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ASSOCIATED BANC-CORP

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2747
SEC CIK
0000007789
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2,127

Last 12 months

Inside the activity.

0 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202506
Jan 202600
Feb 202604
Mar 202600
Apr 202601
May 202604
Jun 202603
Jul 202604
Aug 202604
Sep 202602
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2018 Filed Feb 12, 2018 20:40 UTC
Piotrowski Christopher C.Executive Vice President
Tax withholdingCommon Stock $0.01 Par Value 323 $23.60 $7,622.80
Disclosure

SEC source: 0001127602-18-005146 · form4.xml · nonDerivative · entry 2

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,105.5469

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 20:40 UTC
Piotrowski Christopher C.Executive Vice President
Tax withholdingCommon Stock $0.01 Par Value 289 $23.60 $6,820.40
Disclosure

SEC source: 0001127602-18-005146 · form4.xml · nonDerivative · entry 1

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,428.5469

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 20:38 UTC
PAYNE JAMES SPENCER JR.Executive Vice President
Tax withholdingCommon Stock $0.01 Par Value 462 $23.60 $10,903.20
Disclosure

SEC source: 0001127602-18-005144 · form4.xml · nonDerivative · entry 1

PAYNE JAMES SPENCER JR. · CIK 0001688607 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,610.082

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 20:37 UTC
Kitowski Nicole MExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 218 $23.60 $5,144.80
Disclosure

SEC source: 0001127602-18-005143 · form4.xml · nonDerivative · entry 2

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,927.836

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 20:37 UTC
Kitowski Nicole MExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 206 $23.60 $4,861.60
Disclosure

SEC source: 0001127602-18-005143 · form4.xml · nonDerivative · entry 1

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,145.836

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 20:35 UTC
Hankerd John P.Executive Vice President
Tax withholdingCommon Stock $0.01 Par Value 334 $23.60 $7,882.40
Disclosure

SEC source: 0001127602-18-005142 · form4.xml · nonDerivative · entry 2

Hankerd John P. · CIK 0001714229 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,535

Read SEC document
February 08, 2018 Filed Feb 12, 2018 20:35 UTC
Hankerd John P.Executive Vice President
Tax withholdingCommon Stock $0.01 Par Value 435 $23.60 $10,266.00
Disclosure

SEC source: 0001127602-18-005142 · form4.xml · nonDerivative · entry 1

Hankerd John P. · CIK 0001714229 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,869

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 20:34 UTC
FLYNN PHILIP BDirector · President & CEO
Tax withholdingCommon Stock $0.01 Par Value 4,226 $23.60 $99,733.60
Disclosure

SEC source: 0001127602-18-005141 · form4.xml · nonDerivative · entry 2

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,088

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 20:34 UTC
FLYNN PHILIP BDirector · President & CEO
Tax withholdingCommon Stock $0.01 Par Value 4,260 $23.60 $100,536.00
Disclosure

SEC source: 0001127602-18-005141 · form4.xml · nonDerivative · entry 1

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,314

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 20:29 UTC
Del Moral-Niles ChristopherChief Financial Officer
Tax withholdingCommon Stock $0.01 Par Value 980 $23.60 $23,128.00
Disclosure

SEC source: 0001127602-18-005139 · form4.xml · nonDerivative · entry 2

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,351.692

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 20:29 UTC
Del Moral-Niles ChristopherChief Financial Officer
Tax withholdingCommon Stock $0.01 Par Value 988 $23.60 $23,316.80
Disclosure

SEC source: 0001127602-18-005139 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,331.692

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 20:31 UTC
Erickson Randall J.Executive Vice President
Tax withholdingCommon Stock $0.01 Par Value 636 $23.60 $15,009.60
Disclosure

SEC source: 0001127602-18-005140 · form4.xml · nonDerivative · entry 2

Erickson Randall J. · CIK 0001180800 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,849

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 20:31 UTC
Erickson Randall J.Executive Vice President
Tax withholdingCommon Stock $0.01 Par Value 474 $23.60 $11,186.40
Disclosure

SEC source: 0001127602-18-005140 · form4.xml · nonDerivative · entry 1

Erickson Randall J. · CIK 0001180800 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,485

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 20:26 UTC
Braeger Matthew RExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 154 $23.60 $3,634.40
Disclosure

SEC source: 0001127602-18-005138 · form4.xml · nonDerivative · entry 2

Braeger Matthew R · CIK 0001721131 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,219.0966

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 20:26 UTC
Braeger Matthew RExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 131 $23.60 $3,091.60
Disclosure

SEC source: 0001127602-18-005138 · form4.xml · nonDerivative · entry 1

Braeger Matthew R · CIK 0001721131 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,373.0966

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 20:25 UTC
BOHN WILLIAM MExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 368 $23.60 $8,684.80
Disclosure

SEC source: 0001127602-18-005137 · form4.xml · nonDerivative · entry 2

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,278.624

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 20:25 UTC
BOHN WILLIAM MExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 348 $23.60 $8,212.80
Disclosure

SEC source: 0001127602-18-005137 · form4.xml · nonDerivative · entry 1

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,646.624

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:31 UTC
Utz John A.Executive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 28,818 $24.25 Strike: $24.25 $698,836.50
Disclosure

SEC source: 0001127602-18-004702 · form4.xml · derivative · entry 4

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,818

Underlying: Common Stock $0.01 Par Value · 28,818 shares

Expires 2028-02-06

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2019.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:31 UTC
Utz John A.Executive Vice President
Tax withholdingCommon Stock $0.01 Par Value 2,022 $24.25 $49,033.50
Disclosure

SEC source: 0001127602-18-004702 · form4.xml · nonDerivative · entry 2

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,039

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:31 UTC
Utz John A.Executive Vice President
GrantCommon Stock $0.01 Par Value 10,803 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004702 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,061

F1 · kind: Includes 2,918 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2015; 2,628 shares attributable to the time-based portion, of PRSUs granted in 2018, and 5,257 shares underlying time-based RSUs ("TRSUs") granted in 2018, which will vest in four equal annual installments beginning on February 8, 2019

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:30 UTC
Stein David LExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 22,320 $24.25 Strike: $24.25 $541,260.00
Disclosure

SEC source: 0001127602-18-004701 · form4.xml · derivative · entry 5

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,320

Underlying: Common Stock $0.01 Par Value · 22,320 shares

Expires 2028-02-06

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2019.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:30 UTC
Stein David LExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 1,640 $24.25 $39,770.00
Disclosure

SEC source: 0001127602-18-004701 · form4.xml · nonDerivative · entry 2

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,522

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:30 UTC
Stein David LExecutive Vice President
GrantCommon Stock $0.01 Par Value 8,477 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004701 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,162

F1 · kind: Includes 2,369 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2015; 2,036 shares attributable to the time-based portion, of PRSUs granted in 2018, and 4,072 shares underlying time-based RSUs ("TRSUs") granted in 2018, which will vest in four equal annual installments beginning on February 8, 2019.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:29 UTC
Schmidt Paul GregoryExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 17,799 $24.25 Strike: $24.25 $431,625.75
Disclosure

SEC source: 0001127602-18-004699 · form4.xml · derivative · entry 2

Schmidt Paul Gregory · CIK 0001652805 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,799

Underlying: Common Stock $0.01 Par Value · 17,799 shares

Expires 2028-02-06

F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2019.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:29 UTC
Schmidt Paul GregoryExecutive Vice President
GrantCommon Stock $0.01 Par Value 4,870 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004699 · form4.xml · nonDerivative · entry 1

Schmidt Paul Gregory · CIK 0001652805 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,905

F1 · kind: Includes 1,623 shares attributable to the time-based portion, of PRSUs granted in 2017, and 3,247 shares underlying time-based RSUs ("TRSUs") granted in 2017, which will vest in four equal annual installments beginning on February 8, 2018.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:26 UTC
Piotrowski Christopher C.Executive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 16,104 $24.25 Strike: $24.25 $390,522.00
Disclosure

SEC source: 0001127602-18-004694 · form4.xml · derivative · entry 3

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,104

Underlying: Common Stock $0.01 Par Value · 16,104 shares

Expires 2028-02-06

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2019.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:26 UTC
Piotrowski Christopher C.Executive Vice President
Tax withholdingCommon Stock $0.01 Par Value 1,260 $24.25 $30,555.00
Disclosure

SEC source: 0001127602-18-004694 · form4.xml · nonDerivative · entry 2

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,717.5469

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:26 UTC
Piotrowski Christopher C.Executive Vice President
GrantCommon Stock $0.01 Par Value 6,028 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004694 · form4.xml · nonDerivative · entry 1

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,977.5469

F1 · kind: Includes 1,621 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2015; 1,469 shares attributable to the time-based portion, of PRSUs granted in 2018, and 2,938 shares underlying time-based RSUs ("TRSUs") granted in 2018, which will vest in four equal annual installments beginning on February 8, 2019

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:25 UTC
PAYNE JAMES SPENCER JR.Executive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 22,603 $24.25 Strike: $24.25 $548,122.75
Disclosure

SEC source: 0001127602-18-004692 · form4.xml · derivative · entry 2

PAYNE JAMES SPENCER JR. · CIK 0001688607 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,603

Underlying: Common Stock $0.01 Par Value · 22,603 shares

Expires 2028-02-06

F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2019.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:25 UTC
PAYNE JAMES SPENCER JR.Executive Vice President
GrantCommon Stock $0.01 Par Value 6,184 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004692 · form4.xml · nonDerivative · entry 1

PAYNE JAMES SPENCER JR. · CIK 0001688607 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,072.082

F1 · kind: Includes 2,061shares attributable to the time-based portion, of PRSUs granted in 2017, and 4,123shares underlying time-based RSUs ("TRSUs") granted in 2017, which will vest in four equal annual installments beginning on February 8, 2018.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:24 UTC
Lau Timothy JExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 19,212 $24.25 Strike: $24.25 $465,891.00
Disclosure

SEC source: 0001127602-18-004690 · form4.xml · derivative · entry 4

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,212

Underlying: Common Stock $0.01 Par Value · 19,212 shares

Expires 2028-02-06

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2019.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:24 UTC
Lau Timothy JExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 1,513 $24.25 $36,690.25
Disclosure

SEC source: 0001127602-18-004690 · form4.xml · nonDerivative · entry 2

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,465.355

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:24 UTC
Lau Timothy JExecutive Vice President
GrantCommon Stock $0.01 Par Value 7,208 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004690 · form4.xml · nonDerivative · entry 1

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,978.355

F1 · kind: Includes 1,951 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2015; 1,752 shares attributable to the time-based portion, of PRSUs granted in 2018, and 3,505 shares underlying time-based RSUs ("TRSUs") granted in 2018, which will vest in four equal annual installments beginning on February 8, 2019.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:22 UTC
Kitowski Nicole MExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 18,082 $24.25 Strike: $24.25 $438,488.50
Disclosure

SEC source: 0001127602-18-004687 · form4.xml · derivative · entry 4

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,082

Underlying: Common Stock $0.01 Par Value · 18,082 shares

Expires 2028-02-06

F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2019.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:22 UTC
Kitowski Nicole MExecutive Vice President
GrantCommon Stock $0.01 Par Value 4,947 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004687 · form4.xml · nonDerivative · entry 1

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,351.836

F1 · kind: Includes 1,649 shares attributable to the time-based portion, of PRSUs granted in 2018, and 3,298 shares underlying time-based RSUs ("TRSUs") granted in 2018, which will vest in four equal annual installments beginning on February 8, 2019.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:21 UTC
Hankerd John P.Executive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 19,777 $24.25 Strike: $24.25 $479,592.25
Disclosure

SEC source: 0001127602-18-004686 · form4.xml · derivative · entry 2

Hankerd John P. · CIK 0001714229 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,777

Underlying: Common Stock $0.01 Par Value · 19,777 shares

Expires 2028-02-06

F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2019.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:21 UTC
Hankerd John P.Executive Vice President
GrantCommon Stock $0.01 Par Value 5,412 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004686 · form4.xml · nonDerivative · entry 1

Hankerd John P. · CIK 0001714229 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,304

F1 · kind: Includes 1,804 shares attributable to the time-based portion, of PRSUs granted in 2018, and 3,608 shares underlying time-based RSUs ("TRSUs") granted in 2018, which will vest in four equal annual installments beginning on February 8, 2019.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:20 UTC
Erickson Randall J.Executive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 31,192 $24.25 Strike: $24.25 $756,406.00
Disclosure

SEC source: 0001127602-18-004681 · form4.xml · derivative · entry 3

Erickson Randall J. · CIK 0001180800 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,192

Underlying: Common Stock $0.01 Par Value · 31,192 shares

Expires 2028-02-06

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2019.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:20 UTC
Erickson Randall J.Executive Vice President
Tax withholdingCommon Stock $0.01 Par Value 1,768 $24.25 $42,874.00
Disclosure

SEC source: 0001127602-18-004681 · form4.xml · nonDerivative · entry 2

Erickson Randall J. · CIK 0001180800 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,959

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:20 UTC
Erickson Randall J.Executive Vice President
GrantCommon Stock $0.01 Par Value 11,078 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004681 · form4.xml · nonDerivative · entry 1

Erickson Randall J. · CIK 0001180800 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,727

F1 · kind: Includes 2,543 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2015; 2,845 shares attributable to the time-based portion, of PRSUs granted in 2018, and 5,690 shares underlying time-based RSUs ("TRSUs") granted in 2018, which will vest in four equal annual installments beginning on February 8, 2019.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:19 UTC
Docter Judith MExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 19,382 $24.25 Strike: $24.25 $470,013.50
Disclosure

SEC source: 0001127602-18-004680 · form4.xml · derivative · entry 4

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,382

Underlying: Common Stock $0.01 Par Value · 19,382 shares

Expires 2028-02-06

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2019.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:19 UTC
Docter Judith MExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 1,550 $24.25 $37,587.50
Disclosure

SEC source: 0001127602-18-004680 · form4.xml · nonDerivative · entry 2

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,751.6294

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:19 UTC
Docter Judith MExecutive Vice President
GrantCommon Stock $0.01 Par Value 7,318 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004680 · form4.xml · nonDerivative · entry 1

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,301.6294

F1 · kind: Includes 2,014 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2015; 1,768 shares attributable to the time-based portion, of PRSUs granted in 2018, and 3,536 shares underlying time-based RSUs ("TRSUs") granted in 2018, which will vest in four equal annual installments beginning on February 8, 2019.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:18 UTC
Derpinghaus Patrick JExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 9,691 $24.25 Strike: $24.25 $235,006.75
Disclosure

SEC source: 0001127602-18-004679 · form4.xml · derivative · entry 3

Derpinghaus Patrick J · CIK 0001517213 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,691

Underlying: Common Stock $0.01 Par Value · 9,691 shares

Expires 2028-02-06

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2019.

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February 06, 2018 Filed Feb 9, 2018 01:18 UTC
Derpinghaus Patrick JExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 797 $24.25 $19,327.25
Disclosure

SEC source: 0001127602-18-004679 · form4.xml · nonDerivative · entry 2

Derpinghaus Patrick J · CIK 0001517213 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,372

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

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February 06, 2018 Filed Feb 9, 2018 01:18 UTC
Derpinghaus Patrick JExecutive Vice President
GrantCommon Stock $0.01 Par Value 3,678 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004679 · form4.xml · nonDerivative · entry 1

Derpinghaus Patrick J · CIK 0001517213 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,169

F1 · kind: Includes 1,026 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2015; 884 shares attributable to the time-based portion, of PRSUs granted in 2018, and 1,768 shares underlying time-based RSUs ("TRSUs") granted in 2018, which will vest in four equal annual installments beginning on February 8, 2019.

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February 06, 2018 Filed Feb 9, 2018 01:15 UTC
Braeger Matthew RExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 7,911 $24.25 Strike: $24.25 $191,841.75
Disclosure

SEC source: 0001127602-18-004673 · form4.xml · derivative · entry 2

Braeger Matthew R · CIK 0001721131 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,911

Underlying: Common Stock $0.01 Par Value · 7,911 shares

Expires 2028-02-06

F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2019.

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February 06, 2018 Filed Feb 9, 2018 01:15 UTC
Braeger Matthew RExecutive Vice President
GrantCommon Stock $0.01 Par Value 2,164 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004673 · form4.xml · nonDerivative · entry 1

Braeger Matthew R · CIK 0001721131 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,504.0966

F1 · kind: Includes 721 shares attributable to the time-based portion, of PRSUs granted in 2018, and 1,443 shares underlying time-based RSUs ("TRSUs") granted in 2018, which will vest in four equal annual installments beginning on February 8, 2019.

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February 06, 2018 Filed Feb 9, 2018 01:17 UTC
Del Moral-Niles ChristopherChief Financial Officer
GrantNon-qualified Stock Option (Right to Buy) · Derivative 34,243 $24.25 Strike: $24.25 $830,392.75
Disclosure

SEC source: 0001127602-18-004678 · form4.xml · derivative · entry 3

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,243

Underlying: Common Stock $0.01 Par Value · 34,243 shares

Expires 2028-02-06

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2019.

Read SEC document
February 06, 2018 Filed Feb 9, 2018 01:17 UTC
Del Moral-Niles ChristopherChief Financial Officer
Tax withholdingCommon Stock $0.01 Par Value 3,638 $24.25 $88,221.50
Disclosure

SEC source: 0001127602-18-004678 · form4.xml · nonDerivative · entry 2

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,319.692

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.