Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 16, 2018 Filed Jan 19, 2018 02:26 UTC |
Schumann Anne T.Senior Vice President
|
Tax withholdingCommon Stock | 4,912 | $73.46 | $360,835.52 |
DisclosureSEC source: 0001127602-18-002149 · form4.xml · nonDerivative · entry 9 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,878 F4 · kind: Payment of exercise price by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 8 below. F2 · balance_after: Balance includes 8,089 shares of unvested Restricted Stock, of which 24 additional shares were acquired in lieu of cash dividends (exempt pursuant to Rule 16b-3) pursuant to Ashland's plans and applicable restricted stock agreements. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 02:26 UTC |
Schumann Anne T.Senior Vice President
|
Tax withholdingCommon Stock | 5,073 | $73.46 | $372,662.58 |
DisclosureSEC source: 0001127602-18-002149 · form4.xml · nonDerivative · entry 8 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,790 F3 · kind: Payment of exercise price by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 7 below. F2 · balance_after: Balance includes 8,089 shares of unvested Restricted Stock, of which 24 additional shares were acquired in lieu of cash dividends (exempt pursuant to Rule 16b-3) pursuant to Ashland's plans and applicable restricted stock agreements. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 02:26 UTC |
Schumann Anne T.Senior Vice President
|
Exercise / conversionCommon Stock | 4,378 | $57.96 | $253,748.88 |
DisclosureSEC source: 0001127602-18-002149 · form4.xml · nonDerivative · entry 7 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,863 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017. F2 · balance_after: Balance includes 8,089 shares of unvested Restricted Stock, of which 24 additional shares were acquired in lieu of cash dividends (exempt pursuant to Rule 16b-3) pursuant to Ashland's plans and applicable restricted stock agreements. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 02:26 UTC |
Schumann Anne T.Senior Vice President
|
Exercise / conversionCommon Stock | 6,073 | $59.41 | $360,796.93 |
DisclosureSEC source: 0001127602-18-002149 · form4.xml · nonDerivative · entry 6 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,485 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017. F2 · balance_after: Balance includes 8,089 shares of unvested Restricted Stock, of which 24 additional shares were acquired in lieu of cash dividends (exempt pursuant to Rule 16b-3) pursuant to Ashland's plans and applicable restricted stock agreements. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 02:26 UTC |
Schumann Anne T.Senior Vice President
|
Exercise / conversionCommon Stock | 6,215 | $59.95 | $372,589.25 |
DisclosureSEC source: 0001127602-18-002149 · form4.xml · nonDerivative · entry 5 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017. F2 · balance_after: Balance includes 8,089 shares of unvested Restricted Stock, of which 24 additional shares were acquired in lieu of cash dividends (exempt pursuant to Rule 16b-3) pursuant to Ashland's plans and applicable restricted stock agreements. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 02:26 UTC |
Schumann Anne T.Senior Vice President
|
SaleCommon Stock | 3,121 | $73.46 | $229,268.66 |
DisclosureSEC source: 0001127602-18-002149 · form4.xml · nonDerivative · entry 4 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,197 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017. F2 · balance_after: Balance includes 8,089 shares of unvested Restricted Stock, of which 24 additional shares were acquired in lieu of cash dividends (exempt pursuant to Rule 16b-3) pursuant to Ashland's plans and applicable restricted stock agreements. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 02:26 UTC |
Schumann Anne T.Senior Vice President
|
SaleCommon Stock | 3,366 | $73.46 | $247,266.36 |
DisclosureSEC source: 0001127602-18-002149 · form4.xml · nonDerivative · entry 3 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,318 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017. F2 · balance_after: Balance includes 8,089 shares of unvested Restricted Stock, of which 24 additional shares were acquired in lieu of cash dividends (exempt pursuant to Rule 16b-3) pursuant to Ashland's plans and applicable restricted stock agreements. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 02:26 UTC |
Schumann Anne T.Senior Vice President
|
SaleCommon Stock | 949 | $73.46 | $69,713.54 |
DisclosureSEC source: 0001127602-18-002149 · form4.xml · nonDerivative · entry 2 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,684 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017. F2 · balance_after: Balance includes 8,089 shares of unvested Restricted Stock, of which 24 additional shares were acquired in lieu of cash dividends (exempt pursuant to Rule 16b-3) pursuant to Ashland's plans and applicable restricted stock agreements. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 02:26 UTC |
Schumann Anne T.Senior Vice President
|
SaleCommon Stock | 1,071 | $73.46 | $78,675.66 |
DisclosureSEC source: 0001127602-18-002149 · form4.xml · nonDerivative · entry 1 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,633 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017. F2 · balance_after: Balance includes 8,089 shares of unvested Restricted Stock, of which 24 additional shares were acquired in lieu of cash dividends (exempt pursuant to Rule 16b-3) pursuant to Ashland's plans and applicable restricted stock agreements. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:50 UTC |
WILLIS J KEVINChief Financial Officer
|
Exercise / conversionCommon Stock Units · Derivative | 318 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-001126 · form4.xml · derivative · entry 5 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,901 Underlying: Common Stock · 318 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: 1 for 1. F7 · derivative.exercise_date: The common stock units were converted into shares of common stock pursuant to an election for fixed schedule distributions established by the reporting person under Ashland's Deferred Compensation Plan. Fixed schedule distributions under the Employee Deferral Plan must be made not less than two years measured from the beginning of the plan year after the plan year in which the election is made. Each common stock unit under the Employee Deferral Plan entitles a participant to receive one share of Ashland common stock or the cash value thereof. F7 · derivative.expiration_date: The common stock units were converted into shares of common stock pursuant to an election for fixed schedule distributions established by the reporting person under Ashland's Deferred Compensation Plan. Fixed schedule distributions under the Employee Deferral Plan must be made not less than two years measured from the beginning of the plan year after the plan year in which the election is made. Each common stock unit under the Employee Deferral Plan entitles a participant to receive one share of Ashland common stock or the cash value thereof. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:50 UTC |
WILLIS J KEVINChief Financial Officer
|
Tax withholdingCommon Stock | 98 | $73.13 | $7,166.74 |
DisclosureSEC source: 0001127602-18-001126 · form4.xml · nonDerivative · entry 2 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,028 F3 · kind: Payment of tax liability by withholding securities incident to the conversion of common stock units referenced in footnote (7) below. F2 · balance_after: Balance includes 12,925 unvested shares of Restricted Stock. Balance also includes 39 shares of Restricted Stock paid in lieu of cash dividends on December 15, 2017. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:50 UTC |
WILLIS J KEVINChief Financial Officer
|
Exercise / conversionCommon Stock | 318 | $73.13 | $23,255.34 |
DisclosureSEC source: 0001127602-18-001126 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares of common stock received in settlement of an equal number of common stock units as described in footnote (7) below. F2 · balance_after: Balance includes 12,925 unvested shares of Restricted Stock. Balance also includes 39 shares of Restricted Stock paid in lieu of cash dividends on December 15, 2017. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 14:41 UTC |
WARD MICHAEL JDirector
|
OtherCommon Stock Units · Derivative | 351 | $71.20 Strike: $0.00 | $24,991.20 |
DisclosureSEC source: 0001127602-18-000466 · form4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,336 Underlying: Common Stock · 351 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.) F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. Read SEC document |
| November 27, 2017 Filed Nov 28, 2017 20:50 UTC |
WILLIS J KEVINChief Financial Officer
|
SaleCommon Stock | 8,152 | $70.70 | $576,346.40 |
DisclosureSEC source: 0001127602-17-033365 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,769 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2017. F2 · balance_after: Balance includes 12,886 unvested shares of Restricted Stock. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 16:52 UTC |
WILLIS J KEVINChief Financial Officer
|
SaleCommon Stock | 1,022 | $70.25 | $71,795.50 |
DisclosureSEC source: 0001127602-17-033125 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,921 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2017. F2 · balance_after: Balance includes 12,886 unvested shares of Restricted Stock. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 22:20 UTC |
Ganz PeterSenior Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 1,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-033054 · form4.xml · derivative · entry 4 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,142 Underlying: Common Stock · 1,188 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F6 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F6 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 22:20 UTC |
Ganz PeterSenior Vice President
|
Exercise / conversionCommon Stock | 1,188 | $70.16 | $83,350.08 |
DisclosureSEC source: 0001127602-17-033054 · form4.xml · nonDerivative · entry 3 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: Balance includes 11,037 shares of unvested Restricted Stock. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 22:20 UTC |
Ganz PeterSenior Vice President
|
Tax withholdingCommon Stock | 495 | $70.16 | $34,729.20 |
DisclosureSEC source: 0001127602-17-033054 · form4.xml · nonDerivative · entry 2 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,688 F4 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F3 · balance_after: Balance includes 11,037 shares of unvested Restricted Stock. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 22:20 UTC |
Ganz PeterSenior Vice President
|
SaleCommon Stock | 3,379 | $70.63 | $238,658.77 |
DisclosureSEC source: 0001127602-17-033054 · form4.xml · nonDerivative · entry 1 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,183 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2017. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple lots. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price in this footnote. F3 · balance_after: Balance includes 11,037 shares of unvested Restricted Stock. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 22:15 UTC |
WULFSOHN WILLIAM ADirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 6,966 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-033051 · form4.xml · derivative · entry 3 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,260 Underlying: Common Stock · 6,966 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 22:15 UTC |
WULFSOHN WILLIAM ADirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 6,966 | $70.16 | $488,734.56 |
DisclosureSEC source: 0001127602-17-033051 · form4.xml · nonDerivative · entry 2 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,113 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Balance includes 37,577 shares of unvested Restricted tock. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 22:15 UTC |
WULFSOHN WILLIAM ADirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 3,367 | $70.16 | $236,228.72 |
DisclosureSEC source: 0001127602-17-033051 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,147 F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F2 · balance_after: Balance includes 37,577 shares of unvested Restricted tock. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 22:08 UTC |
WILLIS J KEVINChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-033047 · form4.xml · derivative · entry 6 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,041 Underlying: Common Stock · 1,965 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F8 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F8 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 22:08 UTC |
WILLIS J KEVINChief Financial Officer
|
Exercise / conversionCommon Stock | 1,965 | $70.16 | $137,864.40 |
DisclosureSEC source: 0001127602-17-033047 · form4.xml · nonDerivative · entry 3 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,943 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: Balance includes 12,886 unvested shares of Restricted Stock. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 22:08 UTC |
WILLIS J KEVINChief Financial Officer
|
Tax withholdingCommon Stock | 943 | $70.16 | $66,160.88 |
DisclosureSEC source: 0001127602-17-033047 · form4.xml · nonDerivative · entry 2 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,978 F4 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F3 · balance_after: Balance includes 12,886 unvested shares of Restricted Stock. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 22:08 UTC |
WILLIS J KEVINChief Financial Officer
|
SaleCommon Stock | 2,543 | $70.63 | $179,612.09 |
DisclosureSEC source: 0001127602-17-033047 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,921 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2017. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple lots. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price in this footnote. F3 · balance_after: Balance includes 12,886 unvested shares of Restricted Stock. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 22:06 UTC |
Silverman Keith CVice President
|
Exercise / conversionRestricted Stock Units · Derivative | 224 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-033043 · form4.xml · derivative · entry 4 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,379 Underlying: Common Stock · 224 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 22:06 UTC |
Silverman Keith CVice President
|
Exercise / conversionCommon Stock | 224 | $70.16 | $15,715.84 |
DisclosureSEC source: 0001127602-17-033043 · form4.xml · nonDerivative · entry 2 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,036 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 22:06 UTC |
Silverman Keith CVice President
|
Tax withholdingCommon Stock | 77 | $70.16 | $5,402.32 |
DisclosureSEC source: 0001127602-17-033043 · form4.xml · nonDerivative · entry 1 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,812 F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 22:00 UTC |
Schumann Anne T.Senior Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 541 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-033034 · form4.xml · derivative · entry 4 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,207 Underlying: Common Stock · 541 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F5 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F5 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 22:00 UTC |
Schumann Anne T.Senior Vice President
|
Exercise / conversionCommon Stock | 541 | $70.16 | $37,956.56 |
DisclosureSEC source: 0001127602-17-033034 · form4.xml · nonDerivative · entry 2 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Balance includes 8,065 shares of unvested Restricted Stock. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 22:00 UTC |
Schumann Anne T.Senior Vice President
|
Tax withholdingCommon Stock | 264 | $70.16 | $18,522.24 |
DisclosureSEC source: 0001127602-17-033034 · form4.xml · nonDerivative · entry 1 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,139 F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F2 · balance_after: Balance includes 8,065 shares of unvested Restricted Stock. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 21:55 UTC |
HEITMAN WILLIAM JController
|
Exercise / conversionRestricted Stock Units · Derivative | 446 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-033025 · form4.xml · derivative · entry 4 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,211 Underlying: Common Stock · 446 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F5 · derivative.exercise_date: Grant of Restricted Stock Units provided after measurement of the performance of the 2015-2017 LTIP award, pursuant Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest November 13, 2017, provided that the Reporting Person remains in continuous employment with the Issuer. F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F5 · derivative.expiration_date: Grant of Restricted Stock Units provided after measurement of the performance of the 2015-2017 LTIP award, pursuant Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest November 13, 2017, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 21:55 UTC |
HEITMAN WILLIAM JController
|
Exercise / conversionCommon Stock | 446 | $70.16 | $31,291.36 |
DisclosureSEC source: 0001127602-17-033025 · form4.xml · nonDerivative · entry 2 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,538 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 21:55 UTC |
HEITMAN WILLIAM JController
|
Tax withholdingCommon Stock | 155 | $70.16 | $10,874.80 |
DisclosureSEC source: 0001127602-17-033025 · form4.xml · nonDerivative · entry 1 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,092 F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 16:55 UTC Amendment |
Ganz PeterSenior Vice President
|
SaleCommon Stock | 1,883 | $70.63 | $132,996.29 |
DisclosureSEC source: 0001127602-17-033127 · form4a.xml · nonDerivative · entry 1 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,679 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2017. F2 · shares: Due to an error by the Stock Plan Administrator, an incorrect number of shares were sold (3,379) and only 1,883 should have been sold. The Stock Plan Administrator corrected the error and is filing an amended Form 144 today. F3 · balance_after: Balance includes 11,037 shares of unvested Restricted Stock. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 22:21 UTC |
Ganz PeterSenior Vice President
|
Tax withholdingCommon Stock | 1,508 | $70.76 | $106,706.08 |
DisclosureSEC source: 0001127602-17-032858 · form4.xml · nonDerivative · entry 1 Ganz Peter · CIK 0001337976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,562 F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Common Stock acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F2 · balance_after: Balance includes 11,137 shares of unvested Restricted Stock. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 22:18 UTC |
WILLIS J KEVINChief Financial Officer
|
Tax withholdingCommon Stock | 2,344 | $70.76 | $165,861.44 |
DisclosureSEC source: 0001127602-17-032854 · form4.xml · nonDerivative · entry 2 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,464 F3 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Common Stock acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F2 · balance_after: Balance includes 12,886 unvested shares of Restricted Stock. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 22:18 UTC |
WILLIS J KEVINChief Financial Officer
|
SaleCommon Stock | 916 | $70.61 | $64,678.76 |
DisclosureSEC source: 0001127602-17-032854 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,808 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2017. F2 · balance_after: Balance includes 12,886 unvested shares of Restricted Stock. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 22:29 UTC |
WILLIS J KEVINChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-032712 · form4.xml · derivative · entry 5 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,006 Underlying: Common Stock · 1,718 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F6 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F6 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 22:29 UTC |
WILLIS J KEVINChief Financial Officer
|
Tax withholdingCommon Stock | 802 | $70.75 | $56,741.50 |
DisclosureSEC source: 0001127602-17-032712 · form4.xml · nonDerivative · entry 2 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,724 F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F1 · balance_after: Balance includes 17,773 shares of unvested Restricted Stock. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 22:29 UTC |
WILLIS J KEVINChief Financial Officer
|
Exercise / conversionCommon Stock | 1,718 | $70.75 | $121,548.50 |
DisclosureSEC source: 0001127602-17-032712 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,526 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Balance includes 17,773 shares of unvested Restricted Stock. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 22:26 UTC |
Silverman Keith CVice President
|
Exercise / conversionRestricted Stock Units · Derivative | 191 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-032710 · form4.xml · derivative · entry 4 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,603 Underlying: Common Stock · 191 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 22:26 UTC |
Silverman Keith CVice President
|
Tax withholdingCommon Stock | 66 | $70.75 | $4,669.50 |
DisclosureSEC source: 0001127602-17-032710 · form4.xml · nonDerivative · entry 2 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,889 F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 22:26 UTC |
Silverman Keith CVice President
|
Exercise / conversionCommon Stock | 191 | $70.75 | $13,513.25 |
DisclosureSEC source: 0001127602-17-032710 · form4.xml · nonDerivative · entry 1 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,955 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 22:23 UTC |
Schumann Anne T.Senior Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 477 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-032708 · form4.xml · derivative · entry 4 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,748 Underlying: Common Stock · 477 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F5 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F5 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 22:23 UTC |
Schumann Anne T.Senior Vice President
|
Tax withholdingCommon Stock | 232 | $70.75 | $16,414.00 |
DisclosureSEC source: 0001127602-17-032708 · form4.xml · nonDerivative · entry 2 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,403 F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F1 · balance_after: Balance includes 8,065 shares of unvested Restricted Stock. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 22:23 UTC |
Schumann Anne T.Senior Vice President
|
Exercise / conversionCommon Stock | 477 | $70.75 | $33,747.75 |
DisclosureSEC source: 0001127602-17-032708 · form4.xml · nonDerivative · entry 1 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,635 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Balance includes 8,065 shares of unvested Restricted Stock. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 22:20 UTC |
HEITMAN WILLIAM JController
|
Exercise / conversionRestricted Stock Units · Derivative | 412 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-032705 · form4.xml · derivative · entry 4 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,657 Underlying: Common Stock · 412 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments, beginning one year after the grant date, provided that the Reporting Person remains in continuous employment with the Issuer. F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments, beginning one year after the grant date, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 22:20 UTC |
HEITMAN WILLIAM JController
|
Tax withholdingCommon Stock | 143 | $70.75 | $10,117.25 |
DisclosureSEC source: 0001127602-17-032705 · form4.xml · nonDerivative · entry 2 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,247 F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.