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0000007789
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Last 12 months

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0 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202506
Jan 202600
Feb 202604
Mar 202600
Apr 202601
May 202604
Jun 202603
Jul 202604
Aug 202604
Sep 202602
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 05, 2019 Filed Feb 8, 2019 02:02 UTC
Lau Timothy JExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 4,509 $22.01 $99,243.09
Disclosure

SEC source: 0001127602-19-004681 · form4.xml · nonDerivative · entry 2

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,000.355

F2 · kind: Shares were surrendered to satisfy tax withholding obligations resulting from the vesting of awards.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 02:02 UTC
Lau Timothy JExecutive Vice President
GrantCommon Stock $0.01 Par Value 17,245 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004681 · form4.xml · nonDerivative · entry 1

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,509.355

F1 · kind: Includes 11,475 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2016 and 5,770 shares Time-based RSAs ("TRSAs") granted in 2019, which will vest in four equal annual installments beginning on February 8, 2020.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 01:37 UTC
BOHN WILLIAM MExecutive Vice President
GrantPhantom Stock Unit · Derivative 13,669 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004663 · form4.xml · derivative · entry 6

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,669

Underlying: Common Stock $0.01 Par Value · 13,669 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock, or at Associated Banc-Corp's election, the cash value thereof.

F1 · price: "Stock units" awarded under Deferred Compensation Plan. Upon the vesting of restricted stock units granted to the Insider on 2/1/16, the person deferred the receipt of 13,669 shares of common stock and received instead 13,669 shares of phantom stock units under the Deferred Compensation Plan. The portion of the restricted stock units that were time-based reported as common stock on Table I on the date of grant. As a result, the Insider is reporting the disposition of such previously reported shares of common stock in exchange for an equal number of shares of phantom stock units.

F5 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition.

F6 · derivative.expiration_date: Phantom stock units will remain in the Insider's Stock Plan Services plan until separation and be distributed pursuant to the Insider's distribution election on file.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 01:37 UTC
BOHN WILLIAM MExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 21,677 $22.01 Strike: $22.01 $477,110.77
Disclosure

SEC source: 0001127602-19-004663 · form4.xml · derivative · entry 5

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,677

Underlying: Common Stock $0.01 Par Value · 21,677 shares

Expires 2029-02-05

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2020.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 01:37 UTC
BOHN WILLIAM MExecutive Vice President
GrantCommon Stock $0.01 Par Value 5,645 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004663 · form4.xml · nonDerivative · entry 2

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,905.966

F2 · kind: Includes 5,645 shares Time-based RSAs ("TRSAs") granted in 2019, which will vest in four equal annual installments beginning on February 8, 2020.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 01:37 UTC
BOHN WILLIAM MExecutive Vice President
Disposition to issuerCommon Stock $0.01 Par Value 2,301 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-004663 · form4.xml · nonDerivative · entry 1

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,260.966

F1 · price: "Stock units" awarded under Deferred Compensation Plan. Upon the vesting of restricted stock units granted to the Insider on 2/1/16, the person deferred the receipt of 13,669 shares of common stock and received instead 13,669 shares of phantom stock units under the Deferred Compensation Plan. The portion of the restricted stock units that were time-based reported as common stock on Table I on the date of grant. As a result, the Insider is reporting the disposition of such previously reported shares of common stock in exchange for an equal number of shares of phantom stock units.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 01:58 UTC
Erickson Randall J.Executive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 29,765 $22.01 Strike: $22.01 $655,127.65
Disclosure

SEC source: 0001127602-19-004677 · form4.xml · derivative · entry 3

Erickson Randall J. · CIK 0001180800 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,765

Underlying: Common Stock $0.01 Par Value · 29,765 shares

Expires 2029-02-05

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2020.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 01:58 UTC
Erickson Randall J.Executive Vice President
Tax withholdingCommon Stock $0.01 Par Value 7,618 $22.01 $167,672.18
Disclosure

SEC source: 0001127602-19-004677 · form4.xml · nonDerivative · entry 2

Erickson Randall J. · CIK 0001180800 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,861

F2 · kind: Shares were surrendered to satisfy tax withholding obligations resulting from the vesting of awards.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 01:58 UTC
Erickson Randall J.Executive Vice President
GrantCommon Stock $0.01 Par Value 27,630 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004677 · form4.xml · nonDerivative · entry 1

Erickson Randall J. · CIK 0001180800 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,479

F1 · kind: Includes 19,611 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2016 and 8,019 shares Time-based RSAs ("TRSAs") granted in 2019, which will vest in four equal annual installments beginning on February 8, 2020.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 01:55 UTC
Docter Judith MExecutive Vice President
GrantPhantom Stock Unit · Derivative 14,224 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004675 · form4.xml · derivative · entry 5

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,224

Underlying: Common Stock $0.01 Par Value · 14,224 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock, or at Associated Banc-Corp's election, the cash value thereof.

F5 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition.

F6 · derivative.expiration_date: Phantom stock units will remain in the Insider's Stock Plan Services plan until separation and be distributed pursuant to the Insider's distribution election on file.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 01:55 UTC
Docter Judith MExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 22,841 $22.01 Strike: $22.01 $502,730.41
Disclosure

SEC source: 0001127602-19-004675 · form4.xml · derivative · entry 4

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,841

Underlying: Common Stock $0.01 Par Value · 22,841 shares

Expires 2029-02-05

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2020.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 01:55 UTC
Docter Judith MExecutive Vice President
GrantCommon Stock $0.01 Par Value 6,122 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004675 · form4.xml · nonDerivative · entry 2

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,377.7098

F2 · kind: Includes 6,122 shares Time-based RSAs ("TRSAs") granted in 2019, which will vest in four equal annual installments beginning on February 8, 2020.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 01:55 UTC
Docter Judith MExecutive Vice President
Disposition to issuerCommon Stock $0.01 Par Value 2,394 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-004675 · form4.xml · nonDerivative · entry 1

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,255.7098

F1 · price: "Stock units" awarded under Deferred Compensation Plan. Upon the vesting of restricted stock units granted to the Insider on 2/1/2016, the person deferred the receipt of 14,224 shares of common stock and received instead 14,224 shares of phantom stock units under the Deferred Compensation Plan. The portion of the restricted stock units that were time-based reported as common stock on Table I on the date of grant. As a result, the Insider is reporting the disposition of such previously reported shares of common stock in exchange for an equal number of shares of phantom stock units.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 01:52 UTC
Utz John A.Executive Vice President
GrantPhantom Stock Unit · Derivative 12,727 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004673 · form4.xml · derivative · entry 6

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,727

Underlying: Common Stock $0.01 Par Value · 12,727 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock, or at Associated Banc-Corp's election, the cash value thereof.

F6 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition.

F7 · derivative.expiration_date: Phantom stock units will remain in the Insider's Stock Plan Services plan until separation and be distributed pursuant to the Insider's distribution election on file.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 01:52 UTC
Utz John A.Executive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 33,777 $22.01 Strike: $22.01 $743,431.77
Disclosure

SEC source: 0001127602-19-004673 · form4.xml · derivative · entry 5

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,777

Underlying: Common Stock $0.01 Par Value · 33,777 shares

Expires 2029-02-05

F4 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2020.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 01:52 UTC
Utz John A.Executive Vice President
Tax withholdingCommon Stock $0.01 Par Value 3,566 $22.01 $78,487.66
Disclosure

SEC source: 0001127602-19-004673 · form4.xml · nonDerivative · entry 3

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,419

F3 · kind: Shares were surrendered to satisfy tax withholding obligations resulting from the vesting of awards.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 01:52 UTC
Utz John A.Executive Vice President
GrantCommon Stock $0.01 Par Value 20,435 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004673 · form4.xml · nonDerivative · entry 2

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,985

F2 · kind: Includes 10,894 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2016 and 9,541 shares Time-based RSAs ("TRSAs") granted in 2019, which will vest in four equal annual installments beginning on February 8, 2020.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 01:52 UTC
Utz John A.Executive Vice President
Disposition to issuerCommon Stock $0.01 Par Value 1,834 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-004673 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,550

F1 · price: "Stock units" awarded under Deferred Compensation Plan. Upon the vesting of restricted stock units granted to the Insider on 2/1/2016, the person deferred the receipt of 21,787 shares of common stock and received instead 21,787 shares of phantom stock units under the Deferred Compensation Plan. The portion of the restricted stock units that were time-based reported as common stock on Table I on the date of grant. As a result, the Insider is reporting the disposition of such previously reported shares of common stock in exchange for an equal number of shares of phantom stock units.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 01:49 UTC
DeWitt AngieExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 16,176 $22.01 Strike: $22.01 $356,033.76
Disclosure

SEC source: 0001127602-19-004671 · form4.xml · derivative · entry 2

DeWitt Angie · CIK 0001756987 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,176

Underlying: Common Stock $0.01 Par Value · 16,176 shares

Expires 2029-02-05

F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2020.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 01:49 UTC
DeWitt AngieExecutive Vice President
GrantCommon Stock $0.01 Par Value 3,657 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004671 · form4.xml · nonDerivative · entry 1

DeWitt Angie · CIK 0001756987 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,205.7735

F1 · kind: Includes 3,657 shares Time-based RSAs ("TRSAs") granted in 2019, which will vest in four equal annual installments beginning on February 8, 2020.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 01:43 UTC
Del Moral-Niles ChristopherChief Financial Officer
GrantNon-qualified Stock Option (Right to Buy) · Derivative 39,212 $22.01 Strike: $22.01 $863,056.12
Disclosure

SEC source: 0001127602-19-004667 · form4.xml · derivative · entry 4

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,212

Underlying: Common Stock $0.01 Par Value · 39,212 shares

Expires 2029-02-05

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2020.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 01:43 UTC
Del Moral-Niles ChristopherChief Financial Officer
Tax withholdingCommon Stock $0.01 Par Value 11,707 $22.01 $257,671.07
Disclosure

SEC source: 0001127602-19-004667 · form4.xml · nonDerivative · entry 2

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,074

F2 · kind: Shares were surrendered to satisfy tax withholding obligations resulting from the vesting of awards.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 01:43 UTC
Del Moral-Niles ChristopherChief Financial Officer
GrantCommon Stock $0.01 Par Value 31,155 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004667 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,781

F1 · kind: Includes 20,592 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2016 and 10,563 shares Time-based RSAs ("TRSAs") granted in 2019, which will vest in four equal annual installments beginning on February 8, 2020.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 01:40 UTC
Braeger Matthew RExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 9,738 $22.01 Strike: $22.01 $214,333.38
Disclosure

SEC source: 0001127602-19-004665 · form4.xml · derivative · entry 2

Braeger Matthew R · CIK 0001721131 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,738

Underlying: Common Stock $0.01 Par Value · 9,738 shares

Expires 2029-02-05

F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2020.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 01:40 UTC
Braeger Matthew RExecutive Vice President
GrantCommon Stock $0.01 Par Value 2,390 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004665 · form4.xml · nonDerivative · entry 1

Braeger Matthew R · CIK 0001721131 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,609.0966

F1 · kind: Includes 2,390 shares Time-based RSAs ("TRSAs") granted in 2019, which will vest in four equal annual installments beginning on February 8, 2020.

Read SEC document
February 05, 2019 Filed Feb 12, 2019 22:10 UTC
BOHN WILLIAM MExecutive Vice President
Disposition to issuerPhantom Stock Unit · Derivative 13,669 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005434 · form4.xml · derivative · entry 4

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 13,669 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

F1 · kind: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

F1 · price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

F1 · derivative.exercise_date: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

F1 · derivative.expiration_date: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

Read SEC document
February 05, 2019 Filed Feb 12, 2019 22:10 UTC
BOHN WILLIAM MExecutive Vice President
GrantCommon Stock $0.01 Par Value 14,644 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005434 · form4.xml · nonDerivative · entry 1

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,549.966

F1 · kind: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

F1 · price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

Read SEC document
February 05, 2019 Filed Feb 12, 2019 22:05 UTC
Stein David LExecutive Vice President
Disposition to issuerPhantom Stock Unit · Derivative 9,856 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005425 · form4.xml · derivative · entry 4

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 9,856 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

F1 · kind: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

F1 · price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

F1 · derivative.exercise_date: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

F1 · derivative.expiration_date: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

Read SEC document
February 05, 2019 Filed Feb 12, 2019 22:05 UTC
Stein David LExecutive Vice President
GrantCommon Stock $0.01 Par Value 10,457 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005425 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,056

F1 · kind: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

F1 · price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

Read SEC document
February 05, 2019 Filed Feb 12, 2019 22:02 UTC
Utz John A.Executive Vice President
Disposition to issuerPhantom Stock Unit · Derivative 12,727 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005416 · form4.xml · derivative · entry 3

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 12,727 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

F1 · kind: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

F1 · price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

F1 · derivative.exercise_date: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

F1 · derivative.expiration_date: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

Read SEC document
February 05, 2019 Filed Feb 12, 2019 22:02 UTC
Utz John A.Executive Vice President
GrantCommon Stock $0.01 Par Value 13,504 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005416 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,923

F1 · kind: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

F1 · price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

Read SEC document
February 05, 2019 Filed Feb 12, 2019 21:58 UTC
FLYNN PHILIP BDirector · President & CEO
Disposition to issuerPhantom Stock Unit · Derivative 106,802 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005408 · form4.xml · derivative · entry 3

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 106,802 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

F1 · kind: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

F1 · price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

F1 · derivative.exercise_date: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

F1 · derivative.expiration_date: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

Read SEC document
February 05, 2019 Filed Feb 12, 2019 21:58 UTC
FLYNN PHILIP BDirector · President & CEO
GrantCommon Stock $0.01 Par Value 114,420 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005408 · form4.xml · nonDerivative · entry 1

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,853

F1 · kind: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

F1 · price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

Read SEC document
February 05, 2019 Filed Feb 12, 2019 21:53 UTC
Schmidt Paul GregoryExecutive Vice President
Disposition to issuerPhantom Stock Unit · Derivative 12,815 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005398 · form4.xml · derivative · entry 2

Schmidt Paul Gregory · CIK 0001652805 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 12,815 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

F1 · kind: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

F1 · price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

F1 · derivative.exercise_date: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

F1 · derivative.expiration_date: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

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February 05, 2019 Filed Feb 12, 2019 21:53 UTC
Schmidt Paul GregoryExecutive Vice President
GrantCommon Stock $0.01 Par Value 13,729 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005398 · form4.xml · nonDerivative · entry 1

Schmidt Paul Gregory · CIK 0001652805 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,502

F1 · kind: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

F1 · price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

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February 05, 2019 Filed Feb 13, 2019 15:51 UTC
Docter Judith MExecutive Vice President
Disposition to issuerPhantom Stock Unit · Derivative 14,224 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005550 · form4.xml · derivative · entry 3

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 14,224 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

F1 · kind: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

F1 · price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

F1 · derivative.exercise_date: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

F1 · derivative.expiration_date: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

Read SEC document
February 05, 2019 Filed Feb 13, 2019 15:51 UTC
Docter Judith MExecutive Vice President
GrantCommon Stock $0.01 Par Value 15,238 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005550 · form4.xml · nonDerivative · entry 1

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,615.7098

F1 · kind: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

F1 · price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.

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February 04, 2019 Filed Feb 5, 2019 16:35 UTC
FLYNN PHILIP BDirector · President & CEO
SaleCommon Stock $0.01 Par Value 10,000 $22.00 $220,000.00
Disclosure

SEC source: 0001127602-19-003961 · form4.xml · nonDerivative · entry 1

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 513,645

F1 · kind: This transaction is pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 2, 2018.

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February 01, 2019 Filed Feb 5, 2019 22:11 UTC GrantCommon Stock $0.01 Par Value 5,499 $21.82 $119,988.18
Disclosure

SEC source: 0001127602-19-004171 · form4.xml · nonDerivative · entry 1

HUTCHINSON WILLIAM R · CIK 0001240631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,403.237

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2019 grant. They are payable solely in shares of common stock.

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February 01, 2019 Filed Feb 5, 2019 22:29 UTC GrantCommon Stock $0.01 Par Value 5,499 $21.82 $119,988.18
Disclosure

SEC source: 0001127602-19-004205 · form4.xml · nonDerivative · entry 1

WILLIAMS JOHN B · CIK 0001291523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,250

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2019 grant. They are payable solely in shares of common stock.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 22:24 UTC GrantCommon Stock $0.01 Par Value 5,499 $21.82 $119,988.18
Disclosure

SEC source: 0001127602-19-004195 · form4.xml · nonDerivative · entry 1

Nettles Cory L · CIK 0001323628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,253

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2019 grant. They are payable solely in shares of common stock.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 22:26 UTC GrantCommon Stock $0.01 Par Value 5,499 $21.82 $119,988.18
Disclosure

SEC source: 0001127602-19-004200 · form4.xml · nonDerivative · entry 1

VAN LITH KAREN · CIK 0001265627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,250

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2019 grant. They are payable solely in shares of common stock.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 22:20 UTC GrantCommon Stock $0.01 Par Value 5,499 $21.82 $119,988.18
Disclosure

SEC source: 0001127602-19-004189 · form4.xml · nonDerivative · entry 1

KLAPPA GALE E · CIK 0001195320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,362

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2019 grant. They are payable solely in shares of common stock.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 22:22 UTC GrantCommon Stock $0.01 Par Value 5,499 $21.82 $119,988.18
Disclosure

SEC source: 0001127602-19-004192 · form4.xml · nonDerivative · entry 1

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,693.152

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2019 grant. They are payable solely in shares of common stock.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 22:18 UTC GrantCommon Stock $0.01 Par Value 5,499 $21.82 $119,988.18
Disclosure

SEC source: 0001127602-19-004184 · form4.xml · nonDerivative · entry 1

KAMERICK EILEEN A · CIK 0001044530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,250

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2019 grant. They are payable solely in shares of common stock.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 22:16 UTC GrantCommon Stock $0.01 Par Value 5,499 $21.82 $119,988.18
Disclosure

SEC source: 0001127602-19-004179 · form4.xml · nonDerivative · entry 1

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,250

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2019 grant. They are payable solely in shares of common stock.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 22:08 UTC GrantCommon Stock $0.01 Par Value 5,499 $21.82 $119,988.18
Disclosure

SEC source: 0001127602-19-004164 · form4.xml · nonDerivative · entry 1

Greffin Judith P · CIK 0001442430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,259

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2019 grant. They are payable solely in shares of common stock.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 22:04 UTC GrantCommon Stock $0.01 Par Value 5,499 $21.82 $119,988.18
Disclosure

SEC source: 0001127602-19-004153 · form4.xml · nonDerivative · entry 1

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 687,443

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2019 grant. They are payable solely in shares of common stock.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 22:01 UTC GrantCommon Stock $0.01 Par Value 5,499 $21.82 $119,988.18
Disclosure

SEC source: 0001127602-19-004145 · form4.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,750

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2019 grant. They are payable solely in shares of common stock.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:57 UTC
GERKEN R JAYDirector
GrantCommon Stock $0.01 Par Value 5,499 $21.82 $119,988.18
Disclosure

SEC source: 0001127602-19-004131 · form4.xml · nonDerivative · entry 1

GERKEN R JAY · CIK 0001240501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,218

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2019 grant. They are payable solely in shares of common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.