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KALYANA SWAMINATHAN ASHOK

Disclosed activity across 1 company

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108000
SEC CIK
0001801437

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ASHLAND INC.ASH · Entity 4139See RemarksNovember 17, 2023November 22, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ASHLAND INC.

Report date November 17, 2023 · Filed November 22, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,359 Ending reported balance After 2023-11-18 transaction · row 8
8 source rows · reconciled sequence

Row 1 · 2023-11-17 · Exercise / conversion · Acquired 589 · Balance 1,902

Row 2 · 2023-11-17 · Tax withholding · Disposed 202 · Balance 1,700

F1: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Row 3 · 2023-11-17 · Exercise / conversion · Acquired 798 · Balance 2,498

Row 4 · 2023-11-17 · Tax withholding · Disposed 274 · Balance 2,224

F1: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Row 5 · 2023-11-17 · Grant · Acquired 858 · Balance 3,082

Row 6 · 2023-11-17 · Tax withholding · Disposed 294 · Balance 2,788

F2: Payment of tax liability by withholding securities incident to the vesting of Performance Share Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Row 7 · 2023-11-18 · Exercise / conversion · Acquired 869 · Balance 3,657

Row 8 · 2023-11-18 · Tax withholding · Disposed 298 · Balance 3,359

F1: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-11-17 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2023-11-17 · Exercise / conversion · Disposed 589 · Balance 0

F3: Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock.

F4: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,596 Reported balance After 2023-11-17 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2023-11-17 · Exercise / conversion · Disposed 798 · Balance 1,596

F3: Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock.

F4: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect868 Reported balance After 2023-11-18 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2023-11-18 · Exercise / conversion · Disposed 869 · Balance 868

F3: Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock.

F4: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F2: Payment of tax liability by withholding securities incident to the vesting of Performance Share Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F3: Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock.

F4: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 18, 2023 Filed Nov 22, 2023 06:30 UTC ASHLAND INC. ASH · Entity 4139 Exercise / conversionRestricted Stock Units · Derivative 869 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-065722 · ownership.xml · derivative · entry 11

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 868

Underlying: Common Stock · 869 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock.

F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
November 18, 2023 Filed Nov 22, 2023 06:30 UTC ASHLAND INC. ASH · Entity 4139 Tax withholdingCommon Stock 298 $78.32 $23,339.36
Disclosure

SEC source: 0000950170-23-065722 · ownership.xml · nonDerivative · entry 8

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,359

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 18, 2023 Filed Nov 22, 2023 06:30 UTC ASHLAND INC. ASH · Entity 4139 Exercise / conversionCommon Stock 869 $78.32 $68,060.08
Disclosure

SEC source: 0000950170-23-065722 · ownership.xml · nonDerivative · entry 7

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2023 Filed Nov 22, 2023 06:30 UTC ASHLAND INC. ASH · Entity 4139 Exercise / conversionRestricted Stock Units · Derivative 798 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-065722 · ownership.xml · derivative · entry 10

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,596

Underlying: Common Stock · 798 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock.

F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
November 17, 2023 Filed Nov 22, 2023 06:30 UTC ASHLAND INC. ASH · Entity 4139 Exercise / conversionRestricted Stock Units · Derivative 589 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-065722 · ownership.xml · derivative · entry 9

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 589 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock.

F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
November 17, 2023 Filed Nov 22, 2023 06:30 UTC ASHLAND INC. ASH · Entity 4139 Tax withholdingCommon Stock 294 $76.90 $22,608.60
Disclosure

SEC source: 0000950170-23-065722 · ownership.xml · nonDerivative · entry 6

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,788

F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Performance Share Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 17, 2023 Filed Nov 22, 2023 06:30 UTC ASHLAND INC. ASH · Entity 4139 GrantCommon Stock 858 $76.90 $65,980.20
Disclosure

SEC source: 0000950170-23-065722 · ownership.xml · nonDerivative · entry 5

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,082

Read SEC document
November 17, 2023 Filed Nov 22, 2023 06:30 UTC ASHLAND INC. ASH · Entity 4139 Tax withholdingCommon Stock 274 $76.90 $21,070.60
Disclosure

SEC source: 0000950170-23-065722 · ownership.xml · nonDerivative · entry 4

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,224

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 17, 2023 Filed Nov 22, 2023 06:30 UTC ASHLAND INC. ASH · Entity 4139 Exercise / conversionCommon Stock 798 $76.90 $61,366.20
Disclosure

SEC source: 0000950170-23-065722 · ownership.xml · nonDerivative · entry 3

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2023 Filed Nov 22, 2023 06:30 UTC ASHLAND INC. ASH · Entity 4139 Tax withholdingCommon Stock 202 $76.90 $15,533.80
Disclosure

SEC source: 0000950170-23-065722 · ownership.xml · nonDerivative · entry 2

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,700

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 17, 2023 Filed Nov 22, 2023 06:30 UTC ASHLAND INC. ASH · Entity 4139 Exercise / conversionCommon Stock 589 $76.90 $45,294.10
Disclosure

SEC source: 0000950170-23-065722 · ownership.xml · nonDerivative · entry 1

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2023 Filed Nov 16, 2023 19:43 UTC ASHLAND INC. ASH · Entity 4139 GrantRestricted Stock Units · Derivative 5,676 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027676 · form4.xml · derivative · entry 1

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · Sr VP & Gen Mgr, Life Sciences

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,676

Underlying: Common Stock · 5,676 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The Restricted Stock Units in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F2 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The Restricted Stock Units in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 18:14 UTC ASHLAND INC. ASH · Entity 4139 Tax withholdingCommon Stock 637 $86.03 $54,801.11
Disclosure

SEC source: 0001127602-23-023092 · form4.xml · nonDerivative · entry 2

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · Sr VP & Gen Mgr, Life Sciences

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,706

F2 · kind: Payment of tax liability by withholding securities incident to the vesting of non-derivative Stock-Settled Performance Stock Units, acquired pursuant to the Ashland Global Holdings Inc. 2018 Omnibus Incentive Compensation Plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F3 · balance_after: Amount accounts for the disposition of securities beneficially owned on account of the payment of a tax liability by withholding securities incident to the vesting of the non-derivative Performance Stock Units.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 18:14 UTC ASHLAND INC. ASH · Entity 4139 GrantCommon Stock 2,030 $86.03 $174,640.90
Disclosure

SEC source: 0001127602-23-023092 · form4.xml · nonDerivative · entry 1

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · Sr VP & Gen Mgr, Life Sciences

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,343

F1 · kind: Vesting of non-derivative stock settled units exempted pursuant to Rule 16b-3.

Read SEC document
August 03, 2023 Filed Aug 7, 2023 19:00 UTC ASHLAND INC. ASH · Entity 4139 Exercise / conversionRestricted Stock Units · Derivative 275 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-022168 · form4.xml · derivative · entry 2

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · Sr VP & Gen Mgr, Life Sciences

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,435.85

Underlying: Common Stock · 275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units on August 3, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units on August 3, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
August 03, 2023 Filed Aug 7, 2023 19:00 UTC ASHLAND INC. ASH · Entity 4139 Exercise / conversionCommon Stock 275 $89.97 $24,741.75
Disclosure

SEC source: 0001127602-23-022168 · form4.xml · nonDerivative · entry 1

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · Sr VP & Gen Mgr, Life Sciences

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reporting person elected to pay taxes in cash in lieu of disposing shares.

Read SEC document
November 18, 2022 Filed Dec 12, 2022 11:53 UTC ASHLAND INC. ASH · Entity 4139 Exercise / conversionRestricted Stock Units · Derivative 853 $0.00 $0.00
Disclosure

SEC source: 0000950157-22-001309 · form4.xml · derivative · entry 5

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · Sr VP & Gen Mgr, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,710.853

Underlying: Common Stock · 853 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F4 · derivative.exercise_date: Grant of Restricted Stock Units on November 18, 2021 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The restricted stock units vest in three annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F4 · derivative.expiration_date: Grant of Restricted Stock Units on November 18, 2021 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The restricted stock units vest in three annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

Read SEC document
November 18, 2022 Filed Dec 12, 2022 11:53 UTC ASHLAND INC. ASH · Entity 4139 Exercise / conversionCommon Stock 853 $111.88 $95,433.64
Disclosure

SEC source: 0000950157-22-001309 · form4.xml · nonDerivative · entry 2

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · Sr VP & Gen Mgr, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2022 Filed Dec 12, 2022 11:53 UTC ASHLAND INC. ASH · Entity 4139 GrantRestricted Stock Units · Derivative 2,365 $110.74 $261,900.10
Disclosure

SEC source: 0000950157-22-001309 · form4.xml · derivative · entry 4

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · Sr VP & Gen Mgr, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,365

Underlying: Common Stock · 2,365 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three annual equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three annual equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

Read SEC document
November 17, 2022 Filed Dec 12, 2022 11:53 UTC ASHLAND INC. ASH · Entity 4139 Exercise / conversionRestricted Stock Units · Derivative 580 $0.00 $0.00
Disclosure

SEC source: 0000950157-22-001309 · form4.xml · derivative · entry 3

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · Sr VP & Gen Mgr, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580.414

Underlying: Common Stock · 580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of Restricted Stock Units on November 17, 2020 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The restricted stock units vest in three annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F2 · derivative.expiration_date: Grant of Restricted Stock Units on November 17, 2020 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The restricted stock units vest in three annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

Read SEC document
November 17, 2022 Filed Dec 12, 2022 11:53 UTC ASHLAND INC. ASH · Entity 4139 Exercise / conversionCommon Stock 580 $110.74 $64,229.20
Disclosure

SEC source: 0000950157-22-001309 · form4.xml · nonDerivative · entry 1

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · Sr VP & Gen Mgr, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2022 Filed Aug 4, 2022 16:38 UTC ASHLAND INC. ASH · Entity 4139 Exercise / conversionRestricted Stock Units · Derivative 270 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-020486 · form4.xml · derivative · entry 3

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · Sr VP & Gen Mgr, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270.705

Underlying: Common Stock · 270 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units on August 3, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units on August 3, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
August 03, 2022 Filed Aug 4, 2022 16:38 UTC ASHLAND INC. ASH · Entity 4139 Tax withholdingCommon Stock 85 $100.83 $8,570.55
Disclosure

SEC source: 0001127602-22-020486 · form4.xml · nonDerivative · entry 2

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · Sr VP & Gen Mgr, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,038

F1 · kind: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
August 03, 2022 Filed Aug 4, 2022 16:38 UTC ASHLAND INC. ASH · Entity 4139 Exercise / conversionCommon Stock 270 $100.83 $27,224.10
Disclosure

SEC source: 0001127602-22-020486 · form4.xml · nonDerivative · entry 1

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · Sr VP & Gen Mgr, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2021 Filed Nov 23, 2021 16:51 UTC ASHLAND INC. ASH · Entity 4139 GrantRestricted Stock Units · Derivative 2,531 $106.33 $269,121.23
Disclosure

SEC source: 0000950157-21-001206 · form4.xml · derivative · entry 1

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · Sr VP & Gen Mgr, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,676.544

Underlying: Common Stock · 2,531 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three annual equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer.

F2 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three annual equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 16:50 UTC ASHLAND INC. ASH · Entity 4139 Exercise / conversionRestricted Stock Units · Derivative 571 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-029722 · form4.xml · derivative · entry 2

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · Sr VP & Gen Mgr, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,145.544

Underlying: Common Stock · 571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of Restricted Stock Units on November 17, 2020, pursuant to Ashland's incentive plan as approved by shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer.

F2 · derivative.expiration_date: Grant of Restricted Stock Units on November 17, 2020, pursuant to Ashland's incentive plan as approved by shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer.

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November 17, 2021 Filed Nov 19, 2021 16:50 UTC ASHLAND INC. ASH · Entity 4139 Exercise / conversionCommon Stock 571 $106.93 $61,057.03
Disclosure

SEC source: 0001127602-21-029722 · form4.xml · nonDerivative · entry 1

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · Sr VP & Gen Mgr, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 03, 2021 Filed Aug 5, 2021 16:06 UTC ASHLAND INC. ASH · Entity 4139 Exercise / conversionRestricted Stock Units · Derivative 265 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-023150 · form4.xml · derivative · entry 3

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · Sr VP & Gen Mgr, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,703.45

Underlying: Common Stock · 265 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock

F3 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

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August 03, 2021 Filed Aug 5, 2021 16:06 UTC ASHLAND INC. ASH · Entity 4139 Tax withholdingCommon Stock 83 $83.41 $6,923.03
Disclosure

SEC source: 0001127602-21-023150 · form4.xml · nonDerivative · entry 2

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · Sr VP & Gen Mgr, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282

F1 · kind: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in Footnote 3 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

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August 03, 2021 Filed Aug 5, 2021 16:06 UTC ASHLAND INC. ASH · Entity 4139 Exercise / conversionCommon Stock 265 $83.41 $22,103.65
Disclosure

SEC source: 0001127602-21-023150 · form4.xml · nonDerivative · entry 1

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · Sr VP & Gen Mgr, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 24, 2020 Filed Nov 25, 2020 18:09 UTC ASHLAND INC. ASH · Entity 4139 PurchaseCommon Stock 100 $77.88 $7,788.00
Disclosure

SEC source: 0001127602-20-030035 · form4.xml · nonDerivative · entry 1

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · Sr VP & Gen Mgr, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

F1 · kind: This Form 4 reports an open market purchase by the reporting person of shares of common stock.

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November 17, 2020 Filed Nov 18, 2020 17:08 UTC ASHLAND INC. ASH · Entity 4139 GrantRestricted Stock Units · Derivative 1,700 $79.40 $134,980.00
Disclosure

SEC source: 0001127602-20-029471 · form4.xml · derivative · entry 1

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · Sr VP & Gen Mgr, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,895

Underlying: Common Stock · 1,700 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F2 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

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August 03, 2020 Filed Aug 14, 2020 15:02 UTC ASHLAND INC. ASH · Entity 4139 GrantStock Appreciation Right · Derivative 4,133 $0.00 Strike: $76.88 $0.00
Disclosure

SEC source: 0001127602-20-023592 · form4.xml · derivative · entry 3

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · Sr VP & Gen Mgr, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,133

Underlying: Common Stock · 4,133 shares

Expires 2030-08-03

F4 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three installments: 50% on August 3, 2021, 25% on August 3, 2022, and the remaining 25% on August 3, 2023. This grant will expire ten years from the date of grant.

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August 03, 2020 Filed Aug 14, 2020 15:02 UTC ASHLAND INC. ASH · Entity 4139 GrantRestricted Stock Units · Derivative 788 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-023592 · form4.xml · derivative · entry 2

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · Sr VP & Gen Mgr, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,195

Underlying: Common Stock · 788 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

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August 03, 2020 Filed Aug 14, 2020 15:02 UTC ASHLAND INC. ASH · Entity 4139 GrantRestricted Stock Units · Derivative 5,407 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-023592 · form4.xml · derivative · entry 1

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · Sr VP & Gen Mgr, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,407

Underlying: Common Stock · 5,407 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of Restricted Stock Units on August 3, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest on August 3, 2024, provided that the Reporting Person remains in continuous employment with the Issuer.

F2 · derivative.expiration_date: Grant of Restricted Stock Units on August 3, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest on August 3, 2024, provided that the Reporting Person remains in continuous employment with the Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.