Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2022 Filed Oct 4, 2022 18:35 UTC |
TEAL JANICEDirector
|
OtherCommon Stock Units · Derivative | 302 | $94.97 | $28,680.94 |
DisclosureSEC source: 0001127602-22-023411 · form4.xml · derivative · entry 1 TEAL JANICE · CIK 0001258631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,581 Underlying: Common Stock · 302 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.) F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 18:33 UTC |
DEMPSEY WILLIAM GDirector
|
OtherCommon Stock Units · Derivative | 302 | $94.97 | $28,680.94 |
DisclosureSEC source: 0001127602-22-023410 · form4.xml · derivative · entry 1 DEMPSEY WILLIAM G · CIK 0001239422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,578 Underlying: Common Stock · 302 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.) F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 18:32 UTC |
Bishop Steven DDirector
|
OtherCommon Stock Units · Derivative | 263 | $94.97 | $24,977.11 |
DisclosureSEC source: 0001127602-22-023409 · form4.xml · derivative · entry 1 Bishop Steven D · CIK 0001669212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263 Underlying: Common Stock · 263 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.) F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 20:15 UTC |
Sandler Ricky CDirector · See Remarks
EMINENCE CAPITAL, LPDirector · See Remarks
|
SaleCommon Stock | 224,156 | $100.20 | $22,460,431.20 |
DisclosureSEC source: 0000902664-22-004177 · ownership.xml · nonDerivative · entry 2 Sandler Ricky C · CIK 0001362459 · Director · See Remarks EMINENCE CAPITAL, LP · CIK 0001107310 · Director · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,083,978 F1 · balance_after: Rebalancing transactions in which the Eminence Funds and SMAs (as defined below) purchased and sold the Common Stock among themselves with no change in the aggregate number of shares of Common Stock owned by the Eminence Funds and SMAs as a result of such transactions. F2 · ownership.nature: Eminence Capital, LP ("Eminence Capital") serves as the management company or investment adviser to, and may be deemed to have shared voting and dispositive power over the shares of Common Stock held by, various investment funds (the "Eminence Funds") and separately managed accounts (the "Eminence SMAs," and together with the Eminence Funds, the "Eminence Funds and SMAs") under its management and control. Ricky C. Sandler ("Mr. Sandler") is the Chief Executive Officer of Eminence Capital and may be deemed to have shared voting and dispositive power with respect to the shares of Common Stock held by the Eminence Funds and SMAs. Eminence Capital and Mr. Sandler each disclaim beneficial ownership of the securities held by the Eminence Funds and SMAs, except to the extent of its or his pecuniary interest therein. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 20:15 UTC |
Sandler Ricky CDirector · See Remarks
EMINENCE CAPITAL, LPDirector · See Remarks
|
PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 224,156 | $100.20 | $22,460,431.20 |
DisclosureSEC source: 0000902664-22-004177 · ownership.xml · nonDerivative · entry 1 Sandler Ricky C · CIK 0001362459 · Director · See Remarks EMINENCE CAPITAL, LP · CIK 0001107310 · Director · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,083,978 F1 · balance_after: Rebalancing transactions in which the Eminence Funds and SMAs (as defined below) purchased and sold the Common Stock among themselves with no change in the aggregate number of shares of Common Stock owned by the Eminence Funds and SMAs as a result of such transactions. F2 · ownership.nature: Eminence Capital, LP ("Eminence Capital") serves as the management company or investment adviser to, and may be deemed to have shared voting and dispositive power over the shares of Common Stock held by, various investment funds (the "Eminence Funds") and separately managed accounts (the "Eminence SMAs," and together with the Eminence Funds, the "Eminence Funds and SMAs") under its management and control. Ricky C. Sandler ("Mr. Sandler") is the Chief Executive Officer of Eminence Capital and may be deemed to have shared voting and dispositive power with respect to the shares of Common Stock held by the Eminence Funds and SMAs. Eminence Capital and Mr. Sandler each disclaim beneficial ownership of the securities held by the Eminence Funds and SMAs, except to the extent of its or his pecuniary interest therein. Read SEC document |
| August 03, 2022 Filed Aug 4, 2022 16:38 UTC |
KALYANA SWAMINATHAN ASHOKSr VP & Gen Mgr, Life Sciences
|
Exercise / conversionRestricted Stock Units · Derivative | 270 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-020486 · form4.xml · derivative · entry 3 KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · Sr VP & Gen Mgr, Life Sciences 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270.705 Underlying: Common Stock · 270 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. F3 · derivative.exercise_date: Grant of Restricted Stock Units on August 3, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F3 · derivative.expiration_date: Grant of Restricted Stock Units on August 3, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| August 03, 2022 Filed Aug 4, 2022 16:38 UTC |
KALYANA SWAMINATHAN ASHOKSr VP & Gen Mgr, Life Sciences
|
Tax withholdingCommon Stock | 85 | $100.83 | $8,570.55 |
DisclosureSEC source: 0001127602-22-020486 · form4.xml · nonDerivative · entry 2 KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · Sr VP & Gen Mgr, Life Sciences 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,038 F1 · kind: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| August 03, 2022 Filed Aug 4, 2022 16:38 UTC |
KALYANA SWAMINATHAN ASHOKSr VP & Gen Mgr, Life Sciences
|
Exercise / conversionCommon Stock | 270 | $100.83 | $27,224.10 |
DisclosureSEC source: 0001127602-22-020486 · form4.xml · nonDerivative · entry 1 KALYANA SWAMINATHAN ASHOK · CIK 0001801437 · Sr VP & Gen Mgr, Life Sciences 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,123 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 20:01 UTC |
Bishop Steven DDirector
|
GrantRestricted Stock Units · Derivative | 531 | $103.67 | $55,048.77 |
DisclosureSEC source: 0001127602-22-018699 · form4.xml · derivative · entry 1 Bishop Steven D · CIK 0001669212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 531 Underlying: Common Stock · 531 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. F2 · derivative.exercise_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F2 · derivative.expiration_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 19:59 UTC |
Harrison Suzan F.Director
|
GrantRestricted Stock Units · Derivative | 531 | $103.67 | $55,048.77 |
DisclosureSEC source: 0001127602-22-018698 · form4.xml · derivative · entry 1 Harrison Suzan F. · CIK 0001706044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 531 Underlying: Common Stock · 531 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. F2 · derivative.exercise_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F2 · derivative.expiration_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 19:27 UTC |
TEAL JANICEDirector
|
OtherCommon Stock Units · Derivative | 279 | $103.05 | $28,750.95 |
DisclosureSEC source: 0001127602-22-018443 · form4.xml · derivative · entry 1 TEAL JANICE · CIK 0001258631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,241 Underlying: Common Stock · 279 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.) F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 19:25 UTC |
DEMPSEY WILLIAM GDirector
|
OtherCommon Stock Units · Derivative | 279 | $103.05 | $28,750.95 |
DisclosureSEC source: 0001127602-22-018439 · form4.xml · derivative · entry 1 DEMPSEY WILLIAM G · CIK 0001239422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,268 Underlying: Common Stock · 279 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.) F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. Read SEC document |
| June 08, 2022 Filed Jun 9, 2022 16:18 UTC |
BONI ERIC NPrincipal Accounting Officer
|
SaleCommon Stock | 2,657 | $109.50 | $290,941.50 |
DisclosureSEC source: 0001127602-22-017121 · form4.xml · nonDerivative · entry 4 BONI ERIC N · CIK 0001801330 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,640.42 Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 16:18 UTC |
BONI ERIC NPrincipal Accounting Officer
|
Exercise / conversionStock Appreciation Right · Derivative | 5,838 | $0.00 Strike: $37.37 | $0.00 |
DisclosureSEC source: 0001127602-22-017121 · form4.xml · derivative · entry 6 BONI ERIC N · CIK 0001801330 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,838 shares Expires 2022-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 16:18 UTC |
BONI ERIC NPrincipal Accounting Officer
|
Tax withholdingCommon Stock | 1,186 | $109.35 | $129,689.10 |
DisclosureSEC source: 0001127602-22-017121 · form4.xml · nonDerivative · entry 3 BONI ERIC N · CIK 0001801330 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,297.42 F3 · kind: This represents the withholding of shares of common stock to satisfy tax withholding liability associated with the exercise of the SARs that are reported in this Form 4. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 16:18 UTC |
BONI ERIC NPrincipal Accounting Officer
|
Disposition to issuerCommon Stock | 1,995 | $109.35 | $218,153.25 |
DisclosureSEC source: 0001127602-22-017121 · form4.xml · nonDerivative · entry 2 BONI ERIC N · CIK 0001801330 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,483.42 F2 · kind: This represents the shares of common stock for payment of exercise price incident to the exercise of stock acquisition rights (SARs). Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 16:18 UTC |
BONI ERIC NPrincipal Accounting Officer
|
Exercise / conversionCommon Stock | 5,838 | $37.37 | $218,166.06 |
DisclosureSEC source: 0001127602-22-017121 · form4.xml · nonDerivative · entry 1 BONI ERIC N · CIK 0001801330 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,478.42 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| June 02, 2022 Filed Jun 3, 2022 18:50 UTC |
WILLIS J KEVINSr.VP &Chief Financial Officer
|
SaleCommon Stock | 2,374 | $105.58 | $250,646.92 |
DisclosureSEC source: 0001127602-22-016626 · form4.xml · nonDerivative · entry 8 WILLIS J KEVIN · CIK 0001575329 · Sr.VP &Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,065.701 Read SEC document |
| June 02, 2022 Filed Jun 3, 2022 18:50 UTC |
WILLIS J KEVINSr.VP &Chief Financial Officer
|
SaleCommon Stock | 1,861 | $105.58 | $196,484.38 |
DisclosureSEC source: 0001127602-22-016626 · form4.xml · nonDerivative · entry 7 WILLIS J KEVIN · CIK 0001575329 · Sr.VP &Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,439.701 Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 18:50 UTC |
WILLIS J KEVINSr.VP &Chief Financial Officer
|
Exercise / conversionStock Appreciation Right · Derivative | 5,462 | $0.00 Strike: $37.37 | $0.00 |
DisclosureSEC source: 0001127602-22-016626 · form4.xml · derivative · entry 12 WILLIS J KEVIN · CIK 0001575329 · Sr.VP &Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,462 shares Expires 2022-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 18:50 UTC |
WILLIS J KEVINSr.VP &Chief Financial Officer
|
Exercise / conversionStock Appreciation Right · Derivative | 4,940 | $0.00 Strike: $46.65 | $0.00 |
DisclosureSEC source: 0001127602-22-016626 · form4.xml · derivative · entry 11 WILLIS J KEVIN · CIK 0001575329 · Sr.VP &Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,940 shares Expires 2023-06-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 18:50 UTC |
WILLIS J KEVINSr.VP &Chief Financial Officer
|
Tax withholdingCommon Stock | 1,180 | $106.99 | $126,248.20 |
DisclosureSEC source: 0001127602-22-016626 · form4.xml · nonDerivative · entry 6 WILLIS J KEVIN · CIK 0001575329 · Sr.VP &Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,300.701 F3 · kind: This represents the withholding of shares of common stock to satisfy tax withholding liability associated with the exercise of the SARs that are required in this Form 4. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 18:50 UTC |
WILLIS J KEVINSr.VP &Chief Financial Officer
|
Disposition to issuerCommon Stock | 1,908 | $106.99 | $204,136.92 |
DisclosureSEC source: 0001127602-22-016626 · form4.xml · nonDerivative · entry 5 WILLIS J KEVIN · CIK 0001575329 · Sr.VP &Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,480.701 F2 · kind: This represents the shares of common stock for payment of exercise price incident to the exercise of stock acquisition rights (SARs). Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 18:50 UTC |
WILLIS J KEVINSr.VP &Chief Financial Officer
|
Exercise / conversionCommon Stock | 5,462 | $37.37 | $204,114.94 |
DisclosureSEC source: 0001127602-22-016626 · form4.xml · nonDerivative · entry 4 WILLIS J KEVIN · CIK 0001575329 · Sr.VP &Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,388.701 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 18:50 UTC |
WILLIS J KEVINSr.VP &Chief Financial Officer
|
Tax withholdingCommon Stock | 925 | $106.99 | $98,965.75 |
DisclosureSEC source: 0001127602-22-016626 · form4.xml · nonDerivative · entry 3 WILLIS J KEVIN · CIK 0001575329 · Sr.VP &Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,926.701 F3 · kind: This represents the withholding of shares of common stock to satisfy tax withholding liability associated with the exercise of the SARs that are required in this Form 4. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 18:50 UTC |
WILLIS J KEVINSr.VP &Chief Financial Officer
|
Disposition to issuerCommon Stock | 2,154 | $106.99 | $230,456.46 |
DisclosureSEC source: 0001127602-22-016626 · form4.xml · nonDerivative · entry 2 WILLIS J KEVIN · CIK 0001575329 · Sr.VP &Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,851.701 F2 · kind: This represents the shares of common stock for payment of exercise price incident to the exercise of stock acquisition rights (SARs). Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 18:50 UTC |
WILLIS J KEVINSr.VP &Chief Financial Officer
|
Exercise / conversionCommon Stock | 4,940 | $46.65 | $230,451.00 |
DisclosureSEC source: 0001127602-22-016626 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Sr.VP &Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,005.701 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| May 17, 2022 Filed May 19, 2022 20:15 UTC |
Sandler Ricky CDirector · See Remarks
EMINENCE CAPITAL, LPDirector
|
PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 48,800 | $101.27 | $4,941,976.00 |
DisclosureSEC source: 0000902664-22-003033 · ownership.xml · nonDerivative · entry 1 Sandler Ricky C · CIK 0001362459 · Director · See Remarks EMINENCE CAPITAL, LP · CIK 0001107310 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,083,978 F1 · ownership.nature: Eminence Capital, LP ("Eminence Capital") serves as the management company or investment adviser to, and may be deemed to have shared voting and dispositive power over the shares of Common Stock held by, various investment funds (the "Eminence Funds") and separately managed accounts (the "Eminence SMAs," and together with the Eminence Funds, the "Eminence Funds and SMAs") under its management and control. Ricky C. Sandler ("Mr. Sandler") is the Chief Executive Officer of Eminence Capital and may be deemed to have shared voting and dispositive power with respect to the shares of Common Stock held by the Eminence Funds and SMAs. Eminence Capital and Mr. Sandler each disclaim beneficial ownership of the securities held by the Eminence Funds and SMAs, except to the extent of its or his pecuniary interest therein. Read SEC document |
| April 14, 2022 Filed Apr 18, 2022 20:25 UTC |
Winkler von Mohrenfels Petra YvonneSr. VP, GC and Secretary
|
Exercise / conversionStock Appreciation Right · Derivative | 2,000 | $0.00 Strike: $67.16 | $0.00 |
DisclosureSEC source: 0001127602-22-012087 · form4.xml · derivative · entry 4 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2027-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 14, 2022 Filed Apr 18, 2022 20:25 UTC |
Winkler von Mohrenfels Petra YvonneSr. VP, GC and Secretary
|
Tax withholdingCommon Stock | 234 | $106.04 | $24,813.36 |
DisclosureSEC source: 0001127602-22-012087 · form4.xml · nonDerivative · entry 3 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,729.154 F3 · kind: This represents the withholding of shares of common stock to satisfy tax withholding liability associated with the exercise of the SARs that are required in this Form 4. Read SEC document |
| April 14, 2022 Filed Apr 18, 2022 20:25 UTC |
Winkler von Mohrenfels Petra YvonneSr. VP, GC and Secretary
|
Disposition to issuerCommon Stock | 1,267 | $106.04 | $134,352.68 |
DisclosureSEC source: 0001127602-22-012087 · form4.xml · nonDerivative · entry 2 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,963.154 F2 · kind: This represents the shares of common stock for payment of exercise price incident to the exercise of stock appreciation rights (SARs). Read SEC document |
| April 14, 2022 Filed Apr 18, 2022 20:25 UTC |
Winkler von Mohrenfels Petra YvonneSr. VP, GC and Secretary
|
Exercise / conversionCommon Stock | 2,000 | $67.16 | $134,320.00 |
DisclosureSEC source: 0001127602-22-012087 · form4.xml · nonDerivative · entry 1 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,230.154 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 20:22 UTC |
TEAL JANICEDirector
|
OtherCommon Stock Units · Derivative | 292 | $98.41 | $28,735.72 |
DisclosureSEC source: 0001127602-22-010854 · form4.xml · derivative · entry 1 TEAL JANICE · CIK 0001258631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,925 Underlying: Common Stock · 292 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.) F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 20:20 UTC |
DEMPSEY WILLIAM GDirector
|
OtherCommon Stock Units · Derivative | 292 | $98.41 | $28,735.72 |
DisclosureSEC source: 0001127602-22-010852 · form4.xml · derivative · entry 1 DEMPSEY WILLIAM G · CIK 0001239422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,982 Underlying: Common Stock · 292 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · kind: Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.) F3 · derivative.exercise_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. F3 · derivative.expiration_date: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director. Read SEC document |
| March 21, 2022 Filed Mar 22, 2022 20:22 UTC |
MUSA OSAMA MSr. Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 4,686 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-010159 · form4.xml · derivative · entry 3 MUSA OSAMA M · CIK 0001759443 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,686 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. F3 · derivative.exercise_date: Grant of Restricted Stock Units on March 20, 2019, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest 30% one year after date of grant and 70% three years after date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F3 · derivative.expiration_date: Grant of Restricted Stock Units on March 20, 2019, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest 30% one year after date of grant and 70% three years after date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| March 21, 2022 Filed Mar 22, 2022 20:22 UTC |
MUSA OSAMA MSr. Vice President
|
Tax withholdingCommon Stock | 1,494 | $94.30 | $140,884.20 |
DisclosureSEC source: 0001127602-22-010159 · form4.xml · nonDerivative · entry 2 MUSA OSAMA M · CIK 0001759443 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,313 F1 · kind: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| March 21, 2022 Filed Mar 22, 2022 20:22 UTC |
MUSA OSAMA MSr. Vice President
|
Exercise / conversionCommon Stock | 4,686 | $94.43 | $442,498.98 |
DisclosureSEC source: 0001127602-22-010159 · form4.xml · nonDerivative · entry 1 MUSA OSAMA M · CIK 0001759443 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,807 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2022 Filed Feb 4, 2022 13:47 UTC |
WANG XIAOLANSr VP & Gen Mgr, Personal Care
|
Exercise / conversionRestricted Stock Equivalents · Derivative | 269.391 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-003300 · form4.xml · derivative · entry 3 WANG XIAOLAN · CIK 0001801776 · Sr VP & Gen Mgr, Personal Care 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269.388 Underlying: Common Stock · 269.391 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Equivalent represents a right to receive one (1) share of Ashland Common Stock. The reporting person settled all of her Restricted Stock Equivalents for cash. F1 · price: Each Restricted Stock Equivalent represents a right to receive one (1) share of Ashland Common Stock. The reporting person settled all of her Restricted Stock Equivalents for cash. F2 · derivative.exercise_date: Grant of Restricted Stock Equivalents on February 3, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F2 · derivative.expiration_date: Grant of Restricted Stock Equivalents on February 3, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| February 03, 2022 Filed Feb 4, 2022 13:47 UTC |
WANG XIAOLANSr VP & Gen Mgr, Personal Care
|
Disposition to issuerCommon Stock | 269.391 | $96.03 | $25,869.62 |
DisclosureSEC source: 0001127602-22-003300 · form4.xml · nonDerivative · entry 2 WANG XIAOLAN · CIK 0001801776 · Sr VP & Gen Mgr, Personal Care 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 03, 2022 Filed Feb 4, 2022 13:47 UTC |
WANG XIAOLANSr VP & Gen Mgr, Personal Care
|
Exercise / conversionCommon Stock | 269.391 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-003300 · form4.xml · nonDerivative · entry 1 WANG XIAOLAN · CIK 0001801776 · Sr VP & Gen Mgr, Personal Care 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269.391 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Equivalent represents a right to receive one (1) share of Ashland Common Stock. The reporting person settled all of her Restricted Stock Equivalents for cash. Read SEC document |
| January 24, 2022 Filed Jan 25, 2022 22:04 UTC |
TEAL JANICEDirector
|
GrantRestricted Stock Units · Derivative | 1,139 | $96.61 | $110,038.79 |
DisclosureSEC source: 0001127602-22-002075 · form4.xml · derivative · entry 1 TEAL JANICE · CIK 0001258631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,083 Underlying: Common Stock · 1,139 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. F2 · derivative.exercise_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F2 · derivative.expiration_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F3 · balance_after: Balance includes 58 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2021; 56 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2021; 59 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2021; 54 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2021. Read SEC document |
| January 24, 2022 Filed Jan 25, 2022 22:03 UTC |
Peribere Jerome ADirector
|
GrantRestricted Stock Units · Derivative | 1,139 | $96.61 | $110,038.79 |
DisclosureSEC source: 0001127602-22-002074 · form4.xml · derivative · entry 1 Peribere Jerome A · CIK 0001484527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,972 Underlying: Common Stock · 1,139 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. F2 · derivative.exercise_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F2 · derivative.expiration_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F3 · balance_after: Balance includes 19 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2021; 18 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2021; 19 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2021; 17 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2021. Read SEC document |
| January 24, 2022 Filed Jan 25, 2022 22:01 UTC |
MAIN SUEDirector
|
GrantRestricted Stock Units · Derivative | 1,139 | $96.61 | $110,038.79 |
DisclosureSEC source: 0001127602-22-002073 · form4.xml · derivative · entry 1 MAIN SUE · CIK 0001284967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,848 Underlying: Common Stock · 1,139 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. F2 · derivative.exercise_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F2 · derivative.expiration_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F3 · balance_after: Balance includes 22 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2021; 21 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2021; 22 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2021; 20 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2021. Read SEC document |
| January 24, 2022 Filed Jan 25, 2022 22:00 UTC |
Joseph WettenyDirector
|
GrantRestricted Stock Units · Derivative | 1,139 | $96.61 | $110,038.79 |
DisclosureSEC source: 0001127602-22-002072 · form4.xml · derivative · entry 1 Joseph Wetteny · CIK 0001285781 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,474 Underlying: Common Stock · 1,139 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. F2 · derivative.exercise_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F2 · derivative.expiration_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F3 · balance_after: Balance includes 4 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2021; 4 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2021; 4 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2021; 4 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2021. Read SEC document |
| January 24, 2022 Filed Jan 25, 2022 21:58 UTC |
IHLENFELD JAY VDirector
|
GrantRestricted Stock Units · Derivative | 1,139 | $96.61 | $110,038.79 |
DisclosureSEC source: 0001127602-22-002070 · form4.xml · derivative · entry 1 IHLENFELD JAY V · CIK 0001205395 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,553 Underlying: Common Stock · 1,139 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. F2 · derivative.exercise_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F2 · derivative.expiration_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F3 · balance_after: Balance includes 27 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2021; 26 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2021; 27 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2021; 25 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2021. Read SEC document |
| January 24, 2022 Filed Jan 25, 2022 21:56 UTC |
DEMPSEY WILLIAM GDirector
|
GrantRestricted Stock Units · Derivative | 1,139 | $96.61 | $110,038.79 |
DisclosureSEC source: 0001127602-22-002067 · form4.xml · derivative · entry 1 DEMPSEY WILLIAM G · CIK 0001239422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,788 Underlying: Common Stock · 1,139 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. F2 · derivative.exercise_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F2 · derivative.expiration_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.) F3 · balance_after: Balance includes 28 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2021; 27 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2021; 27 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2021; 26 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2021. Read SEC document |
| January 24, 2022 Filed Jan 25, 2022 21:54 UTC |
CUMMINS BRENDANDirector
|
GrantRestricted Stock Units · Derivative | 1,139 | $96.61 | $110,038.79 |
DisclosureSEC source: 0001127602-22-002063 · form4.xml · derivative · entry 1 CUMMINS BRENDAN · CIK 0001550092 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,636 Underlying: Common Stock · 1,139 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive the cash compensation in an amount equal to the value of one (1) share of Ashland Global Holdings Inc Common Stock multiplied by the closing stock price for Ashland Common Stock on the NYSE on the vesting date. F2 · derivative.exercise_date: All Restricted Stock Units will vest on the earliest of (i) the Director's Retirement (as defined in Ashland's Incentive Plan), (ii) the Director's death or Disability (as defined in Ashland's Incentive Plan), (iii) a 50% change in beneficial ownership of Ashland, or (iv) voluntary early retirement to enter government service. F2 · derivative.expiration_date: All Restricted Stock Units will vest on the earliest of (i) the Director's Retirement (as defined in Ashland's Incentive Plan), (ii) the Director's death or Disability (as defined in Ashland's Incentive Plan), (iii) a 50% change in beneficial ownership of Ashland, or (iv) voluntary early retirement to enter government service. F3 · balance_after: Balance includes 69 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2021, 67 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2021, 70 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2021, 64 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2021. Read SEC document |
| January 24, 2022 Filed Jan 26, 2022 21:18 UTC |
Sandler Ricky CDirector
|
GrantRestricted Stock Units · Derivative | 1,138.5985 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-22-000585 · ownership.xml · derivative · entry 1 Sandler Ricky C · CIK 0001362459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,965 Underlying: Common Stock · 1,138.5985 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Common Stock, par value $0.01 per share ("Common Stock") of Ashland Global Holdings Inc. ("Ashland"). F2 · derivative.exercise_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Common Stock.) F2 · derivative.expiration_date: Grant of stock-settled Restricted Stock Units granted under Ashland's Omnibus Incentive Plan and deferred under Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Common Stock.) F3 · balance_after: Balance includes 9.123 additional Restricted Stock Units acquired in lieu of cash dividends paid on March 15, 2021, 8.805 additional Restricted Stock Units acquired in lieu of cash dividends paid on June 15, 2021, 9.231 additional Restricted Stock Units acquired in lieu of cash dividends paid on September 15, 2021, and 8.435 additional Restricted Stock Units acquired in lieu of cash dividends paid on December 15, 2021. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 16:22 UTC |
CHONG MINSr VP & Gen Mgr, Spc Additives
|
Exercise / conversionRestricted Stock Units · Derivative | 320 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-000463 · form4.xml · derivative · entry 3 CHONG MIN · CIK 0001801471 · Sr VP & Gen Mgr, Spc Additives 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321.327 Underlying: Common Stock · 320 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. F3 · derivative.exercise_date: Grant of Restricted Stock Units on January 2, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer. F3 · derivative.expiration_date: Grant of Restricted Stock Units on January 2, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 16:22 UTC |
CHONG MINSr VP & Gen Mgr, Spc Additives
|
Tax withholdingCommon Stock | 109 | $106.01 | $11,555.09 |
DisclosureSEC source: 0001127602-22-000463 · form4.xml · nonDerivative · entry 2 CHONG MIN · CIK 0001801471 · Sr VP & Gen Mgr, Spc Additives 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 866 F1 · kind: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.