ASH

SEC source: 0001127602-17-032705 · form4.xml · nonDerivative · entry 1

HEITMAN WILLIAM J · CIK 0001187010 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-17-032699 · form4.xml · derivative · entry 3

Ganz Peter · CIK 0001337976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,330

Underlying: Common Stock · 1,081 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

SEC source: 0001127602-17-032699 · form4.xml · nonDerivative · entry 2

Ganz Peter · CIK 0001337976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,070

F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F1 · balance_after: Balance includes 15,924 shares of unvested Restricted Common Stock.

SEC source: 0001127602-17-032699 · form4.xml · nonDerivative · entry 1

Ganz Peter · CIK 0001337976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Balance includes 15,924 shares of unvested Restricted Common Stock.

SEC source: 0001127602-17-032688 · form4.xml · derivative · entry 3

WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,226

Underlying: Common Stock · 6,205 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

SEC source: 0001127602-17-032688 · form4.xml · nonDerivative · entry 2

WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,514

F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F1 · balance_after: Balance includes 37,577 shares of unvested Restricted tock.

SEC source: 0001127602-17-032688 · form4.xml · nonDerivative · entry 1

WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Balance includes 37,577 shares of unvested Restricted tock.

SEC source: 0001127602-17-032410 · form4.xml · derivative · entry 2

WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,500

Underlying: Common Stock · 103,500 shares

Expires 2027-12-15

F3 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.

F3 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.

SEC source: 0001127602-17-032410 · form4.xml · derivative · entry 1

WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,431

Underlying: Common Stock · 18,700 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F2 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

SEC source: 0001127602-17-032405 · form4.xml · derivative · entry 3

Silverman Keith C · CIK 0001600587 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,900

Underlying: Common Stock · 5,900 shares

Expires 2027-12-15

F4 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.

F4 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.

SEC source: 0001127602-17-032405 · form4.xml · derivative · entry 2

Silverman Keith C · CIK 0001600587 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,794

Underlying: Common Stock · 3,800 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three installments, 50% one year from the date of grant and 25% the second and third years from the date of the grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three installments, 50% one year from the date of grant and 25% the second and third years from the date of the grant, provided that the Reporting Person remains in continuous employment with the Issuer.

SEC source: 0001127602-17-032405 · form4.xml · derivative · entry 1

Silverman Keith C · CIK 0001600587 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,994

Underlying: Common Stock · 1,100 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F2 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

SEC source: 0001127602-17-032403 · form4.xml · derivative · entry 2

Schumann Anne T. · CIK 0001438239 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,150

Underlying: Common Stock · 9,150 shares

Expires 2027-12-15

F3 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.

F3 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.

SEC source: 0001127602-17-032403 · form4.xml · derivative · entry 1

Schumann Anne T. · CIK 0001438239 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,225

Underlying: Common Stock · 1,650 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F2 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

SEC source: 0001127602-17-032398 · form4.xml · derivative · entry 2

HEITMAN WILLIAM J · CIK 0001187010 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,700

Underlying: Common Stock · 6,700 shares

Expires 2027-12-15

F3 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.

F3 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.

SEC source: 0001127602-17-032398 · form4.xml · derivative · entry 1

HEITMAN WILLIAM J · CIK 0001187010 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,069

Underlying: Common Stock · 1,250 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F2 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

SEC source: 0001127602-17-032388 · form4.xml · derivative · entry 2

Ganz Peter · CIK 0001337976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,650

Underlying: Common Stock · 17,650 shares

Expires 2027-12-15

F3 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.

F3 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.

SEC source: 0001127602-17-032388 · form4.xml · derivative · entry 1

Ganz Peter · CIK 0001337976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,411

Underlying: Common Stock · 3,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F2 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

SEC source: 0001127602-17-032384 · form4.xml · derivative · entry 5

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,450

Underlying: Common Stock · 28,450 shares

Expires 2027-12-15

F7 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.

F7 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.

SEC source: 0001127602-17-032384 · form4.xml · derivative · entry 4

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,724

Underlying: Common Stock · 5,150 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F6 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F6 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

SEC source: 0001127602-17-032384 · form4.xml · nonDerivative · entry 1

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,808

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2017.

F2 · balance_after: Balance includes 17,773 shares of unvested Restricted Stock.

SEC source: 0001127602-17-032205 · form4.xml · nonDerivative · entry 3

Silverman Keith C · CIK 0001600587 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,764

F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Common Stock acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

SEC source: 0001127602-17-032205 · form4.xml · nonDerivative · entry 2

Silverman Keith C · CIK 0001600587 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,846

F1 · kind: Payment of tax liability by withholding of securities incident to the settlement of LTIP RSUs referenced in footnote 5 below.

SEC source: 0001127602-17-032204 · form4.xml · nonDerivative · entry 3

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,160

F3 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Common Stock acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F1 · balance_after: Balance includes 17,773 unvested shares of Restricted Stock.

SEC source: 0001127602-17-032204 · form4.xml · nonDerivative · entry 2

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,838

F2 · kind: Payment of tax liability by withholding of securities incident to the settlement of LTIP RSUs referenced in footnote 7 below.

F1 · balance_after: Balance includes 17,773 unvested shares of Restricted Stock.

SEC source: 0001127602-17-032203 · form4.xml · nonDerivative · entry 3

Ganz Peter · CIK 0001337976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,323

F3 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Common Stock acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F1 · balance_after: Balance includes 15,924 shares of unvested Restricted Stock.

SEC source: 0001127602-17-032203 · form4.xml · nonDerivative · entry 2

Ganz Peter · CIK 0001337976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,679

F2 · kind: Payment of tax liability by withholding of securities incident to the settlement of LTIP RSUs referenced in footnote 5 below.

F1 · balance_after: Balance includes 15,924 shares of unvested Restricted Stock.

SEC source: 0001127602-17-032201 · form4.xml · nonDerivative · entry 3

HEITMAN WILLIAM J · CIK 0001187010 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,978

F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Common Stock acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

SEC source: 0001127602-17-032201 · form4.xml · nonDerivative · entry 2

HEITMAN WILLIAM J · CIK 0001187010 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,132

F1 · kind: Payment of tax liability by withholding of securities incident to the settlement of LTIP RSUs referenced in footnote 5 below.

SEC source: 0001127602-17-032198 · form4.xml · nonDerivative · entry 3

Schumann Anne T. · CIK 0001438239 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,158

F3 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Common Stock acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F1 · balance_after: Balance includes 8,065 shares of unvested Restricted Stock.

SEC source: 0001127602-17-032198 · form4.xml · nonDerivative · entry 2

Schumann Anne T. · CIK 0001438239 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,415

F2 · kind: Payment of tax liability by withholding of securities incident to the settlement of LTIP RSUs referenced in footnote 6 below.

F1 · balance_after: Balance includes 8,065 shares of unvested Restricted Stock.

SEC source: 0001127602-17-032205 · form4.xml · derivative · entry 5

Silverman Keith C · CIK 0001600587 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,894

Underlying: Common Stock · 1,439 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F5 · derivative.exercise_date: Grant of Restricted Stock Units provided after measurement of the performance of the 2015-2017 LTIP award, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest November 13, 2017, provided that the Reporting Person remains in continuous employment with the Issuer.

F5 · derivative.expiration_date: Grant of Restricted Stock Units provided after measurement of the performance of the 2015-2017 LTIP award, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest November 13, 2017, provided that the Reporting Person remains in continuous employment with the Issuer.

SEC source: 0001127602-17-032205 · form4.xml · nonDerivative · entry 1

Silverman Keith C · CIK 0001600587 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-17-032204 · form4.xml · derivative · entry 6

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,574

Underlying: Common Stock · 12,232 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F7 · derivative.exercise_date: Grant of Restricted Stock Units provided after measurement of the performance of the 2015-2017 LTIP award, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest November 13, 2017, provided that the Reporting Person remains in continuous employment with the Issuer.

F7 · derivative.expiration_date: Grant of Restricted Stock Units provided after measurement of the performance of the 2015-2017 LTIP award, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest November 13, 2017, provided that the Reporting Person remains in continuous employment with the Issuer.

SEC source: 0001127602-17-032204 · form4.xml · nonDerivative · entry 1

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Balance includes 17,773 unvested shares of Restricted Stock.

SEC source: 0001127602-17-032203 · form4.xml · derivative · entry 4

Ganz Peter · CIK 0001337976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,211

Underlying: Common Stock · 7,092 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F5 · derivative.exercise_date: Grant of Restricted Stock Units provided after measurement of the performance of the 2015-2017 LTIP award, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest November 13, 2017 provided that the Reporting Person remains in continuous employment with the Issuer.

F5 · derivative.expiration_date: Grant of Restricted Stock Units provided after measurement of the performance of the 2015-2017 LTIP award, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest November 13, 2017 provided that the Reporting Person remains in continuous employment with the Issuer.

SEC source: 0001127602-17-032203 · form4.xml · nonDerivative · entry 1

Ganz Peter · CIK 0001337976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Balance includes 15,924 shares of unvested Restricted Stock.

SEC source: 0001127602-17-032201 · form4.xml · derivative · entry 5

HEITMAN WILLIAM J · CIK 0001187010 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,819

Underlying: Common Stock · 2,775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F5 · derivative.exercise_date: Grant of Restricted Stock Units provided after measurement of the performance of the 2015-2017 LTIP award, pursuant Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest November 13, 2017, provided that the Reporting Person remains in continuous employment with the Issuer.

F5 · derivative.expiration_date: Grant of Restricted Stock Units provided after measurement of the performance of the 2015-2017 LTIP award, pursuant Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest November 13, 2017, provided that the Reporting Person remains in continuous employment with the Issuer.

SEC source: 0001127602-17-032201 · form4.xml · nonDerivative · entry 1

HEITMAN WILLIAM J · CIK 0001187010 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-17-032198 · form4.xml · derivative · entry 5

Schumann Anne T. · CIK 0001438239 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,575

Underlying: Common Stock · 3,186 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F6 · derivative.exercise_date: Grant of Restricted Stock Units provided after measurement of the performance of the 2015-2017 LTIP award, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest November 13, 2017, provided that the Reporting Person remains in continuous employment with the Issuer.

F6 · derivative.expiration_date: Grant of Restricted Stock Units provided after measurement of the performance of the 2015-2017 LTIP award, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest November 13, 2017, provided that the Reporting Person remains in continuous employment with the Issuer.

SEC source: 0001127602-17-032198 · form4.xml · nonDerivative · entry 1

Schumann Anne T. · CIK 0001438239 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Balance includes 8,065 shares of unvested Restricted Stock.

SEC source: 0001127602-17-028978 · form4.xml · derivative · entry 1

WARD MICHAEL J · CIK 0001165185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,595

Underlying: Common Stock · 382 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

SEC source: 0001127602-17-027773 · form4.xml · nonDerivative · entry 1

Schumann Anne T. · CIK 0001438239 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,666

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Common Stock acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F2 · balance_after: Balance includes 8,594 shares of unvested Restricted Stock, including 28 shares and 31 shares earned from dividends on June 15, 2017 and September 15, 2017 respectively. The total also includes 68 shares earned from June and September dividends on the newly vested shares of Restricted Common Stock.

SEC source: 0001127602-17-027389 · form4.xml · derivative · entry 1

HEITMAN WILLIAM J · CIK 0001187010 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,586

Underlying: Common Stock · 821 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · shares: Pursuant to the terms of the FY 2016-2018 Long Term Incentive Plan (the "LTIP Plan"), two-thirds of the performance units under the LTIP Plan were scored resulting in 821 time-based, stock-settled restricted stock units.

F3 · derivative.exercise_date: The Restricted Stock Units described in footnote 2 vest on November 18, 2018 so long as the Reporting Person remains employed through such vesting date.

F3 · derivative.expiration_date: The Restricted Stock Units described in footnote 2 vest on November 18, 2018 so long as the Reporting Person remains employed through such vesting date.

SEC source: 0001127602-17-027388 · form4.xml · derivative · entry 1

Silverman Keith C · CIK 0001600587 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,329

Underlying: Common Stock · 426 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · shares: Pursuant to the terms of the FY 2016-2018 Long Term Incentive Plan (the "LTIP Plan"), two-thirds of the performance units under the LTIP Plan were scored resulting in 426 time-based, stock-settled restricted stock units.

F3 · derivative.exercise_date: The Restricted Stock Units described in footnote 2 vest on November 18, 2018 so long as the Reporting Person remains employed through such vesting date.

F3 · derivative.expiration_date: The Restricted Stock Units described in footnote 2 vest on November 18, 2018 so long as the Reporting Person remains employed through such vesting date.

SEC source: 0001127602-17-027387 · form4.xml · derivative · entry 1

Schumann Anne T. · CIK 0001438239 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,751

Underlying: Common Stock · 1,003 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · shares: Pursuant to the terms of the FY 2016-2018 Long Term Incentive Plan (the "LTIP Plan"), two-thirds of the performance units under the LTIP Plan were scored resulting in 1,003 time-based, stock-settled restricted stock units.

F3 · derivative.exercise_date: The Restricted Stock Units described in footnote 2 vest on November 18, 2018 so long as the Reporting Person remains employed through such vesting date.

F3 · derivative.expiration_date: The Restricted Stock Units described in footnote 2 vest on November 18, 2018 so long as the Reporting Person remains employed through such vesting date.

SEC source: 0001127602-17-027386 · form4.xml · derivative · entry 1

Ganz Peter · CIK 0001337976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,282

Underlying: Common Stock · 2,249 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · shares: Pursuant to the terms of the FY 2016-2018 Long Term Incentive Plan (the "LTIP Plan"), two-thirds of the performance units under the LTIP Plan were scored resulting in 2,249 time-based, stock-settled restricted stock units.

F3 · derivative.exercise_date: The Restricted Stock Units described in footnote 2 vest on November 18, 2018 so long as the Reporting Person remains employed through such vesting date.

F3 · derivative.expiration_date: The Restricted Stock Units described in footnote 2 vest on November 18, 2018 so long as the Reporting Person remains employed through such vesting date.

SEC source: 0001127602-17-027385 · form4.xml · derivative · entry 1

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,772

Underlying: Common Stock · 3,677 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · shares: Pursuant to the terms of the FY 2016-2018 Long Term Incentive Plan (the "LTIP Plan"), two-thirds of the performance units under the LTIP Plan were scored resulting in 3,677 time-based, stock-settled restricted stock units.

F3 · derivative.exercise_date: The Restricted Stock Units described in footnote 2 vest on November 18, 2018 so long as the Reporting Person remains employed through such vesting date.

F3 · derivative.expiration_date: The Restricted Stock Units described in footnote 2 vest on November 18, 2018 so long as the Reporting Person remains employed through such vesting date.

SEC source: 0001127602-17-027384 · form4.xml · derivative · entry 1

WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,613

Underlying: Common Stock · 13,127 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · shares: Pursuant to the terms of the FY 2016- 2018 Long Term Incentive Plan (the "LTIP Plan"), two-thirds of the performance units under the LTIP Plan were scored resulting in 13,127 time-based, stock-settled restricted stock units.

F3 · derivative.exercise_date: The Restricted Stock Units described in footnote 2 vest on November 18, 2018 so long as the Reporting Person remains employed through such vesting date.

F3 · derivative.expiration_date: The Restricted Stock Units described in footnote 2 vest on November 18, 2018 so long as the Reporting Person remains employed through such vesting date.

SEC source: 0001127602-17-023987 · form4.xml · derivative · entry 1

WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,486

Underlying: Common Stock · 43,479 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest on November 13, 2017, provided that the Reporting Person remains in continuous employment with the Issuer.

F2 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest on November 13, 2017, provided that the Reporting Person remains in continuous employment with the Issuer.

F3 · balance_after: Balance includes 110 additional restricted stock units acquired in lieu of cash dividends paid on June 15, 2017.