ASH

SEC source: 0001127602-19-032781 · form4.xml · derivative · entry 2

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,832

Underlying: Common Stock · 2,450 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F4 · balance_after: Balance includes 69 additional Restricted Stock Units acquired in lieu of cash dividends (34 on June 15, 2019 and 35 on September 15, 2019). The total includes prior awards that have different vesting and expiration dates.

SEC source: 0001127602-19-032781 · form4.xml · derivative · entry 1

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,200

Underlying: Common Stock · 12,200 shares

Expires 2029-11-13

F1 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.

F1 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.

SEC source: 0001127602-19-032784 · form4.xml · derivative · entry 2

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,100

Underlying: Common Stock · 22,100 shares

Expires 2029-11-13

F4 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.

F4 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.

SEC source: 0001127602-19-032784 · form4.xml · derivative · entry 1

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,794

Underlying: Common Stock · 4,450 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F2 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F3 · balance_after: Balance includes 127 additional Restricted Stock Units acquired in lieu of cash dividends (28 on December 15, 2018, 30 on March 15, 2019, 34 on June 15, 2019 and 35 on September 15, 2019). The total includes prior awards that have different vesting and expiration dates.

SEC source: 0001127602-19-032782 · form4.xml · derivative · entry 2

Ganz Peter · CIK 0001337976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,635

Underlying: Common Stock · 2,800 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F4 · balance_after: Balance includes 79 additional Restricted Stock Units acquired in lieu of cash dividends (18 on December 15, 2018, 18 on March 15, 2019, 22 on June 15, 2019 and 21 on September 15, 2019). The total includes prior awards that have different vesting and expiration dates.

SEC source: 0001127602-19-032782 · form4.xml · derivative · entry 1

Ganz Peter · CIK 0001337976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,850

Underlying: Common Stock · 13,850 shares

Expires 2029-11-13

F1 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.

F1 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.

SEC source: 0001127602-19-032783 · form4.xml · derivative · entry 2

Consiglio Vito J · CIK 0001755122 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,731

Underlying: Common Stock · 2,600 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F4 · balance_after: Balance includes 42 additional Restricted Stock Units acquired in lieu of cash dividends on September 15, 2019. The total includes prior awards that have different vesting and expiration dates.

SEC source: 0001127602-19-032783 · form4.xml · derivative · entry 1

Consiglio Vito J · CIK 0001755122 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,800

Underlying: Common Stock · 12,800 shares

Expires 2029-11-13

F1 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.

F1 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.

SEC source: 0001127602-19-032780 · form4.xml · derivative · entry 2

Schumann Anne T. · CIK 0001438239 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,148

Underlying: Common Stock · 2,400 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F4 · balance_after: Balance includes 51 additional Restricted Stock Units acquired in lieu of cash dividends (12 on December 15, 2018, 12 on March 15, 2019, 13 on June 15, 2019 and 14 on September 15, 2019). The total includes prior awards that have different vesting and expiration dates.

SEC source: 0001127602-19-032780 · form4.xml · derivative · entry 1

Schumann Anne T. · CIK 0001438239 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,950

Underlying: Common Stock · 11,950 shares

Expires 2029-11-13

F1 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.

F1 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.

SEC source: 0001127602-19-032779 · form4.xml · derivative · entry 2

Silverman Keith C · CIK 0001600587 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,316

Underlying: Common Stock · 2,250 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F4 · balance_after: Balance includes 55 additional Restricted Stock Units acquired in lieu of cash dividends (12 on December 15, 2018, 13 on March 15, 2019, 15 on June 15, 2019 and 15 on September 15, 2019). The total includes prior awards that have different vesting and expiration dates.

SEC source: 0001127602-19-032779 · form4.xml · derivative · entry 1

Silverman Keith C · CIK 0001600587 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,150

Underlying: Common Stock · 11,150 shares

Expires 2029-11-13

F1 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.

F1 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.

SEC source: 0001127602-19-029661 · form4.xml · derivative · entry 1

TEAL JANICE · CIK 0001258631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,937

Underlying: Common Stock · 373 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F4 · balance_after: Balance includes 23 additional Common Stock Units acquired in lieu of cash dividends on September 15, 2019, pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3.

SEC source: 0001127602-19-025432 · form4.xml · derivative · entry 4

Consiglio Vito J · CIK 0001755122 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,089

Underlying: Common Stock · 1,966 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F4 · derivative.exercise_date: Restricted Stock Units (inclusive of additional shares from dividends) remaining from an initial grant on 7/26/2016, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will have a vesting schedule of 25% 1 year from date of grant, the next 25% 2 years from the date of grant and the remaining 50% 3 years from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F4 · derivative.expiration_date: Restricted Stock Units (inclusive of additional shares from dividends) remaining from an initial grant on 7/26/2016, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will have a vesting schedule of 25% 1 year from date of grant, the next 25% 2 years from the date of grant and the remaining 50% 3 years from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F5 · balance_after: Balance includes 47 Restricted Stock Units acquired in lieu of cash dividends on June 15, 2019.

SEC source: 0001127602-19-025432 · form4.xml · nonDerivative · entry 2

Consiglio Vito J · CIK 0001755122 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,827

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

SEC source: 0001127602-19-025432 · form4.xml · nonDerivative · entry 1

Consiglio Vito J · CIK 0001755122 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-19-023517 · form4.xml · derivative · entry 1

TEAL JANICE · CIK 0001258631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,538

Underlying: Common Stock · 359 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F4 · balance_after: Balance includes 22 additional Common Stock Units acquired in lieu of cash dividends on June 15, 2019, pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3.

SEC source: 0001127602-19-022632 · form4.xml · derivative · entry 4

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,313

Underlying: Common Stock · 6,504 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive the cash equivalent of one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Restricted Stock Units (inclusive of additional shares from dividends) remaining from an initial grant on 6/13/16 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will be cash settled and have a vesting schedule of one-third on the second year after grant date and the remaining two-thirds on the third year after grant date.

F3 · derivative.expiration_date: Restricted Stock Units (inclusive of additional shares from dividends) remaining from an initial grant on 6/13/16 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will be cash settled and have a vesting schedule of one-third on the second year after grant date and the remaining two-thirds on the third year after grant date.

SEC source: 0001127602-19-022632 · form4.xml · nonDerivative · entry 3

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001127602-19-022632 · form4.xml · nonDerivative · entry 2

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,357

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

SEC source: 0001127602-19-022632 · form4.xml · nonDerivative · entry 1

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-19-019681 · form4.xml · derivative · entry 1

NOVO GUILLERMO · CIK 0001434813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,088

Underlying: Common Stock · 1,088 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F2 · derivative.expiration_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

SEC source: 0001127602-19-017607 · form4.xml · nonDerivative · entry 1

Ganz Peter · CIK 0001337976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,150

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019.

F2 · shares: Multiple lots for the same price for this order have been combined.

SEC source: 0001127602-19-015461 · form4.xml · nonDerivative · entry 4

HEITMAN WILLIAM J · CIK 0001187010 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,303

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019.

F2 · shares: Multiple lots for the same price for this order have been combined.

SEC source: 0001127602-19-015461 · form4.xml · derivative · entry 6

HEITMAN WILLIAM J · CIK 0001187010 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,461 shares

Expires 2024-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019.

F5 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.

F5 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.

SEC source: 0001127602-19-015461 · form4.xml · nonDerivative · entry 3

HEITMAN WILLIAM J · CIK 0001187010 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,206

F3 · kind: Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 5 below.

F2 · shares: Multiple lots for the same price for this order have been combined.

SEC source: 0001127602-19-015461 · form4.xml · nonDerivative · entry 2

HEITMAN WILLIAM J · CIK 0001187010 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019.

SEC source: 0001127602-19-015461 · form4.xml · nonDerivative · entry 1

HEITMAN WILLIAM J · CIK 0001187010 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,303

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019.

F2 · shares: Multiple lots for the same price for this order have been combined.

SEC source: 0001127602-19-014031 · form4.xml · derivative · entry 1

WARD MICHAEL J · CIK 0001165185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,428

Underlying: Common Stock · 319 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F4 · balance_after: Balance includes 513 additional Common Stock Units acquired in lieu of cash dividends (268 acquired on December 15, 2018, and 245 on March 15, 2019), pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3.

SEC source: 0001127602-19-014030 · form4.xml · derivative · entry 1

TEAL JANICE · CIK 0001258631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,157

Underlying: Common Stock · 367 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F4 · balance_after: Balance includes 38 additional Common Stock Units acquired in lieu of cash dividends (20 acquired on December 15, 2018, and 18 on March 15, 2019), pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3.

SEC source: 0001127602-19-012684 · form4.xml · derivative · entry 1

Consiglio Vito J · CIK 0001755122 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,007

Underlying: Common Stock · 6,415 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest three years after date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F2 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest three years after date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F3 · balance_after: Balance includes Restricted Stock Units acquired in lieu of cash dividends, 19 acquired on December 15, 2018, and 21 acquired on March 15, 2019.

SEC source: 0001127602-19-012677 · form4.xml · derivative · entry 1

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,817

Underlying: Common Stock · 6,415 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest 30% one year after date of grant and 70% three years after date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F2 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest 30% one year after date of grant and 70% three years after date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F3 · balance_after: Balance includes Restricted Stock Units acquired in lieu of cash dividends, 27 acquired on December 15, 2018, and 30 acquired on March 15, 2019.

SEC source: 0001127602-19-011540 · form4.xml · nonDerivative · entry 1

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2019.

SEC source: 0001127602-19-005335 · form4.xml · derivative · entry 1

WARD MICHAEL J · CIK 0001165185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,486

Underlying: Common Stock · 1,413 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F2 · derivative.expiration_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F3 · balance_after: Balance includes 178 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2018, 184 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2018, 170 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2018 and 204 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2018, pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors and exempt under Rule 16b-3. One (1) Restricted Stock Unit is the equivalent of one (1) share of Ashland Common Stock.

SEC source: 0001127602-19-005352 · form4.xml · derivative · entry 1

CUMMINS BRENDAN · CIK 0001550092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,899

Underlying: Common Stock · 1,413 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive the cash compensation in an amount equal to the value of one (1) share of Ashland Global Holdings Inc. Common Stock multiplied by the closing stock price for Ashland Common Stock on the NYSE on the vesting date.

F2 · derivative.exercise_date: All Restricted Stock Units will vest on the earliest of (i) the Director's Retirement (as defined in Ashland's Incentive Plan), (ii) the Director's death or Disability (as defined in Ashland's Incentive Plan), or (iii) a 50% change in beneficial ownership of Ashland.

F2 · derivative.expiration_date: All Restricted Stock Units will vest on the earliest of (i) the Director's Retirement (as defined in Ashland's Incentive Plan), (ii) the Director's death or Disability (as defined in Ashland's Incentive Plan), or (iii) a 50% change in beneficial ownership of Ashland.

F3 · balance_after: The balance includes 52 additional Restricted Stock Units acquired in lieu of cash dividends on March 15, 2018, 52 additional Restricted Stock Units acquired in lieu of cash dividends on June 15, 2018, 49 additional Restricted Stock Units acquired in lieu of cash dividends on September 15, 2018 and 49 additional Restricted Stock Units acquired in lieu of cash dividends on December 15, 2018.

SEC source: 0001127602-19-005337 · form4.xml · derivative · entry 1

Wilson-Thompson Kathleen · CIK 0001331680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,723

Underlying: Common Stock · 1,413 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F2 · derivative.expiration_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F3 · balance_after: Balance includes 7 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2018, 7 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2018, 7 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2018 and 8 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2018, pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3.

SEC source: 0001127602-19-005333 · form4.xml · derivative · entry 1

ROHR MARK C · CIK 0001235356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,248

Underlying: Common Stock · 1,413 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F2 · derivative.expiration_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F3 · balance_after: Balance includes 165 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2018, 170 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2018, 158 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2018 and 189 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2018, pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. One (1) Restricted Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.

SEC source: 0001127602-19-005334 · form4.xml · derivative · entry 1

TEAL JANICE · CIK 0001258631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,496

Underlying: Common Stock · 1,413 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F2 · derivative.expiration_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F3 · balance_after: Balance includes 40 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2018, 41 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2018, 38 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2018 and 46 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2018, pursuant to Ashland's Deferred Compensation Plan and exempt under Rule 16b-3. One (1) Restricted Stock Unit is the equivalent of one (1) share of Ashland Common Stock.

SEC source: 0001127602-19-005332 · form4.xml · derivative · entry 1

Peribere Jerome A · CIK 0001484527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,884

Underlying: Common Stock · 1,413 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F2 · derivative.expiration_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F3 · balance_after: The balance includes 4 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2018, 5 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2018, 4 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2018 and 5 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2018 pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors and exempt under Rule 16b-3. One (1) Restricted Stock Unit is the equivalent of one (1) share of Ashland Common Stock.

SEC source: 0001127602-19-005330 · form4.xml · derivative · entry 1

MAIN SUE · CIK 0001284967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,723

Underlying: Common Stock · 1,413 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F2 · derivative.expiration_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F3 · balance_after: The balance includes 7 additional Restricted Stock Units acquired in lieu of cash dividends on March 15, 2018, 7 additional Restricted Stock Units acquired in lieu of cash dividends on June 15, 2018, 7 additional Restricted Stock Units acquired in lieu of cash dividends on September 15, 2018 and 8 additional Restricted Stock Units acquired in lieu of cash dividends on December 15, 2018, pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3.

SEC source: 0001127602-19-005331 · form4.xml · derivative · entry 1

ROGERSON CRAIG A · CIK 0001236555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,413

Underlying: Common Stock · 1,413 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F2 · derivative.expiration_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

SEC source: 0001127602-19-005329 · form4.xml · derivative · entry 1

IHLENFELD JAY V · CIK 0001205395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,709

Underlying: Common Stock · 1,413 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F2 · derivative.expiration_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F3 · balance_after: Balance includes 10 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2018, 10 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2018, 10 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2018 and 11 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2018, pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, exempt under Rule 16b-3.

SEC source: 0001127602-19-005326 · form4.xml · derivative · entry 1

DEMPSEY WILLIAM G · CIK 0001239422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,583

Underlying: Common Stock · 1,413 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F2 · derivative.expiration_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F3 · balance_after: Balance includes 13 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2018, 13 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2018, 12 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2018 and 14 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2018 pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors and exempt under Rule 16b-3. One (1) Restricted Stock Unit is the equivalent of one (1) share of Ashland Common Stock.

SEC source: 0001127602-19-002865 · form4.xml · derivative · entry 1

PERRY BARRY W · CIK 0001194502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,061

Underlying: Common Stock · 735 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · kind: Intra-Plan transfer out of the Ashland Common Stock fund pursuant to Reporting Person's annual election in December 2017 for Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Restricted Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Restricted Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Restricted Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F4 · balance_after: Balance includes 174 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2018; 180 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2018; 167 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2018; and 200 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 17, 2018, pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors and exempt under Rule 16b-3. One (1) Restricted Stock Unit is the equivalent of one (1) share of Ashland Common Stock.

SEC source: 0001127602-19-001232 · form4.xml · derivative · entry 4

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,919

Underlying: Common Stock · 332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1 for 1.

F5 · derivative.exercise_date: The common stock units were converted into shares of common stock pursuant to an election for fixed schedule distributions established by the reporting person under Ashland's Deferred Compensation Plan. Fixed schedule distributions under the Employee Deferral Plan must be made not less than two years measured from the beginning of the plan year after the plan year in which the election is made. Each common stock unit under the Employee Deferral Plan entitles a participant to receive one share of Ashland common stock or the cash value thereof.

F5 · derivative.expiration_date: The common stock units were converted into shares of common stock pursuant to an election for fixed schedule distributions established by the reporting person under Ashland's Deferred Compensation Plan. Fixed schedule distributions under the Employee Deferral Plan must be made not less than two years measured from the beginning of the plan year after the plan year in which the election is made. Each common stock unit under the Employee Deferral Plan entitles a participant to receive one share of Ashland common stock or the cash value thereof.

SEC source: 0001127602-19-001232 · form4.xml · nonDerivative · entry 2

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,345

F2 · kind: Payment of tax liability by withholding securities incident to the conversion of common stock units referenced in footnote (5) below.

SEC source: 0001127602-19-001232 · form4.xml · nonDerivative · entry 1

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares of common stock received in settlement of an equal number of common stock units as described in footnote (5) below.

SEC source: 0001127602-19-000724 · form4.xml · derivative · entry 1

WARD MICHAEL J · CIK 0001165185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,596

Underlying: Common Stock · 352 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

SEC source: 0001127602-18-034287 · form4.xml · nonDerivative · entry 3

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,103

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 5, 2018.

SEC source: 0001127602-18-034287 · form4.xml · nonDerivative · entry 2

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,149

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 5, 2018.