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ASSOCIATED BANC-CORP

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2747
SEC CIK
0000007789
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2,127

Last 12 months

Inside the activity.

0 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202506
Jan 202600
Feb 202604
Mar 202600
Apr 202601
May 202604
Jun 202603
Jul 202604
Aug 202604
Sep 202602
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 07, 2020 Filed Feb 10, 2020 18:52 UTC
BOHN WILLIAM MExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 310 $20.27 $6,283.70
Disclosure

SEC source: 0001127602-20-004533 · form4.xml · nonDerivative · entry 2

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,745.825

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 18:52 UTC
BOHN WILLIAM MExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 414 $20.27 $8,391.78
Disclosure

SEC source: 0001127602-20-004533 · form4.xml · nonDerivative · entry 1

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,055.825

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 16:08 UTC
Utz John A.Executive Vice President
Tax withholdingCommon Stock $0.01 Par Value 759 $20.32 $15,422.88
Disclosure

SEC source: 0001127602-20-004187 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,689

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 16:10 UTC
Del Moral-Niles ChristopherChief Financial Officer
Tax withholdingCommon Stock $0.01 Par Value 880 $20.32 $17,881.60
Disclosure

SEC source: 0001127602-20-004190 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,436

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 16:05 UTC
Stein David LExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 588 $20.32 $11,948.16
Disclosure

SEC source: 0001127602-20-004186 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,649

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 00:09 UTC
Lau Timothy JExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 3,357 $20.32 $68,214.24
Disclosure

SEC source: 0001127602-20-004136 · form4.xml · nonDerivative · entry 2

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,920.355

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 00:07 UTC
Erickson Randall J.Executive Vice President
Tax withholdingCommon Stock $0.01 Par Value 5,486 $20.32 $111,475.52
Disclosure

SEC source: 0001127602-20-004134 · form4.xml · nonDerivative · entry 2

Erickson Randall J. · CIK 0001180800 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,719

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 00:04 UTC
Del Moral-Niles ChristopherChief Financial Officer
Tax withholdingCommon Stock $0.01 Par Value 7,620 $20.32 $154,838.40
Disclosure

SEC source: 0001127602-20-004132 · form4.xml · nonDerivative · entry 2

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,316

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 23:37 UTC
FLYNN PHILIP BDirector · President & CEO
Tax withholdingCommon Stock $0.01 Par Value 35,016 $20.32 $711,525.12
Disclosure

SEC source: 0001127602-20-004123 · form4.xml · nonDerivative · entry 2

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,129

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 23:31 UTC
Utz John A.Executive Vice President
Tax withholdingCommon Stock $0.01 Par Value 6,611 $20.32 $134,335.52
Disclosure

SEC source: 0001127602-20-004122 · form4.xml · nonDerivative · entry 2

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,448

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 23:25 UTC
Stein David LExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 4,938 $20.32 $100,340.16
Disclosure

SEC source: 0001127602-20-004120 · form4.xml · nonDerivative · entry 2

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,237

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 17:29 UTC
Lau Timothy JExecutive Vice President
SaleCommon Stock $0.01 Par Value 300 $20.74 $6,220.50
Disclosure

SEC source: 0001127602-20-003874 · form4.xml · nonDerivative · entry 4

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,910.355

Read SEC document
February 05, 2020 Filed Feb 6, 2020 17:29 UTC
Lau Timothy JExecutive Vice President
SaleCommon Stock $0.01 Par Value 1,700 $20.73 $35,244.74
Disclosure

SEC source: 0001127602-20-003874 · form4.xml · nonDerivative · entry 3

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,210.355

Read SEC document
February 05, 2020 Filed Feb 6, 2020 17:29 UTC
Lau Timothy JExecutive Vice President
SaleCommon Stock $0.01 Par Value 600 $20.73 $12,438.00
Disclosure

SEC source: 0001127602-20-003874 · form4.xml · nonDerivative · entry 2

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,910.355

Read SEC document
February 05, 2020 Filed Feb 6, 2020 17:29 UTC
Lau Timothy JExecutive Vice President
SaleCommon Stock $0.01 Par Value 1,400 $20.72 $29,011.08
Disclosure

SEC source: 0001127602-20-003874 · form4.xml · nonDerivative · entry 1

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,510.355

Read SEC document
February 04, 2020 Filed Feb 7, 2020 00:09 UTC
Lau Timothy JExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 32,197 $0.00 Strike: $20.32 $0.00
Disclosure

SEC source: 0001127602-20-004136 · form4.xml · derivative · entry 4

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,197

Underlying: Common Stock $0.01 Par Value · 32,197 shares

Expires 2030-02-04

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2021

Read SEC document
February 04, 2020 Filed Feb 7, 2020 00:09 UTC
Lau Timothy JExecutive Vice President
GrantCommon Stock $0.01 Par Value 12,367 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004136 · form4.xml · nonDerivative · entry 1

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,277.355

F1 · kind: Includes 8,184 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2017 and 4,183 shares Time-based RSUs ("TRSUs") granted in 2020, which will vest in four equal annual installments beginning on February 8, 2021.

Read SEC document
February 04, 2020 Filed Feb 7, 2020 00:07 UTC
Erickson Randall J.Executive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 43,561 $0.00 Strike: $20.32 $0.00
Disclosure

SEC source: 0001127602-20-004134 · form4.xml · derivative · entry 3

Erickson Randall J. · CIK 0001180800 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,561

Underlying: Common Stock $0.01 Par Value · 43,561 shares

Expires 2030-02-04

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2021

Read SEC document
February 04, 2020 Filed Feb 7, 2020 00:07 UTC
Erickson Randall J.Executive Vice President
GrantCommon Stock $0.01 Par Value 19,349 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004134 · form4.xml · nonDerivative · entry 1

Erickson Randall J. · CIK 0001180800 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,205

F1 · kind: Includes 13,690 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2017 and 5,659 shares Time-based RSUs ("TRSUs") granted in 2020, which will vest in four equal annual installments beginning on February 8, 2021.

Read SEC document
February 04, 2020 Filed Feb 7, 2020 00:04 UTC
Del Moral-Niles ChristopherChief Financial Officer
GrantNon-qualified Stock Option (Right to Buy) · Derivative 57,387 $0.00 Strike: $20.32 $0.00
Disclosure

SEC source: 0001127602-20-004132 · form4.xml · derivative · entry 4

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,387

Underlying: Common Stock $0.01 Par Value · 57,387 shares

Expires 2030-02-04

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2021

Read SEC document
February 04, 2020 Filed Feb 7, 2020 00:04 UTC
Del Moral-Niles ChristopherChief Financial Officer
GrantCommon Stock $0.01 Par Value 22,128 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004132 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,936

F1 · kind: Includes 14,673 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2017 and 7,455 shares Time-based RSUs ("TRSUs") granted in 2020, which will vest in four equal annual installments beginning on February 8, 2021.

Read SEC document
February 04, 2020 Filed Feb 7, 2020 00:01 UTC
Hankerd John P.Executive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 34,091 $0.00 Strike: $20.32 $0.00
Disclosure

SEC source: 0001127602-20-004130 · form4.xml · derivative · entry 2

Hankerd John P. · CIK 0001714229 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,091

Underlying: Common Stock $0.01 Par Value · 34,091 shares

Expires 2030-02-04

F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2021

Read SEC document
February 04, 2020 Filed Feb 7, 2020 00:01 UTC
Hankerd John P.Executive Vice President
GrantCommon Stock $0.01 Par Value 4,429 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004130 · form4.xml · nonDerivative · entry 1

Hankerd John P. · CIK 0001714229 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,995

F1 · kind: Represents shares of Time-based Restricted Stock ("TRSUs") granted in 2020, which will vest in four equal annual installments beginning on February 8, 2021.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 23:55 UTC
Braeger Matthew RExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 15,577 $0.00 Strike: $20.32 $0.00
Disclosure

SEC source: 0001127602-20-004129 · form4.xml · derivative · entry 2

Braeger Matthew R · CIK 0001721131 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,577

Underlying: Common Stock $0.01 Par Value · 15,577 shares

Expires 2030-02-04

F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2021

Read SEC document
February 04, 2020 Filed Feb 6, 2020 23:55 UTC
Braeger Matthew RExecutive Vice President
GrantCommon Stock $0.01 Par Value 2,023 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004129 · form4.xml · nonDerivative · entry 1

Braeger Matthew R · CIK 0001721131 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,113.0966

F1 · kind: Represents shares of Time-based Restricted Stock ("TRSUs") granted in 2020, which will vest in four equal annual installments beginning on February 8, 2021.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 23:50 UTC
DeWitt AngieExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 27,462 $0.00 Strike: $20.32 $0.00
Disclosure

SEC source: 0001127602-20-004128 · form4.xml · derivative · entry 2

DeWitt Angie · CIK 0001756987 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,462

Underlying: Common Stock $0.01 Par Value · 27,462 shares

Expires 2030-02-04

F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2021

Read SEC document
February 04, 2020 Filed Feb 6, 2020 23:50 UTC
DeWitt AngieExecutive Vice President
GrantCommon Stock $0.01 Par Value 3,567 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004128 · form4.xml · nonDerivative · entry 1

DeWitt Angie · CIK 0001756987 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,799.6225

F1 · kind: Includes 3,567 shares Time-based Restricted Stock ("TRSUs") granted in 2020, which will vest in four equal annual installments beginning on February 8, 2021.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 23:47 UTC
Kitowski Nicole MExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 32,197 $0.00 Strike: $20.32 $0.00
Disclosure

SEC source: 0001127602-20-004127 · form4.xml · derivative · entry 4

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,197

Underlying: Common Stock $0.01 Par Value · 32,197 shares

Expires 2030-02-04

F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2021

Read SEC document
February 04, 2020 Filed Feb 6, 2020 23:47 UTC
Kitowski Nicole MExecutive Vice President
GrantCommon Stock $0.01 Par Value 4,183 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004127 · form4.xml · nonDerivative · entry 1

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,831.8868

F1 · kind: Represents shares of Time-based Restricted Stock ("TRSUs") granted in 2020, which will vest in four equal annual installments beginning on February 8, 2021.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 23:44 UTC
Ahern Patrick EdwardExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 30,777 $0.00 Strike: $20.32 $0.00
Disclosure

SEC source: 0001127602-20-004126 · form4.xml · derivative · entry 3

Ahern Patrick Edward · CIK 0001791042 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,777

Underlying: Common Stock $0.01 Par Value · 30,777 shares

Expires 2030-02-04

F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2021

Read SEC document
February 04, 2020 Filed Feb 6, 2020 23:44 UTC
Ahern Patrick EdwardExecutive Vice President
GrantCommon Stock $0.01 Par Value 3,998 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004126 · form4.xml · nonDerivative · entry 1

Ahern Patrick Edward · CIK 0001791042 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,870

F1 · kind: Represents shares of Time-based Restricted Stock ("TRSUs") granted in 2020, which will vest in four equal annual installments beginning on February 8, 2021.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 23:41 UTC
Meinolf MichaelExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 32,197 $0.00 Strike: $20.32 $0.00
Disclosure

SEC source: 0001127602-20-004124 · form4.xml · derivative · entry 2

Meinolf Michael · CIK 0001753047 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,197

Underlying: Common Stock $0.01 Par Value · 32,197 shares

Expires 2030-02-04

F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2021

Read SEC document
February 04, 2020 Filed Feb 6, 2020 23:41 UTC
Meinolf MichaelExecutive Vice President
GrantCommon Stock $0.01 Par Value 4,183 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004124 · form4.xml · nonDerivative · entry 1

Meinolf Michael · CIK 0001753047 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,337.0924

F1 · kind: Represents shares of Time-based Restricted Stock ("TRSUs") granted in 2020, which will vest in four equal annual installments beginning on February 8, 2021, 75% of which the reporting person has elected to defer upon vesting and which will remain in the Executive's Deferred Compensation Plan until distributed pursuant to the reporting person's distribution election on file.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 23:37 UTC
FLYNN PHILIP BDirector · President & CEO
GrantNon-qualified Stock Option (Right to Buy) · Derivative 248,583 $0.00 Strike: $20.32 $0.00
Disclosure

SEC source: 0001127602-20-004123 · form4.xml · derivative · entry 4

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,583

Underlying: Common Stock $0.01 Par Value · 248,583 shares

Expires 2030-02-04

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2021

Read SEC document
February 04, 2020 Filed Feb 6, 2020 23:37 UTC
FLYNN PHILIP BDirector · President & CEO
GrantCommon Stock $0.01 Par Value 94,299 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004123 · form4.xml · nonDerivative · entry 1

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,145

F1 · kind: Includes 62,004 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2017 and 32,295 shares Time-based RSUs ("TRSUs") granted in 2020, which will vest in four equal annual installments beginning on February 8, 2021, 100% of which the reporting person has elected to defer upon vesting and which will remain in the Executive's Deferred Compensation Plan until distributed pursuant to the reporting person's distribution election on file.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 23:31 UTC
Utz John A.Executive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 50,568 $0.00 Strike: $20.32 $0.00
Disclosure

SEC source: 0001127602-20-004122 · form4.xml · derivative · entry 4

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,568

Underlying: Common Stock $0.01 Par Value · 50,568 shares

Expires 2030-02-04

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2021

Read SEC document
February 04, 2020 Filed Feb 6, 2020 23:31 UTC
Utz John A.Executive Vice President
GrantCommon Stock $0.01 Par Value 19,218 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004122 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,059

F1 · kind: Includes 12,649 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2017 and 6,569 shares Time-based RSUs ("TRSUs") granted in 2020, which will vest in four equal annual installments beginning on February 8, 2021, 50% of which the reporting person has elected to defer upon vesting and which will remain in the Executive's Deferred Compensation Plan until distributed pursuant to the reporting person's distribution election on file.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 23:25 UTC
Stein David LExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 46,591 $0.00 Strike: $20.32 $0.00
Disclosure

SEC source: 0001127602-20-004120 · form4.xml · derivative · entry 5

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,591

Underlying: Common Stock $0.01 Par Value · 46,591 shares

Expires 2030-02-04

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2021

Read SEC document
February 04, 2020 Filed Feb 6, 2020 23:25 UTC
Stein David LExecutive Vice President
GrantCommon Stock $0.01 Par Value 15,849 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004120 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,175

F1 · kind: Includes 9,796 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2017 and 6,053 shares Time-based RSUs ("TRSUs") granted in 2020, which will vest in four equal annual installments beginning on February 8, 2021, 50% of which the reporting person has elected to defer upon each vesting and which will remain in the Executive's Deferred Compensation Plan until distributed pursuant to the reporting person's distribution election on file.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 23:19 UTC
Schmidt Paul GregoryExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 31,250 $0.00 Strike: $20.32 $0.00
Disclosure

SEC source: 0001127602-20-004117 · form4.xml · derivative · entry 2

Schmidt Paul Gregory · CIK 0001652805 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,250

Underlying: Common Stock $0.01 Par Value · 31,250 shares

Expires 2030-02-04

F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2021

Read SEC document
February 04, 2020 Filed Feb 6, 2020 23:19 UTC
Schmidt Paul GregoryExecutive Vice President
GrantCommon Stock $0.01 Par Value 12,267 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004117 · form4.xml · nonDerivative · entry 1

Schmidt Paul Gregory · CIK 0001652805 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,156

F1 · kind: Includes 7,440 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2017 and 767 dividend equivalent units earned, 100% of which the reporting person has elected to defer upon vesting and which will remain in the Executive's Deferred Compensation Plan until distributed pursuant to the reporting person's distribution election on file, plus 4,060 shares Time-based RSUs ("TRSUs") granted in 2020, which will vest in four equal annual installments beginning on February 8, 2021.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 23:11 UTC
BOHN WILLIAM MExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 31,723 $0.00 Strike: $20.32 $0.00
Disclosure

SEC source: 0001127602-20-004108 · form4.xml · derivative · entry 3

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,723

Underlying: Common Stock $0.01 Par Value · 31,723 shares

Expires 2030-02-04

F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2021

Read SEC document
February 04, 2020 Filed Feb 6, 2020 23:11 UTC
BOHN WILLIAM MExecutive Vice President
GrantCommon Stock $0.01 Par Value 12,875 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004108 · form4.xml · nonDerivative · entry 1

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,469.825

F1 · kind: Includes 7,936 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2017 and 818 dividend equivalent units earned, 100% of which the reporting person has elected to defer upon vesting and which will remain in the Executive's Deferred Compensation Plan until distributed pursuant to the reporting person's distribution election on file, plus 4,121 shares Time-based RSUs ("TRSUs") granted in 2020, which will vest in four equal annual installments beginning on February 8, 2021.

Read SEC document
February 01, 2020 Filed Feb 4, 2020 20:30 UTC GrantCommon Stock $0.01 Par Value 6,021 $19.93 $119,998.53
Disclosure

SEC source: 0001127602-20-003469 · form4.xml · nonDerivative · entry 1

KAMERICK EILEEN A · CIK 0001044530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,490

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2020 grant. They are payable solely in shares of common stock.

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February 01, 2020 Filed Feb 4, 2020 20:49 UTC GrantCommon Stock $0.01 Par Value 6,021 $19.93 $119,998.53
Disclosure

SEC source: 0001127602-20-003485 · form4.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,990

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2020 grant. They are payable solely in shares of common stock.

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February 01, 2020 Filed Feb 4, 2020 20:47 UTC GrantCommon Stock $0.01 Par Value 6,021 $19.93 $119,998.53
Disclosure

SEC source: 0001127602-20-003482 · form4.xml · nonDerivative · entry 1

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 696,809

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2020 grant. They are payable solely in shares of common stock.

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February 01, 2020 Filed Feb 4, 2020 20:42 UTC
GERKEN R JAYDirector
GrantCommon Stock $0.01 Par Value 6,021 $19.93 $119,998.53
Disclosure

SEC source: 0001127602-20-003479 · form4.xml · nonDerivative · entry 1

GERKEN R JAY · CIK 0001240501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,266

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2020 grant. They are payable solely in shares of common stock.

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February 01, 2020 Filed Feb 4, 2020 20:40 UTC GrantCommon Stock $0.01 Par Value 6,021 $19.93 $119,998.53
Disclosure

SEC source: 0001127602-20-003476 · form4.xml · nonDerivative · entry 1

Greffin Judith P · CIK 0001442430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,765

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2020 grant. They are payable solely in shares of common stock.

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February 01, 2020 Filed Feb 4, 2020 20:38 UTC GrantCommon Stock $0.01 Par Value 6,021 $19.93 $119,998.53
Disclosure

SEC source: 0001127602-20-003474 · form4.xml · nonDerivative · entry 1

Haddad Michael J · CIK 0001774576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,632

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2020 grant. They are payable solely in shares of common stock.

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February 01, 2020 Filed Feb 4, 2020 20:33 UTC GrantCommon Stock $0.01 Par Value 6,021 $19.93 $119,998.53
Disclosure

SEC source: 0001127602-20-003470 · form4.xml · nonDerivative · entry 1

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,490

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2020 grant. They are payable solely in shares of common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.