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ASSOCIATED BANC-CORP

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2747
SEC CIK
0000007789
Parsed reports
2,127

Last 12 months

Inside the activity.

0 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202506
Jan 202600
Feb 202604
Mar 202600
Apr 202601
May 202604
Jun 202603
Jul 202604
Aug 202604
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 14, 2016 Filed Nov 16, 2016 19:35 UTC
Hickey ScottChief Credit Officer
SaleCommon Stock $0.01 Par Value 200 $22.68 $4,535.00
Disclosure

SEC source: 0001127602-16-067376 · form4.xml · nonDerivative · entry 20

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,178

Read SEC document
November 14, 2016 Filed Nov 16, 2016 19:35 UTC
Hickey ScottChief Credit Officer
SaleCommon Stock $0.01 Par Value 800 $22.65 $18,120.00
Disclosure

SEC source: 0001127602-16-067376 · form4.xml · nonDerivative · entry 19

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,378

Read SEC document
November 14, 2016 Filed Nov 16, 2016 19:35 UTC
Hickey ScottChief Credit Officer
Exercise / conversionCommon Stock $0.01 Par Value 18,837 $12.97 $244,315.89
Disclosure

SEC source: 0001127602-16-067376 · form4.xml · nonDerivative · entry 18

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 19:35 UTC
Hickey ScottChief Credit Officer
SaleCommon Stock $0.01 Par Value 1,100 $22.83 $25,107.50
Disclosure

SEC source: 0001127602-16-067376 · form4.xml · nonDerivative · entry 17

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,341

Read SEC document
November 14, 2016 Filed Nov 16, 2016 19:35 UTC
Hickey ScottChief Credit Officer
SaleCommon Stock $0.01 Par Value 3,600 $22.80 $82,080.00
Disclosure

SEC source: 0001127602-16-067376 · form4.xml · nonDerivative · entry 16

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,441

Read SEC document
November 14, 2016 Filed Nov 16, 2016 19:35 UTC
Hickey ScottChief Credit Officer
SaleCommon Stock $0.01 Par Value 2,400 $22.78 $54,660.00
Disclosure

SEC source: 0001127602-16-067376 · form4.xml · nonDerivative · entry 15

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,041

Read SEC document
November 14, 2016 Filed Nov 16, 2016 19:35 UTC
Hickey ScottChief Credit Officer
SaleCommon Stock $0.01 Par Value 5,500 $22.75 $125,125.00
Disclosure

SEC source: 0001127602-16-067376 · form4.xml · nonDerivative · entry 14

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,441

Read SEC document
November 14, 2016 Filed Nov 16, 2016 19:35 UTC
Hickey ScottChief Credit Officer
SaleCommon Stock $0.01 Par Value 7,100 $22.73 $161,347.50
Disclosure

SEC source: 0001127602-16-067376 · form4.xml · nonDerivative · entry 13

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,941

Read SEC document
November 14, 2016 Filed Nov 16, 2016 19:35 UTC
Hickey ScottChief Credit Officer
SaleCommon Stock $0.01 Par Value 9,100 $22.70 $206,570.00
Disclosure

SEC source: 0001127602-16-067376 · form4.xml · nonDerivative · entry 12

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,041

Read SEC document
November 14, 2016 Filed Nov 16, 2016 19:35 UTC
Hickey ScottChief Credit Officer
SaleCommon Stock $0.01 Par Value 100 $22.68 $2,267.50
Disclosure

SEC source: 0001127602-16-067376 · form4.xml · nonDerivative · entry 11

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,141

Read SEC document
November 14, 2016 Filed Nov 16, 2016 19:35 UTC
Hickey ScottChief Credit Officer
SaleCommon Stock $0.01 Par Value 1,100 $22.65 $24,915.00
Disclosure

SEC source: 0001127602-16-067376 · form4.xml · nonDerivative · entry 10

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,241

Read SEC document
November 14, 2016 Filed Nov 16, 2016 19:35 UTC
Hickey ScottChief Credit Officer
Exercise / conversionCommon Stock $0.01 Par Value 30,000 $17.26 $517,800.00
Disclosure

SEC source: 0001127602-16-067376 · form4.xml · nonDerivative · entry 9

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 19:35 UTC
Hickey ScottChief Credit Officer
SaleCommon Stock $0.01 Par Value 1,000 $22.83 $22,825.00
Disclosure

SEC source: 0001127602-16-067376 · form4.xml · nonDerivative · entry 8

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,341

Read SEC document
November 14, 2016 Filed Nov 16, 2016 19:35 UTC
Hickey ScottChief Credit Officer
SaleCommon Stock $0.01 Par Value 2,115 $22.80 $48,222.00
Disclosure

SEC source: 0001127602-16-067376 · form4.xml · nonDerivative · entry 7

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,341

Read SEC document
November 14, 2016 Filed Nov 16, 2016 19:35 UTC
Hickey ScottChief Credit Officer
SaleCommon Stock $0.01 Par Value 1,900 $22.78 $43,272.50
Disclosure

SEC source: 0001127602-16-067376 · form4.xml · nonDerivative · entry 6

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,456

Read SEC document
November 14, 2016 Filed Nov 16, 2016 19:35 UTC
Hickey ScottChief Credit Officer
SaleCommon Stock $0.01 Par Value 4,085 $22.75 $92,933.75
Disclosure

SEC source: 0001127602-16-067376 · form4.xml · nonDerivative · entry 5

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,356

Read SEC document
November 14, 2016 Filed Nov 16, 2016 19:35 UTC
Hickey ScottChief Credit Officer
SaleCommon Stock $0.01 Par Value 3,500 $22.73 $79,537.50
Disclosure

SEC source: 0001127602-16-067376 · form4.xml · nonDerivative · entry 4

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,441

Read SEC document
November 14, 2016 Filed Nov 16, 2016 19:35 UTC
Hickey ScottChief Credit Officer
SaleCommon Stock $0.01 Par Value 6,600 $22.70 $149,820.00
Disclosure

SEC source: 0001127602-16-067376 · form4.xml · nonDerivative · entry 3

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,941

Read SEC document
November 14, 2016 Filed Nov 16, 2016 19:35 UTC
Hickey ScottChief Credit Officer
SaleCommon Stock $0.01 Par Value 800 $22.65 $18,120.00
Disclosure

SEC source: 0001127602-16-067376 · form4.xml · nonDerivative · entry 2

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,541

Read SEC document
November 14, 2016 Filed Nov 16, 2016 19:35 UTC
Hickey ScottChief Credit Officer
Exercise / conversionCommon Stock $0.01 Par Value 20,000 $19.50 $390,000.00
Disclosure

SEC source: 0001127602-16-067376 · form4.xml · nonDerivative · entry 1

Hickey Scott · CIK 0001448684 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 19:32 UTC
Docter Judith MExecutive Vice President
SaleCommon Stock $0.01 Par Value 161 $23.26 $3,744.06
Disclosure

SEC source: 0001127602-16-067374 · form4.xml · nonDerivative · entry 5

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,282.758

Read SEC document
November 14, 2016 Filed Nov 16, 2016 19:32 UTC
Docter Judith MExecutive Vice President
SaleCommon Stock $0.01 Par Value 1,704 $23.25 $39,618.00
Disclosure

SEC source: 0001127602-16-067374 · form4.xml · nonDerivative · entry 4

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,443.758

Read SEC document
November 14, 2016 Filed Nov 16, 2016 19:32 UTC
Docter Judith MExecutive Vice President
SaleCommon Stock $0.01 Par Value 100 $23.23 $2,323.48
Disclosure

SEC source: 0001127602-16-067374 · form4.xml · nonDerivative · entry 3

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,147.758

Read SEC document
November 14, 2016 Filed Nov 16, 2016 19:32 UTC
Docter Judith MExecutive Vice President
SaleCommon Stock $0.01 Par Value 1,100 $23.20 $25,520.00
Disclosure

SEC source: 0001127602-16-067374 · form4.xml · nonDerivative · entry 2

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,247.758

Read SEC document
November 14, 2016 Filed Nov 16, 2016 19:32 UTC
Docter Judith MExecutive Vice President
SaleCommon Stock $0.01 Par Value 1,295 $23.18 $30,024.32
Disclosure

SEC source: 0001127602-16-067374 · form4.xml · nonDerivative · entry 1

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,347.758

Read SEC document
November 07, 2016 Filed Nov 7, 2016 17:59 UTC
Hanson Breck F.Executive Vice President
SaleCommon Stock $0.01 Par Value 4,800 $20.20 $96,960.00
Disclosure

SEC source: 0001127602-16-066218 · form4.xml · nonDerivative · entry 2

Hanson Breck F. · CIK 0001504124 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 40,356

Read SEC document
November 04, 2016 Filed Nov 7, 2016 17:59 UTC
Hanson Breck F.Executive Vice President
SaleCommon Stock $0.01 Par Value 189 $20.05 $3,789.45
Disclosure

SEC source: 0001127602-16-066218 · form4.xml · nonDerivative · entry 1

Hanson Breck F. · CIK 0001504124 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 45,156

Read SEC document
November 01, 2016 Filed Nov 2, 2016 14:54 UTC
Utz John A.Executive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 12,355 $0.00 Strike: $17.02 $0.00
Disclosure

SEC source: 0001127602-16-065805 · form4.xml · derivative · entry 9

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,755

Underlying: Common Stock $0.01 Par Value · 12,355 shares

Expires 2024-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.

Read SEC document
November 01, 2016 Filed Nov 2, 2016 14:54 UTC
Utz John A.Executive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 4,178 $0.00 Strike: $14.02 $0.00
Disclosure

SEC source: 0001127602-16-065805 · form4.xml · derivative · entry 8

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,659

Underlying: Common Stock $0.01 Par Value · 4,178 shares

Expires 2023-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
November 01, 2016 Filed Nov 2, 2016 14:54 UTC
Utz John A.Executive Vice President
SaleCommon Stock $0.01 Par Value 100 $20.08 $2,007.50
Disclosure

SEC source: 0001127602-16-065805 · form4.xml · nonDerivative · entry 6

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,290

Read SEC document
November 01, 2016 Filed Nov 2, 2016 14:54 UTC
Utz John A.Executive Vice President
SaleCommon Stock $0.01 Par Value 6,729 $20.06 $134,950.10
Disclosure

SEC source: 0001127602-16-065805 · form4.xml · nonDerivative · entry 5

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,390

Read SEC document
November 01, 2016 Filed Nov 2, 2016 14:54 UTC
Utz John A.Executive Vice President
SaleCommon Stock $0.01 Par Value 5,526 $20.05 $110,796.30
Disclosure

SEC source: 0001127602-16-065805 · form4.xml · nonDerivative · entry 4

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,119

Read SEC document
November 01, 2016 Filed Nov 2, 2016 14:54 UTC
Utz John A.Executive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 12,355 $17.02 $210,282.10
Disclosure

SEC source: 0001127602-16-065805 · form4.xml · nonDerivative · entry 3

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2016 Filed Nov 2, 2016 14:54 UTC
Utz John A.Executive Vice President
SaleCommon Stock $0.01 Par Value 4,178 $20.04 $83,712.91
Disclosure

SEC source: 0001127602-16-065805 · form4.xml · nonDerivative · entry 2

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,290

Read SEC document
November 01, 2016 Filed Nov 2, 2016 14:54 UTC
Utz John A.Executive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 4,178 $14.02 $58,575.56
Disclosure

SEC source: 0001127602-16-065805 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2016 Filed Oct 31, 2016 16:01 UTC
FLYNN PHILIP BDirector · President & CEO
SaleCommon Stock $0.01 Par Value 10,000 $19.86 $198,620.00
Disclosure

SEC source: 0001127602-16-065510 · form4.xml · nonDerivative · entry 1

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 501,449

F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2016.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 20:32 UTC
Yee JamesExecutive Vice President
SaleCommon Stock $0.01 Par Value 4,350 $20.13 $87,543.75
Disclosure

SEC source: 0001127602-16-065656 · form4.xml · nonDerivative · entry 1

Yee James · CIK 0001323990 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,035

Read SEC document
October 27, 2016 Filed Oct 31, 2016 16:06 UTC
Erickson Randall J.Executive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 26,831 $0.00 Strike: $14.02 $0.00
Disclosure

SEC source: 0001127602-16-065511 · form4.xml · derivative · entry 3

Erickson Randall J. · CIK 0001180800 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 26,831 shares

Expires 2023-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
October 27, 2016 Filed Oct 31, 2016 16:06 UTC
Erickson Randall J.Executive Vice President
Tax withholdingCommon Stock $0.01 Par Value 21,648 $19.95 $431,877.60
Disclosure

SEC source: 0001127602-16-065511 · form4.xml · nonDerivative · entry 2

Erickson Randall J. · CIK 0001180800 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,428

Read SEC document
October 27, 2016 Filed Oct 31, 2016 16:06 UTC
Erickson Randall J.Executive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 26,831 $14.02 $376,170.62
Disclosure

SEC source: 0001127602-16-065511 · form4.xml · nonDerivative · entry 1

Erickson Randall J. · CIK 0001180800 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 20, 2016 Filed Oct 24, 2016 14:44 UTC GrantPhantom Stock Unit · Derivative 895.141 $19.55 Strike: $0.00 $17,500.01
Disclosure

SEC source: 0001127602-16-065136 · form4.xml · derivative · entry 1

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,309.581

Underlying: Common Stock $0.01 Par Value · 895.141 shares

Expires not disclosed

F1 · kind: "Stock units" awarded under Director's Deferred Compensation Plan.

F2 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition.

F3 · derivative.expiration_date: Phantom stock units will remain in the Director's Deferred Compensation Plan until such account balance is distributed pursuant to Insider's distribution election(s) on file.

Read SEC document
October 20, 2016 Filed Oct 24, 2016 14:23 UTC GrantPhantom Stock Unit · Derivative 895.141 $19.55 Strike: $0.00 $17,500.01
Disclosure

SEC source: 0001127602-16-065135 · form4.xml · derivative · entry 1

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,502.15

Underlying: Common Stock $0.01 Par Value · 895.141 shares

Expires not disclosed

F1 · kind: "Stock units" awarded under Director's Deferred Compensation Plan.

F2 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition.

F3 · derivative.expiration_date: Phantom stock units will remain in the Director's Deferred Compensation Plan until such account balance is distributed pursuant to Insider's distribution elections(s) on file.

Read SEC document
October 20, 2016 Filed Oct 24, 2016 14:21 UTC GrantPhantom Stock Unit · Derivative 117.647 $19.55 Strike: $0.00 $2,300.00
Disclosure

SEC source: 0001127602-16-065134 · form4.xml · derivative · entry 1

CROWLEY RUTH M · CIK 0001279984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,857.906

Underlying: Common Stock $0.01 Par Value · 117.647 shares

Expires not disclosed

F1 · kind: "Stock units" awarded under Director's Deferred Compensation Plan.

F2 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition.

F3 · derivative.expiration_date: Phantom stock units will remain in the Director's Deferred Compensation Plan until such account balance is distributed pursuant to Insider's distribution election(s) on file.

Read SEC document
October 17, 2016 Filed Oct 18, 2016 19:24 UTC
Piotrowski Christopher C.Executive Vice President
OtherCommon Stock $0.01 Par Value 133.862 $19.17 $2,566.67
Disclosure

SEC source: 0001127602-16-064911 · form4.xml · nonDerivative · entry 1

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,283.131

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
October 17, 2016 Filed Oct 18, 2016 19:22 UTC
Docter Judith MExecutive Vice President
OtherCommon Stock $0.01 Par Value 11.782 $19.17 $225.91
Disclosure

SEC source: 0001127602-16-064910 · form4.xml · nonDerivative · entry 1

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,642.758

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
October 17, 2016 Filed Oct 18, 2016 19:17 UTC
Del Moral-Niles ChristopherChief Financial Officer
OtherCommon Stock $0.01 Par Value 115.456 $19.17 $2,213.75
Disclosure

SEC source: 0001127602-16-064909 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,050.911

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
October 04, 2016 Filed Oct 5, 2016 14:30 UTC
Del Moral-Niles ChristopherChief Financial Officer
GiftCommon Stock $0.01 Par Value 123 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-064233 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,935.455

Read SEC document
September 22, 2016 Filed Sep 26, 2016 20:42 UTC
Hanson Breck F.Executive Vice President
GiftCommon Stock $0.01 Par Value 1,300 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-063185 · form4.xml · nonDerivative · entry 1

Hanson Breck F. · CIK 0001504124 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 45,345

Read SEC document
September 15, 2016 Filed Sep 16, 2016 20:51 UTC GrantCommon Stock $0.01 Par Value 120 $19.47 $2,336.40
Disclosure

SEC source: 0001127602-16-062710 · form4.xml · nonDerivative · entry 1

KAMERICK EILEEN A · CIK 0001044530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,315

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 21:10 UTC
FLYNN PHILIP BDirector · President & CEO
OtherDepositary Shrs Representing 8% Perpetual Pref Stk, Series B 40,000 $25.50 $1,020,000.00
Disclosure

SEC source: 0001127602-16-062721 · form4.xml · nonDerivative · entry 1

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported securities were called for redemption by the issuer at a redemption price of $25 per Depositary Share, plus an amount equal to any declared and unpaid dividends to the redemption date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.