincipal Accounting Officer
GrantRestricted Stock Units · Derivative 1,786 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027678 · form4.xml · derivative · entry 1

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,786

Underlying: Common Stock · 1,786 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The Restricted Stock Units in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F2 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The Restricted Stock Units in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
November 14, 2023 Filed Nov 16, 2023 19:43 UTC
KALYANA SWAMINATHAN ASHOKSr VP & Gen Mgr, Life Sciences
GrantRestricted Stock Units · Derivative 5,676 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027676 · form4.xml · derivative · entry 1

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · Sr VP & Gen Mgr, Life Sciences

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,676

Underlying: Common Stock · 5,676 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The Restricted Stock Units in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F2 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The Restricted Stock Units in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
November 14, 2023 Filed Nov 16, 2023 19:42 UTC
CHONG MINSr VP & Gen Mgr, Spc Additives
GrantRestricted Stock Units · Derivative 5,814 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027675 · form4.xml · derivative · entry 1

CHONG MIN · CIK 0001801471 · Sr VP & Gen Mgr, Spc Additives

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,814

Underlying: Common Stock · 5,814 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The Restricted Stock Units in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F2 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The Restricted Stock Units in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
November 14, 2023 Filed Nov 17, 2023 00:32 UTC
MUSA OSAMA MSr. Vice President
GrantRestricted Stock Units · Derivative 6,020 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027670 · form4.xml · derivative · entry 1

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,020

Underlying: Common Stock · 6,020 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The Restricted Stock Units in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F2 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The Restricted Stock Units in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
November 14, 2023 Filed Nov 17, 2023 00:58 UTC
WILLIS J KEVINSr.VP &Chief Financial Officer
GrantRestricted Stock Units · Derivative 11,173 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027685 · form4.xml · derivative · entry 1

WILLIS J KEVIN · CIK 0001575329 · Sr.VP &Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,173

Underlying: Common Stock · 11,173 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The Restricted Stock Units in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F2 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The Restricted Stock Units in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
November 14, 2023 Filed Nov 17, 2023 00:38 UTC
LAMPKIN ROBIN E.SVP, Gen. Counsel & Secretary
GrantRestricted Stock Units · Derivative 3,671 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027673 · form4.xml · derivative · entry 1

LAMPKIN ROBIN E. · CIK 0001989313 · SVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,671

Underlying: Common Stock · 3,671 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The Restricted Stock Units in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F2 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The Restricted Stock Units in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

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November 14, 2023 Filed Nov 17, 2023 00:36 UTC
MINICUCCI JAMES P.SVP Strategy, M&A & Portfolio
GrantRestricted Stock Units · Derivative 3,527 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027672 · form4.xml · derivative · entry 1

MINICUCCI JAMES P. · CIK 0001989580 · SVP Strategy, M&A & Portfolio

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,527

Underlying: Common Stock · 3,527 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The Restricted Stock Units in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F2 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The Restricted Stock Units in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

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November 14, 2023 Filed Nov 17, 2023 00:34 UTC
NOVO GUILLERMODirector · Chair of the Board and CEO
GrantRestricted Stock Units · Derivative 5,252 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027671 · form4.xml · derivative · entry 2

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,252

Underlying: Common Stock · 5,252 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units on November 14, 2023, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The Restricted Stock Units in this grant will fully vest on December 31, 2026, provided that the Reporting Person remains in continuous employment with the Issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units on November 14, 2023, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The Restricted Stock Units in this grant will fully vest on December 31, 2026, provided that the Reporting Person remains in continuous employment with the Issuer.

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November 14, 2023 Filed Nov 17, 2023 00:34 UTC
NOVO GUILLERMODirector · Chair of the Board and CEO
GrantRestricted Stock Units · Derivative 26,263 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027671 · form4.xml · derivative · entry 1

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,263

Underlying: Common Stock · 26,263 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The Restricted Stock Units in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F2 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The Restricted Stock Units in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

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November 13, 2023 Filed Nov 14, 2023 22:31 UTC GrantRestricted Stock Units · Derivative 275 $73.15 $20,116.25
Disclosure

SEC source: 0001127602-23-027394 · form4.xml · derivative · entry 1

Chattopadhyay Sanat · CIK 0001670690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275

Underlying: Common Stock · 275 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F2 · derivative.expiration_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

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September 29, 2023 Filed Oct 3, 2023 21:02 UTC
TEAL JANICEDirector
GrantCommon Stock Units · Derivative 352 $81.68 $28,751.36
Disclosure

SEC source: 0001127602-23-025287 · form4.xml · derivative · entry 1

TEAL JANICE · CIK 0001258631 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,003

Underlying: Common Stock · 352 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F4 · balance_after: Balance in this column includes dividends reported on a Form 4 filed with the Securities & Exchange Commission on September 19, 2023, which were inadvertently reported as a deferral of director's fees.

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September 29, 2023 Filed Oct 3, 2023 21:00 UTC GrantCommon Stock Units · Derivative 307 $81.68 $25,075.76
Disclosure

SEC source: 0001127602-23-025286 · form4.xml · derivative · entry 1

Bishop Steven D · CIK 0001669212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,344

Underlying: Common Stock · 307 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F4 · balance_after: Balance in this column includes dividends reported on a Form 4 filed with the Securities & Exchange Commission on September 19, 2023, which were inadvertently reported as a deferral of Director's fees.

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September 19, 2023 Filed Sep 21, 2023 20:50 UTC
MUSA OSAMA MSr. Vice President
GrantRestricted Stock Units · Derivative 9,694 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024600 · form4.xml · derivative · entry 1

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,694

Underlying: Common Stock · 9,694 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Restricted Stock Units were granted on September 19, 2023, pursuant to Ashland's 2021 Omnibus Incentive Compensation Plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The Restricted Stock Units in this grant will vest in one installment three years from the date of grant on September 19, 2026, provided that the Reporting Person remains in continuous employment with the Issuer.

F2 · derivative.expiration_date: Restricted Stock Units were granted on September 19, 2023, pursuant to Ashland's 2021 Omnibus Incentive Compensation Plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The Restricted Stock Units in this grant will vest in one installment three years from the date of grant on September 19, 2026, provided that the Reporting Person remains in continuous employment with the Issuer.

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September 15, 2023 Filed Sep 19, 2023 22:09 UTC GrantCommon Stock Units · Derivative 5 $83.26 $416.30
Disclosure

SEC source: 0001127602-23-024476 · form4.xml · derivative · entry 1

Bishop Steven D · CIK 0001669212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,037

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F4 · balance_after: Balance includes additional Common Stock Units acquired in lieu of cash dividends.

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September 15, 2023 Filed Sep 19, 2023 22:06 UTC
TEAL JANICEDirector
GrantCommon Stock Units · Derivative 58 $83.26 $4,829.08
Disclosure

SEC source: 0001127602-23-024474 · form4.xml · derivative · entry 1

TEAL JANICE · CIK 0001258631 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,651

Underlying: Common Stock · 58 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F4 · balance_after: Balance includes common stock units from two deferral accounts, one of which was previously inadvertently omitted when reporting balances for the reporting person in Forms 4 filed on March 31, 2023, and June 30, 2023.

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September 05, 2023 Filed Sep 6, 2023 20:19 UTC
WILLIS J KEVINSr.VP &Chief Financial Officer
SaleCommon Stock 7,866 $86.54 $680,723.64
Disclosure

SEC source: 0001127602-23-023780 · form4.xml · nonDerivative · entry 2

WILLIS J KEVIN · CIK 0001575329 · Sr.VP &Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,582.701

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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September 01, 2023 Filed Sep 6, 2023 20:19 UTC
WILLIS J KEVINSr.VP &Chief Financial Officer
Exercise / conversionStock Appreciation Right · Derivative 25,426 $0.00 Strike: $47.63 $0.00
Disclosure

SEC source: 0001127602-23-023780 · form4.xml · derivative · entry 4

WILLIS J KEVIN · CIK 0001575329 · Sr.VP &Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,426 shares

Expires 2023-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock Appreciation Rights previously granted to the reporting person on November 13, 2013, which became fully exercisable on November 13, 2016, and are scheduled to expire on December 13, 2023.

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September 01, 2023 Filed Sep 6, 2023 20:19 UTC
WILLIS J KEVINSr.VP &Chief Financial Officer
Exercise / conversionCommon Stock 7,866 $47.63 $374,657.58
Disclosure

SEC source: 0001127602-23-023780 · form4.xml · nonDerivative · entry 1

WILLIS J KEVIN · CIK 0001575329 · Sr.VP &Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,448.701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 18, 2023 Filed Aug 22, 2023 18:14 UTC
KALYANA SWAMINATHAN ASHOKSr VP & Gen Mgr, Life Sciences
Tax withholdingCommon Stock 637 $86.03 $54,801.11
Disclosure

SEC source: 0001127602-23-023092 · form4.xml · nonDerivative · entry 2

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · Sr VP & Gen Mgr, Life Sciences

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,706

F2 · kind: Payment of tax liability by withholding securities incident to the vesting of non-derivative Stock-Settled Performance Stock Units, acquired pursuant to the Ashland Global Holdings Inc. 2018 Omnibus Incentive Compensation Plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F3 · balance_after: Amount accounts for the disposition of securities beneficially owned on account of the payment of a tax liability by withholding securities incident to the vesting of the non-derivative Performance Stock Units.

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August 18, 2023 Filed Aug 22, 2023 18:14 UTC
KALYANA SWAMINATHAN ASHOKSr VP & Gen Mgr, Life Sciences
GrantCommon Stock 2,030 $86.03 $174,640.90
Disclosure

SEC source: 0001127602-23-023092 · form4.xml · nonDerivative · entry 1

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · Sr VP & Gen Mgr, Life Sciences

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,343

F1 · kind: Vesting of non-derivative stock settled units exempted pursuant to Rule 16b-3.

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August 11, 2023 Filed Aug 15, 2023 22:49 UTC
LAMPKIN ROBIN E.SVP, Gen. Counsel & Secretary
GrantRestricted Stock Units · Derivative 1,862 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-022592 · form4.xml · derivative · entry 1

LAMPKIN ROBIN E. · CIK 0001989313 · SVP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,191

Underlying: Common Stock · 1,862 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F1 · price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of Restricted Stock Units on August 11, 2023, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The Restricted Stock Units vested in one installment three years on August 11, 2026, provided that the reporting person remains in continuous employment with the issuer.

F2 · derivative.expiration_date: Grant of Restricted Stock Units on August 11, 2023, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The Restricted Stock Units vested in one installment three years on August 11, 2026, provided that the reporting person remains in continuous employment with the issuer.

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August 03, 2023 Filed Aug 7, 2023 19:00 UTC
KALYANA SWAMINATHAN ASHOKSr VP & Gen Mgr, Life Sciences
Exercise / conversionRestricted Stock Units · Derivative 275 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-022168 · form4.xml · derivative · entry 2

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · Sr VP & Gen Mgr, Life Sciences

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,435.85

Underlying: Common Stock · 275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units on August 3, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units on August 3, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

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August 03, 2023 Filed Aug 7, 2023 19:00 UTC
KALYANA SWAMINATHAN ASHOKSr VP & Gen Mgr, Life Sciences
Exercise / conversionCommon Stock 275 $89.97 $24,741.75
Disclosure

SEC source: 0001127602-23-022168 · form4.xml · nonDerivative · entry 1

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · Sr VP & Gen Mgr, Life Sciences

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reporting person elected to pay taxes in cash in lieu of disposing shares.

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July 03, 2023 Filed Jul 6, 2023 18:09 UTC GrantRestricted Stock Units · Derivative 859 $87.31 $74,999.29
Disclosure

SEC source: 0001127602-23-020352 · form4.xml · derivative · entry 1

Pedreiro Sergio · CIK 0001578928 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 859

Underlying: Common Stock · 859 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after the grant date. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F2 · derivative.expiration_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after the grant date. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.