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ASSOCIATED BANC-CORP

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2747
SEC CIK
0000007789
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2,127

Last 12 months

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0 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202506
Jan 202600
Feb 202604
Mar 202600
Apr 202601
May 202604
Jun 202603
Jul 202604
Aug 202604
Sep 202602
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 02, 2021 Filed Feb 3, 2021 20:32 UTC
Kitowski Nicole MExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 863 $18.06 $15,585.78
Disclosure

SEC source: 0001127602-21-003662 · form4.xml · nonDerivative · entry 2

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,751.034

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 20:28 UTC
Lau Timothy JExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 917 $18.06 $16,561.02
Disclosure

SEC source: 0001127602-21-003660 · form4.xml · nonDerivative · entry 2

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,466.355

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 20:00 UTC
Stein David LExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 1,065 $18.06 $19,233.90
Disclosure

SEC source: 0001127602-21-003645 · form4.xml · nonDerivative · entry 2

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,439

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 19:53 UTC
FLYNN PHILIP BDirector · President & CEO
Disposition to issuerCommon Stock $0.01 Par Value 12,886 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003643 · form4.xml · nonDerivative · entry 2

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,993

F2 · kind: Represents the forfeiture of performance-based restricted stock units ("PRSUs") that were granted on February 6, 2018. The vesting of these PRSUs was initially time-based; however, the Compensation and Benefits Committee of the reporting person's Board of Directors determined not to proceed with the vesting.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 19:42 UTC
Utz John A.Executive Vice President
Tax withholdingCommon Stock $0.01 Par Value 1,358 $18.06 $24,525.48
Disclosure

SEC source: 0001127602-21-003639 · form4.xml · nonDerivative · entry 2

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,054.4949

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:30 UTC GrantCommon Stock $0.01 Par Value 6,644 $18.06 $119,990.64
Disclosure

SEC source: 0001127602-21-003766 · form4.xml · nonDerivative · entry 1

Greffin Judith P · CIK 0001442430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,563

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2021 grant. They are payable solely in shares of common stock.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:28 UTC GrantCommon Stock $0.01 Par Value 6,644 $18.06 $119,990.64
Disclosure

SEC source: 0001127602-21-003763 · form4.xml · nonDerivative · entry 1

Haddad Michael J · CIK 0001774576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,638

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2021 grant. They are payable solely in shares of common stock.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:25 UTC GrantCommon Stock $0.01 Par Value 6,644 $18.06 $119,990.64
Disclosure

SEC source: 0001127602-21-003761 · form4.xml · nonDerivative · entry 1

Nettles Cory L · CIK 0001323628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,429

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2021 grant. They are payable solely in shares of common stock.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:21 UTC GrantCommon Stock $0.01 Par Value 6,644 $18.06 $119,990.64
Disclosure

SEC source: 0001127602-21-003758 · form4.xml · nonDerivative · entry 1

VAN LITH KAREN · CIK 0001265627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,126

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2021 grant. They are payable solely in shares of common stock.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:16 UTC GrantCommon Stock $0.01 Par Value 6,644 $18.06 $119,990.64
Disclosure

SEC source: 0001127602-21-003756 · form4.xml · nonDerivative · entry 1

WILLIAMS JOHN B · CIK 0001291523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,826

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2021 grant. They are payable solely in shares of common stock.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:03 UTC GrantCommon Stock $0.01 Par Value 6,644 $18.06 $119,990.64
Disclosure

SEC source: 0001127602-21-003741 · form4.xml · nonDerivative · entry 1

KLAPPA GALE E · CIK 0001195320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,186

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2021 grant. They are payable solely in shares of common stock.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:13 UTC GrantCommon Stock $0.01 Par Value 6,644 $18.06 $119,990.64
Disclosure

SEC source: 0001127602-21-003751 · form4.xml · nonDerivative · entry 1

HUTCHINSON WILLIAM R · CIK 0001240631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,005.237

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2021 grant. They are payable solely in shares of common stock.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:08 UTC GrantCommon Stock $0.01 Par Value 6,644 $18.06 $119,990.64
Disclosure

SEC source: 0001127602-21-003747 · form4.xml · nonDerivative · entry 1

KAMERICK EILEEN A · CIK 0001044530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,186

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2021 grant. They are payable solely in shares of common stock.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:05 UTC GrantCommon Stock $0.01 Par Value 6,644 $18.06 $119,990.64
Disclosure

SEC source: 0001127602-21-003744 · form4.xml · nonDerivative · entry 1

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,512

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2021 grant. They are payable solely in shares of common stock.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:00 UTC GrantCommon Stock $0.01 Par Value 6,644 $18.06 $119,990.64
Disclosure

SEC source: 0001127602-21-003738 · form4.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,012

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2021 grant. They are payable solely in shares of common stock.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 21:55 UTC GrantCommon Stock $0.01 Par Value 6,644 $18.06 $119,990.64
Disclosure

SEC source: 0001127602-21-003729 · form4.xml · nonDerivative · entry 1

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,995.266

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2021 grant. They are payable solely in shares of common stock.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 21:49 UTC GrantCommon Stock $0.01 Par Value 6,644 $18.06 $119,990.64
Disclosure

SEC source: 0001127602-21-003725 · form4.xml · nonDerivative · entry 1

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 728,717

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2021 grant. They are payable solely in shares of common stock.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 21:52 UTC
GERKEN R JAYDirector
GrantCommon Stock $0.01 Par Value 6,644 $18.06 $119,990.64
Disclosure

SEC source: 0001127602-21-003727 · form4.xml · nonDerivative · entry 1

GERKEN R JAY · CIK 0001240501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,966

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2021 grant. They are payable solely in shares of common stock.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 21:27 UTC
Ahern Patrick EdwardExecutive Vice President
GrantCommon Stock $0.01 Par Value 4,498 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003714 · form4.xml · nonDerivative · entry 1

Ahern Patrick Edward · CIK 0001791042 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,394

F1 · kind: Represents shares of Time-Based Restricted Stock (TRSUs) granted in 2021, which will vest in four equal installments beginning on February 8, 2022.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 21:16 UTC
Braeger Matthew RExecutive Vice President
GrantCommon Stock $0.01 Par Value 1,695 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003693 · form4.xml · nonDerivative · entry 1

Braeger Matthew R · CIK 0001721131 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,205.0966

F1 · kind: Represents shares of Time-Based Restricted Stock (TRSUs) granted in 2021, which will vest in four equal installments beginning on February 8, 2022.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 20:58 UTC
Del Moral-Niles ChristopherChief Financial Officer
GrantCommon Stock $0.01 Par Value 8,388 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003670 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,238

F1 · kind: Represents shares of Time-Based Restricted Stock (TRSUs) granted in 2021, which will vest in four equal installments beginning on February 8, 2022.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 20:55 UTC
DeWitt AngieExecutive Vice President
GrantCommon Stock $0.01 Par Value 4,152 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003666 · form4.xml · nonDerivative · entry 1

DeWitt Angie · CIK 0001756987 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,109.3952

F1 · kind: Represents shares of Time-Based Restricted Stock (TRSUs) granted in 2021, which will vest in four equal installments beginning on February 8, 2022.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 20:51 UTC
Erickson Randall J.Executive Vice President
GrantCommon Stock $0.01 Par Value 6,367 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003664 · form4.xml · nonDerivative · entry 1

Erickson Randall J. · CIK 0001180800 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,703

F1 · kind: Represents shares of Time-Based Restricted Stock (TRSUs) granted in 2021, which will vest in four equal installments beginning on February 8, 2022.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 20:32 UTC
Kitowski Nicole MExecutive Vice President
GrantCommon Stock $0.01 Par Value 4,844 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003662 · form4.xml · nonDerivative · entry 1

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,614.034

F1 · kind: Represents shares of Time-Based Restricted Stock (TRSUs) granted in 2021, which will vest in four equal installments beginning on February 8, 2022.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 20:28 UTC
Lau Timothy JExecutive Vice President
GrantCommon Stock $0.01 Par Value 4,706 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003660 · form4.xml · nonDerivative · entry 1

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,383.355

F1 · kind: Represents shares of Time-Based Restricted Stock (TRSUs) granted in 2021, which will vest in four equal installments beginning on February 8, 2022.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 20:23 UTC
Meinolf MichaelExecutive Vice President
GrantCommon Stock $0.01 Par Value 4,706 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003658 · form4.xml · nonDerivative · entry 1

Meinolf Michael · CIK 0001753047 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,983.787

F1 · kind: Represents shares of Time-Based Restricted Stock (TRSUs) granted in 2021, which will vest in four equal installments beginning on February 8, 2022.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 20:19 UTC
Schmidt Paul GregoryExecutive Vice President
GrantCommon Stock $0.01 Par Value 4,568 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003655 · form4.xml · nonDerivative · entry 1

Schmidt Paul Gregory · CIK 0001652805 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,402

F1 · kind: Represents shares of Time-Based Restricted Stock (TRSUs) granted in 2021, which will vest in four equal installments beginning on February 8, 2022.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 20:14 UTC
Stadler Tammy C.Principal Accounting Officer
GrantCommon Stock $0.01 Par Value 4,152 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003650 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,156.994

F1 · kind: Represents shares of Time-Based Restricted Stock (TRSUs) granted in 2021, which will vest in four equal installments beginning on February 8, 2022.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 20:00 UTC
Stein David LExecutive Vice President
GrantCommon Stock $0.01 Par Value 6,810 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003645 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,504

F1 · kind: Represents shares of Time-Based Restricted Stock (TRSUs) granted in 2021, which will vest in four equal installments beginning on February 8, 2022.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 19:53 UTC
FLYNN PHILIP BDirector · President & CEO
GrantCommon Stock $0.01 Par Value 9,387 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003643 · form4.xml · nonDerivative · entry 1

FLYNN PHILIP B · CIK 0001186352 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,879

F1 · kind: Represents shares of Time-Based Restricted Stock (TRSUs) granted in 2021, which will vest in four equal installments beginning on February 8, 2022.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 19:42 UTC
Utz John A.Executive Vice President
GrantCommon Stock $0.01 Par Value 7,392 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003639 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,412.4949

F1 · kind: Represents shares of Time-Based Restricted Stock (TRSUs) granted in 2021, which will vest in four equal installments beginning on February 8, 2022.

Read SEC document
January 20, 2021 Filed Jan 21, 2021 15:57 UTC GrantPhantom Stock Unit · Derivative 946.912 $19.90 Strike: $0.00 $18,843.55
Disclosure

SEC source: 0001127602-21-002203 · form4.xml · derivative · entry 1

Haddad Michael J · CIK 0001774576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,342.429

Underlying: Common Stock $0.01 Par Value · 946.912 shares

Expires not disclosed

F1 · kind: "Share Units" awarded under Directors' Deferred Compensation Plan.

F2 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition.

F3 · derivative.expiration_date: Phantom stock units will remain in the Insider's Stock Plan Services plan until separation and be distributed pursuant to the Insider's distribution election on file.

Read SEC document
January 20, 2021 Filed Jan 21, 2021 15:53 UTC GrantPhantom Stock Unit · Derivative 1,073.167 $19.90 Strike: $0.00 $21,356.02
Disclosure

SEC source: 0001127602-21-002201 · form4.xml · derivative · entry 1

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,814.848

Underlying: Common Stock $0.01 Par Value · 1,073.167 shares

Expires not disclosed

F1 · kind: "Share units" awarded under Director's Deferred Compensation Plan.

F2 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition.

F3 · derivative.expiration_date: Phantom stock units will remain in the Director's Deferred Compensation Plan until such account balance is distributed pursuant to Insider's distribution elections(s) on file.

Read SEC document
January 20, 2021 Filed Jan 21, 2021 15:51 UTC GrantPhantom Stock Unit · Derivative 1,073.167 $19.90 Strike: $0.00 $21,356.02
Disclosure

SEC source: 0001127602-21-002199 · form4.xml · derivative · entry 1

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,669.461

Underlying: Common Stock $0.01 Par Value · 1,073.167 shares

Expires not disclosed

F1 · kind: "Share units" awarded under Director's Deferred Compensation Plan.

F2 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition.

F3 · derivative.expiration_date: Phantom stock units will remain in the Director's Deferred Compensation Plan until such account balance is distributed pursuant to Insider's distribution election(s) on file.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 16:34 UTC
Utz John A.Executive Vice President
OtherCommon Stock $0.01 Par Value 61.0628 $20.04 $1,223.76
Disclosure

SEC source: 0001127602-21-001880 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,020.4949

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 16:25 UTC
Meinolf MichaelExecutive Vice President
OtherCommon Stock $0.01 Par Value 77.7566 $20.04 $1,558.32
Disclosure

SEC source: 0001127602-21-001871 · form4.xml · nonDerivative · entry 1

Meinolf Michael · CIK 0001753047 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,277.787

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 16:29 UTC
Stadler Tammy C.Principal Accounting Officer
OtherCommon Stock $0.01 Par Value 123.4968 $20.04 $2,475.00
Disclosure

SEC source: 0001127602-21-001873 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,004.994

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 16:22 UTC
Kitowski Nicole MExecutive Vice President
OtherCommon Stock $0.01 Par Value 5.7632 $20.04 $115.50
Disclosure

SEC source: 0001127602-21-001869 · form4.xml · nonDerivative · entry 1

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,770.034

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 15:52 UTC
DeWitt AngieExecutive Vice President
OtherCommon Stock $0.01 Par Value 25.7971 $20.04 $517.00
Disclosure

SEC source: 0001127602-21-001867 · form4.xml · nonDerivative · entry 1

DeWitt Angie · CIK 0001756987 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,957.3952

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 18:05 UTC
Utz John A.Executive Vice President
GrantCommon Stock $0.01 Par Value 134 $16.79 $2,249.86
Disclosure

SEC source: 0001127602-20-031729 · form4.xml · nonDerivative · entry 2

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,959.4321

F2 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 18:05 UTC
Utz John A.Executive Vice President
OtherCommon Stock $0.01 Par Value 73.9343 $16.55 $1,223.76
Disclosure

SEC source: 0001127602-20-031729 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,825.4321

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 17:54 UTC GrantCommon Stock $0.01 Par Value 112 $16.79 $1,880.48
Disclosure

SEC source: 0001127602-20-031725 · form4.xml · nonDerivative · entry 4

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,351.266

F4 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 17:54 UTC GrantCommon Stock $0.01 Par Value 261 $16.79 $4,382.19
Disclosure

SEC source: 0001127602-20-031725 · form4.xml · nonDerivative · entry 3

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,239.266

F3 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 17:54 UTC GrantCommon Stock $0.01 Par Value 67 $16.79 $1,124.93
Disclosure

SEC source: 0001127602-20-031725 · form4.xml · nonDerivative · entry 2

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,978.266

F2 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
December 15, 2020 Filed Dec 17, 2020 17:54 UTC OtherCommon Stock $0.01 Par Value 8.169 $16.35 $133.55
Disclosure

SEC source: 0001127602-20-031725 · form4.xml · nonDerivative · entry 1

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,911.266

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 17:48 UTC GrantCommon Stock $0.01 Par Value 112 $16.79 $1,880.48
Disclosure

SEC source: 0001127602-20-031723 · form4.xml · nonDerivative · entry 3

KAMERICK EILEEN A · CIK 0001044530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,542

F3 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 17:48 UTC GrantCommon Stock $0.01 Par Value 261 $16.79 $4,382.19
Disclosure

SEC source: 0001127602-20-031723 · form4.xml · nonDerivative · entry 2

KAMERICK EILEEN A · CIK 0001044530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,430

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

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December 15, 2020 Filed Dec 17, 2020 17:48 UTC GrantCommon Stock $0.01 Par Value 67 $16.79 $1,124.93
Disclosure

SEC source: 0001127602-20-031723 · form4.xml · nonDerivative · entry 1

KAMERICK EILEEN A · CIK 0001044530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,169

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

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December 15, 2020 Filed Dec 17, 2020 17:45 UTC GrantCommon Stock $0.01 Par Value 111 $16.79 $1,863.69
Disclosure

SEC source: 0001127602-20-031721 · form4.xml · nonDerivative · entry 2

Greffin Judith P · CIK 0001442430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,919

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

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December 15, 2020 Filed Dec 17, 2020 17:45 UTC GrantCommon Stock $0.01 Par Value 67 $16.79 $1,124.93
Disclosure

SEC source: 0001127602-20-031721 · form4.xml · nonDerivative · entry 1

Greffin Judith P · CIK 0001442430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,808

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.