Last 12 months
Inside the activity.
0 purchase rows · 28 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 6 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 05, 2019 Filed Feb 8, 2019 02:02 UTC |
Lau Timothy JExecutive Vice President
|
Tax withholdingCommon Stock $0.01 Par Value | 4,509 | $22.01 | $99,243.09 |
DisclosureSEC source: 0001127602-19-004681 · form4.xml · nonDerivative · entry 2 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,000.355 F2 · kind: Shares were surrendered to satisfy tax withholding obligations resulting from the vesting of awards. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 02:02 UTC |
Lau Timothy JExecutive Vice President
|
GrantCommon Stock $0.01 Par Value | 17,245 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004681 · form4.xml · nonDerivative · entry 1 Lau Timothy J · CIK 0001507137 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,509.355 F1 · kind: Includes 11,475 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2016 and 5,770 shares Time-based RSAs ("TRSAs") granted in 2019, which will vest in four equal annual installments beginning on February 8, 2020. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 01:37 UTC |
BOHN WILLIAM MExecutive Vice President
|
GrantPhantom Stock Unit · Derivative | 13,669 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004663 · form4.xml · derivative · entry 6 BOHN WILLIAM M · CIK 0001192634 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,669 Underlying: Common Stock $0.01 Par Value · 13,669 shares Expires not disclosed F4 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock, or at Associated Banc-Corp's election, the cash value thereof. F1 · price: "Stock units" awarded under Deferred Compensation Plan. Upon the vesting of restricted stock units granted to the Insider on 2/1/16, the person deferred the receipt of 13,669 shares of common stock and received instead 13,669 shares of phantom stock units under the Deferred Compensation Plan. The portion of the restricted stock units that were time-based reported as common stock on Table I on the date of grant. As a result, the Insider is reporting the disposition of such previously reported shares of common stock in exchange for an equal number of shares of phantom stock units. F5 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition. F6 · derivative.expiration_date: Phantom stock units will remain in the Insider's Stock Plan Services plan until separation and be distributed pursuant to the Insider's distribution election on file. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 01:37 UTC |
BOHN WILLIAM MExecutive Vice President
|
GrantNon-qualified Stock Option (Right to Buy) · Derivative | 21,677 | $22.01 Strike: $22.01 | $477,110.77 |
DisclosureSEC source: 0001127602-19-004663 · form4.xml · derivative · entry 5 BOHN WILLIAM M · CIK 0001192634 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,677 Underlying: Common Stock $0.01 Par Value · 21,677 shares Expires 2029-02-05 F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2020. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 01:37 UTC |
BOHN WILLIAM MExecutive Vice President
|
GrantCommon Stock $0.01 Par Value | 5,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004663 · form4.xml · nonDerivative · entry 2 BOHN WILLIAM M · CIK 0001192634 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,905.966 F2 · kind: Includes 5,645 shares Time-based RSAs ("TRSAs") granted in 2019, which will vest in four equal annual installments beginning on February 8, 2020. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 01:37 UTC |
BOHN WILLIAM MExecutive Vice President
|
Disposition to issuerCommon Stock $0.01 Par Value | 2,301 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-004663 · form4.xml · nonDerivative · entry 1 BOHN WILLIAM M · CIK 0001192634 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,260.966 F1 · price: "Stock units" awarded under Deferred Compensation Plan. Upon the vesting of restricted stock units granted to the Insider on 2/1/16, the person deferred the receipt of 13,669 shares of common stock and received instead 13,669 shares of phantom stock units under the Deferred Compensation Plan. The portion of the restricted stock units that were time-based reported as common stock on Table I on the date of grant. As a result, the Insider is reporting the disposition of such previously reported shares of common stock in exchange for an equal number of shares of phantom stock units. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 01:58 UTC |
Erickson Randall J.Executive Vice President
|
GrantNon-qualified Stock Option (Right to Buy) · Derivative | 29,765 | $22.01 Strike: $22.01 | $655,127.65 |
DisclosureSEC source: 0001127602-19-004677 · form4.xml · derivative · entry 3 Erickson Randall J. · CIK 0001180800 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,765 Underlying: Common Stock $0.01 Par Value · 29,765 shares Expires 2029-02-05 F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2020. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 01:58 UTC |
Erickson Randall J.Executive Vice President
|
Tax withholdingCommon Stock $0.01 Par Value | 7,618 | $22.01 | $167,672.18 |
DisclosureSEC source: 0001127602-19-004677 · form4.xml · nonDerivative · entry 2 Erickson Randall J. · CIK 0001180800 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,861 F2 · kind: Shares were surrendered to satisfy tax withholding obligations resulting from the vesting of awards. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 01:58 UTC |
Erickson Randall J.Executive Vice President
|
GrantCommon Stock $0.01 Par Value | 27,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004677 · form4.xml · nonDerivative · entry 1 Erickson Randall J. · CIK 0001180800 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,479 F1 · kind: Includes 19,611 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2016 and 8,019 shares Time-based RSAs ("TRSAs") granted in 2019, which will vest in four equal annual installments beginning on February 8, 2020. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 01:55 UTC |
Docter Judith MExecutive Vice President
|
GrantPhantom Stock Unit · Derivative | 14,224 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004675 · form4.xml · derivative · entry 5 Docter Judith M · CIK 0001344171 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,224 Underlying: Common Stock $0.01 Par Value · 14,224 shares Expires not disclosed F4 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock, or at Associated Banc-Corp's election, the cash value thereof. F5 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition. F6 · derivative.expiration_date: Phantom stock units will remain in the Insider's Stock Plan Services plan until separation and be distributed pursuant to the Insider's distribution election on file. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 01:55 UTC |
Docter Judith MExecutive Vice President
|
GrantNon-qualified Stock Option (Right to Buy) · Derivative | 22,841 | $22.01 Strike: $22.01 | $502,730.41 |
DisclosureSEC source: 0001127602-19-004675 · form4.xml · derivative · entry 4 Docter Judith M · CIK 0001344171 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,841 Underlying: Common Stock $0.01 Par Value · 22,841 shares Expires 2029-02-05 F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2020. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 01:55 UTC |
Docter Judith MExecutive Vice President
|
GrantCommon Stock $0.01 Par Value | 6,122 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004675 · form4.xml · nonDerivative · entry 2 Docter Judith M · CIK 0001344171 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,377.7098 F2 · kind: Includes 6,122 shares Time-based RSAs ("TRSAs") granted in 2019, which will vest in four equal annual installments beginning on February 8, 2020. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 01:55 UTC |
Docter Judith MExecutive Vice President
|
Disposition to issuerCommon Stock $0.01 Par Value | 2,394 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-004675 · form4.xml · nonDerivative · entry 1 Docter Judith M · CIK 0001344171 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,255.7098 F1 · price: "Stock units" awarded under Deferred Compensation Plan. Upon the vesting of restricted stock units granted to the Insider on 2/1/2016, the person deferred the receipt of 14,224 shares of common stock and received instead 14,224 shares of phantom stock units under the Deferred Compensation Plan. The portion of the restricted stock units that were time-based reported as common stock on Table I on the date of grant. As a result, the Insider is reporting the disposition of such previously reported shares of common stock in exchange for an equal number of shares of phantom stock units. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 01:52 UTC |
Utz John A.Executive Vice President
|
GrantPhantom Stock Unit · Derivative | 12,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004673 · form4.xml · derivative · entry 6 Utz John A. · CIK 0001523751 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,727 Underlying: Common Stock $0.01 Par Value · 12,727 shares Expires not disclosed F5 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock, or at Associated Banc-Corp's election, the cash value thereof. F6 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition. F7 · derivative.expiration_date: Phantom stock units will remain in the Insider's Stock Plan Services plan until separation and be distributed pursuant to the Insider's distribution election on file. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 01:52 UTC |
Utz John A.Executive Vice President
|
GrantNon-qualified Stock Option (Right to Buy) · Derivative | 33,777 | $22.01 Strike: $22.01 | $743,431.77 |
DisclosureSEC source: 0001127602-19-004673 · form4.xml · derivative · entry 5 Utz John A. · CIK 0001523751 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,777 Underlying: Common Stock $0.01 Par Value · 33,777 shares Expires 2029-02-05 F4 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2020. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 01:52 UTC |
Utz John A.Executive Vice President
|
Tax withholdingCommon Stock $0.01 Par Value | 3,566 | $22.01 | $78,487.66 |
DisclosureSEC source: 0001127602-19-004673 · form4.xml · nonDerivative · entry 3 Utz John A. · CIK 0001523751 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,419 F3 · kind: Shares were surrendered to satisfy tax withholding obligations resulting from the vesting of awards. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 01:52 UTC |
Utz John A.Executive Vice President
|
GrantCommon Stock $0.01 Par Value | 20,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004673 · form4.xml · nonDerivative · entry 2 Utz John A. · CIK 0001523751 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,985 F2 · kind: Includes 10,894 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2016 and 9,541 shares Time-based RSAs ("TRSAs") granted in 2019, which will vest in four equal annual installments beginning on February 8, 2020. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 01:52 UTC |
Utz John A.Executive Vice President
|
Disposition to issuerCommon Stock $0.01 Par Value | 1,834 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-004673 · form4.xml · nonDerivative · entry 1 Utz John A. · CIK 0001523751 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,550 F1 · price: "Stock units" awarded under Deferred Compensation Plan. Upon the vesting of restricted stock units granted to the Insider on 2/1/2016, the person deferred the receipt of 21,787 shares of common stock and received instead 21,787 shares of phantom stock units under the Deferred Compensation Plan. The portion of the restricted stock units that were time-based reported as common stock on Table I on the date of grant. As a result, the Insider is reporting the disposition of such previously reported shares of common stock in exchange for an equal number of shares of phantom stock units. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 01:49 UTC |
DeWitt AngieExecutive Vice President
|
GrantNon-qualified Stock Option (Right to Buy) · Derivative | 16,176 | $22.01 Strike: $22.01 | $356,033.76 |
DisclosureSEC source: 0001127602-19-004671 · form4.xml · derivative · entry 2 DeWitt Angie · CIK 0001756987 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,176 Underlying: Common Stock $0.01 Par Value · 16,176 shares Expires 2029-02-05 F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2020. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 01:49 UTC |
DeWitt AngieExecutive Vice President
|
GrantCommon Stock $0.01 Par Value | 3,657 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004671 · form4.xml · nonDerivative · entry 1 DeWitt Angie · CIK 0001756987 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,205.7735 F1 · kind: Includes 3,657 shares Time-based RSAs ("TRSAs") granted in 2019, which will vest in four equal annual installments beginning on February 8, 2020. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 01:43 UTC |
Del Moral-Niles ChristopherChief Financial Officer
|
GrantNon-qualified Stock Option (Right to Buy) · Derivative | 39,212 | $22.01 Strike: $22.01 | $863,056.12 |
DisclosureSEC source: 0001127602-19-004667 · form4.xml · derivative · entry 4 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,212 Underlying: Common Stock $0.01 Par Value · 39,212 shares Expires 2029-02-05 F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2020. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 01:43 UTC |
Del Moral-Niles ChristopherChief Financial Officer
|
Tax withholdingCommon Stock $0.01 Par Value | 11,707 | $22.01 | $257,671.07 |
DisclosureSEC source: 0001127602-19-004667 · form4.xml · nonDerivative · entry 2 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,074 F2 · kind: Shares were surrendered to satisfy tax withholding obligations resulting from the vesting of awards. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 01:43 UTC |
Del Moral-Niles ChristopherChief Financial Officer
|
GrantCommon Stock $0.01 Par Value | 31,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004667 · form4.xml · nonDerivative · entry 1 Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,781 F1 · kind: Includes 20,592 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2016 and 10,563 shares Time-based RSAs ("TRSAs") granted in 2019, which will vest in four equal annual installments beginning on February 8, 2020. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 01:40 UTC |
Braeger Matthew RExecutive Vice President
|
GrantNon-qualified Stock Option (Right to Buy) · Derivative | 9,738 | $22.01 Strike: $22.01 | $214,333.38 |
DisclosureSEC source: 0001127602-19-004665 · form4.xml · derivative · entry 2 Braeger Matthew R · CIK 0001721131 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,738 Underlying: Common Stock $0.01 Par Value · 9,738 shares Expires 2029-02-05 F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2020. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 01:40 UTC |
Braeger Matthew RExecutive Vice President
|
GrantCommon Stock $0.01 Par Value | 2,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004665 · form4.xml · nonDerivative · entry 1 Braeger Matthew R · CIK 0001721131 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,609.0966 F1 · kind: Includes 2,390 shares Time-based RSAs ("TRSAs") granted in 2019, which will vest in four equal annual installments beginning on February 8, 2020. Read SEC document |
| February 05, 2019 Filed Feb 12, 2019 22:10 UTC |
BOHN WILLIAM MExecutive Vice President
|
Disposition to issuerPhantom Stock Unit · Derivative | 13,669 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005434 · form4.xml · derivative · entry 4 BOHN WILLIAM M · CIK 0001192634 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock $0.01 Par Value · 13,669 shares Expires not disclosed F1 · derivative.exercise_price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. F1 · kind: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. F1 · price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. F1 · derivative.exercise_date: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. F1 · derivative.expiration_date: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. Read SEC document |
| February 05, 2019 Filed Feb 12, 2019 22:10 UTC |
BOHN WILLIAM MExecutive Vice President
|
GrantCommon Stock $0.01 Par Value | 14,644 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005434 · form4.xml · nonDerivative · entry 1 BOHN WILLIAM M · CIK 0001192634 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,549.966 F1 · kind: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. F1 · price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. Read SEC document |
| February 05, 2019 Filed Feb 12, 2019 22:05 UTC |
Stein David LExecutive Vice President
|
Disposition to issuerPhantom Stock Unit · Derivative | 9,856 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005425 · form4.xml · derivative · entry 4 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock $0.01 Par Value · 9,856 shares Expires not disclosed F1 · derivative.exercise_price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. F1 · kind: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. F1 · price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. F1 · derivative.exercise_date: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. F1 · derivative.expiration_date: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. Read SEC document |
| February 05, 2019 Filed Feb 12, 2019 22:05 UTC |
Stein David LExecutive Vice President
|
GrantCommon Stock $0.01 Par Value | 10,457 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005425 · form4.xml · nonDerivative · entry 1 Stein David L · CIK 0001404929 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,056 F1 · kind: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. F1 · price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. Read SEC document |
| February 05, 2019 Filed Feb 12, 2019 22:02 UTC |
Utz John A.Executive Vice President
|
Disposition to issuerPhantom Stock Unit · Derivative | 12,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005416 · form4.xml · derivative · entry 3 Utz John A. · CIK 0001523751 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock $0.01 Par Value · 12,727 shares Expires not disclosed F1 · derivative.exercise_price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. F1 · kind: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. F1 · price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. F1 · derivative.exercise_date: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. F1 · derivative.expiration_date: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. Read SEC document |
| February 05, 2019 Filed Feb 12, 2019 22:02 UTC |
Utz John A.Executive Vice President
|
GrantCommon Stock $0.01 Par Value | 13,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005416 · form4.xml · nonDerivative · entry 1 Utz John A. · CIK 0001523751 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,923 F1 · kind: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. F1 · price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. Read SEC document |
| February 05, 2019 Filed Feb 12, 2019 21:58 UTC |
FLYNN PHILIP BDirector · President & CEO
|
Disposition to issuerPhantom Stock Unit · Derivative | 106,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005408 · form4.xml · derivative · entry 3 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock $0.01 Par Value · 106,802 shares Expires not disclosed F1 · derivative.exercise_price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. F1 · kind: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. F1 · price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. F1 · derivative.exercise_date: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. F1 · derivative.expiration_date: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. Read SEC document |
| February 05, 2019 Filed Feb 12, 2019 21:58 UTC |
FLYNN PHILIP BDirector · President & CEO
|
GrantCommon Stock $0.01 Par Value | 114,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005408 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,853 F1 · kind: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. F1 · price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. Read SEC document |
| February 05, 2019 Filed Feb 12, 2019 21:53 UTC |
Schmidt Paul GregoryExecutive Vice President
|
Disposition to issuerPhantom Stock Unit · Derivative | 12,815 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005398 · form4.xml · derivative · entry 2 Schmidt Paul Gregory · CIK 0001652805 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock $0.01 Par Value · 12,815 shares Expires not disclosed F1 · derivative.exercise_price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. F1 · kind: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. F1 · price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. F1 · derivative.exercise_date: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. F1 · derivative.expiration_date: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. Read SEC document |
| February 05, 2019 Filed Feb 12, 2019 21:53 UTC |
Schmidt Paul GregoryExecutive Vice President
|
GrantCommon Stock $0.01 Par Value | 13,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005398 · form4.xml · nonDerivative · entry 1 Schmidt Paul Gregory · CIK 0001652805 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,502 F1 · kind: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. F1 · price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. Read SEC document |
| February 05, 2019 Filed Feb 13, 2019 15:51 UTC |
Docter Judith MExecutive Vice President
|
Disposition to issuerPhantom Stock Unit · Derivative | 14,224 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005550 · form4.xml · derivative · entry 3 Docter Judith M · CIK 0001344171 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock $0.01 Par Value · 14,224 shares Expires not disclosed F1 · derivative.exercise_price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. F1 · kind: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. F1 · price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. F1 · derivative.exercise_date: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. F1 · derivative.expiration_date: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. Read SEC document |
| February 05, 2019 Filed Feb 13, 2019 15:51 UTC |
Docter Judith MExecutive Vice President
|
GrantCommon Stock $0.01 Par Value | 15,238 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005550 · form4.xml · nonDerivative · entry 1 Docter Judith M · CIK 0001344171 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,615.7098 F1 · kind: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. F1 · price: Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units. Read SEC document |
| February 04, 2019 Filed Feb 5, 2019 16:35 UTC |
FLYNN PHILIP BDirector · President & CEO
|
SaleCommon Stock $0.01 Par Value | 10,000 | $22.00 | $220,000.00 |
DisclosureSEC source: 0001127602-19-003961 · form4.xml · nonDerivative · entry 1 FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 513,645 F1 · kind: This transaction is pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 2, 2018. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:11 UTC |
HUTCHINSON WILLIAM RDirector
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GrantCommon Stock $0.01 Par Value | 5,499 | $21.82 | $119,988.18 |
DisclosureSEC source: 0001127602-19-004171 · form4.xml · nonDerivative · entry 1 HUTCHINSON WILLIAM R · CIK 0001240631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,403.237 F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2019 grant. They are payable solely in shares of common stock. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:29 UTC |
WILLIAMS JOHN BDirector
|
GrantCommon Stock $0.01 Par Value | 5,499 | $21.82 | $119,988.18 |
DisclosureSEC source: 0001127602-19-004205 · form4.xml · nonDerivative · entry 1 WILLIAMS JOHN B · CIK 0001291523 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,250 F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2019 grant. They are payable solely in shares of common stock. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:24 UTC |
Nettles Cory LDirector
|
GrantCommon Stock $0.01 Par Value | 5,499 | $21.82 | $119,988.18 |
DisclosureSEC source: 0001127602-19-004195 · form4.xml · nonDerivative · entry 1 Nettles Cory L · CIK 0001323628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,253 F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2019 grant. They are payable solely in shares of common stock. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:26 UTC |
VAN LITH KARENDirector
|
GrantCommon Stock $0.01 Par Value | 5,499 | $21.82 | $119,988.18 |
DisclosureSEC source: 0001127602-19-004200 · form4.xml · nonDerivative · entry 1 VAN LITH KAREN · CIK 0001265627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,250 F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2019 grant. They are payable solely in shares of common stock. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:20 UTC |
KLAPPA GALE EDirector
|
GrantCommon Stock $0.01 Par Value | 5,499 | $21.82 | $119,988.18 |
DisclosureSEC source: 0001127602-19-004189 · form4.xml · nonDerivative · entry 1 KLAPPA GALE E · CIK 0001195320 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,362 F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2019 grant. They are payable solely in shares of common stock. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:22 UTC |
LOMMEN RICHARD TDirector
|
GrantCommon Stock $0.01 Par Value | 5,499 | $21.82 | $119,988.18 |
DisclosureSEC source: 0001127602-19-004192 · form4.xml · nonDerivative · entry 1 LOMMEN RICHARD T · CIK 0001185972 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,693.152 F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2019 grant. They are payable solely in shares of common stock. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:18 UTC |
KAMERICK EILEEN ADirector
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GrantCommon Stock $0.01 Par Value | 5,499 | $21.82 | $119,988.18 |
DisclosureSEC source: 0001127602-19-004184 · form4.xml · nonDerivative · entry 1 KAMERICK EILEEN A · CIK 0001044530 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,250 F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2019 grant. They are payable solely in shares of common stock. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:16 UTC |
JEFFE ROBERT ADirector
|
GrantCommon Stock $0.01 Par Value | 5,499 | $21.82 | $119,988.18 |
DisclosureSEC source: 0001127602-19-004179 · form4.xml · nonDerivative · entry 1 JEFFE ROBERT A · CIK 0001233165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,250 F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2019 grant. They are payable solely in shares of common stock. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:08 UTC |
Greffin Judith PDirector
|
GrantCommon Stock $0.01 Par Value | 5,499 | $21.82 | $119,988.18 |
DisclosureSEC source: 0001127602-19-004164 · form4.xml · nonDerivative · entry 1 Greffin Judith P · CIK 0001442430 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,259 F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2019 grant. They are payable solely in shares of common stock. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:04 UTC |
Crowley Michael T JrDirector
|
GrantCommon Stock $0.01 Par Value | 5,499 | $21.82 | $119,988.18 |
DisclosureSEC source: 0001127602-19-004153 · form4.xml · nonDerivative · entry 1 Crowley Michael T Jr · CIK 0001290818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 687,443 F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2019 grant. They are payable solely in shares of common stock. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:01 UTC |
BERGSTROM JOHN FDirector
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GrantCommon Stock $0.01 Par Value | 5,499 | $21.82 | $119,988.18 |
DisclosureSEC source: 0001127602-19-004145 · form4.xml · nonDerivative · entry 1 BERGSTROM JOHN F · CIK 0001196937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,750 F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2019 grant. They are payable solely in shares of common stock. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 21:57 UTC |
GERKEN R JAYDirector
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GrantCommon Stock $0.01 Par Value | 5,499 | $21.82 | $119,988.18 |
DisclosureSEC source: 0001127602-19-004131 · form4.xml · nonDerivative · entry 1 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,218 F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2019 grant. They are payable solely in shares of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.