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Chattopadhyay Sanat

Disclosed activity across 2 companies

Tapewire entity
10902
SEC CIK
0001670690

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ASHLAND INC.ASH · Entity 4139DirectorSeptember 30, 2026October 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ASHLAND INC.

Report date September 30, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock UnitsSEC Table II · derivative / convertible securityDirect2,407 Reported balance After 2026-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 212 · Balance 2,407

F1: 1 for 1.

F2: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F4: Balance includes additional Common Stock Units acquired in lieu of cash dividends.

Filing footnotes · ownership attribution and instrument terms

F1: 1 for 1.

F2: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F4: Balance includes additional Common Stock Units acquired in lieu of cash dividends.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Merck & Co., Inc.

Report date April 29, 2026 · Filed May 01, 2026

Section 16 reporting ended · disclosed 2026-05-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect15,347 Ending reported balance After 2026-04-29 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-04-29 · Exercise / conversion · Acquired 2,597 · Balance 16,477

Row 2 · 2026-04-29 · Tax withholding · Disposed 1,130 · Balance 15,347

Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2028-04-29Direct5,194 Reported balance After 2026-04-29 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-04-29 · Exercise / conversion · Disposed 2,597 · Balance 5,194

F4: Each restricted stock unit represents a contingent right to receive one share of Merck & Co., Inc. common stock.

F5: These restricted stock units vest and are distributed as shares of Merck & Co., Inc. common stock in three equal installments on 4/29/2026, 4/29/2027 and 4/29/2028.

Common StockSEC Table I · non-derivativeIndirectBy GRAT April 202574,289 Reported balance Holding disclosure · report date 2026-04-29 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 74,289

F1: The reporting person serves as the sole trustee of, and maintains complete investment control over, the Sanat Chattopadhyay April 2025 Grantor Retained Annuity Trust.

Common StockSEC Table I · non-derivativeIndirectBy GRAT August 202557,622 Reported balance Holding disclosure · report date 2026-04-29 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 57,622

F2: The reporting person serves as the sole trustee of, and maintains complete investment control over, the Sanat Chattopadhyay August 2025 Grantor Retained Annuity Trust.

Common StockSEC Table I · non-derivativeIndirectBy GRAT February 202553,417 Reported balance Holding disclosure · report date 2026-04-29 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 53,417

F3: The reporting person serves as the sole trustee of, and maintains complete investment control over, the Sanat Chattopadhyay February 2025 Grantor Retained Annuity Trust.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person serves as the sole trustee of, and maintains complete investment control over, the Sanat Chattopadhyay April 2025 Grantor Retained Annuity Trust.

F2: The reporting person serves as the sole trustee of, and maintains complete investment control over, the Sanat Chattopadhyay August 2025 Grantor Retained Annuity Trust.

F3: The reporting person serves as the sole trustee of, and maintains complete investment control over, the Sanat Chattopadhyay February 2025 Grantor Retained Annuity Trust.

F4: Each restricted stock unit represents a contingent right to receive one share of Merck & Co., Inc. common stock.

F5: These restricted stock units vest and are distributed as shares of Merck & Co., Inc. common stock in three equal installments on 4/29/2026, 4/29/2027 and 4/29/2028.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2026 Filed Oct 2, 2026 00:30 UTC ASHLAND INC. ASH · Entity 4139 GrantCommon Stock Units · Derivative 212 $67.92 $14,399.04
Disclosure

SEC source: 0001193125-26-410736 · ownership.xml · derivative · entry 1

Chattopadhyay Sanat · CIK 0001670690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,407

Underlying: Common Stock · 212 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F4 · balance_after: Balance includes additional Common Stock Units acquired in lieu of cash dividends.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 20:30 UTC ASHLAND INC. ASH · Entity 4139 GrantCommon Stock Units · Derivative 218 $65.89 $14,364.02
Disclosure

SEC source: 0001193125-26-292647 · ownership.xml · derivative · entry 1

Chattopadhyay Sanat · CIK 0001670690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,182

Underlying: Common Stock · 218 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F4 · balance_after: Balance includes additional Common Stock Units acquired in lieu of cash dividends.

Read SEC document
April 29, 2026 Filed May 1, 2026 22:32 UTC Merck & Co., Inc. MRK · Entity 2807 Exercise / conversionRestricted Stock Unit · Derivative 2,597 $0.00 $0.00
Disclosure

SEC source: 0000310158-26-000097 · form4.xml · derivative · entry 6

Chattopadhyay Sanat · CIK 0001670690 · Exe V-P & Pres. MMD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,194

Underlying: Common Stock · 2,597 shares

Expires 2028-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Merck & Co., Inc. common stock.

F5 · derivative.exercise_date: These restricted stock units vest and are distributed as shares of Merck & Co., Inc. common stock in three equal installments on 4/29/2026, 4/29/2027 and 4/29/2028.

Read SEC document
April 29, 2026 Filed May 1, 2026 22:32 UTC Merck & Co., Inc. MRK · Entity 2807 Tax withholdingCommon Stock 1,130 $110.03 $124,333.90
Disclosure

SEC source: 0000310158-26-000097 · form4.xml · nonDerivative · entry 2

Chattopadhyay Sanat · CIK 0001670690 · Exe V-P & Pres. MMD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,347

Read SEC document
April 29, 2026 Filed May 1, 2026 22:32 UTC Merck & Co., Inc. MRK · Entity 2807 Exercise / conversionCommon Stock 2,597 $110.03 $285,747.91
Disclosure

SEC source: 0000310158-26-000097 · form4.xml · nonDerivative · entry 1

Chattopadhyay Sanat · CIK 0001670690 · Exe V-P & Pres. MMD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2026 Filed Apr 1, 2026 20:30 UTC ASHLAND INC. ASH · Entity 4139 GrantCommon Stock Units · Derivative 258 $55.61 $14,347.38
Disclosure

SEC source: 0001193125-26-138015 · ownership.xml · derivative · entry 1

Chattopadhyay Sanat · CIK 0001670690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,952

Underlying: Common Stock · 258 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F4 · balance_after: Balance includes additional Common Stock Units acquired in lieu of cash dividends.

Read SEC document
January 26, 2026 Filed Jan 28, 2026 21:01 UTC Merck & Co., Inc. MRK · Entity 2807 GrantCommon Stock 13,880 $107.40 $1,490,712.00
Disclosure

SEC source: 0000310158-26-000008 · form4.xml · nonDerivative · entry 1

Chattopadhyay Sanat · CIK 0001670690 · Exe V-P & Pres. MMD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,880

F1 · shares: Distribution of net after tax shares of common stock on satisfaction of performance criteria for performance share units granted on 3/31/23. Performance shares were paid out at 94 percent of target awards. Includes dividends accrued over the three-year performance period ending December 31, 2025.

Read SEC document
January 20, 2026 Filed Jan 21, 2026 22:59 UTC ASHLAND INC. ASH · Entity 4139 GrantRestricted Stock Units · Derivative 2,449 $61.23 $149,952.27
Disclosure

SEC source: 0001193125-26-018246 · ownership.xml · derivative · entry 1

Chattopadhyay Sanat · CIK 0001670690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,711

Underlying: Common Stock · 2,449 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of stock-settled Restricted Stock Units granted under the Ashland Inc. Omnibus Incentive Plan. The Restricted Stock Units are deferred at the election of the Reporting Person under the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors until retirement from service as a director. The Restricted Stock Units will vest one year after the grant date. One (1) Restricted Stock Unit in the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.

F2 · derivative.expiration_date: Grant of stock-settled Restricted Stock Units granted under the Ashland Inc. Omnibus Incentive Plan. The Restricted Stock Units are deferred at the election of the Reporting Person under the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors until retirement from service as a director. The Restricted Stock Units will vest one year after the grant date. One (1) Restricted Stock Unit in the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.

F3 · balance_after: Balance includes additional Restricted Stock Units acquired in lieu of cash dividends.

Read SEC document
December 31, 2025 Filed Jan 5, 2026 21:30 UTC ASHLAND INC. ASH · Entity 4139 GrantCommon Stock Units · Derivative 245 $58.67 $14,374.15
Disclosure

SEC source: 0001193125-26-002511 · ownership.xml · derivative · entry 1

Chattopadhyay Sanat · CIK 0001670690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,679

Underlying: Common Stock · 245 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F4 · balance_after: Balance includes additional Common Stock Units acquired in lieu of cash dividends.

Read SEC document
September 30, 2025 Filed Oct 2, 2025 20:30 UTC ASHLAND INC. ASH · Entity 4139 GrantCommon Stock Units · Derivative 300 $47.91 $14,373.00
Disclosure

SEC source: 0001193125-25-228408 · ownership.xml · derivative · entry 1

Chattopadhyay Sanat · CIK 0001670690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,425

Underlying: Common Stock · 300 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F4 · balance_after: Balance includes additional Common Stock Units acquired in lieu of cash dividends.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 20:30 UTC ASHLAND INC. ASH · Entity 4139 GrantCommon Stock Units · Derivative 286 $50.28 $14,380.08
Disclosure

SEC source: 0000950170-25-093037 · ownership.xml · derivative · entry 1

Chattopadhyay Sanat · CIK 0001670690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,116

Underlying: Common Stock · 286 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

Read SEC document
April 29, 2025 Filed May 1, 2025 22:12 UTC Merck & Co., Inc. MRK · Entity 2807 GrantStock Option (Right to Buy) · Derivative 35,465 $0.00 Strike: $84.71 $0.00
Disclosure

SEC source: 0001127602-25-013051 · form4.xml · derivative · entry 6

Chattopadhyay Sanat · CIK 0001670690 · Exe V-P & Pres. MMD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,465

Underlying: Common Stock · 35,465 shares

Expires 2035-04-28

F7 · derivative.exercise_date: The option vests and becomes exercisable in three equal installments on 4/29/2026, 4/29/2027 and 4/29/2028.

Read SEC document
April 29, 2025 Filed May 1, 2025 22:12 UTC Merck & Co., Inc. MRK · Entity 2807 GrantRestricted Stock Unit · Derivative 7,791 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-013051 · form4.xml · derivative · entry 5

Chattopadhyay Sanat · CIK 0001670690 · Exe V-P & Pres. MMD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,791

Underlying: Common Stock · 7,791 shares

Expires 2028-04-29

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Merck & Co., Inc. common stock.

F6 · derivative.exercise_date: These restricted stock units vest and are distributed as shares of Merck & Co., Inc. common stock in three equal installments on 4/29/2026, 4/29/2027 and 4/29/2028.

Read SEC document
March 31, 2025 Filed Apr 1, 2025 21:00 UTC ASHLAND INC. ASH · Entity 4139 GrantCommon Stock Units · Derivative 235 $59.29 $13,933.15
Disclosure

SEC source: 0000950170-25-048682 · ownership.xml · derivative · entry 1

Chattopadhyay Sanat · CIK 0001670690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 823

Underlying: Common Stock · 235 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

Read SEC document
January 27, 2025 Filed Jan 29, 2025 23:09 UTC Merck & Co., Inc. MRK · Entity 2807 GrantCommon Stock 28,136 $97.94 $2,755,639.84
Disclosure

SEC source: 0001127602-25-002336 · form4.xml · nonDerivative · entry 1

Chattopadhyay Sanat · CIK 0001670690 · Exe V-P & Pres. MMD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,758

F1 · shares: Distribution of net after tax shares of common stock on satisfaction of performance criteria for performance share units granted on 3/31/22. Performance shares were paid out at 169 percent of target awards. Includes dividends accrued over the three-year performance period ending December 31, 2024.

Read SEC document
January 21, 2025 Filed Jan 23, 2025 21:30 UTC ASHLAND INC. ASH · Entity 4139 GrantRestricted Stock Units · Derivative 2,050 $73.16 $149,978.00
Disclosure

SEC source: 0000950170-25-008363 · ownership.xml · derivative · entry 1

Chattopadhyay Sanat · CIK 0001670690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,262

Underlying: Common Stock · 2,050 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of stock-settled Restricted Stock Units granted under the Ashland Inc. Omnibus Incentive Plan. The Restricted Stock Units are deferred at the election of the Reporting Person under the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors until retirement from service as a director. The Restricted Stock Units will vest one year after the grant date. One (1) Restricted Stock Unit in the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.

F2 · derivative.expiration_date: Grant of stock-settled Restricted Stock Units granted under the Ashland Inc. Omnibus Incentive Plan. The Restricted Stock Units are deferred at the election of the Reporting Person under the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors until retirement from service as a director. The Restricted Stock Units will vest one year after the grant date. One (1) Restricted Stock Unit in the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.

F3 · balance_after: Balance includes additional Restricted Stock Units acquired in lieu of cash dividends.

Read SEC document
December 31, 2024 Filed Jan 2, 2025 21:30 UTC ASHLAND INC. ASH · Entity 4139 GrantCommon Stock Units · Derivative 175 $71.46 $12,505.50
Disclosure

SEC source: 0000950170-25-000474 · ownership.xml · derivative · entry 1

Chattopadhyay Sanat · CIK 0001670690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 583

Underlying: Common Stock · 175 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F4 · balance_after: Balance includes additional Common Stock Units acquired in lieu of cash dividends.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 20:30 UTC ASHLAND INC. ASH · Entity 4139 GrantCommon Stock Units · Derivative 144 $86.97 $12,523.68
Disclosure

SEC source: 0000950170-24-111503 · ownership.xml · derivative · entry 1

Chattopadhyay Sanat · CIK 0001670690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 406

Underlying: Common Stock · 144 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F4 · balance_after: Balance includes additional Common Stock Units acquired in lieu of cash dividends.

Read SEC document
June 28, 2024 Filed Jul 1, 2024 20:30 UTC ASHLAND INC. ASH · Entity 4139 GrantCommon Stock Units · Derivative 132 $94.49 $12,472.68
Disclosure

SEC source: 0000950170-24-079662 · ownership.xml · derivative · entry 1

Chattopadhyay Sanat · CIK 0001670690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261

Underlying: Common Stock · 132 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F4 · balance_after: Balance includes additional Common Stock Units acquired in lieu of cash dividends.

Read SEC document
April 30, 2024 Filed May 2, 2024 20:13 UTC Merck & Co., Inc. MRK · Entity 2807 GrantStock Option (Right to Buy) · Derivative 38,672 $0.00 Strike: $129.22 $0.00
Disclosure

SEC source: 0001127602-24-013943 · form4.xml · derivative · entry 5

Chattopadhyay Sanat · CIK 0001670690 · Exe V-P & Pres. MMD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,672

Underlying: Common Stock · 38,672 shares

Expires 2034-04-29

F4 · derivative.exercise_date: The option vests and becomes exercisable in three equal installments on 4/30/2025, 4/30/2026 and 4/30/2027.

Read SEC document
March 28, 2024 Filed Apr 1, 2024 20:15 UTC ASHLAND INC. ASH · Entity 4139 GrantCommon Stock Units · Derivative 128 $97.37 $12,463.36
Disclosure

SEC source: 0000950170-24-039332 · ownership.xml · derivative · entry 1

Chattopadhyay Sanat · CIK 0001670690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128

Underlying: Common Stock · 128 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 22:35 UTC ASHLAND INC. ASH · Entity 4139 GrantRestricted Stock Units · Derivative 1,897 $79.05 $149,957.85
Disclosure

SEC source: 0000950170-24-007540 · ownership.xml · derivative · entry 1

Chattopadhyay Sanat · CIK 0001670690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,173

Underlying: Common Stock · 1,897 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of stock-settled Restricted Stock Units granted under the Ashland Inc. Omnibus Incentive Plan. The Restricted Stock Units are deferred at the election of the Reporting Person under the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors until retirement from service as a director. The Restricted Stock Units will vest one year after the grant date. One (1) Restricted Stock Unit in the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.

F2 · derivative.expiration_date: Grant of stock-settled Restricted Stock Units granted under the Ashland Inc. Omnibus Incentive Plan. The Restricted Stock Units are deferred at the election of the Reporting Person under the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors until retirement from service as a director. The Restricted Stock Units will vest one year after the grant date. One (1) Restricted Stock Unit in the Ashland Inc. Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.

F3 · balance_after: Balance includes additional Restricted Stock Units acquired in lieu of cash dividends.

Read SEC document
January 22, 2024 Filed Jan 24, 2024 21:05 UTC Merck & Co., Inc. MRK · Entity 2807 GrantCommon Stock 26,716 $119.43 $3,190,691.88
Disclosure

SEC source: 0001127602-24-002015 · form4.xml · nonDerivative · entry 1

Chattopadhyay Sanat · CIK 0001670690 · Exe V-P & Pres. MMD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,716

F1 · shares: Distribution of net after tax shares of common stock on satisfaction of performance criteria for performance share units granted on 3/31/21. Performance shares were paid out at 161 percent of target awards. Includes dividends accrued over the three-year performance period ending December 31, 2023.

Read SEC document
November 13, 2023 Filed Nov 14, 2023 22:31 UTC ASHLAND INC. ASH · Entity 4139 GrantRestricted Stock Units · Derivative 275 $73.15 $20,116.25
Disclosure

SEC source: 0001127602-23-027394 · form4.xml · derivative · entry 1

Chattopadhyay Sanat · CIK 0001670690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275

Underlying: Common Stock · 275 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F2 · derivative.expiration_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

Read SEC document
May 02, 2023 Filed May 4, 2023 22:18 UTC Merck & Co., Inc. MRK · Entity 2807 GrantStock Option (Right to Buy) · Derivative 45,643 $0.00 Strike: $117.89 $0.00
Disclosure

SEC source: 0001127602-23-014567 · form4.xml · derivative · entry 5

Chattopadhyay Sanat · CIK 0001670690 · Exe V-P & Pres. MMD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,643

Underlying: Common Stock · 45,643 shares

Expires 2033-05-01

F4 · derivative.exercise_date: The option vests and becomes exercisable in equal installments on 5/2/2024, 5/2/2025 and 5/2/2026.

Read SEC document
April 13, 2023 Filed Apr 14, 2023 20:34 UTC Merck & Co., Inc. MRK · Entity 2807 Exercise / conversionStock Option (Right to Buy) · Derivative 66,163 $0.00 Strike: $62.07 $0.00
Disclosure

SEC source: 0001127602-23-012932 · form4.xml · derivative · entry 9

Chattopadhyay Sanat · CIK 0001670690 · Exe V-P & Pres. MMD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 66,163 shares

Expires 2027-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Exercise price and holdings reflect the adjustments that occurred as of June 2, 2021 in connection with the Organon & Co. ("Organon") spin-off as described in the registration statement on Form 10 filed with the SEC by Organon (the "Form 10"). As reported in the Form 10, all Merck stock option awards outstanding as of immediately prior to the distribution date were converted on the distribution date into adjusted Merck awards for Merck employees to preserve the same intrinsic value and general terms and conditions (including vesting) as were in place immediately prior to the adjustments.

F9 · derivative.exercise_date: The option became exercisable in equal installments on 5/5/2018, 5/5/2019 and 5/5/2020.

Read SEC document
April 13, 2023 Filed Apr 14, 2023 20:34 UTC Merck & Co., Inc. MRK · Entity 2807 Exercise / conversionStock Option (Right to Buy) · Derivative 67,892 $0.00 Strike: $56.04 $0.00
Disclosure

SEC source: 0001127602-23-012932 · form4.xml · derivative · entry 8

Chattopadhyay Sanat · CIK 0001670690 · Exe V-P & Pres. MMD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 67,892 shares

Expires 2028-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Exercise price and holdings reflect the adjustments that occurred as of June 2, 2021 in connection with the Organon & Co. ("Organon") spin-off as described in the registration statement on Form 10 filed with the SEC by Organon (the "Form 10"). As reported in the Form 10, all Merck stock option awards outstanding as of immediately prior to the distribution date were converted on the distribution date into adjusted Merck awards for Merck employees to preserve the same intrinsic value and general terms and conditions (including vesting) as were in place immediately prior to the adjustments.

F8 · derivative.exercise_date: The option became exercisable in equal installments on 5/4/2019, 5/4/2020, and 5/4/2021.

Read SEC document
April 13, 2023 Filed Apr 14, 2023 20:34 UTC Merck & Co., Inc. MRK · Entity 2807 SaleCommon Stock 67,892 $115.07 $7,812,366.39
Disclosure

SEC source: 0001127602-23-012932 · form4.xml · nonDerivative · entry 4

Chattopadhyay Sanat · CIK 0001670690 · Exe V-P & Pres. MMD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The exercise and sale transactions reported in this Form 4 are made pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.0000 to $115.3300, inclusive. The reporting person undertakes to provide to Merck & Co., Inc., any security holder of Merck & Co., Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above in this footnote.

Read SEC document
April 13, 2023 Filed Apr 14, 2023 20:34 UTC Merck & Co., Inc. MRK · Entity 2807 SaleCommon Stock 66,163 $115.06 $7,612,701.55
Disclosure

SEC source: 0001127602-23-012932 · form4.xml · nonDerivative · entry 3

Chattopadhyay Sanat · CIK 0001670690 · Exe V-P & Pres. MMD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,892

F1 · kind: The exercise and sale transactions reported in this Form 4 are made pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.0000 to $115.1900, inclusive. The reporting person undertakes to provide to Merck & Co., Inc., any security holder of Merck & Co., Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above in this footnote.

Read SEC document
April 13, 2023 Filed Apr 14, 2023 20:34 UTC Merck & Co., Inc. MRK · Entity 2807 Exercise / conversionCommon Stock 66,163 $62.07 $4,106,737.41
Disclosure

SEC source: 0001127602-23-012932 · form4.xml · nonDerivative · entry 2

Chattopadhyay Sanat · CIK 0001670690 · Exe V-P & Pres. MMD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 13, 2023 Filed Apr 14, 2023 20:34 UTC Merck & Co., Inc. MRK · Entity 2807 Exercise / conversionCommon Stock 67,892 $56.04 $3,804,667.68
Disclosure

SEC source: 0001127602-23-012932 · form4.xml · nonDerivative · entry 1

Chattopadhyay Sanat · CIK 0001670690 · Exe V-P & Pres. MMD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 21:35 UTC Merck & Co., Inc. MRK · Entity 2807 GrantCommon Stock 17,495 $109.88 $1,922,350.60
Disclosure

SEC source: 0001127602-23-002193 · form4.xml · nonDerivative · entry 1

Chattopadhyay Sanat · CIK 0001670690 · Exe V-P & Pres. MMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,995

F1 · shares: Distribution of net after tax shares of common stock on satisfaction of performance criteria for performance share units granted on 3/31/20. Performance shares were paid out at 110 percent of target awards. Includes dividends accrued over the three-year performance period ending December 31, 2022.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 21:22 UTC Merck & Co., Inc. MRK · Entity 2807 Exercise / conversionStock Option (Right to Buy) · Derivative 83,994 $0.00 Strike: $53.06 $0.00
Disclosure

SEC source: 0001127602-23-001274 · form4.xml · derivative · entry 9

Chattopadhyay Sanat · CIK 0001670690 · Exe V-P & Pres. MMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 83,994 shares

Expires 2026-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Exercise price and holdings reflect the adjustments that occurred as of June 2, 2021 in connection with the Organon & Co. ("Organon") spin-off as described in the registration statement on Form 10 filed with the SEC by Organon (the "Form 10"). As reported in the Form 10, all Merck stock option awards outstanding as of immediately prior to the distribution date were converted on the distribution date into adjusted Merck awards for Merck employees to preserve the same intrinsic value and general terms and conditions (including vesting) as were in place immediately prior to the adjustments.

F10 · derivative.exercise_date: The option became exercisable in equal installments on 5/10/2017, 5/10/2018 and 5/10/2019.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 21:22 UTC Merck & Co., Inc. MRK · Entity 2807 SaleCommon Stock 1,702 $114.46 $194,812.96
Disclosure

SEC source: 0001127602-23-001274 · form4.xml · nonDerivative · entry 6

Chattopadhyay Sanat · CIK 0001670690 · Exe V-P & Pres. MMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,500

F1 · kind: The exercise and sale transactions reported in this Form 4 are made pursuant to Rule 10b5-1 trading plan.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.3700 to $114.5800, inclusive. The reporting person undertakes to provide to Merck & Co., Inc., any security holder of Merck & Co., Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above in this footnote.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 21:22 UTC Merck & Co., Inc. MRK · Entity 2807 SaleCommon Stock 38,216 $113.78 $4,348,033.04
Disclosure

SEC source: 0001127602-23-001274 · form4.xml · nonDerivative · entry 5

Chattopadhyay Sanat · CIK 0001670690 · Exe V-P & Pres. MMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,202

F1 · kind: The exercise and sale transactions reported in this Form 4 are made pursuant to Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.3500 to $114.3500, inclusive. The reporting person undertakes to provide to Merck & Co., Inc., any security holder of Merck & Co., Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above in this footnote.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 21:22 UTC Merck & Co., Inc. MRK · Entity 2807 SaleCommon Stock 3,940 $112.78 $444,362.26
Disclosure

SEC source: 0001127602-23-001274 · form4.xml · nonDerivative · entry 4

Chattopadhyay Sanat · CIK 0001670690 · Exe V-P & Pres. MMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,418

F1 · kind: The exercise and sale transactions reported in this Form 4 are made pursuant to Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.3200 to $113.3100, inclusive. The reporting person undertakes to provide to Merck & Co., Inc., any security holder of Merck & Co., Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above in this footnote.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 21:22 UTC Merck & Co., Inc. MRK · Entity 2807 SaleCommon Stock 4,538 $111.73 $507,048.44
Disclosure

SEC source: 0001127602-23-001274 · form4.xml · nonDerivative · entry 3

Chattopadhyay Sanat · CIK 0001670690 · Exe V-P & Pres. MMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,358

F1 · kind: The exercise and sale transactions reported in this Form 4 are made pursuant to Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.2800 to $112.2100, inclusive. The reporting person undertakes to provide to Merck & Co., Inc., any security holder of Merck & Co., Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above in this footnote.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 21:22 UTC Merck & Co., Inc. MRK · Entity 2807 SaleCommon Stock 35,598 $110.61 $3,937,658.53
Disclosure

SEC source: 0001127602-23-001274 · form4.xml · nonDerivative · entry 2

Chattopadhyay Sanat · CIK 0001670690 · Exe V-P & Pres. MMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,896

F1 · kind: The exercise and sale transactions reported in this Form 4 are made pursuant to Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.2600 to $111.2000, inclusive. The reporting person undertakes to provide to Merck & Co., Inc., any security holder of Merck & Co., Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above in this footnote.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 21:22 UTC Merck & Co., Inc. MRK · Entity 2807 Exercise / conversionCommon Stock 83,994 $53.06 $4,456,721.64
Disclosure

SEC source: 0001127602-23-001274 · form4.xml · nonDerivative · entry 1

Chattopadhyay Sanat · CIK 0001670690 · Exe V-P & Pres. MMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2022 Filed Nov 1, 2022 21:07 UTC Merck & Co., Inc. MRK · Entity 2807 Exercise / conversionStock Option (Right to Buy) · Derivative 51,055 $0.00 Strike: $58.08 $0.00
Disclosure

SEC source: 0001127602-22-024629 · form4.xml · derivative · entry 8

Chattopadhyay Sanat · CIK 0001670690 · Exe V-P & Pres. MMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 51,055 shares

Expires 2025-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Exercise price and holdings reflect the adjustments that occurred as of June 2, 2021 in connection with the Organon & Co. ("Organon") spin-off as described in the registration statement on Form 10 filed with the SEC by Organon (the "Form 10"). As reported in the Form 10, all Merck stock option awards outstanding as of immediately prior to the distribution date were converted on the distribution date into adjusted Merck awards for Merck employees to preserve the same intrinsic value and general terms and conditions (including vesting) as were in place immediately prior to the adjustments.

F7 · derivative.exercise_date: The option became exercisable in equal installments on 5/1/2016, 5/1/2017 and 5/1/2018.

F5 · balance_after: Exercise price and holdings reflect the adjustments that occurred as of June 2, 2021 in connection with the Organon & Co. ("Organon") spin-off as described in the registration statement on Form 10 filed with the SEC by Organon (the "Form 10"). As reported in the Form 10, all Merck stock option awards outstanding as of immediately prior to the distribution date were converted on the distribution date into adjusted Merck awards for Merck employees to preserve the same intrinsic value and general terms and conditions (including vesting) as were in place immediately prior to the adjustments.

Read SEC document
October 28, 2022 Filed Nov 1, 2022 21:07 UTC Merck & Co., Inc. MRK · Entity 2807 Exercise / conversionStock Option (Right to Buy) · Derivative 34,024 $0.00 Strike: $56.49 $0.00
Disclosure

SEC source: 0001127602-22-024629 · form4.xml · derivative · entry 7

Chattopadhyay Sanat · CIK 0001670690 · Exe V-P & Pres. MMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,024 shares

Expires 2024-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Exercise price and holdings reflect the adjustments that occurred as of June 2, 2021 in connection with the Organon & Co. ("Organon") spin-off as described in the registration statement on Form 10 filed with the SEC by Organon (the "Form 10"). As reported in the Form 10, all Merck stock option awards outstanding as of immediately prior to the distribution date were converted on the distribution date into adjusted Merck awards for Merck employees to preserve the same intrinsic value and general terms and conditions (including vesting) as were in place immediately prior to the adjustments.

F6 · derivative.exercise_date: The option became exercisable in equal installments on 5/2/2015, 5/2/2016 and 5/2/2017.

F5 · balance_after: Exercise price and holdings reflect the adjustments that occurred as of June 2, 2021 in connection with the Organon & Co. ("Organon") spin-off as described in the registration statement on Form 10 filed with the SEC by Organon (the "Form 10"). As reported in the Form 10, all Merck stock option awards outstanding as of immediately prior to the distribution date were converted on the distribution date into adjusted Merck awards for Merck employees to preserve the same intrinsic value and general terms and conditions (including vesting) as were in place immediately prior to the adjustments.

Read SEC document
October 28, 2022 Filed Nov 1, 2022 21:07 UTC Merck & Co., Inc. MRK · Entity 2807 Exercise / conversionStock Option (Right to Buy) · Derivative 15,213 $0.00 Strike: $43.65 $0.00
Disclosure

SEC source: 0001127602-22-024629 · form4.xml · derivative · entry 6

Chattopadhyay Sanat · CIK 0001670690 · Exe V-P & Pres. MMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,213 shares

Expires 2023-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became exercisable in equal installments on 5/6/2014, 5/6/2015 and 5/6/2016.

Read SEC document
October 28, 2022 Filed Nov 1, 2022 21:07 UTC Merck & Co., Inc. MRK · Entity 2807 SaleCommon Stock 100,292 $100.10 $10,039,379.64
Disclosure

SEC source: 0001127602-22-024629 · form4.xml · nonDerivative · entry 4

Chattopadhyay Sanat · CIK 0001670690 · Exe V-P & Pres. MMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,608.357

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.9650 to $100.3400, inclusive. The reporting person undertakes to provide to Merck & Co., Inc., any security holder of Merck & Co., Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above in this footnote.

F2 · balance_after: Holdings include shares acquired in dividend reinvestment transactions.

Read SEC document
October 28, 2022 Filed Nov 1, 2022 21:07 UTC Merck & Co., Inc. MRK · Entity 2807 Exercise / conversionCommon Stock 51,055 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-024629 · form4.xml · nonDerivative · entry 3

Chattopadhyay Sanat · CIK 0001670690 · Exe V-P & Pres. MMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,900.357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2022 Filed Nov 1, 2022 21:07 UTC Merck & Co., Inc. MRK · Entity 2807 Exercise / conversionCommon Stock 34,024 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-024629 · form4.xml · nonDerivative · entry 2

Chattopadhyay Sanat · CIK 0001670690 · Exe V-P & Pres. MMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,845.357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2022 Filed Nov 1, 2022 21:07 UTC Merck & Co., Inc. MRK · Entity 2807 Exercise / conversionCommon Stock 15,213 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-024629 · form4.xml · nonDerivative · entry 1

Chattopadhyay Sanat · CIK 0001670690 · Exe V-P & Pres. MMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,821.357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2022 Filed May 5, 2022 20:57 UTC Merck & Co., Inc. MRK · Entity 2807 GrantStock Option (Right to Buy) · Derivative 58,252 $0.00 Strike: $87.10 $0.00
Disclosure

SEC source: 0001127602-22-013512 · form4.xml · derivative · entry 2

Chattopadhyay Sanat · CIK 0001670690 · Exe V-P & Pres. MMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,252

Underlying: Common Stock · 58,252 shares

Expires 2032-05-02

F2 · derivative.exercise_date: The option vests and becomes exercisable in equal installments on 5/3/2023, 5/3/2024 and 5/3/2025.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:09 UTC Merck & Co., Inc. MRK · Entity 2807 GrantCommon Stock 19,836 $73.51 $1,458,144.36
Disclosure

SEC source: 0001127602-22-007000 · form4.xml · nonDerivative · entry 1

Chattopadhyay Sanat · CIK 0001670690 · Exe V-P & Pres. MMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,981.357

F1 · shares: Distribution of net after tax shares of common stock on satisfaction of performance criteria for performance share units granted on 3/29/19. Performance shares were paid out at 140 percent of target awards. Includes dividends accrued over the three-year performance period ending December 31, 2021.

F2 · balance_after: Holdings include shares acquired in dividend reinvestment transactions.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 22:14 UTC Merck & Co., Inc. MRK · Entity 2807 Exercise / conversionStock Option (Right to Buy) · Derivative 24,619 $0.00 Strike: $43.65 $0.00
Disclosure

SEC source: 0001127602-21-028167 · form4.xml · derivative · entry 3

Chattopadhyay Sanat · CIK 0001670690 · Exe V-P & Pres. MMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,213

Underlying: Common Stock · 24,619 shares

Expires 2023-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Exercise price and holdings reflect the adjustments that occurred as of June 2, 2021 in connection with the Organon & Co. ("Organon") spin-off as described in the registration statement on Form 10 filed with the SEC by Organon (the "Form 10"). As reported in the Form 10, all Merck stock option awards outstanding as of immediately prior to the distribution date were converted on the distribution date into adjusted Merck awards for Merck employees to preserve the same intrinsic value and general terms and conditions (including vesting) as were in place immediately prior to the adjustments.

F4 · derivative.exercise_date: The option became exercisable in equal installments on 5/6/2014, 5/6/2015 and 5/6/2016.

F3 · balance_after: Exercise price and holdings reflect the adjustments that occurred as of June 2, 2021 in connection with the Organon & Co. ("Organon") spin-off as described in the registration statement on Form 10 filed with the SEC by Organon (the "Form 10"). As reported in the Form 10, all Merck stock option awards outstanding as of immediately prior to the distribution date were converted on the distribution date into adjusted Merck awards for Merck employees to preserve the same intrinsic value and general terms and conditions (including vesting) as were in place immediately prior to the adjustments.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 22:14 UTC Merck & Co., Inc. MRK · Entity 2807 SaleCommon Stock 24,619 $87.32 $2,149,731.08
Disclosure

SEC source: 0001127602-21-028167 · form4.xml · nonDerivative · entry 2

Chattopadhyay Sanat · CIK 0001670690 · Exe V-P & Pres. MMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,145.357

F1 · kind: The exercise and sale transactions reported in this Form 4 are made pursuant to Rule 10b5-1 trading plan.

F2 · balance_after: Holdings include shares acquired in dividend reinvestment transactions.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.