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ASH

ASHLAND INC.

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SEC CIK
0001674862
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626

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 13, 2020 Filed Nov 17, 2020 21:45 UTC
MUSA OSAMA MSr. Vice President
Exercise / conversionCommon Stock 828 $81.59 $67,556.52
Disclosure

SEC source: 0001127602-20-029274 · form4.xml · nonDerivative · entry 1

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 21:50 UTC
WILLIS J KEVINChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,505 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029290 · form4.xml · derivative · entry 4

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,549

Underlying: Common Stock · 1,505 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 21:50 UTC
WILLIS J KEVINChief Financial Officer
Tax withholdingCommon Stock 457 $81.59 $37,286.63
Disclosure

SEC source: 0001127602-20-029290 · form4.xml · nonDerivative · entry 2

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,986

F1 · kind: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in Footnote 3 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 21:50 UTC
WILLIS J KEVINChief Financial Officer
Exercise / conversionCommon Stock 1,505 $81.59 $122,792.95
Disclosure

SEC source: 0001127602-20-029290 · form4.xml · nonDerivative · entry 1

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 21:47 UTC
NOVO GUILLERMODirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 4,611 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029275 · form4.xml · derivative · entry 3

NOVO GUILLERMO · CIK 0001434813 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,971

Underlying: Common Stock · 4,611 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units on January 2, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units on January 2, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 21:47 UTC
NOVO GUILLERMODirector · Chairman and CEO
Tax withholdingCommon Stock 1,428 $81.59 $116,510.52
Disclosure

SEC source: 0001127602-20-029275 · form4.xml · nonDerivative · entry 2

NOVO GUILLERMO · CIK 0001434813 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,083

F1 · kind: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in Footnote 3 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 21:47 UTC
NOVO GUILLERMODirector · Chairman and CEO
Exercise / conversionCommon Stock 4,611 $81.59 $376,211.49
Disclosure

SEC source: 0001127602-20-029275 · form4.xml · nonDerivative · entry 1

NOVO GUILLERMO · CIK 0001434813 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 21:44 UTC
Ganz PeterSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 947 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029270 · form4.xml · derivative · entry 3

Ganz Peter · CIK 0001337976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,725

Underlying: Common Stock · 947 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 21:44 UTC
Ganz PeterSenior Vice President
Tax withholdingCommon Stock 283 $81.59 $23,089.97
Disclosure

SEC source: 0001127602-20-029270 · form4.xml · nonDerivative · entry 2

Ganz Peter · CIK 0001337976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,815

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 3 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 21:44 UTC
Ganz PeterSenior Vice President
Exercise / conversionCommon Stock 947 $81.59 $77,265.73
Disclosure

SEC source: 0001127602-20-029270 · form4.xml · nonDerivative · entry 1

Ganz Peter · CIK 0001337976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 21:48 UTC
Silverman Keith CSr. Vice President
Exercise / conversionRestricted Stock Units · Derivative 761 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029280 · form4.xml · derivative · entry 4

Silverman Keith C · CIK 0001600587 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,687

Underlying: Common Stock · 761 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 21:48 UTC
Silverman Keith CSr. Vice President
Tax withholdingCommon Stock 239 $81.59 $19,500.01
Disclosure

SEC source: 0001127602-20-029280 · form4.xml · nonDerivative · entry 2

Silverman Keith C · CIK 0001600587 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,531

F1 · kind: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in Footnote 3 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 21:48 UTC
Silverman Keith CSr. Vice President
Exercise / conversionCommon Stock 761 $81.59 $62,089.99
Disclosure

SEC source: 0001127602-20-029280 · form4.xml · nonDerivative · entry 1

Silverman Keith C · CIK 0001600587 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,770

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 16:36 UTC
BONI ERIC NPrincipal Accounting Officer
SaleCommon Stock 1,066 $70.03 $74,651.98
Disclosure

SEC source: 0001127602-20-026537 · form4.xml · nonDerivative · entry 3

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,600

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2020.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 16:36 UTC
BONI ERIC NPrincipal Accounting Officer
Exercise / conversionStock Appreciation Right · Derivative 2,448 $0.00 Strike: $27.54 $0.00
Disclosure

SEC source: 0001127602-20-026537 · form4.xml · derivative · entry 5

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,448 shares

Expires 2020-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2020.

F3 · derivative.exercise_date: Stock Appreciation Rights granted pursuant to Ashland's incentive plan which vest in three annual installments.

F3 · derivative.expiration_date: Stock Appreciation Rights granted pursuant to Ashland's incentive plan which vest in three annual installments.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 16:36 UTC
BONI ERIC NPrincipal Accounting Officer
Tax withholdingCommon Stock 1,382 $71.03 $98,163.46
Disclosure

SEC source: 0001127602-20-026537 · form4.xml · nonDerivative · entry 2

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,666

F2 · kind: Payment of exercise price and tax liability by withholding securities incident to the exercise price of Stock Appreciation Rights.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 16:36 UTC
BONI ERIC NPrincipal Accounting Officer
Exercise / conversionCommon Stock 2,448 $71.03 $173,881.44
Disclosure

SEC source: 0001127602-20-026537 · form4.xml · nonDerivative · entry 1

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2020.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 20:24 UTC
TEAL JANICEDirector
OtherCommon Stock Units · Derivative 405 $70.02 $28,358.10
Disclosure

SEC source: 0001127602-20-026282 · form4.xml · derivative · entry 1

TEAL JANICE · CIK 0001258631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,840

Underlying: Common Stock · 405 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F4 · balance_after: Balance includes 32 additional Common Stock Units acquired in lieu of cash dividends on September 15, 2020, pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 20:23 UTC OtherCommon Stock Units · Derivative 405 $70.02 $28,358.10
Disclosure

SEC source: 0001127602-20-026278 · form4.xml · derivative · entry 1

DEMPSEY WILLIAM G · CIK 0001239422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,296

Underlying: Common Stock · 405 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F4 · balance_after: Balance includes 4 additional Common Stock Units acquired in lieu of cash dividends on September 15, 2020, pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 16:18 UTC
BONI ERIC NPrincipal Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-025438 · form4.xml · derivative · entry 4

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,003

Underlying: Common Stock · 4 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Shares of Restricted Stock Units acquired in lieu of cash dividends acquired on September 15, 2020.

F3 · derivative.expiration_date: Shares of Restricted Stock Units acquired in lieu of cash dividends acquired on September 15, 2020.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 16:18 UTC
BONI ERIC NPrincipal Accounting Officer
Tax withholdingCommon Stock 2 $73.03 $146.06
Disclosure

SEC source: 0001127602-20-025438 · form4.xml · nonDerivative · entry 2

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,600

Read SEC document
September 16, 2020 Filed Sep 18, 2020 16:18 UTC
BONI ERIC NPrincipal Accounting Officer
Exercise / conversionCommon Stock 4 $73.03 $292.12
Disclosure

SEC source: 0001127602-20-025438 · form4.xml · nonDerivative · entry 1

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2020 Filed Sep 16, 2020 16:23 UTC
BONI ERIC NPrincipal Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,073 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-025190 · form4.xml · derivative · entry 4

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,007

Underlying: Common Stock · 1,073 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest (1,054 shares on September 12, 2019 and 1,073 shares on September 14, 2020, provided that the Reporting Person remains in continuous employment with the Issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest (1,054 shares on September 12, 2019 and 1,073 shares on September 14, 2020, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
September 14, 2020 Filed Sep 16, 2020 16:23 UTC
BONI ERIC NPrincipal Accounting Officer
Tax withholdingCommon Stock 310 $73.06 $22,648.60
Disclosure

SEC source: 0001127602-20-025190 · form4.xml · nonDerivative · entry 2

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,598

F1 · shares: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units.

Read SEC document
September 14, 2020 Filed Sep 16, 2020 16:23 UTC
BONI ERIC NPrincipal Accounting Officer
Exercise / conversionCommon Stock 1,073 $73.06 $78,393.38
Disclosure

SEC source: 0001127602-20-025190 · form4.xml · nonDerivative · entry 1

BONI ERIC N · CIK 0001801330 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2020 Filed Aug 14, 2020 15:02 UTC
KALYANA SWAMINATHAN ASHOKSr VP & Gen Mgr, Life Sciences
GrantStock Appreciation Right · Derivative 4,133 $0.00 Strike: $76.88 $0.00
Disclosure

SEC source: 0001127602-20-023592 · form4.xml · derivative · entry 3

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · Sr VP & Gen Mgr, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,133

Underlying: Common Stock · 4,133 shares

Expires 2030-08-03

F4 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three installments: 50% on August 3, 2021, 25% on August 3, 2022, and the remaining 25% on August 3, 2023. This grant will expire ten years from the date of grant.

Read SEC document
August 03, 2020 Filed Aug 14, 2020 15:02 UTC
KALYANA SWAMINATHAN ASHOKSr VP & Gen Mgr, Life Sciences
GrantRestricted Stock Units · Derivative 788 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-023592 · form4.xml · derivative · entry 2

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · Sr VP & Gen Mgr, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,195

Underlying: Common Stock · 788 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
August 03, 2020 Filed Aug 14, 2020 15:02 UTC
KALYANA SWAMINATHAN ASHOKSr VP & Gen Mgr, Life Sciences
GrantRestricted Stock Units · Derivative 5,407 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-023592 · form4.xml · derivative · entry 1

KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · Sr VP & Gen Mgr, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,407

Underlying: Common Stock · 5,407 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of Restricted Stock Units on August 3, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest on August 3, 2024, provided that the Reporting Person remains in continuous employment with the Issuer.

F2 · derivative.expiration_date: Grant of Restricted Stock Units on August 3, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest on August 3, 2024, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 17:07 UTC OtherCommon Stock Units · Derivative 386 $69.10 $26,672.60
Disclosure

SEC source: 0001127602-20-020755 · form4.xml · derivative · entry 1

DEMPSEY WILLIAM G · CIK 0001239422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 887

Underlying: Common Stock · 386 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F4 · balance_after: Balance includes 2 additional Common Stock Units acquired in lieu of cash dividends on June 15, 2020, pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 17:02 UTC
TEAL JANICEDirector
OtherCommon Stock Units · Derivative 416 $69.10 $28,745.60
Disclosure

SEC source: 0001127602-20-020751 · form4.xml · derivative · entry 1

TEAL JANICE · CIK 0001258631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,403

Underlying: Common Stock · 416 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F4 · balance_after: Balance includes 32 additional Common Stock Units acquired in lieu of cash dividends on June 15, 2020, pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 20:48 UTC
TEAL JANICEDirector
OtherCommon Stock Units · Derivative 574 $50.07 $28,740.18
Disclosure

SEC source: 0001127602-20-012448 · form4.xml · derivative · entry 1

TEAL JANICE · CIK 0001258631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,955

Underlying: Common Stock · 574 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F4 · balance_after: Balance includes 43 additional Common Stock Units acquired in lieu of cash dividends on March 15, 2020, pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3.

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March 31, 2020 Filed Apr 1, 2020 20:44 UTC OtherCommon Stock Units · Derivative 499 $50.07 $24,984.93
Disclosure

SEC source: 0001127602-20-012447 · form4.xml · derivative · entry 1

DEMPSEY WILLIAM G · CIK 0001239422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499

Underlying: Common Stock · 499 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)

F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.

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March 20, 2020 Filed Mar 24, 2020 12:49 UTC
MUSA OSAMA MSr. Vice President
Exercise / conversionRestricted Stock Units · Derivative 1,953 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011815 · form4.xml · derivative · entry 3

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,434

Underlying: Common Stock · 1,953 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units on March 20, 2019, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest 30% one year after date of grant and 70% three years after date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units on March 20, 2019, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest 30% one year after date of grant and 70% three years after date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F4 · balance_after: Balance includes 80 additional Restricted Stock Units acquired in lieu of cash dividends (40 on December 15, 2019 and 40 on March 15, 2020). The total includes prior awards that have different vesting and expiration dates.

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March 20, 2020 Filed Mar 24, 2020 12:49 UTC
MUSA OSAMA MSr. Vice President
Tax withholdingCommon Stock 662 $42.61 $28,207.82
Disclosure

SEC source: 0001127602-20-011815 · form4.xml · nonDerivative · entry 2

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,208

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 3 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

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March 20, 2020 Filed Mar 24, 2020 12:49 UTC
MUSA OSAMA MSr. Vice President
Exercise / conversionCommon Stock 1,953 $42.61 $83,217.33
Disclosure

SEC source: 0001127602-20-011815 · form4.xml · nonDerivative · entry 1

MUSA OSAMA M · CIK 0001759443 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2020 Filed Feb 11, 2020 21:07 UTC
WILLIS J KEVINChief Financial Officer
OtherCommon Stock 12,520 $79.87 $999,972.40
Disclosure

SEC source: 0001127602-20-004848 · form4.xml · nonDerivative · entry 1

WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k)

Disclosed balance after: 31,265

F1 · shares: Shares acquired as a result of intra-plan transfer into the Ashland Common Stock Fund investment option in Ashland's 401(k) plan.

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February 06, 2020 Filed Feb 7, 2020 16:56 UTC
NOVO GUILLERMODirector · Chairman and CEO
PurchaseCommon Stock 12,900 $78.35 $1,010,715.00
Disclosure

SEC source: 0001127602-20-004207 · form4.xml · nonDerivative · entry 1

NOVO GUILLERMO · CIK 0001434813 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,900

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple lots ranging from $77.87 to $78.69, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price in this footnote.

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February 03, 2020 Filed Feb 5, 2020 15:24 UTC
WANG XIAOLANSr VP & Gen Mgr, Personal Care
GrantStock Appreciation Right · Derivative 4,207 $75.57 Strike: $75.57 $317,922.99
Disclosure

SEC source: 0001127602-20-003728 · form4.xml · derivative · entry 4

WANG XIAOLAN · CIK 0001801776 · Sr VP & Gen Mgr, Personal Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,207

Underlying: Common Stock · 4,207 shares

Expires 2030-02-03

F5 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three installments: 50% on February 3, 2021, 25% on February 3, 2022, and the remaining 25% on February 3, 2023. This grant will expire ten years from the date of grant.

F5 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three installments: 50% on February 3, 2021, 25% on February 3, 2022, and the remaining 25% on February 3, 2023. This grant will expire ten years from the date of grant.

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February 03, 2020 Filed Feb 5, 2020 15:24 UTC
WANG XIAOLANSr VP & Gen Mgr, Personal Care
GrantRestricted Stock Equivalents · Derivative 2,647 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-003728 · form4.xml · derivative · entry 3

WANG XIAOLAN · CIK 0001801776 · Sr VP & Gen Mgr, Personal Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,647

Underlying: Common Stock · 2,647 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Equivalent represents a right to receive one (1) share of Ashland Common Stock.

F1 · price: Each Restricted Stock Equivalent represents a right to receive one (1) share of Ashland Common Stock.

F4 · derivative.exercise_date: Grant of cash-settled Restricted Stock Equivalents, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest on February 3, 2024, provided that the Reporting Person remains in continuous employment with the Issuer.

F4 · derivative.expiration_date: Grant of cash-settled Restricted Stock Equivalents, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest on February 3, 2024, provided that the Reporting Person remains in continuous employment with the Issuer.

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February 03, 2020 Filed Feb 5, 2020 15:24 UTC
WANG XIAOLANSr VP & Gen Mgr, Personal Care
GrantRestricted Stock Equivalents · Derivative 2,647 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-003728 · form4.xml · derivative · entry 2

WANG XIAOLAN · CIK 0001801776 · Sr VP & Gen Mgr, Personal Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,647

Underlying: Common Stock · 2,647 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Equivalent represents a right to receive one (1) share of Ashland Common Stock.

F1 · price: Each Restricted Stock Equivalent represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of cash-settled Restricted Stock Equivalents, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest on February 3, 2023, provided that the Reporting Person remains in continuous employment with the Issuer.

F3 · derivative.expiration_date: Grant of cash-settled Restricted Stock Equivalents, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest on February 3, 2023, provided that the Reporting Person remains in continuous employment with the Issuer.

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February 03, 2020 Filed Feb 5, 2020 15:24 UTC
WANG XIAOLANSr VP & Gen Mgr, Personal Care
GrantRestricted Stock Equivalents · Derivative 786 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-003728 · form4.xml · derivative · entry 1

WANG XIAOLAN · CIK 0001801776 · Sr VP & Gen Mgr, Personal Care

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 786

Underlying: Common Stock · 786 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Equivalent represents a right to receive one (1) share of Ashland Common Stock.

F1 · price: Each Restricted Stock Equivalent represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of cash-settled Restricted Stock Equivalents, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments, beginning one year after date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F2 · derivative.expiration_date: Grant of cash-settled Restricted Stock Equivalents, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments, beginning one year after date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

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January 30, 2020 Filed Feb 3, 2020 21:44 UTC GrantRestricted Stock Units · Derivative 1,449 $75.90 $109,979.10
Disclosure

SEC source: 0001127602-20-003178 · form4.xml · derivative · entry 1

CUMMINS BRENDAN · CIK 0001550092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,609

Underlying: Common Stock · 1,449 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive the cash compensation in an amount equal to the value of one (1) share of Ashland Global Holdings Inc Common Stock multiplied by the closing stock price for Ashland Common Stock on the NYSE on the vesting date.

F2 · derivative.exercise_date: All Restricted Stock Units will vest on the earliest of (i) the Director's Retirement (as defined in Ashland's Incentive Plan), (ii) the Director's death or Disability (as defined in Ashland's Incentive Plan), or (iii) a 50% change in beneficial ownership of Ashland.

F2 · derivative.expiration_date: All Restricted Stock Units will vest on the earliest of (i) the Director's Retirement (as defined in Ashland's Incentive Plan), (ii) the Director's death or Disability (as defined in Ashland's Incentive Plan), or (iii) a 50% change in beneficial ownership of Ashland.

F3 · balance_after: Balance includes 57 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2019, 65 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2019, 67 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2019, and 70 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2019.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 21:43 UTC GrantRestricted Stock Units · Derivative 1,449 $75.90 $109,979.10
Disclosure

SEC source: 0001127602-20-003175 · form4.xml · derivative · entry 1

DEMPSEY WILLIAM G · CIK 0001239422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,113

Underlying: Common Stock · 1,449 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F2 · derivative.expiration_date: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F3 · balance_after: Balance includes 17 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2019, 19 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2019, 20 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2019, and 22 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2019.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 21:42 UTC GrantRestricted Stock Units · Derivative 1,449 $75.90 $109,979.10
Disclosure

SEC source: 0001127602-20-003174 · form4.xml · derivative · entry 1

IHLENFELD JAY V · CIK 0001205395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,226

Underlying: Common Stock · 1,449 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F2 · derivative.expiration_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F3 · balance_after: Balance includes 15 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2019, 16 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2019, 16 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2019, and 18 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2019.

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January 30, 2020 Filed Feb 3, 2020 21:41 UTC
MAIN SUEDirector
GrantRestricted Stock Units · Derivative 1,449 $75.90 $109,979.10
Disclosure

SEC source: 0001127602-20-003173 · form4.xml · derivative · entry 1

MAIN SUE · CIK 0001284967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,225

Underlying: Common Stock · 1,449 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F2 · derivative.expiration_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F3 · balance_after: Balance includes 12 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2019, 13 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2019, 13 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2019, and 14 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2019.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 21:40 UTC GrantRestricted Stock Units · Derivative 1,449 $75.90 $109,979.10
Disclosure

SEC source: 0001127602-20-003171 · form4.xml · derivative · entry 1

Peribere Jerome A · CIK 0001484527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,374

Underlying: Common Stock · 1,449 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F2 · derivative.expiration_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F3 · balance_after: Balance includes 9 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2019, 10 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2019, 10 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2019, and 11 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2019.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 21:39 UTC GrantRestricted Stock Units · Derivative 1,449 $75.90 $109,979.10
Disclosure

SEC source: 0001127602-20-003170 · form4.xml · derivative · entry 1

ROGERSON CRAIG A · CIK 0001236555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,882

Underlying: Common Stock · 1,449 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F2 · derivative.expiration_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F3 · balance_after: Balance includes 4 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2019, 5 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2019, 5 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2019, and 6 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2019.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 21:38 UTC
ROHR MARK CDirector
GrantRestricted Stock Units · Derivative 1,449 $75.90 $109,979.10
Disclosure

SEC source: 0001127602-20-003168 · form4.xml · derivative · entry 1

ROHR MARK C · CIK 0001235356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,485

Underlying: Common Stock · 1,449 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F2 · derivative.expiration_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F3 · balance_after: Balance includes 176 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2019, 197 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2019, 198 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2019, and 214 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2019.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 21:37 UTC
TEAL JANICEDirector
GrantRestricted Stock Units · Derivative 1,449 $75.90 $109,979.10
Disclosure

SEC source: 0001127602-20-003167 · form4.xml · derivative · entry 1

TEAL JANICE · CIK 0001258631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,152

Underlying: Common Stock · 1,449 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F2 · derivative.expiration_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F3 · balance_after: Balance includes 46 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2019, 52 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2019, 52 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2019, and 57 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2019.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 21:36 UTC GrantRestricted Stock Units · Derivative 1,449 $75.90 $109,979.10
Disclosure

SEC source: 0001127602-20-003166 · form4.xml · derivative · entry 1

Wilson-Thompson Kathleen · CIK 0001331680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,225

Underlying: Common Stock · 1,449 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F2 · derivative.expiration_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)

F3 · balance_after: Balance includes 12 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2019, 13 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2019, 13 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2019, and 14 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.