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ASSOCIATED BANC-CORP

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2747
SEC CIK
0000007789
Parsed reports
2,127

Last 12 months

Inside the activity.

0 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202506
Jan 202600
Feb 202604
Mar 202600
Apr 202601
May 202604
Jun 202603
Jul 202604
Aug 202604
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 15, 2018 Filed Jun 20, 2018 21:06 UTC GrantCommon Stock $0.01 Par Value 53 $27.95 $1,481.35
Disclosure

SEC source: 0001127602-18-021638 · form4.xml · nonDerivative · entry 1

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,619.783

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
June 15, 2018 Filed Jun 20, 2018 21:02 UTC GrantCommon Stock $0.01 Par Value 117 $27.95 $3,270.15
Disclosure

SEC source: 0001127602-18-021635 · form4.xml · nonDerivative · entry 2

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,803

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
June 15, 2018 Filed Jun 20, 2018 21:02 UTC GrantCommon Stock $0.01 Par Value 53 $27.95 $1,481.35
Disclosure

SEC source: 0001127602-18-021635 · form4.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,686

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
June 15, 2018 Filed Jun 20, 2018 20:59 UTC GrantCommon Stock $0.01 Par Value 117 $27.95 $3,270.15
Disclosure

SEC source: 0001127602-18-021630 · form4.xml · nonDerivative · entry 2

Nettles Cory L · CIK 0001323628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,320

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
June 15, 2018 Filed Jun 20, 2018 20:59 UTC GrantCommon Stock $0.01 Par Value 47 $27.95 $1,313.65
Disclosure

SEC source: 0001127602-18-021630 · form4.xml · nonDerivative · entry 1

Nettles Cory L · CIK 0001323628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,203

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
June 15, 2018 Filed Jun 20, 2018 20:58 UTC GrantCommon Stock $0.01 Par Value 117 $27.95 $3,270.15
Disclosure

SEC source: 0001127602-18-021626 · form4.xml · nonDerivative · entry 2

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,303

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
June 15, 2018 Filed Jun 20, 2018 20:58 UTC GrantCommon Stock $0.01 Par Value 53 $27.95 $1,481.35
Disclosure

SEC source: 0001127602-18-021626 · form4.xml · nonDerivative · entry 1

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,186

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
June 15, 2018 Filed Jun 20, 2018 20:56 UTC GrantCommon Stock $0.01 Par Value 25 $27.95 $698.75
Disclosure

SEC source: 0001127602-18-021624 · form4.xml · nonDerivative · entry 1

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681,034

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
June 15, 2018 Filed Jun 20, 2018 20:53 UTC GrantCommon Stock $0.01 Par Value 117 $27.95 $3,270.15
Disclosure

SEC source: 0001127602-18-021618 · form4.xml · nonDerivative · entry 2

WILLIAMS JOHN B · CIK 0001291523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,303

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
June 15, 2018 Filed Jun 20, 2018 20:53 UTC GrantCommon Stock $0.01 Par Value 53 $27.95 $1,481.35
Disclosure

SEC source: 0001127602-18-021618 · form4.xml · nonDerivative · entry 1

WILLIAMS JOHN B · CIK 0001291523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,186

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
June 15, 2018 Filed Jun 20, 2018 20:46 UTC GrantCommon Stock $0.01 Par Value 50 $27.95 $1,397.50
Disclosure

SEC source: 0001127602-18-021607 · form4.xml · nonDerivative · entry 1

Greffin Judith P · CIK 0001442430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,626

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
June 15, 2018 Filed Jun 20, 2018 20:48 UTC GrantCommon Stock $0.01 Par Value 82 $27.95 $2,291.90
Disclosure

SEC source: 0001127602-18-021610 · form4.xml · nonDerivative · entry 1

KLAPPA GALE E · CIK 0001195320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,646

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
June 15, 2018 Filed Jun 20, 2018 20:45 UTC GrantCommon Stock $0.01 Par Value 117 $27.95 $3,270.15
Disclosure

SEC source: 0001127602-18-021603 · form4.xml · nonDerivative · entry 2

HUTCHINSON WILLIAM R · CIK 0001240631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,401.237

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
June 15, 2018 Filed Jun 20, 2018 20:45 UTC GrantCommon Stock $0.01 Par Value 74 $27.95 $2,068.30
Disclosure

SEC source: 0001127602-18-021603 · form4.xml · nonDerivative · entry 1

HUTCHINSON WILLIAM R · CIK 0001240631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,284.237

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
June 15, 2018 Filed Jun 20, 2018 20:42 UTC GrantCommon Stock $0.01 Par Value 117 $27.95 $3,270.15
Disclosure

SEC source: 0001127602-18-021599 · form4.xml · nonDerivative · entry 2

KAMERICK EILEEN A · CIK 0001044530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,303

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
June 15, 2018 Filed Jun 20, 2018 20:42 UTC GrantCommon Stock $0.01 Par Value 53 $27.95 $1,481.35
Disclosure

SEC source: 0001127602-18-021599 · form4.xml · nonDerivative · entry 1

KAMERICK EILEEN A · CIK 0001044530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,186

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
May 21, 2018 Filed May 22, 2018 19:18 UTC
BOHN WILLIAM MExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 7,600 $0.00 Strike: $17.67 $0.00
Disclosure

SEC source: 0001127602-18-018404 · form4.xml · derivative · entry 6

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,481

Underlying: Common Stock $0.01 Par Value · 7,600 shares

Expires 2024-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.

Read SEC document
May 21, 2018 Filed May 22, 2018 19:18 UTC
BOHN WILLIAM MExecutive Vice President
SaleCommon Stock $0.01 Par Value 1,790 $27.78 $49,717.25
Disclosure

SEC source: 0001127602-18-018404 · form4.xml · nonDerivative · entry 3

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,414.731

Read SEC document
May 21, 2018 Filed May 22, 2018 19:18 UTC
BOHN WILLIAM MExecutive Vice President
SaleCommon Stock $0.01 Par Value 5,810 $27.76 $161,275.72
Disclosure

SEC source: 0001127602-18-018404 · form4.xml · nonDerivative · entry 2

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,204.731

Read SEC document
May 21, 2018 Filed May 22, 2018 19:18 UTC
BOHN WILLIAM MExecutive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 7,600 $17.67 $134,292.00
Disclosure

SEC source: 0001127602-18-018404 · form4.xml · nonDerivative · entry 1

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,014.731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2018 Filed May 21, 2018 20:37 UTC
Utz John A.Executive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $12.97 $0.00
Disclosure

SEC source: 0001127602-18-018286 · form4.xml · derivative · entry 6

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,341

Underlying: Common Stock $0.01 Par Value · 4,000 shares

Expires 2022-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
May 18, 2018 Filed May 21, 2018 20:37 UTC
Utz John A.Executive Vice President
SaleCommon Stock $0.01 Par Value 300 $27.18 $8,152.50
Disclosure

SEC source: 0001127602-18-018286 · form4.xml · nonDerivative · entry 4

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,384

Read SEC document
May 18, 2018 Filed May 21, 2018 20:37 UTC
Utz John A.Executive Vice President
SaleCommon Stock $0.01 Par Value 2,893 $27.15 $78,544.95
Disclosure

SEC source: 0001127602-18-018286 · form4.xml · nonDerivative · entry 3

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,684

Read SEC document
May 18, 2018 Filed May 21, 2018 20:37 UTC
Utz John A.Executive Vice President
SaleCommon Stock $0.01 Par Value 807 $27.10 $21,869.70
Disclosure

SEC source: 0001127602-18-018286 · form4.xml · nonDerivative · entry 2

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,577

Read SEC document
May 18, 2018 Filed May 21, 2018 20:37 UTC
Utz John A.Executive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 4,000 $12.97 $51,880.00
Disclosure

SEC source: 0001127602-18-018286 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2018 Filed May 16, 2018 21:21 UTC
Stadler Tammy C.Principal Accounting Officer
OtherCommon Stock $0.01 Par Value 89.3359 $27.01 $2,413.14
Disclosure

SEC source: 0001127602-18-017737 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,797.9213

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
May 15, 2018 Filed May 16, 2018 21:19 UTC
Piotrowski Christopher C.Executive Vice President
OtherCommon Stock $0.01 Par Value 19.3433 $27.01 $522.50
Disclosure

SEC source: 0001127602-18-017731 · form4.xml · nonDerivative · entry 1

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,188.9419

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
May 15, 2018 Filed May 16, 2018 21:17 UTC
PAYNE JAMES SPENCER JR.Executive Vice President
OtherCommon Stock $0.01 Par Value 13.5747 $27.01 $366.68
Disclosure

SEC source: 0001127602-18-017729 · form4.xml · nonDerivative · entry 1

PAYNE JAMES SPENCER JR. · CIK 0001688607 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,665.2879

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
May 15, 2018 Filed May 16, 2018 21:15 UTC
Docter Judith MExecutive Vice President
OtherCommon Stock $0.01 Par Value 8.6139 $27.01 $232.68
Disclosure

SEC source: 0001127602-18-017726 · form4.xml · nonDerivative · entry 1

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,573.561

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
May 15, 2018 Filed May 16, 2018 21:13 UTC
Kitowski Nicole MExecutive Vice President
OtherCommon Stock $0.01 Par Value 3.9094 $27.01 $105.60
Disclosure

SEC source: 0001127602-18-017722 · form4.xml · nonDerivative · entry 1

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,832.5362

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
May 11, 2018 Filed May 14, 2018 19:22 UTC
Del Moral-Niles ChristopherChief Financial Officer
SaleCommon Stock $0.01 Par Value 800 $27.18 $21,740.00
Disclosure

SEC source: 0001127602-18-017306 · form4.xml · nonDerivative · entry 3

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,015

Read SEC document
May 11, 2018 Filed May 14, 2018 19:22 UTC
Del Moral-Niles ChristopherChief Financial Officer
SaleCommon Stock $0.01 Par Value 2,740 $27.13 $74,332.64
Disclosure

SEC source: 0001127602-18-017306 · form4.xml · nonDerivative · entry 2

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,815

Read SEC document
May 11, 2018 Filed May 14, 2018 19:22 UTC
Del Moral-Niles ChristopherChief Financial Officer
SaleCommon Stock $0.01 Par Value 700 $27.13 $18,987.50
Disclosure

SEC source: 0001127602-18-017306 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,555

Read SEC document
May 10, 2018 Filed May 11, 2018 19:19 UTC
Hankerd John P.Executive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 4,946 $0.00 Strike: $17.67 $0.00
Disclosure

SEC source: 0001127602-18-017168 · form4.xml · derivative · entry 3

Hankerd John P. · CIK 0001714229 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 4,946 shares

Expires 2024-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.

Read SEC document
May 10, 2018 Filed May 11, 2018 19:19 UTC
Hankerd John P.Executive Vice President
SaleCommon Stock $0.01 Par Value 4,946 $26.91 $133,102.80
Disclosure

SEC source: 0001127602-18-017168 · form4.xml · nonDerivative · entry 2

Hankerd John P. · CIK 0001714229 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,535

F1 · kind: Total shares for Grant expiring 3/17/2024

Read SEC document
May 10, 2018 Filed May 11, 2018 19:19 UTC
Hankerd John P.Executive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 4,946 $17.67 $87,395.82
Disclosure

SEC source: 0001127602-18-017168 · form4.xml · nonDerivative · entry 1

Hankerd John P. · CIK 0001714229 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2018 Filed May 11, 2018 19:14 UTC
Del Moral-Niles ChristopherChief Financial Officer
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $14.02 $0.00
Disclosure

SEC source: 0001127602-18-017166 · form4.xml · derivative · entry 4

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock $0.01 Par Value · 12,500 shares

Expires 2023-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Portion of 2013 Grant expiring 1/22/2023

F3 · derivative.exercise_date: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
May 10, 2018 Filed May 11, 2018 19:14 UTC
Del Moral-Niles ChristopherChief Financial Officer
Tax withholdingCommon Stock $0.01 Par Value 8,414 $27.00 $227,178.00
Disclosure

SEC source: 0001127602-18-017166 · form4.xml · nonDerivative · entry 2

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,255

F1 · kind: Shares were surrendered to satisfy tax withholding obligation arising from the exercise of stock options.

Read SEC document
May 10, 2018 Filed May 11, 2018 19:14 UTC
Del Moral-Niles ChristopherChief Financial Officer
Exercise / conversionCommon Stock $0.01 Par Value 12,500 $14.02 $175,250.00
Disclosure

SEC source: 0001127602-18-017166 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 9, 2018 19:28 UTC
Schmidt Paul GregoryExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 163 $26.75 $4,360.25
Disclosure

SEC source: 0001127602-18-016711 · form4.xml · nonDerivative · entry 1

Schmidt Paul Gregory · CIK 0001652805 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,354

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
April 30, 2018 Filed May 1, 2018 17:44 UTC
FLYNN PHILIP BDirector · President & CEO
SaleCommon Stock $0.01 Par Value 100 $26.80 $2,680.00
Disclosure

SEC source: 0001127602-18-015666 · form4.xml · nonDerivative · entry 3

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 543,645

F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2016.

Read SEC document
April 30, 2018 Filed May 1, 2018 17:44 UTC
FLYNN PHILIP BDirector · President & CEO
SaleCommon Stock $0.01 Par Value 4,200 $26.75 $112,350.00
Disclosure

SEC source: 0001127602-18-015666 · form4.xml · nonDerivative · entry 2

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 543,745

F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2016.

Read SEC document
April 30, 2018 Filed May 1, 2018 17:44 UTC
FLYNN PHILIP BDirector · President & CEO
SaleCommon Stock $0.01 Par Value 5,700 $26.70 $152,190.00
Disclosure

SEC source: 0001127602-18-015666 · form4.xml · nonDerivative · entry 1

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 547,945

F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2016.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 20:54 UTC
Stein David LExecutive Vice President
SaleCommon Stock $0.01 Par Value 5,000 $26.58 $132,885.00
Disclosure

SEC source: 0001127602-18-015591 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 46,299

Read SEC document
April 25, 2018 Filed Apr 26, 2018 21:50 UTC
Kitowski Nicole MExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 2,473 $0.00 Strike: $17.67 $0.00
Disclosure

SEC source: 0001127602-18-015364 · form4.xml · derivative · entry 8

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 2,473 shares

Expires 2024-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.

Read SEC document
April 25, 2018 Filed Apr 26, 2018 21:50 UTC
Kitowski Nicole MExecutive Vice President
SaleCommon Stock $0.01 Par Value 1,873 $26.58 $49,793.33
Disclosure

SEC source: 0001127602-18-015364 · form4.xml · nonDerivative · entry 5

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,828.6268

Read SEC document
April 25, 2018 Filed Apr 26, 2018 21:50 UTC
Kitowski Nicole MExecutive Vice President
SaleCommon Stock $0.01 Par Value 600 $26.58 $15,945.00
Disclosure

SEC source: 0001127602-18-015364 · form4.xml · nonDerivative · entry 4

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,701.6268

Read SEC document
April 25, 2018 Filed Apr 26, 2018 21:50 UTC
Kitowski Nicole MExecutive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 2,473 $17.67 $43,697.91
Disclosure

SEC source: 0001127602-18-015364 · form4.xml · nonDerivative · entry 3

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,301.6268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 25, 2018 Filed Apr 26, 2018 21:50 UTC
Kitowski Nicole MExecutive Vice President
SaleCommon Stock $0.01 Par Value 611 $26.59 $16,247.35
Disclosure

SEC source: 0001127602-18-015364 · form4.xml · nonDerivative · entry 2

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,828.6268

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April 25, 2018 Filed Apr 26, 2018 21:50 UTC
Kitowski Nicole MExecutive Vice President
SaleCommon Stock $0.01 Par Value 500 $26.58 $13,287.50
Disclosure

SEC source: 0001127602-18-015364 · form4.xml · nonDerivative · entry 1

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,439.6268

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.