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ASSOCIATED BANC-CORP

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2747
SEC CIK
0000007789
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2,127

Last 12 months

Inside the activity.

0 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202506
Jan 202600
Feb 202604
Mar 202600
Apr 202601
May 202604
Jun 202603
Jul 202604
Aug 202604
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2020 Filed Dec 17, 2020 17:43 UTC
DeWitt AngieExecutive Vice President
OtherCommon Stock $0.01 Par Value 87.721 $16.35 $1,434.14
Disclosure

SEC source: 0001127602-20-031719 · form4.xml · nonDerivative · entry 2

DeWitt Angie · CIK 0001756987 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,931.5981

F2 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 17:43 UTC
DeWitt AngieExecutive Vice President
OtherCommon Stock $0.01 Par Value 31.2349 $16.55 $517.00
Disclosure

SEC source: 0001127602-20-031719 · form4.xml · nonDerivative · entry 1

DeWitt Angie · CIK 0001756987 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,843.8771

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 17:27 UTC GrantCommon Stock $0.01 Par Value 112 $16.79 $1,880.48
Disclosure

SEC source: 0001127602-20-031717 · form4.xml · nonDerivative · entry 3

WILLIAMS JOHN B · CIK 0001291523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,182

F3 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 17:27 UTC GrantCommon Stock $0.01 Par Value 261 $16.79 $4,382.19
Disclosure

SEC source: 0001127602-20-031717 · form4.xml · nonDerivative · entry 2

WILLIAMS JOHN B · CIK 0001291523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,070

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 17:27 UTC GrantCommon Stock $0.01 Par Value 67 $16.79 $1,124.93
Disclosure

SEC source: 0001127602-20-031717 · form4.xml · nonDerivative · entry 1

WILLIAMS JOHN B · CIK 0001291523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,809

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
December 15, 2020 Filed Dec 17, 2020 17:24 UTC GrantCommon Stock $0.01 Par Value 112 $16.79 $1,880.48
Disclosure

SEC source: 0001127602-20-031713 · form4.xml · nonDerivative · entry 3

VAN LITH KAREN · CIK 0001265627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,482

F3 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 17:24 UTC GrantCommon Stock $0.01 Par Value 261 $16.79 $4,382.19
Disclosure

SEC source: 0001127602-20-031713 · form4.xml · nonDerivative · entry 2

VAN LITH KAREN · CIK 0001265627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,370

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 17:24 UTC GrantCommon Stock $0.01 Par Value 67 $16.79 $1,124.93
Disclosure

SEC source: 0001127602-20-031713 · form4.xml · nonDerivative · entry 1

VAN LITH KAREN · CIK 0001265627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,109

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
December 15, 2020 Filed Dec 17, 2020 16:58 UTC
Stein David LExecutive Vice President
GrantCommon Stock $0.01 Par Value 104 $16.79 $1,746.16
Disclosure

SEC source: 0001127602-20-031704 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,694

F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 16:55 UTC
Stadler Tammy C.Principal Accounting Officer
OtherCommon Stock $0.01 Par Value 1.045 $16.34 $17.08
Disclosure

SEC source: 0001127602-20-031700 · form4.xml · nonDerivative · entry 2

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,881.4972

F2 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 16:55 UTC
Stadler Tammy C.Principal Accounting Officer
OtherCommon Stock $0.01 Par Value 149.5288 $16.55 $2,475.00
Disclosure

SEC source: 0001127602-20-031700 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,880.4522

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 16:52 UTC
Schmidt Paul GregoryExecutive Vice President
GrantCommon Stock $0.01 Par Value 266 $16.79 $4,466.14
Disclosure

SEC source: 0001127602-20-031697 · form4.xml · nonDerivative · entry 1

Schmidt Paul Gregory · CIK 0001652805 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,834

F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 16:48 UTC GrantCommon Stock $0.01 Par Value 112 $16.79 $1,880.48
Disclosure

SEC source: 0001127602-20-031694 · form4.xml · nonDerivative · entry 3

Nettles Cory L · CIK 0001323628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,785

F3 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 16:48 UTC GrantCommon Stock $0.01 Par Value 250 $16.79 $4,197.50
Disclosure

SEC source: 0001127602-20-031694 · form4.xml · nonDerivative · entry 2

Nettles Cory L · CIK 0001323628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,673

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 16:48 UTC GrantCommon Stock $0.01 Par Value 67 $16.79 $1,124.93
Disclosure

SEC source: 0001127602-20-031694 · form4.xml · nonDerivative · entry 1

Nettles Cory L · CIK 0001323628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,423

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
December 15, 2020 Filed Dec 17, 2020 16:36 UTC
Meinolf MichaelExecutive Vice President
OtherCommon Stock $0.01 Par Value 56.4886 $16.55 $935.00
Disclosure

SEC source: 0001127602-20-031692 · form4.xml · nonDerivative · entry 1

Meinolf Michael · CIK 0001753047 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,200.0304

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 16:28 UTC GrantCommon Stock $0.01 Par Value 112 $16.79 $1,880.48
Disclosure

SEC source: 0001127602-20-031690 · form4.xml · nonDerivative · entry 3

KLAPPA GALE E · CIK 0001195320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,542

F3 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 16:28 UTC GrantCommon Stock $0.01 Par Value 69 $16.79 $1,158.51
Disclosure

SEC source: 0001127602-20-031690 · form4.xml · nonDerivative · entry 2

KLAPPA GALE E · CIK 0001195320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,430

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 16:28 UTC GrantCommon Stock $0.01 Par Value 67 $16.79 $1,124.93
Disclosure

SEC source: 0001127602-20-031690 · form4.xml · nonDerivative · entry 1

KLAPPA GALE E · CIK 0001195320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,361

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
December 15, 2020 Filed Dec 17, 2020 16:25 UTC
Kitowski Nicole MExecutive Vice President
OtherCommon Stock $0.01 Par Value 6.978 $16.55 $115.50
Disclosure

SEC source: 0001127602-20-031688 · form4.xml · nonDerivative · entry 1

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,764.2708

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 16:20 UTC GrantCommon Stock $0.01 Par Value 112 $16.79 $1,880.48
Disclosure

SEC source: 0001127602-20-031683 · form4.xml · nonDerivative · entry 3

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,868

F3 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 16:20 UTC GrantCommon Stock $0.01 Par Value 261 $16.79 $4,382.19
Disclosure

SEC source: 0001127602-20-031683 · form4.xml · nonDerivative · entry 2

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,756

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 16:20 UTC GrantCommon Stock $0.01 Par Value 67 $16.79 $1,124.93
Disclosure

SEC source: 0001127602-20-031683 · form4.xml · nonDerivative · entry 1

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,495

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
December 15, 2020 Filed Dec 17, 2020 16:17 UTC GrantCommon Stock $0.01 Par Value 112 $16.79 $1,880.48
Disclosure

SEC source: 0001127602-20-031681 · form4.xml · nonDerivative · entry 3

HUTCHINSON WILLIAM R · CIK 0001240631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,361.237

F3 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 16:17 UTC GrantCommon Stock $0.01 Par Value 306 $16.79 $5,137.74
Disclosure

SEC source: 0001127602-20-031681 · form4.xml · nonDerivative · entry 2

HUTCHINSON WILLIAM R · CIK 0001240631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,249.237

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 16:17 UTC GrantCommon Stock $0.01 Par Value 67 $16.79 $1,124.93
Disclosure

SEC source: 0001127602-20-031681 · form4.xml · nonDerivative · entry 1

HUTCHINSON WILLIAM R · CIK 0001240631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,943.237

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
December 15, 2020 Filed Dec 17, 2020 16:14 UTC GrantCommon Stock $0.01 Par Value 67 $16.79 $1,124.93
Disclosure

SEC source: 0001127602-20-031679 · form4.xml · nonDerivative · entry 1

Haddad Michael J · CIK 0001774576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,994

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
December 15, 2020 Filed Dec 17, 2020 16:09 UTC
GERKEN R JAYDirector
GrantCommon Stock $0.01 Par Value 112 $16.79 $1,880.48
Disclosure

SEC source: 0001127602-20-031677 · form4.xml · nonDerivative · entry 3

GERKEN R JAY · CIK 0001240501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,322

F3 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 16:09 UTC
GERKEN R JAYDirector
GrantCommon Stock $0.01 Par Value 192 $16.79 $3,223.68
Disclosure

SEC source: 0001127602-20-031677 · form4.xml · nonDerivative · entry 2

GERKEN R JAY · CIK 0001240501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,210

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 16:09 UTC
GERKEN R JAYDirector
GrantCommon Stock $0.01 Par Value 67 $16.79 $1,124.93
Disclosure

SEC source: 0001127602-20-031677 · form4.xml · nonDerivative · entry 1

GERKEN R JAY · CIK 0001240501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,018

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
December 15, 2020 Filed Dec 17, 2020 16:06 UTC
FLYNN PHILIP BDirector · President & CEO
GrantCommon Stock $0.01 Par Value 1,317 $16.79 $22,112.43
Disclosure

SEC source: 0001127602-20-031676 · form4.xml · nonDerivative · entry 1

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,492

F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 15:55 UTC GrantCommon Stock $0.01 Par Value 67 $16.79 $1,124.93
Disclosure

SEC source: 0001127602-20-031674 · form4.xml · nonDerivative · entry 2

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 722,073

F2 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
December 15, 2020 Filed Dec 17, 2020 15:55 UTC GrantCommon Stock $0.01 Par Value 55 $16.79 $923.45
Disclosure

SEC source: 0001127602-20-031674 · form4.xml · nonDerivative · entry 1

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 722,006

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 15:52 UTC GrantCommon Stock $0.01 Par Value 67 $16.79 $1,124.93
Disclosure

SEC source: 0001127602-20-031673 · form4.xml · nonDerivative · entry 3

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,368

F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
December 15, 2020 Filed Dec 17, 2020 15:52 UTC GrantCommon Stock $0.01 Par Value 112 $16.79 $1,880.48
Disclosure

SEC source: 0001127602-20-031673 · form4.xml · nonDerivative · entry 2

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,301

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 15:52 UTC GrantCommon Stock $0.01 Par Value 261 $16.79 $4,382.19
Disclosure

SEC source: 0001127602-20-031673 · form4.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,189

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 08, 2020 Filed Dec 9, 2020 16:32 UTC
Stadler Tammy C.Principal Accounting Officer
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 7,000 $0.00 Strike: $14.26 $0.00
Disclosure

SEC source: 0001127602-20-030947 · form4.xml · derivative · entry 5

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 7,000 shares

Expires 2021-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
December 08, 2020 Filed Dec 9, 2020 16:32 UTC
Stadler Tammy C.Principal Accounting Officer
SaleCommon Stock $0.01 Par Value 3,529 $16.35 $57,699.15
Disclosure

SEC source: 0001127602-20-030947 · form4.xml · nonDerivative · entry 3

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,730.9234

Read SEC document
December 08, 2020 Filed Dec 9, 2020 16:32 UTC
Stadler Tammy C.Principal Accounting Officer
SaleCommon Stock $0.01 Par Value 3,471 $16.34 $56,716.14
Disclosure

SEC source: 0001127602-20-030947 · form4.xml · nonDerivative · entry 2

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,259.9234

Read SEC document
December 08, 2020 Filed Dec 9, 2020 16:32 UTC
Stadler Tammy C.Principal Accounting Officer
Exercise / conversionCommon Stock $0.01 Par Value 7,000 $14.26 $99,820.00
Disclosure

SEC source: 0001127602-20-030947 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,730.9234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2020 Filed Dec 4, 2020 21:18 UTC
Del Moral-Niles ChristopherChief Financial Officer
GiftCommon Stock $0.01 Par Value 1,566 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-030562 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,850

F1 · price: Transaction is a gift; therefore, price is not applicable.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 18:03 UTC
Utz John A.Executive Vice President
OtherCommon Stock $0.01 Par Value 76.0336 $16.10 $1,223.76
Disclosure

SEC source: 0001127602-20-029191 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,751.4978

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 17:57 UTC
Stadler Tammy C.Principal Accounting Officer
OtherCommon Stock $0.01 Par Value 149.931 $16.10 $2,413.14
Disclosure

SEC source: 0001127602-20-029189 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,730.9234

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 17:53 UTC
Meinolf MichaelExecutive Vice President
OtherCommon Stock $0.01 Par Value 19.365 $16.10 $311.68
Disclosure

SEC source: 0001127602-20-029188 · form4.xml · nonDerivative · entry 1

Meinolf Michael · CIK 0001753047 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,143.5418

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 17:35 UTC
Kitowski Nicole MExecutive Vice President
OtherCommon Stock $0.01 Par Value 6.9711 $16.10 $112.20
Disclosure

SEC source: 0001127602-20-029187 · form4.xml · nonDerivative · entry 1

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,757.2928

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 17:28 UTC
DeWitt AngieExecutive Vice President
OtherCommon Stock $0.01 Par Value 31.0519 $16.10 $499.78
Disclosure

SEC source: 0001127602-20-029186 · form4.xml · nonDerivative · entry 1

DeWitt Angie · CIK 0001756987 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,812.6422

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 20:18 UTC
Ahern Patrick EdwardExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $14.26 $0.00
Disclosure

SEC source: 0001127602-20-029094 · form4.xml · derivative · entry 7

Ahern Patrick Edward · CIK 0001791042 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 4,000 shares

Expires 2021-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

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November 13, 2020 Filed Nov 16, 2020 20:18 UTC
Ahern Patrick EdwardExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $15.05 $0.00
Disclosure

SEC source: 0001127602-20-029094 · form4.xml · derivative · entry 6

Ahern Patrick Edward · CIK 0001791042 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 3,000 shares

Expires 2020-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 20:18 UTC
Ahern Patrick EdwardExecutive Vice President
SaleCommon Stock $0.01 Par Value 4,000 $15.41 $61,620.00
Disclosure

SEC source: 0001127602-20-029094 · form4.xml · nonDerivative · entry 4

Ahern Patrick Edward · CIK 0001791042 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,896

Read SEC document
November 13, 2020 Filed Nov 16, 2020 20:18 UTC
Ahern Patrick EdwardExecutive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 4,000 $14.26 $57,040.00
Disclosure

SEC source: 0001127602-20-029094 · form4.xml · nonDerivative · entry 3

Ahern Patrick Edward · CIK 0001791042 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.