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ASSOCIATED BANC-CORP

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2747
SEC CIK
0000007789
Parsed reports
2,127

Last 12 months

Inside the activity.

0 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202506
Jan 202600
Feb 202604
Mar 202600
Apr 202601
May 202604
Jun 202603
Jul 202604
Aug 202604
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2019 Filed Mar 19, 2019 16:09 UTC GrantCommon Stock $0.01 Par Value 71 $23.18 $1,645.78
Disclosure

SEC source: 0001127602-19-012057 · form4.xml · nonDerivative · entry 1

Greffin Judith P · CIK 0001442430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,330

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 20:05 UTC
FLYNN PHILIP BDirector · President & CEO
GrantCommon Stock $0.01 Par Value 839 $23.18 $19,448.02
Disclosure

SEC source: 0001127602-19-012186 · form4.xml · nonDerivative · entry 1

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,316

F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 20:02 UTC
Stein David LExecutive Vice President
GrantCommon Stock $0.01 Par Value 66 $23.18 $1,529.88
Disclosure

SEC source: 0001127602-19-012177 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,685

F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 19:59 UTC
BOHN WILLIAM MExecutive Vice President
GrantCommon Stock $0.01 Par Value 107 $23.18 $2,480.26
Disclosure

SEC source: 0001127602-19-012171 · form4.xml · nonDerivative · entry 1

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,525.762

F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 19:50 UTC
Utz John A.Executive Vice President
GrantCommon Stock $0.01 Par Value 85 $23.18 $1,970.30
Disclosure

SEC source: 0001127602-19-012153 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,551

F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 16:11 UTC GrantCommon Stock $0.01 Par Value 40 $23.18 $927.20
Disclosure

SEC source: 0001127602-19-012059 · form4.xml · nonDerivative · entry 3

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,027

F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
March 15, 2019 Filed Mar 19, 2019 16:11 UTC GrantCommon Stock $0.01 Par Value 116 $23.18 $2,688.88
Disclosure

SEC source: 0001127602-19-012059 · form4.xml · nonDerivative · entry 2

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,987

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 16:11 UTC GrantCommon Stock $0.01 Par Value 121 $23.18 $2,804.78
Disclosure

SEC source: 0001127602-19-012059 · form4.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,871

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 16:07 UTC GrantCommon Stock $0.01 Par Value 40 $23.18 $927.20
Disclosure

SEC source: 0001127602-19-012055 · form4.xml · nonDerivative · entry 2

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 690,536

F2 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
March 15, 2019 Filed Mar 19, 2019 16:07 UTC GrantCommon Stock $0.01 Par Value 35 $23.18 $811.30
Disclosure

SEC source: 0001127602-19-012055 · form4.xml · nonDerivative · entry 1

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 690,496

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 16:04 UTC GrantCommon Stock $0.01 Par Value 40 $23.18 $927.20
Disclosure

SEC source: 0001127602-19-012053 · form4.xml · nonDerivative · entry 3

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,975.247

F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
March 15, 2019 Filed Mar 19, 2019 16:04 UTC GrantCommon Stock $0.01 Par Value 116 $23.18 $2,688.88
Disclosure

SEC source: 0001127602-19-012053 · form4.xml · nonDerivative · entry 2

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,935.247

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 16:04 UTC GrantCommon Stock $0.01 Par Value 121 $23.18 $2,804.78
Disclosure

SEC source: 0001127602-19-012053 · form4.xml · nonDerivative · entry 1

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,819.247

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 16:03 UTC GrantCommon Stock $0.01 Par Value 40 $23.18 $927.20
Disclosure

SEC source: 0001127602-19-012051 · form4.xml · nonDerivative · entry 3

Nettles Cory L · CIK 0001323628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,523

F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
March 15, 2019 Filed Mar 19, 2019 16:03 UTC GrantCommon Stock $0.01 Par Value 116 $23.18 $2,688.88
Disclosure

SEC source: 0001127602-19-012051 · form4.xml · nonDerivative · entry 2

Nettles Cory L · CIK 0001323628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,483

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 16:03 UTC GrantCommon Stock $0.01 Par Value 114 $23.18 $2,642.52
Disclosure

SEC source: 0001127602-19-012051 · form4.xml · nonDerivative · entry 1

Nettles Cory L · CIK 0001323628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,367

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 15:52 UTC GrantCommon Stock $0.01 Par Value 40 $23.18 $927.20
Disclosure

SEC source: 0001127602-19-012049 · form4.xml · nonDerivative · entry 3

WILLIAMS JOHN B · CIK 0001291523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,527

F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
March 15, 2019 Filed Mar 19, 2019 15:52 UTC GrantCommon Stock $0.01 Par Value 116 $23.18 $2,688.88
Disclosure

SEC source: 0001127602-19-012049 · form4.xml · nonDerivative · entry 2

WILLIAMS JOHN B · CIK 0001291523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,487

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 15:52 UTC GrantCommon Stock $0.01 Par Value 121 $23.18 $2,804.78
Disclosure

SEC source: 0001127602-19-012049 · form4.xml · nonDerivative · entry 1

WILLIAMS JOHN B · CIK 0001291523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,371

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 15:46 UTC GrantCommon Stock $0.01 Par Value 40 $23.18 $927.20
Disclosure

SEC source: 0001127602-19-012047 · form4.xml · nonDerivative · entry 3

VAN LITH KAREN · CIK 0001265627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,527

F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
March 15, 2019 Filed Mar 19, 2019 15:46 UTC GrantCommon Stock $0.01 Par Value 116 $23.18 $2,688.88
Disclosure

SEC source: 0001127602-19-012047 · form4.xml · nonDerivative · entry 2

VAN LITH KAREN · CIK 0001265627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,487

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 15:46 UTC GrantCommon Stock $0.01 Par Value 121 $23.18 $2,804.78
Disclosure

SEC source: 0001127602-19-012047 · form4.xml · nonDerivative · entry 1

VAN LITH KAREN · CIK 0001265627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,371

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 15:43 UTC
GERKEN R JAYDirector
GrantCommon Stock $0.01 Par Value 40 $23.18 $927.20
Disclosure

SEC source: 0001127602-19-012045 · form4.xml · nonDerivative · entry 3

GERKEN R JAY · CIK 0001240501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,452

F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
March 15, 2019 Filed Mar 19, 2019 15:43 UTC
GERKEN R JAYDirector
GrantCommon Stock $0.01 Par Value 116 $23.18 $2,688.88
Disclosure

SEC source: 0001127602-19-012045 · form4.xml · nonDerivative · entry 2

GERKEN R JAY · CIK 0001240501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,412

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 15:43 UTC
GERKEN R JAYDirector
GrantCommon Stock $0.01 Par Value 78 $23.18 $1,808.04
Disclosure

SEC source: 0001127602-19-012045 · form4.xml · nonDerivative · entry 1

GERKEN R JAY · CIK 0001240501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,296

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 15:42 UTC GrantCommon Stock $0.01 Par Value 40 $23.18 $927.20
Disclosure

SEC source: 0001127602-19-012043 · form4.xml · nonDerivative · entry 2

KLAPPA GALE E · CIK 0001195320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,517

F2 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
March 15, 2019 Filed Mar 19, 2019 15:42 UTC GrantCommon Stock $0.01 Par Value 115 $23.18 $2,665.70
Disclosure

SEC source: 0001127602-19-012043 · form4.xml · nonDerivative · entry 1

KLAPPA GALE E · CIK 0001195320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,477

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 15:39 UTC GrantCommon Stock $0.01 Par Value 40 $23.18 $927.20
Disclosure

SEC source: 0001127602-19-012041 · form4.xml · nonDerivative · entry 3

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,527

F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
March 15, 2019 Filed Mar 19, 2019 15:39 UTC GrantCommon Stock $0.01 Par Value 116 $23.18 $2,688.88
Disclosure

SEC source: 0001127602-19-012041 · form4.xml · nonDerivative · entry 2

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,487

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 15:39 UTC GrantCommon Stock $0.01 Par Value 121 $23.18 $2,804.78
Disclosure

SEC source: 0001127602-19-012041 · form4.xml · nonDerivative · entry 1

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,371

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 14:59 UTC GrantCommon Stock $0.01 Par Value 40 $23.18 $927.20
Disclosure

SEC source: 0001127602-19-012035 · form4.xml · nonDerivative · entry 3

KAMERICK EILEEN A · CIK 0001044530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,527

F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
March 15, 2019 Filed Mar 19, 2019 14:59 UTC GrantCommon Stock $0.01 Par Value 116 $23.18 $2,688.88
Disclosure

SEC source: 0001127602-19-012035 · form4.xml · nonDerivative · entry 2

KAMERICK EILEEN A · CIK 0001044530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,487

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 14:59 UTC GrantCommon Stock $0.01 Par Value 121 $23.18 $2,804.78
Disclosure

SEC source: 0001127602-19-012035 · form4.xml · nonDerivative · entry 1

KAMERICK EILEEN A · CIK 0001044530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,371

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 14, 2019 Filed Mar 15, 2019 15:53 UTC
Utz John A.Executive Vice President
SaleCommon Stock $0.01 Par Value 7,500 $23.06 $172,959.00
Disclosure

SEC source: 0001127602-19-011442 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,466

F1 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.05 to $23.07, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 16:55 UTC
Stein David LExecutive Vice President
SaleCommon Stock $0.01 Par Value 2,000 $22.64 $45,271.60
Disclosure

SEC source: 0001127602-19-010762 · form4.xml · nonDerivative · entry 3

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 35,299

Read SEC document
March 08, 2019 Filed Mar 11, 2019 16:55 UTC
Stein David LExecutive Vice President
SaleCommon Stock $0.01 Par Value 2,495 $22.22 $55,438.90
Disclosure

SEC source: 0001127602-19-010762 · form4.xml · nonDerivative · entry 2

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 37,299

Read SEC document
March 08, 2019 Filed Mar 11, 2019 16:55 UTC
Stein David LExecutive Vice President
SaleCommon Stock $0.01 Par Value 1,505 $22.24 $33,471.20
Disclosure

SEC source: 0001127602-19-010762 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 39,794

Read SEC document
March 01, 2019 Filed Mar 11, 2019 19:14 UTC
Stadler Tammy C.Principal Accounting Officer
GrantNon-qualified Stock Option (Right to Buy) · Derivative 13,361 $23.45 Strike: $23.45 $313,315.45
Disclosure

SEC source: 0001127602-19-010777 · form4.xml · derivative · entry 3

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,361

Underlying: Common Stock $0.01 Par Value · 13,361 shares

Expires 2029-02-08

F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2020.

Read SEC document
March 01, 2019 Filed Mar 11, 2019 19:14 UTC
Stadler Tammy C.Principal Accounting Officer
GrantCommon Stock $0.01 Par Value 5,543 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010777 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,159.9142

F1 · kind: Includes 5,543 shares underlying time-based RSAs ("TRSAs") granted in 2019, which will vest in four equal annual installments beginning on 2/8/2020.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 17:49 UTC
Del Moral-Niles ChristopherChief Financial Officer
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 23,973 $0.00 Strike: $17.24 $0.00
Disclosure

SEC source: 0001127602-19-008852 · form4.xml · derivative · entry 4

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock $0.01 Par Value · 23,973 shares

Expires 2025-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2016.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 17:49 UTC
Del Moral-Niles ChristopherChief Financial Officer
Tax withholdingCommon Stock $0.01 Par Value 20,593 $23.49 $483,729.57
Disclosure

SEC source: 0001127602-19-008852 · form4.xml · nonDerivative · entry 2

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,062

F1 · kind: Shares withheld to pay the tax withholding obligation arising upon insider's exercise of an option.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 17:49 UTC
Del Moral-Niles ChristopherChief Financial Officer
Exercise / conversionCommon Stock $0.01 Par Value 23,973 $17.24 $413,294.52
Disclosure

SEC source: 0001127602-19-008852 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 17:10 UTC
Del Moral-Niles ChristopherChief Financial Officer
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 11,744 $0.00 Strike: $17.67 $0.00
Disclosure

SEC source: 0001127602-19-007907 · form4.xml · derivative · entry 4

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 11,744 shares

Expires 2024-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 17:10 UTC
Del Moral-Niles ChristopherChief Financial Officer
Tax withholdingCommon Stock $0.01 Par Value 10,169 $23.66 $240,598.54
Disclosure

SEC source: 0001127602-19-007907 · form4.xml · nonDerivative · entry 2

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,257

F1 · kind: Shares were surrendered to satisfy tax withholding obligation arising from the exercise of stock options.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 17:10 UTC
Del Moral-Niles ChristopherChief Financial Officer
Exercise / conversionCommon Stock $0.01 Par Value 11,744 $17.67 $207,516.48
Disclosure

SEC source: 0001127602-19-007907 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 16:33 UTC
Lau Timothy JExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 1,847 $22.01 $40,652.47
Disclosure

SEC source: 0001127602-19-007622 · form4.xml · nonDerivative · entry 1

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,910.355

F1 · kind: Shares were surrendered to satisfy tax withholding obligations resulting from the vesting of awards.

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February 19, 2019 Filed Feb 21, 2019 22:41 UTC
Docter Judith MExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 1,960 $23.24 $45,550.40
Disclosure

SEC source: 0001127602-19-007558 · form4.xml · nonDerivative · entry 1

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,431.7939

F1 · kind: Shares were surrendered to satisfy tax withholding obligations resulting from the vesting of awards.

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February 15, 2019 Filed Feb 19, 2019 18:13 UTC
Piotrowski Christopher C.Executive Vice President
OtherCommon Stock $0.01 Par Value 11.3227 $23.07 $261.26
Disclosure

SEC source: 0001127602-19-006625 · form4.xml · nonDerivative · entry 1

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,266.842

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

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February 15, 2019 Filed Feb 19, 2019 21:11 UTC
Del Moral-Niles ChristopherChief Financial Officer
SaleCommon Stock $0.01 Par Value 9,881 $23.17 $228,893.37
Disclosure

SEC source: 0001127602-19-006784 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 21,417.694

F1 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.16 to $23.17, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.

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February 15, 2019 Filed Feb 19, 2019 18:16 UTC
Stadler Tammy C.Principal Accounting Officer
OtherCommon Stock $0.01 Par Value 104.5826 $23.07 $2,413.14
Disclosure

SEC source: 0001127602-19-006634 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,616.9142

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.