Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 28, 2018 Filed Oct 2, 2018 17:00 UTC |
WARD MICHAEL JDirector
|
OtherCommon Stock Units · Derivative | 298 | $83.86 Strike: $0.00 | $24,990.28 |
DisclosureSEC source: 0001127602-18-029126 · form4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,244 Underlying: Common Stock · 298 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.) F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. Read SEC document |
| September 18, 2018 Filed Sep 19, 2018 20:25 UTC |
Silverman Keith CVice President
|
SaleCommon Stock | 2,286 | $84.71 | $193,647.06 |
DisclosureSEC source: 0001127602-18-028060 · form4.xml · nonDerivative · entry 9 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,358 F5 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2018. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 20:25 UTC |
Silverman Keith CVice President
|
Exercise / conversionStock Appreciation Right · Derivative | 1,836 | $0.00 Strike: $57.96 | $0.00 |
DisclosureSEC source: 0001127602-18-028060 · form4.xml · derivative · entry 14 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,836 Underlying: Common Stock · 1,836 shares Expires 2026-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2018. Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 20:25 UTC |
Silverman Keith CVice President
|
Exercise / conversionStock Appreciation Right · Derivative | 2,542 | $0.00 Strike: $59.41 | $0.00 |
DisclosureSEC source: 0001127602-18-028060 · form4.xml · derivative · entry 13 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 848 Underlying: Common Stock · 2,542 shares Expires 2025-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2018. Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 20:25 UTC |
Silverman Keith CVice President
|
Exercise / conversionStock Appreciation Right · Derivative | 2,730 | $0.00 Strike: $59.95 | $0.00 |
DisclosureSEC source: 0001127602-18-028060 · form4.xml · derivative · entry 12 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,730 shares Expires 2024-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2018. Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 20:25 UTC |
Silverman Keith CVice President
|
Exercise / conversionStock Appreciation Right · Derivative | 2,825 | $0.00 Strike: $47.63 | $0.00 |
DisclosureSEC source: 0001127602-18-028060 · form4.xml · derivative · entry 11 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,825 shares Expires 2023-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2018. Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 20:25 UTC |
Silverman Keith CVice President
|
Tax withholdingCommon Stock | 1,440 | $84.61 | $121,838.40 |
DisclosureSEC source: 0001127602-18-028060 · form4.xml · nonDerivative · entry 8 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,644 F4 · kind: Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 10 below. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 20:25 UTC |
Silverman Keith CVice President
|
Tax withholdingCommon Stock | 2,023 | $84.61 | $171,166.03 |
DisclosureSEC source: 0001127602-18-028060 · form4.xml · nonDerivative · entry 7 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,084 F3 · kind: Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 9 below. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 20:25 UTC |
Silverman Keith CVice President
|
Tax withholdingCommon Stock | 2,184 | $84.61 | $184,788.24 |
DisclosureSEC source: 0001127602-18-028060 · form4.xml · nonDerivative · entry 6 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,107 F2 · kind: Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 8 below. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 20:25 UTC |
Silverman Keith CVice President
|
Tax withholdingCommon Stock | 2,000 | $84.61 | $169,220.00 |
DisclosureSEC source: 0001127602-18-028060 · form4.xml · nonDerivative · entry 5 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,291 F1 · kind: Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 7 below. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 20:25 UTC |
Silverman Keith CVice President
|
Exercise / conversionCommon Stock | 1,836 | $57.96 | $106,414.56 |
DisclosureSEC source: 0001127602-18-028060 · form4.xml · nonDerivative · entry 4 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 20:25 UTC |
Silverman Keith CVice President
|
Exercise / conversionCommon Stock | 2,542 | $59.41 | $151,020.22 |
DisclosureSEC source: 0001127602-18-028060 · form4.xml · nonDerivative · entry 3 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,455 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 20:25 UTC |
Silverman Keith CVice President
|
Exercise / conversionCommon Stock | 2,730 | $59.95 | $163,663.50 |
DisclosureSEC source: 0001127602-18-028060 · form4.xml · nonDerivative · entry 2 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 20:25 UTC |
Silverman Keith CVice President
|
Exercise / conversionCommon Stock | 2,825 | $47.63 | $134,554.75 |
DisclosureSEC source: 0001127602-18-028060 · form4.xml · nonDerivative · entry 1 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,183 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 15:14 UTC |
WARD MICHAEL JDirector
|
OtherCommon Stock Units · Derivative | 320 | $78.18 Strike: $0.00 | $25,017.60 |
DisclosureSEC source: 0001127602-18-022548 · form4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,722 Underlying: Common Stock · 320 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.) F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 13:44 UTC |
WARD MICHAEL JDirector
|
OtherCommon Stock Units · Derivative | 358 | $69.79 Strike: $0.00 | $24,984.82 |
DisclosureSEC source: 0001127602-18-013558 · form4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,162 Underlying: Common Stock · 358 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.) F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 22:24 UTC |
Silverman Keith CVice President
|
SaleCommon Stock | 1,678 | $70.02 | $117,493.56 |
DisclosureSEC source: 0001127602-18-012954 · form4.xml · nonDerivative · entry 1 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,358 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2018. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 19:07 UTC |
HEITMAN WILLIAM JController
|
Exercise / conversionStock Appreciation Right · Derivative | 5,273 | $0.00 Strike: $47.63 | $0.00 |
DisclosureSEC source: 0001127602-18-003546 · form4.xml · derivative · entry 11 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,273 shares Expires 2023-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · kind: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 19:07 UTC |
HEITMAN WILLIAM JController
|
Exercise / conversionStock Appreciation Right · Derivative | 5,462 | $0.00 Strike: $37.37 | $0.00 |
DisclosureSEC source: 0001127602-18-003546 · form4.xml · derivative · entry 10 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,462 shares Expires 2022-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · kind: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 19:07 UTC |
HEITMAN WILLIAM JController
|
Exercise / conversionStock Appreciation Right · Derivative | 4,614 | $0.00 Strike: $29.50 | $0.00 |
DisclosureSEC source: 0001127602-18-003546 · form4.xml · derivative · entry 9 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,614 shares Expires 2022-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 19:07 UTC |
HEITMAN WILLIAM JController
|
SaleCommon Stock | 4,495 | $70.31 | $316,043.45 |
DisclosureSEC source: 0001127602-18-003546 · form4.xml · nonDerivative · entry 7 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,538 F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple lots ranging from $70.28 to $70.34, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price in this footnote. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 19:07 UTC |
HEITMAN WILLIAM JController
|
Tax withholdingCommon Stock | 2,913 | $70.10 | $204,201.30 |
DisclosureSEC source: 0001127602-18-003546 · form4.xml · nonDerivative · entry 6 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,033 F3 · kind: Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 6 below. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 19:07 UTC |
HEITMAN WILLIAM JController
|
Tax withholdingCommon Stock | 3,782 | $70.16 | $265,345.12 |
DisclosureSEC source: 0001127602-18-003546 · form4.xml · nonDerivative · entry 5 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,946 F2 · kind: Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 7 below. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 19:07 UTC |
HEITMAN WILLIAM JController
|
Tax withholdingCommon Stock | 4,159 | $70.15 | $291,753.85 |
DisclosureSEC source: 0001127602-18-003546 · form4.xml · nonDerivative · entry 4 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,728 F1 · kind: Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 8 below. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 19:07 UTC |
HEITMAN WILLIAM JController
|
Exercise / conversionCommon Stock | 5,273 | $47.63 | $251,152.99 |
DisclosureSEC source: 0001127602-18-003546 · form4.xml · nonDerivative · entry 3 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,887 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 19:07 UTC |
HEITMAN WILLIAM JController
|
Exercise / conversionCommon Stock | 5,462 | $37.37 | $204,114.94 |
DisclosureSEC source: 0001127602-18-003546 · form4.xml · nonDerivative · entry 2 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,614 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 19:07 UTC |
HEITMAN WILLIAM JController
|
Exercise / conversionCommon Stock | 4,614 | $29.50 | $136,113.00 |
DisclosureSEC source: 0001127602-18-003546 · form4.xml · nonDerivative · entry 1 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2018 Filed Jan 30, 2018 22:33 UTC |
WULFSOHN WILLIAM ADirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 43,479 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-003026 · form4.xml · derivative · entry 4 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,897 Underlying: Common Stock · 43,479 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F5 · derivative.exercise_date: Grant of Restricted Stock Units provided after measurement of the performance of the 2015-2017 LTIP award, pursuant Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest January 29, 2018, provided that the Reporting Person remains in continuous employment with the Issuer. F5 · derivative.expiration_date: Grant of Restricted Stock Units provided after measurement of the performance of the 2015-2017 LTIP award, pursuant Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest January 29, 2018, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| January 29, 2018 Filed Jan 30, 2018 22:33 UTC |
WULFSOHN WILLIAM ADirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 3,105 | $72.39 | $224,770.95 |
DisclosureSEC source: 0001127602-18-003026 · form4.xml · nonDerivative · entry 3 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,193 F3 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Common Stock acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F1 · balance_after: Balance includes 30,750 shares of unvested Restricted stock. Read SEC document |
| January 29, 2018 Filed Jan 30, 2018 22:33 UTC |
WULFSOHN WILLIAM ADirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 17,408 | $72.39 | $1,260,165.12 |
DisclosureSEC source: 0001127602-18-003026 · form4.xml · nonDerivative · entry 2 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,298 F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 5 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F1 · balance_after: Balance includes 30,750 shares of unvested Restricted stock. Read SEC document |
| January 29, 2018 Filed Jan 30, 2018 22:33 UTC |
WULFSOHN WILLIAM ADirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 43,479 | $72.39 | $3,147,444.81 |
DisclosureSEC source: 0001127602-18-003026 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Balance includes 30,750 shares of unvested Restricted stock. Read SEC document |
| January 25, 2018 Filed Jan 26, 2018 18:41 UTC |
WARD MICHAEL JDirector
|
GrantRestricted Stock Units · Derivative | 1,453 | $75.71 | $110,006.63 |
DisclosureSEC source: 0001127602-18-002695 · form4.xml · derivative · entry 1 WARD MICHAEL J · CIK 0001165185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,337 Underlying: Common Stock · 1,453 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · derivative.exercise_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F2 · derivative.expiration_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F3 · balance_after: Balance includes 178 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2017 pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors and exempt under Rule 16b-3. One (1) Restricted Stock Unit is the equivalent of one (1) share of Ashland Common Stock. Read SEC document |
| January 25, 2018 Filed Jan 26, 2018 23:38 UTC |
TEAL JANICEDirector
|
GrantRestricted Stock Units · Derivative | 1,453 | $75.71 | $110,006.63 |
DisclosureSEC source: 0001127602-18-002693 · form4.xml · derivative · entry 1 TEAL JANICE · CIK 0001258631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,918 Underlying: Common Stock · 1,453 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · derivative.exercise_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F2 · derivative.expiration_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F3 · balance_after: Balance includes 37 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2017 pursuant to Ashland's Deferred Compensation Plan and exempt under Rule 16b-3. One (1) Restricted Stock Unit is the equivalent of one (1) share of Ashland Common Stock. Read SEC document |
| January 25, 2018 Filed Jan 26, 2018 23:36 UTC |
ROHR MARK CDirector
|
GrantRestricted Stock Units · Derivative | 1,453 | $75.71 | $110,006.63 |
DisclosureSEC source: 0001127602-18-002691 · form4.xml · derivative · entry 1 ROHR MARK C · CIK 0001235356 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,153 Underlying: Common Stock · 1,453 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · derivative.exercise_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F2 · derivative.expiration_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F3 · balance_after: Balance includes 164 additional Restricted Stock Units acquired in lieu of cash dividends on December 15, 2017 pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. One (1) Restricted Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock. Read SEC document |
| January 25, 2018 Filed Jan 26, 2018 23:33 UTC |
PERRY BARRY WDirector
|
OtherRestricted Stock Units · Derivative | 1,261 | $75.71 | $95,470.31 |
DisclosureSEC source: 0001127602-18-002689 · form4.xml · derivative · entry 2 PERRY BARRY W · CIK 0001194502 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,075 Underlying: Common Stock · 1,261 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F4 · kind: Intra-Plan transfer out of the Ashland Common Stock fund pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Restricted Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.) F5 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Restricted Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. F5 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Restricted Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. Read SEC document |
| January 25, 2018 Filed Jan 26, 2018 23:33 UTC |
PERRY BARRY WDirector
|
GrantRestricted Stock Units · Derivative | 1,453 | $75.71 | $110,006.63 |
DisclosureSEC source: 0001127602-18-002689 · form4.xml · derivative · entry 1 PERRY BARRY W · CIK 0001194502 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,336 Underlying: Common Stock · 1,453 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · derivative.exercise_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F2 · derivative.expiration_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F3 · balance_after: Balance includes 177 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2017, pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors and exempt under Rule 16b-3. One (1) Restricted Stock Unit is the equivalent of one (1) share of Ashland Common Stock. Read SEC document |
| January 25, 2018 Filed Jan 26, 2018 23:19 UTC |
Peribere Jerome ADirector
|
GrantRestricted Stock Units · Derivative | 1,453 | $75.71 | $110,006.63 |
DisclosureSEC source: 0001127602-18-002687 · form4.xml · derivative · entry 2 Peribere Jerome A · CIK 0001484527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,453 Underlying: Common Stock · 1,453 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F3 · derivative.exercise_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F3 · derivative.expiration_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) Read SEC document |
| January 25, 2018 Filed Jan 26, 2018 23:19 UTC |
Peribere Jerome ADirector
|
GrantCommon Stock | 1,883 | $75.71 | $142,561.93 |
DisclosureSEC source: 0001127602-18-002687 · form4.xml · nonDerivative · entry 1 Peribere Jerome A · CIK 0001484527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,883 F1 · kind: Grant of Restricted Common Stock, pursuant to Ashland's Incentive Plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest on the earlier of (i) the Outside Director's Retirement, as defined in the Plan; (ii) the Outside Director's Death or Disability, as defined in the Plan; or (iii) a 50% change in the beneficial ownership of Ashland Global Holdings Inc. as defined in Rule 13d-3 under the Securities Exchange Act of 1934. Read SEC document |
| January 25, 2018 Filed Jan 26, 2018 23:16 UTC |
MAIN SUEDirector
|
GrantRestricted Stock Units · Derivative | 1,453 | $75.71 | $110,006.63 |
DisclosureSEC source: 0001127602-18-002686 · form4.xml · derivative · entry 1 MAIN SUE · CIK 0001284967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,281 Underlying: Common Stock · 1,453 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · derivative.exercise_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F2 · derivative.expiration_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F3 · balance_after: The balance includes 8 additional Restricted Stock Units acquired in lieu of cash dividends on December 15, 2017, pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. Read SEC document |
| January 25, 2018 Filed Jan 26, 2018 23:13 UTC |
IHLENFELD JAY VDirector
|
GrantRestricted Stock Units · Derivative | 1,453 | $75.71 | $110,006.63 |
DisclosureSEC source: 0001127602-18-002685 · form4.xml · derivative · entry 1 IHLENFELD JAY V · CIK 0001205395 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,255 Underlying: Common Stock · 1,453 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · derivative.exercise_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F2 · derivative.expiration_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F3 · balance_after: Balance includes 6 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2017, pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, exempt under Rule 16b-3. Read SEC document |
| January 25, 2018 Filed Jan 26, 2018 23:11 UTC |
DEMPSEY WILLIAM GDirector
|
GrantRestricted Stock Units · Derivative | 1,453 | $75.71 | $110,006.63 |
DisclosureSEC source: 0001127602-18-002684 · form4.xml · derivative · entry 1 DEMPSEY WILLIAM G · CIK 0001239422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,118 Underlying: Common Stock · 1,453 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · derivative.exercise_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F2 · derivative.expiration_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F3 · balance_after: Balance includes 8 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2017 pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors and exempt under Rule 16b-3. One (1) Restricted Stock Unit is the equivalent of one (1) share of Ashland Common Stock. Read SEC document |
| January 25, 2018 Filed Jan 26, 2018 23:09 UTC |
CUMMINS BRENDANDirector
|
GrantRestricted Stock Units · Derivative | 1,453 | $75.71 | $110,006.63 |
DisclosureSEC source: 0001127602-18-002683 · form4.xml · derivative · entry 1 CUMMINS BRENDAN · CIK 0001550092 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,284 Underlying: Common Stock · 1,453 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · derivative.exercise_date: All Restricted Stock Units will vest on the earliest of (i) the Director's Retirement (as defined in Ashland's Incentive Plan), (ii) the Director's death or Disability (as defined in Ashland's Incentive Plan), or (iii) a 50% change in beneficial ownership of Ashland. F2 · derivative.expiration_date: All Restricted Stock Units will vest on the earliest of (i) the Director's Retirement (as defined in Ashland's Incentive Plan), (ii) the Director's death or Disability (as defined in Ashland's Incentive Plan), or (iii) a 50% change in beneficial ownership of Ashland. F3 · balance_after: The balance includes 45 additional Restricted Stock Units acquired in lieu of cash dividends on December 15, 2017. Read SEC document |
| January 25, 2018 Filed Jan 26, 2018 23:03 UTC |
Wilson-Thompson KathleenDirector
|
GrantRestricted Stock Units · Derivative | 1,453 | $75.71 | $110,006.63 |
DisclosureSEC source: 0001127602-18-002682 · form4.xml · derivative · entry 1 Wilson-Thompson Kathleen · CIK 0001331680 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,281 Underlying: Common Stock · 1,453 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · derivative.exercise_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F2 · derivative.expiration_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F3 · balance_after: Balance includes 2 additional Restricted Stock Units acquired in lieu of cash dividends on December 15, 2017, pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. Read SEC document |
| January 17, 2018 Filed Jan 19, 2018 02:26 UTC |
Schumann Anne T.Senior Vice President
|
SaleCommon Stock | 923 | $72.75 | $67,148.25 |
DisclosureSEC source: 0001127602-18-002149 · form4.xml · nonDerivative · entry 13 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,197 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017. F2 · balance_after: Balance includes 8,089 shares of unvested Restricted Stock, of which 24 additional shares were acquired in lieu of cash dividends (exempt pursuant to Rule 16b-3) pursuant to Ashland's plans and applicable restricted stock agreements. Read SEC document |
| January 17, 2018 Filed Jan 19, 2018 02:26 UTC |
Schumann Anne T.Senior Vice President
|
SaleCommon Stock | 1,161 | $72.75 | $84,462.75 |
DisclosureSEC source: 0001127602-18-002149 · form4.xml · nonDerivative · entry 12 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,120 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017. F2 · balance_after: Balance includes 8,089 shares of unvested Restricted Stock, of which 24 additional shares were acquired in lieu of cash dividends (exempt pursuant to Rule 16b-3) pursuant to Ashland's plans and applicable restricted stock agreements. Read SEC document |
| January 17, 2018 Filed Jan 19, 2018 02:26 UTC |
Schumann Anne T.Senior Vice President
|
SaleCommon Stock | 1,142 | $72.75 | $83,080.50 |
DisclosureSEC source: 0001127602-18-002149 · form4.xml · nonDerivative · entry 11 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,281 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017. F2 · balance_after: Balance includes 8,089 shares of unvested Restricted Stock, of which 24 additional shares were acquired in lieu of cash dividends (exempt pursuant to Rule 16b-3) pursuant to Ashland's plans and applicable restricted stock agreements. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 02:26 UTC |
Schumann Anne T.Senior Vice President
|
Exercise / conversionStock Appreciation Right · Derivative | 4,378 | $0.00 Strike: $57.96 | $0.00 |
DisclosureSEC source: 0001127602-18-002149 · form4.xml · derivative · entry 17 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,379 Underlying: Common Stock · 4,378 shares Expires 2026-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017. F9 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F9 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 02:26 UTC |
Schumann Anne T.Senior Vice President
|
Exercise / conversionStock Appreciation Right · Derivative | 6,073 | $0.00 Strike: $59.41 | $0.00 |
DisclosureSEC source: 0001127602-18-002149 · form4.xml · derivative · entry 16 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,025 Underlying: Common Stock · 6,073 shares Expires 2025-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017. F8 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F8 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 02:26 UTC |
Schumann Anne T.Senior Vice President
|
Exercise / conversionStock Appreciation Right · Derivative | 6,215 | $0.00 Strike: $59.95 | $0.00 |
DisclosureSEC source: 0001127602-18-002149 · form4.xml · derivative · entry 15 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,215 shares Expires 2024-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017. F7 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F7 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 02:26 UTC |
Schumann Anne T.Senior Vice President
|
Tax withholdingCommon Stock | 3,455 | $73.46 | $253,804.30 |
DisclosureSEC source: 0001127602-18-002149 · form4.xml · nonDerivative · entry 10 Schumann Anne T. · CIK 0001438239 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,423 F5 · kind: Payment of exercise price by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 9 below. F2 · balance_after: Balance includes 8,089 shares of unvested Restricted Stock, of which 24 additional shares were acquired in lieu of cash dividends (exempt pursuant to Rule 16b-3) pursuant to Ashland's plans and applicable restricted stock agreements. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.