person · Reporting owner
Winkler von Mohrenfels Petra Yvonne
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASHLAND INC.ASH · Entity 4139 | Sr. VP, GC and Secretary | February 09, 2023 | February 13, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASHLAND INC.
Report date February 09, 2023 · Filed February 13, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,139.154 |
Ending reported balance
After 2023-02-09 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2023-02-09 · Exercise / conversion · Acquired 1,250 · Balance 6,916.154 Row 2 · 2023-02-09 · Disposition to issuer · Disposed 953 · Balance 5,963.154 F1: This represents the shares of common stock for payment of exercise price incident to the exercise of stock appreciation rights (SARs). Row 3 · 2023-02-09 · Tax withholding · Disposed 107 · Balance 5,856.154 F2: This represents the withholding of shares of common stock to satisfy tax withholding liability associated with the exercise of the SARs that are required in this Form 4. Row 4 · 2023-02-09 · Exercise / conversion · Acquired 1,500 · Balance 7,356.154 Row 5 · 2023-02-09 · Disposition to issuer · Disposed 1,082 · Balance 6,274.154 F1: This represents the shares of common stock for payment of exercise price incident to the exercise of stock appreciation rights (SARs). Row 6 · 2023-02-09 · Tax withholding · Disposed 135 · Balance 6,139.154 F2: This represents the withholding of shares of common stock to satisfy tax withholding liability associated with the exercise of the SARs that are required in this Form 4. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $82.34 · Expires 2028-11-15 | Direct | 0 |
Reported balance
After 2023-02-09 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-02-09 · Exercise / conversion · Disposed 1,250 · Balance 0 F3: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $77.90 · Expires 2029-11-13 | Direct | 0 |
Reported balance
After 2023-02-09 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-02-09 · Exercise / conversion · Disposed 1,500 · Balance 0 F3: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. |
Filing footnotes · ownership attribution and instrument terms
F1: This represents the shares of common stock for payment of exercise price incident to the exercise of stock appreciation rights (SARs).
F2: This represents the withholding of shares of common stock to satisfy tax withholding liability associated with the exercise of the SARs that are required in this Form 4.
F3: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 09, 2023 Filed Feb 13, 2023 21:10 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionStock Appreciation Right · Derivative | 1,500 | $0.00 Strike: $77.90 | $0.00 |
DisclosureSEC source: 0001127602-23-004844 · form4.xml · derivative · entry 8 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2029-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 21:10 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionStock Appreciation Right · Derivative | 1,250 | $0.00 Strike: $82.34 | $0.00 |
DisclosureSEC source: 0001127602-23-004844 · form4.xml · derivative · entry 7 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires 2028-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 21:10 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 135 | $107.95 | $14,573.25 |
DisclosureSEC source: 0001127602-23-004844 · form4.xml · nonDerivative · entry 6 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,139.154 F2 · kind: This represents the withholding of shares of common stock to satisfy tax withholding liability associated with the exercise of the SARs that are required in this Form 4. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 21:10 UTC | ASHLAND INC. ASH · Entity 4139 | Disposition to issuerCommon Stock | 1,082 | $107.95 | $116,801.90 |
DisclosureSEC source: 0001127602-23-004844 · form4.xml · nonDerivative · entry 5 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,274.154 F1 · kind: This represents the shares of common stock for payment of exercise price incident to the exercise of stock appreciation rights (SARs). Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 21:10 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 1,500 | $77.90 | $116,850.00 |
DisclosureSEC source: 0001127602-23-004844 · form4.xml · nonDerivative · entry 4 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,356.154 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 21:10 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 107 | $107.95 | $11,550.65 |
DisclosureSEC source: 0001127602-23-004844 · form4.xml · nonDerivative · entry 3 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,856.154 F2 · kind: This represents the withholding of shares of common stock to satisfy tax withholding liability associated with the exercise of the SARs that are required in this Form 4. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 21:10 UTC | ASHLAND INC. ASH · Entity 4139 | Disposition to issuerCommon Stock | 953 | $107.95 | $102,876.35 |
DisclosureSEC source: 0001127602-23-004844 · form4.xml · nonDerivative · entry 2 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,963.154 F1 · kind: This represents the shares of common stock for payment of exercise price incident to the exercise of stock appreciation rights (SARs). Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 21:10 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 1,250 | $82.34 | $102,925.00 |
DisclosureSEC source: 0001127602-23-004844 · form4.xml · nonDerivative · entry 1 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,916.154 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2022 Filed Dec 12, 2022 17:17 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 726 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-22-001313 · form4.xml · derivative · entry 7 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,452.921 Underlying: Common Stock · 726 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. F5 · derivative.exercise_date: Grant of Restricted Stock Units on November 18, 2021 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The restricted stock units vest in three annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer. F5 · derivative.expiration_date: Grant of Restricted Stock Units on November 18, 2021 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The restricted stock units vest in three annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer. Read SEC document |
| November 18, 2022 Filed Dec 12, 2022 17:17 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 249 | $111.88 | $27,858.12 |
DisclosureSEC source: 0000950157-22-001313 · form4.xml · nonDerivative · entry 4 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,666.154 F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 18, 2022 Filed Dec 12, 2022 17:17 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 726 | $111.88 | $81,224.88 |
DisclosureSEC source: 0000950157-22-001313 · form4.xml · nonDerivative · entry 3 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,915.154 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2022 Filed Dec 12, 2022 17:17 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 2,175 | $110.74 | $240,859.50 |
DisclosureSEC source: 0000950157-22-001313 · form4.xml · derivative · entry 6 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,175 Underlying: Common Stock · 2,175 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three annual equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer. F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three annual equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer. Read SEC document |
| November 17, 2022 Filed Dec 12, 2022 17:17 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 580 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-22-001313 · form4.xml · derivative · entry 5 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580.414 Underlying: Common Stock · 580 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. F3 · derivative.exercise_date: Grant of Restricted Stock Units on November 17, 2020 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The restricted stock units vest in three annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer. F3 · derivative.expiration_date: Grant of Restricted Stock Units on November 17, 2020 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The restricted stock units vest in three annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer. Read SEC document |
| November 17, 2022 Filed Dec 12, 2022 17:17 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 192 | $110.74 | $21,262.08 |
DisclosureSEC source: 0000950157-22-001313 · form4.xml · nonDerivative · entry 2 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,189.154 F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 17, 2022 Filed Dec 12, 2022 17:17 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 580 | $110.74 | $64,229.20 |
DisclosureSEC source: 0000950157-22-001313 · form4.xml · nonDerivative · entry 1 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,381.154 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2022 Filed Nov 16, 2022 16:01 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 105 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-025689 · form4.xml · derivative · entry 3 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 105 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. F2 · derivative.exercise_date: Grant of Restricted Stock Units on November 13, 2019 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The restricted stock units vest in three annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer. F2 · derivative.expiration_date: Grant of Restricted Stock Units on November 13, 2019 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The restricted stock units vest in three annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer. Read SEC document |
| November 13, 2022 Filed Nov 16, 2022 16:01 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 33 | $108.93 | $3,594.69 |
DisclosureSEC source: 0001127602-22-025689 · form4.xml · nonDerivative · entry 2 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,801.154 Read SEC document |
| November 13, 2022 Filed Nov 16, 2022 16:01 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 105 | $108.93 | $11,437.65 |
DisclosureSEC source: 0001127602-22-025689 · form4.xml · nonDerivative · entry 1 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,834.154 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 14, 2022 Filed Apr 18, 2022 20:25 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionStock Appreciation Right · Derivative | 2,000 | $0.00 Strike: $67.16 | $0.00 |
DisclosureSEC source: 0001127602-22-012087 · form4.xml · derivative · entry 4 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2027-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 14, 2022 Filed Apr 18, 2022 20:25 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 234 | $106.04 | $24,813.36 |
DisclosureSEC source: 0001127602-22-012087 · form4.xml · nonDerivative · entry 3 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,729.154 F3 · kind: This represents the withholding of shares of common stock to satisfy tax withholding liability associated with the exercise of the SARs that are required in this Form 4. Read SEC document |
| April 14, 2022 Filed Apr 18, 2022 20:25 UTC | ASHLAND INC. ASH · Entity 4139 | Disposition to issuerCommon Stock | 1,267 | $106.04 | $134,352.68 |
DisclosureSEC source: 0001127602-22-012087 · form4.xml · nonDerivative · entry 2 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,963.154 F2 · kind: This represents the shares of common stock for payment of exercise price incident to the exercise of stock appreciation rights (SARs). Read SEC document |
| April 14, 2022 Filed Apr 18, 2022 20:25 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 2,000 | $67.16 | $134,320.00 |
DisclosureSEC source: 0001127602-22-012087 · form4.xml · nonDerivative · entry 1 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,230.154 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| November 18, 2021 Filed Nov 23, 2021 21:55 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 2,151 | $106.33 | $228,715.83 |
DisclosureSEC source: 0000950157-21-001208 · form4.xml · derivative · entry 1 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,296.544 Underlying: Common Stock · 2,151 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. F2 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three annual equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer. F2 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three annual equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 22:29 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 571 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029729 · form4.xml · derivative · entry 2 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,145.544 Underlying: Common Stock · 571 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. F2 · derivative.exercise_date: Grant of Restricted Stock Units on November 17, 2020, pursuant to Ashland's incentive plan as approved by shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer. F2 · derivative.expiration_date: Grant of Restricted Stock Units on November 17, 2020, pursuant to Ashland's incentive plan as approved by shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 22:29 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 571 | $106.93 | $61,057.03 |
DisclosureSEC source: 0001127602-21-029729 · form4.xml · nonDerivative · entry 1 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,230.154 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 22:26 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 103 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029476 · form4.xml · derivative · entry 6 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103.372 Underlying: Common Stock · 103 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. F3 · derivative.exercise_date: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer. F3 · derivative.expiration_date: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 22:26 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 105 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029476 · form4.xml · derivative · entry 5 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 105 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. F2 · derivative.exercise_date: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer. F2 · derivative.expiration_date: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 22:26 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 33 | $108.17 | $3,569.61 |
DisclosureSEC source: 0001127602-21-029476 · form4.xml · nonDerivative · entry 4 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,659.154 Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 22:26 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 103 | $108.17 | $11,141.51 |
DisclosureSEC source: 0001127602-21-029476 · form4.xml · nonDerivative · entry 3 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,692.154 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 22:26 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 33 | $108.17 | $3,569.61 |
DisclosureSEC source: 0001127602-21-029476 · form4.xml · nonDerivative · entry 2 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,589.154 Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 22:26 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 105 | $108.17 | $11,357.85 |
DisclosureSEC source: 0001127602-21-029476 · form4.xml · nonDerivative · entry 1 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,622.154 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 20:39 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionStock Appreciation Right · Derivative | 425 | $0.00 Strike: $59.41 | $0.00 |
DisclosureSEC source: 0001127602-21-012423 · form4.xml · derivative · entry 8 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 425 shares Expires 2025-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 20:39 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionStock Appreciation Right · Derivative | 1,035 | $0.00 Strike: $59.95 | $0.00 |
DisclosureSEC source: 0001127602-21-012423 · form4.xml · derivative · entry 7 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,035 shares Expires 2024-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 20:39 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 54 | $90.23 | $4,872.42 |
DisclosureSEC source: 0001127602-21-012423 · form4.xml · nonDerivative · entry 6 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,517.154 F5 · shares: This represents the withholding of shares of Common Stock to satisfy tax withholding liability associated with the exercise of the SARs that was reported in this Form 4. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 20:39 UTC | ASHLAND INC. ASH · Entity 4139 | Disposition to issuerCommon Stock | 280 | $90.23 | $25,264.40 |
DisclosureSEC source: 0001127602-21-012423 · form4.xml · nonDerivative · entry 5 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,571.154 F4 · shares: This represents the difference between the number of stock appreciation rights (SARs) exercised (425) and the number of shares issued as a result of the exercise (145). Each SAR represents the right, upon exercise, to receive a number of shares of Common Stock equal in value to the amount, if any, by which the fair market value of Common Stock (as determined on the date of the exercise) exceeds the exercise price. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 20:39 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 425 | $59.41 | $25,249.25 |
DisclosureSEC source: 0001127602-21-012423 · form4.xml · nonDerivative · entry 4 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,851.154 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 20:39 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 127 | $90.23 | $11,459.21 |
DisclosureSEC source: 0001127602-21-012423 · form4.xml · nonDerivative · entry 3 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,426.154 F3 · shares: This represents the withholding of shares of Common Stock to satisfy tax withholding liability associated with the exercise of the SARs that was reported in this Form 4. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 20:39 UTC | ASHLAND INC. ASH · Entity 4139 | Disposition to issuerCommon Stock | 688 | $90.23 | $62,078.24 |
DisclosureSEC source: 0001127602-21-012423 · form4.xml · nonDerivative · entry 2 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,553.154 F2 · shares: This represents the difference between the number of stock appreciation rights (SARs) exercised (1,035) and the number of shares issued as a result of the exercise (347). Each SAR represents the right, upon exercise, to receive a number of shares of Common Stock equal in value to the amount, if any, by which the fair market value of Common Stock (as determined on the date of the exercise) exceeds the exercise price. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 20:39 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 1,035 | $59.95 | $62,048.25 |
DisclosureSEC source: 0001127602-21-012423 · form4.xml · nonDerivative · entry 1 Winkler von Mohrenfels Petra Yvonne · CIK 0001836790 · Sr. VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,241.154 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.